In Re McAllen Medical Center, Inc.
Full Opinion (html_with_citations)
delivered the opinion of the Court,
Appellate courts cannot afford to grant interlocutory review of every claim that a trial court has made a pre-trial mistake. But we cannot afford to ignore them all either. Like âinstant replayâ review now so common in major sports, some calls are so important â and so likely to change a contestâs outcome â that the inevitable delay of interim review is nevertheless worth the wait.
Although mandamus review is generally a matter within our discretion, our place in a government of separated powers requires us to consider also the priorities of the other branches of Texas government.
Four years ago, this Court denied several petitions seeking mandamus relief when the statutorily required reports were allegedly inadequate. The courts of appeals have disagreed since then whether this action means that mandamus review is never available in such eases â several concluding that it does,
I. Background
The relator hospital, McAllen Medical Center, granted credentials to Dr. Francisco Bracamontes to perform thoracic surgery at the hospital. Dr. Bracamontes got his medical education in Mexico, was licensed to practice medicine in Texas, and had completed a three-year fellowship at the Texas Heart Institute in Houston. But he was not board certified in thoracic surgery, as only physicians who have completed residencies at accredited U.S. hospitals are eligible for such certification.
In 1999, competing mass-tort cases involving treatment by Dr. Bracamontes were filed â one as a class action,
The hospital now requests mandamus relief in this Court. To be entitled to such relief, a petitioner must show that the trial court clearly abused its discretion and that the relator has no adequate remedy by appeal.
I. Clear Abuse of Discretion
A. Negligent Credentialing
In her initial reports, Dr. Brown addressed a single claim against the hospital: that it had been negligent in âhiring, retention and supervision of Dr. Francisco Bracamontes.â We have held that such claims are health care liability claims.
On this record, the plaintiffs have not established Dr. Brownâs qualifications. âThe standard of care for a hospital is what an ordinarily prudent hospital would do under the same or similar circumstances.â
Moreover, âa negligent ereden-tialing claim involves a specialized standard of careâ and âthe health care industry has developed various guidelines to govern a hospitalâs credentialing process.â
As the plaintiffsâ only reports supporting the credentialing claims against the hospital were submitted by a doctor who was not qualified for that purpose, the trial court committed a clear abuse of discretion by concluding these reports were adequate.
B. Other Causes of Action
In addition to their credentialing claim, the plaintiffs pleaded that Dr. Bra-camontes was the hospitalâs agent, and thus was vicariously liable for his negligence. This claim is viable only if the
But they do argue that even if then-expert reports were inadequate, dismissal would be improper as to their fraud, fraudulent concealment, civil conspiracy, and misrepresentation claims as these do not involve health care.
Finally, the plaintiffs asserted that the hospital advertised all its heart surgeons as board certified, and sought economic damages âbecause Dr. Braca-montes performed cardiac surgery when he was not qualified as represented, and the Defendants failed to provide the promised quality of medical services.â âHealth care liability claimâ does not include claims unrelated to a departure from accepted standards of medical care, health care, or safety.
A person cannot avoid the statutory expert-report requirements by artful pleading.
III. No Adequate Remedy by Appeal
Whether a clear abuse of discretion can be adequately remedied by appeal depends on a careful analysis of costs and benefits of interlocutory review.
⢠forcing parties to trial in a case they agreed to arbitrate;25
⢠forcing parties to trial on an issue they agreed to submit to appraisers;26
⢠forcing parties to a jury trial when they agreed to a bench trial;27
⢠forcing parties to trial in a forum other than the one they contractually selected;28
⢠forcing parties to trial with an attorney other than the one they properly chose;29
⢠forcing parties to trial with an attorney who should be attending the Legislature;30 and
⢠forcing parties to trial with no chance for one party to prepare a defense.31
In each of these cases, it was argued that no harm would come from the trialâ perhaps the case would settle, and perhaps fee and interest awards could remedy the expense and delay of trying the case twice. But in each case we granted mandamus relief. Some fee and interest reimbursements are uncollectible, and some sunk costs (such as time taken from other work) are unrecoverable regardless. Further, a legal rule that no harm could possibly accrue to anyone so long as the attorneys get paid to try the case twice appears at least a little self-interested.
