State v. Inman
The STATE, Respondent, v. Jerry Buck INMAN, Appellant
Attorneys
Chief Appellate Defender Robert M. Dudek, and Senior Appellate Defender Joseph L. Savitz, III, of Columbia, for Appellant., Attorney General Alan Wilson, Chief Deputy Attorney General John W. McIntosh, Assistant Deputy Attorney General Donald J. Zelenka, of Columbia, and Solicitor William Walter Wilkins, III, of Greenville, for Respondent.
Full Opinion (html_with_citations)
In this capital case, Jerry Buck Inman pleaded guilty to the murder, first-degree burglary, first-degree criminal sexual conduct, and kidnapping of a Clemson University student. The judge sentenced Inman to death for murder and two consecutive thirty-year sentences for first-degree burglary and first-degree criminal sexual conduct.
On appeal, Inman challenges the judgeâs acceptance of his guilty plea as he contends it was conditional in that defense counsel maintained Inman was entitled to be sentenced by a jury despite his plea of guilty.
I. Factual/Procedural Background
A.
On the evening of May 25, 2006, Tiffany Marie Souers (the Victim), a rising junior at Clemson University, was alone in her off-campus apartment as her roommates were gone for the day. When one of her roommates returned to the apartment during the afternoon of May 26, 2006, she discovered the Victimâs partially-clad body on the bedroom floor. An autopsy revealed the Victim had been sexually assaulted and died as the result of asphyxia due to ligature strangulation with a bathing suit top.
On June 5, 2006, law enforcement was able to identify Inman as the Victimâs perpetrator based on DNA evidence obtained from the crime scene and processed through the National DNA Database, which had Inmanâs DNA evidence on file due to his prior out-of-state convictions for sexual offenses in 1987 and 1988. Using this information, law enforcement conducted a well-publicized nationwide search for Inman. On June 6, 2006 at approximately 11:45 p.m., law enforcement apprehended Inman in Dandridge, Tennessee.
Shortly after his arrest, Inman orally confessed to the crimes involving the Victim. Within the course of the next three hours, Inman gave separate written statements to an agent with the Tennessee Bureau of Investigation and to agents "with the South Carolina Law Enforcement Division (SLED). In these two statements, Inman again confessed to the charged crimes and recounted in detail the events underlying these crimes. When asked to sign these statements, Inman declined and stated âwe still have to go to court.â
Ultimately, Inman was extradited to South Carolina and detained in the Pickens County Detention Center where a DNA sample was taken from him and again conclusively matched to the DNA evidence recovered from the Victim and her apartment. Subsequently, a Pickens County grand jury indicted Inman for murder, kidnapping, first-degree criminal sexual conduct, and first-degree burglary. The Thirteenth Circuit Solicitorâs Office timely served Inman with its intent to seek the death penalty.
After a circuit court judge determined that Inman was competent to stand trial,
B.
On August 19, 2008, Inman pleaded guilty to murder, first-degree criminal sexual conduct, first-degree burglary, and kidnapping. During the plea colloquy, the judge informed Inman of the charges, the maximum possible sentences, and the constitutional rights that he was waiving by pleading guilty, including the right to a jury trial. Although Inman indicated he understood these rights, defense counsel interjected that Inman should be entitled to enter a guilty plea and then proceed to a jury trial for sentencing. In response, the judge informed Inman that he could not enter a plea âconditionedâ on the preservation of the jury trial issue. Inman stated that he understood and still wished to plead guilty. Inman then admitted his guilt and expressed satisfaction with his defense counsel. Subsequently, Solicitor Robert M. Ariail (the Solicitor) presented a factual basis for the charged offenses that consisted of a stipulated summary of the facts.
When the judge resumed questioning Inman, he again inquired whether Inman understood that by pleading guilty he was waiving his right to have a jury sentence him for the murder conviction. Inman responded in the affirmative. Defense counsel, however, reiterated that Inman should not have to waive the right to have a jury determine his sentence. He emphasized that he âjust want[ed] to make sure [the issue] is preserved.â
In response, the judge again explained to Inman that he could not accept a âconditional guilty plea.â The judge also instructed that he could not determine whether the jury sentencing issue was preserved for appellate review as it was a decision for the South Carolina Supreme Court. Inman indicated that he understood the judgeâs explanation and expressed his desire to continue the plea proceeding. The judge accepted Inmanâs plea and instructed that the sentencing proceeding would be held on September 8, 2008.
The Solicitor then expressed his concern that defense counselâs statements about the preservation of an appellate issue effectively made the plea conditional. Defense counsel disput
Based on this exchange, the judge debated whether to accept Inmanâs plea, but ultimately asked Inman whether his plea was âdependentâ on the jury sentencing issue. After conferring with defense counsel, Inman acknowledged that his plea was not based on whether he would succeed on an issue raised on appeal. Inman stated, âI just want to enter the plea and get it over with, just go on from here with the sentencing phase.â
At the conclusion of the plea colloquy, the judge accepted Inmanâs plea and found that it was freely, knowingly, voluntarily, and intelligently made.