Of course, mandamus is generally unavailable when a trial court denies summary judgment, no matter how meritorious the motion. But parties are not âentitledâ to summary judgment in the same way they are entitled to arbitration, their chosen attorney, or an expert report like those here. Summary judgments were unknown at common law,
Here, the Legislature has already balanced most of the relevant costs and benefits for us. After extensive study, research, and hearings, the Legislature found that the cost of conducting plenary trials of claims as to which no supporting expert could be found was affecting the availability and affordability of health care â driving physicians from Texas and patients from medical care they need.
The plaintiffs point out that when the Legislature mandated interlocutory review of expert reports in 2003, it did not make those procedures retroactive.
For many of the same reasons, we acknowledge that mandamus review should not be granted in every pre-2003 case. The statute was intended to preclude extensive discovery and prolonged litigation in frivolous cases; review by mandamus may actually defeat those goals if discovery is complete, trial is imminent, or the existing expert reports show a case is not frivolous. But if the legislative purposes behind the statute are still attainable through mandamus review, Texas courts should not frustrate those purposes by a too-strict application of our own procedural devices.
Applying those principles here, we hold that appeal would not be an adequate remedy in this case. This appears to be precisely the kind of case the Legislature had in mind when it enacted the expert report requirements. The 224 patients initially involved in this consolidated suit had nothing in common other than their doctor. The plaintiffs assert no precedent for consolidating hundreds of malpractice claims by different patients with different health problems and different courses of treatment; their only explanation is that they wanted to save money on filing fees. The hospital promptly objected to the plaintiffsâ expert reports, but the trial judge refused to rule on the objection for four years, even though the hospital repeatedly reminded the judge and asked for a ruling in the interim. Meanwhile, the hospitalâs attorneys had to attend numerous docket calls and status conferences, and moved for summary judgment against 200 plaintiffs whose claims were barred by limitations â motions the trial court granted, but which the hospital should never have had to file. Unquestionably, the hospital could have avoided significant expense and delay had the trial court followed the law as set out in the statute; unquestionably, the hospital will continue to incur costs and delay in the future if we deny relief today. Accordingly, we hold the hospital has shown it has no adequate remedy by appeal.
This holding is not (as the dissent argues) a sudden departure from Walker v. Packer,
We mentioned this âmore lenient standardâ in Walker, but found it unworkable as it âwould justify mandamus review whenever an appeal would arguably involve more cost or delay than mandamus.â
Nor are we impressed with the dissentersâ claim that strict adherence to traditional mandamus standards will signal an end to effective interlocutory review for some parties or classes of litigants. There are many situations where a party will not have an adequate appellate remedy from a clearly erroneous ruling, and appellate courts will continue to issue the extraordinary writ.45
In describing when an appeal would be âinadequate,â we listed several situations â[i]n the discovery context aloneâ that âcome to mindâ:
⢠when disclosure of privileged information or trade secrets would âmaterially affect the rights of the aggrieved partyâ;
â˘when discovery âimposes a burden on the producing party far out of proportion to any benefit that may obtain to the requesting partyâ;
â˘when a âpartyâs ability to present a viable claim or defense at trial is vitiated or severely compromised by the trial courtâs discovery errorâ; and
⢠when âthe missing discovery cannot be made part of the appellate record ... and the reviewing court is unable to evaluate the effect of the trial courtâs error.â46
By mentioning these instances only as ones that âcome to mind,â
â˘when a trial court refused to compel arbitration;48
⢠when an appellate court denied an extension of time to file an appellate record;49
â˘when a trial court refused to compel discovery until 30 days before trial;50
⢠when a trial court denied a special appearance in a mass tort case;51 and
⢠when a trial court imposed a monetary penalty on a partyâs prospective exercise of its legal rights.52
The problem with defining âinadequateâ appeals as each situation âcomes to mindâ was that it was hard to tell when mandamus was proper until this Court said so. So almost four years ago we tried to de
The facts in this case do not involve delay and expense alone, as the dissent alleges. The Legislature determined that cases like this one were rendering health care unavailable or unaffordable in areas of Texas like the one where this ease was filed. The Legislatureâs insistence that plaintiffs produce adequate expert reports is almost as old as this Courtâs attempt in Walker to define adequate appeals.
IV. Dismissal or Amendment?
Finally, the plaintiffs argue that if mandamus relief is granted, they are still entitled to seek an additional 30-day âgrace periodâ from the trial court to amend their expert reports. Under the facts and statute at issue here, that option is not available.
Unlike the current statute, the statute applicable before 2003 allowed a grace period to correct inadequate reports only if the inadequacy was the result of an accident or mistake:
Notwithstanding any other provision of this section, if a claimant has failed to comply with a deadline established by Subsection (d) of this section and after hearing the court finds that the failure of the claimant or the claimantâs attorney was not intentional or the result of conscious indifference but was the result of an accident or mistake, the court shall grant a grace period of 30 days to permit the claimant to comply with that subsection.55
In a motion filed the morning of the hearing on their reports, the plaintiffs requested such an extension for two reasons. First, they sought an additional 30 days to get the medical records of 11 plaintiffs, none of whom remain in the case. And as negligent eredentialing caused harm to the plaintiffs only if Dr. Bracamontesâs privileges should have been revoked before they were treated, them own medical records could not establish that claim.
Second, the plaintiffs alleged that any inadequacies in their reports were the result of accident or mistake rather than conscious indifference. In Walker v. Gutierrez, we held that a report that completely omitted one of the elements required by statute could not be an accident or mistake because âa party who files suit on claims subject to article 4590i is charged with knowledge of the statute and
* * *
Because the trial court abused its discretion in failing to grant the hospitalâs motion to dismiss, we conditionally grant the writ of mandamus and order the trial court to vacate its order and enter a new order dismissing the plaintiffsâ claims against the hospital. We are confident the trial court will comply, and our writ will issue only if it does not.
. See, e.g., In re Ford Motor Co., 165 S.W.3d 315, 322 (Tex.2005) (holding mandamus available to protect legislative continuance); In re Entergy Corp., 142 S.W.3d 316, 321 (Tex.2004) (holding mandamus available to protect exclusive jurisdiction of executive agency and prevent disruption of "orderly processes of governmentâ).
. Tex.Rev.Civ. Stat. art. 4590i, § 1.02 (repealed 2003).
. See Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 877 (Tex.2001).
. Bowles v. Bourdon, 148 Tex. 1, 219 S.W.2d 779, 782 (1949) ("It is definitely settled with us that a patient has no cause of action against his doctor for malpractice, either in diagnosis or recognized treatment, unless he proves by a doctor of the same school of practice as the defendant: (1) that the diagnosis or treatment complained of was such as to constitute negligence and (2) that it was a proximate cause of the patient's injuries.").
. In re Methodist Healthcare Sys. of San Antonio, Ltd., No. 04-05-00304-CV, 2005 WL 1225376, at *1 (Tex.App.-San Antonio May 25, 2005, orig. proceeding [mand. pending]) (not designated for publication); In re Schneider, 134 S.W.3d 866, 869 (Tex.App.Houston [14th Dist.] 2004, orig. proceeding); In re Esparza, No. 13-04-054-CV, 2004 WL 435241, at *1 (Tex.App.-Corpus Christi March 10, 2004, orig. proceeding).
. In re Clinica Santa Maria, No. 13-06-00256-CV, 2007 WL 677736, at *1 n. 2 (Tex.App.-Corpus Christi March 6, 2007, orig. proceeding [mand. pending]) (refusing mandamus relief but stating that availability of mandamus relief must be made on a case-by-case basis pending a definitive ruling from this Court); In re Samonte, 163 S.W.3d 229, 238
. See McAllen Med. Ctr., Inc. v. Cortez, 66 S.W.3d 227 (Tex.2001).
. The plaintiffs here also sued Dr. Lester Dyke, Dr. Hector Urrutia, and Cardiovascular Consultants of McAllen, none of whom are involved in this proceeding.
. In re McAllen Med. Ctr., Inc., No. 13-05-441-CV, 2005 WL 2456602 (Tex.App.-Corpus Christi Oct.5, 2005, orig. proceeding).
. In re Prudential Ins. Co. of Am., 148 S.W.3d 124, 135-36 (Tex.2004) (citing Walker v. Packer, 827 S.W.2d 833, 840 (Tex.1992)).
. Garland Cmty. Hosp. v. Rose, 156 S.W.3d 541, 544-46 (Tex.2004).
. See Tex.Rev.Civ. Stat. art. 4590i, § 13.01(r)(5)(B) (â âExpertâ means ... with respect to a person giving opinion testimony
. See Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 880 (Tex.2001).
. Bowie Memâl Hosp. v. Wright, 79 S.W.3d 48, 53 (Tex.2002) ("We cannot infer from this statement, as the Wrights ask us to, that Bowieâs alleged breach precluded Barbara from obtaining a quicker diagnosis and treatment for her foot. Rather, the report must include the required information within its four corners.â).
. Garland Cmty. Hosp., 156 S.W.3d at 546.
. Broders v. Heise, 924 S.W.2d 148, 152 (Tex.1996).
. Am. Transitional Care Ctrs., 46 S.W.3d at 880.
. St. Joseph Hosp. v. Wolff, 94 S.W.3d 513, 543 (Tex.2002).
. The plaintiffs also say they alleged the hospital violated the Texas Deceptive Trade Practices Act, but no such allegations appear in their pleadings in the record before us.
. Tex.Rev.Civ. Stat. art. 4590i, § 1.03(a)(4) (â âHealth care liability claim' means a cause of action against a health care provider or physician for treatment, lack of treatment, or other claimed departure from accepted standards of medical care, or health care, or safety or professional or administrative services directly related to health care, which proximately results in injury to or death of a claimant, whether the claimantâs claim or cause of action sounds in tort or contract.â) (repealed 2003) (current version at Tex. Civ. Prac. & Rem.Code § 74.001(a)(13)); Diversicare Gen. Partner, Inc. v. Rubio, 185 S.W.3d 842, 849-54 (Tex.2005); Earle v. Ratliff, 998 S.W.2d 882, 885 n. 10 (Tex.1999).
. Diversicare, 185 S.W.3d at 849 (holding claim that negligent supervision caused assault was health care liability claim because it was "inseparable from the health care and nursing services providedâ).
. Garland Cmty. Hosp. v. Rose, 156 S.W.3d 541, 543 (Tex.2004).
. In re Prudential Ins. Co. of Am., 148 S.W.3d 124, 136 (Tex.2004).
. Id. at 137.
. In re D. Wilson Constr. Co., 196 S.W.3d 774, 780 (Tex.2006); Jack B. Anglin Co. v. Tipps, 842 S.W.2d 266, 272-73 (Tex.1992).
. In re Allstate County Mut. Ins. Co., 85 S.W.3d 193, 196 (Tex.2002).
. In re Prudential, 148 S.W.3d at 138.
. In re AIU Ins. Co., 148 S.W.3d 109, 115 (Tex.2004); accord, In re Automated Collection Techs., Inc., 156 S.W.3d 557, 558 (Tex.2004).
. In re Cerberus Capital Mgmt., L.P., 164 S.W.3d 379, 383 (Tex.2005); In re Sanders, 153 S.W.3d 54, 56 (Tex.2004); In re EPIC Holdings, Inc., 985 S.W.2d 41, 52 (Tex.1998); Nat'l Med. Enters. v. Godbey, 924 S.W.2d 123, 133 (Tex.1996).
. In re Ford Motor Co., 165 S.W.3d 315, 322 (Tex.2005).
. In re Allied Chem. Corp., 227 S.W.3d 652, 658 (Tex.2007).
. Tobin v. Garcia, 159 Tex. 58, 316 S.W.2d 396, 400 (1958).
. Commentators recognize the influence of English and other states' summary-judgment procedures on Texasâs rules of civil procedure:
[W]hen the Advisory Committee of the Supreme Court of Texas began its labors in 1940 on the Texas Rules of Civil Procedure, there was ample experience to warrant the recommendation of a summary judgment rule for the state.... During the following years there was persuasive advocacy of a rule authorizing summary judgment. This was rewarded in the amendments of 1949, which became effective March 1, 1950.
Roy W. McDonald, Summary Judgments, 30 Texas L.Rev. 285, 285-86 (1952).
. See Kent D. Syverud, ADR and the Decline of the American Civil Jury, 44 UCLA L. Rev. 1935, 1935 (1997) ("In America today, the civil jury trial too often resembles the expensive and outmoded automobile produced by a flagging state-run industry in a once centrally planned economy. Few people buy it unless they have to, although there remain die-hard supporters, mostly among the work force on the assembly line.â).
. Tex.Rev.Civ. Stat. art. 4590i, § 1.02 (repealed 2003).
. See Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 878 (Tex.2001) (noting that "one purpose of the expert-report requirement is to deter frivolous claimsâ and that "[t]he Legislature has determined that failing to timely file an expert report, or filing a report that does not evidence a good-faith effort to comply with the definition of an expert report, means that the claim is either frivolous, or at best has been brought prematurelyâ).
. Act of June 2, 2003, 78th Leg., R.S., ch. 204, § 1.03, 2003 Tex. Gen. Laws 847, 849 (current version at Tex. Civ. Prac. & Rem.Code § 51.014(a)(9)-(10)).
. See, e.g., In re Rodriguez, 99 S.W.3d 825 (Tex.App.-Amarillo 2003, orig. proceeding), mand. denied, In re Woman's Hosp. of Tex., Inc., 141 S.W.3d 144 (Tex.2004) (denying mandamus relief but stating that "a remedy by direct appeal was inadequate and mandamus would be available in a proper caseâ); In re Morris, 93 S.W.3d 388, 390 (Tex.App.Amarillo 2002, orig. proceeding) (denying mandamus relief but stating that "because the statute expressed a specific purpose of addressing frivolous claims filed against medical practitioners by requiring dismissal if a proper expert report was not filed, a remedy by direct appeal was inadequate and mandamus would be available in a proper caseâ); In re Hendrick Med. Ctr., Inc., 87 S.W.3d 773, 775 n. 3 (Tex.App.-Eastland 2002, orig. proceeding) (holding that the trial court did not abuse its discretion in granting a 30-day grace period, but noting that "[ajlthough we do not reach the question of whether Relators have an adequate remedy at law, see In re Collom ... for a discussion of this requirement for a writ of mandamusâ); In re Collom & Carney Clinic Assân, 62 S.W.3d 924, 930 (Tex.App-Texarkana 2001, orig. proceeding).
. See, e.g., Subaru of Am., Inc. v. David McDavid Nissan, Inc., 84 S.W.3d 212, 219 (Tex.2002) (noting that a retroactive statute violates Texas Constitution "if, when applied, it takes away or impairs vested rights acquired under existing lawâ).
. 827 S.W.2d 833 (Tex.1992).
. See generally Richard E. Flint, The Evolving Standard for Granting Mandamus Relief in the Texas Supreme Court: One More "Mile Marker Down the Road of No Return", 39 St. Maryâs L.J. 3, 48-94 (2007).
. See Websterâs Third New International Dictionary 2064 (1981) (defining âseminalâ as "derived from ... seedâ)'.
. Bradley v. McCrabb, Dallam 504, 507, 1843 WL 3916 (Tex.1843); see Flint, supra note 41, at 49-53.
. Walker, 827 S.W.2d at 842.
. Id. at 843.
. Id.
. Id.
. Jack B. Anglin Co., Inc. v. Tipps, 842 S.W.2d 266, 272 (Tex.1992).
. Nat'l Union Fire Ins. Co. of Pittsburgh, Pa. v. Ninth Court of Appeals, 864 S.W.2d 58, 61 (Tex.1993).
. Able Supply Co. v. Moye, 898 S.W.2d 766, 772 (Tex.1995).
. CSR Ltd. v. Link, 925 S.W.2d 591, 596-97 (Tex.1996).
. In re Ford Motor Co., 988 S.W.2d 714, 723 (Tex.1998).
. In re Prudential Ins. Co. of Am., 148 S.W.3d 124, 136 (Tex.2004).
. See Act of May 5, 1995, 74th Leg., R.S., ch. 140, § 1, 1995 Tex. Gen. Laws 985, 986 (requiring expert reports); Act of May 25, 1993, 73d Leg., R.S., ch. 625, § 3, 1993 Tex. Gen. Laws 2347, 2347 (requiring expert reports or cost bonds).
. Tex.Rev.Civ. Stat. art. 4590i, § 13.01(g) (repealed 2003).
. 111 S.W.3d 56, 62 (Tex.2003).