C.
On September 8, 2008, the judge commenced the non-jury sentencing proceeding. In presenting its case for statutory aggravating circumstances, the State called two of the law enforcement officers to whom Inman confessed to the charged crimes. Additionally, Dr. Eric Dean Christensen, the forensic pathologist who conducted the Victimâs autopsy, certified the Victimâs death was caused by âasphyxia due to ligature strangulation.â He further testified that there was âextensive bruisingâ on the Victimâs body, which he believed was consistent with a physical struggle and the Victim being restrained. He also found physical evidence that suggested âtraumatic sexual relations.â
In terms of Inmanâs criminal history, the State offered extensive evidence of Inmanâs prior convictions in Florida and North Carolina as well as evidence of two unadjudieated incidents that occurred after Inman was released from the Florida Department of Corrections on September 1, 2005.
Subsequently, defense counsel initiated the case for mitigation. As the defenseâs first expert witness, counsel called Dr. David Richard Price, a forensic psychologist/neuropsychologist and clinical psychologist, who interviewed Inman and reviewed records regarding Inmanâs family, his prior crimes, his terms of incarceration, and his mental health records.
Defense counsel next called Dr. Marti Loring, a Georgia-licensed clinical social worker and board certified expert in traumatic stress who was employed at the Center for Mental Health and Human Development in Atlanta, Georgia. The defense offered Dr. Loring âas an expert in the field of trauma, abuse, forensic and therapeutic interviewing, and as a social historian in capital sentencing cases.â
During voir dire, the Solicitor inquired whether Dr. Loring had âperformed services under [her] licensed clinical social worker statusâ and whether she was licensed in South Carolina. Upon receiving Dr. Loringâs response that she was not licensed in South Carolina, the Solicitor directed the judgeâs attention to section 40-68-200 of the South Carolina Code,
In response, defense counsel argued that Dr. Loringâs Georgia license was sufficient to qualify her as an expert witness in Inmanâs case. Counsel objected to the Solicitorâs questioning and characterized it as âan inappropriate attempt to intimidate the witness with the authority that this Solicitor has in this state to indict.â Counsel added that the Solicitor had put Dr. Loring âin a position where she may need to assert her Fifth Amendment privilege not to incriminate herself by answering the questions that I would otherwise have propounded to her.â
The judge overruled the Solicitorâs objection as he believed the intent of the statute was âto prevent persons from opening offices to conduct treatment in this state,â which was distinguishable from Dr. Loring being retained as an expert for the defense.
After the judge determined that Dr. Loring was qualified to testify, defense counsel argued that the Solicitorâs attempt to intimidate Dr. Loring constituted a violation of Inmanâs due process rights to present his defense. The Solicitor disputed this allegation and stated he could grant Dr. Loring immunity from prosecution in Inmanâs case. However, he clarified that he was not authorized to grant immunity for the other South Carolina cases in which she had testified.
Dr. Loring then expressed her concern about testifying and was granted an opportunity to consult with Bill Godfrey, an attorney who was present in the courtroom. When court reconvened, Dr. Loring stated she felt âthreatened as a witnessâ and, as a result, invoked her Fifth Amendment right against self-incrimination upon the advice of counsel. Despite assurances by the judge that she would be granted immunity in Inmanâs case and prior cases, Dr. Loring maintained that she would not testify as she believed she would be âin violation of a criminal statute [that] would affect [her] professional reputation in other cases and in other jurisdictions.â
The judge then held in abeyance any motions regarding Dr. Loringâs testimony and permitted defense counsel to call its remaining four witnesses in mitigation.
In response, the Solicitor contended that he had neither threatened Dr. Loring nor moved to indict her âeven though, theoretically, she would have violated the statute from a prior case.â
At the conclusion of these arguments, counsel for Dr. Loring informed the court that Dr. Loring would not testify and intended to invoke her Fifth Amendment privilege against self-incrimination.
The judge did not rule on the mistrial motion, but instead granted a continuance in order for defense counsel to retain another social historian. The judge, however, added that he âwouldnât rule that Dr. Loring [was] completely out of the case.â
Seven months later, the judge held a hearing on April 14, 2009 to consider whether Dr. Loring should be released as a witness given the defense did not intend to call her and had retained another social historian. In his motion, counsel for Dr. Loring objected to the Stateâs out-of-state -witness subpoena of Dr. Loring as a necessary and material witness. At the
On April 15, 2009, a Superior Court in Atlanta, Georgia signed an order directing Dr. Loring to attend a hearing the next day at 3:00 p.m. to determine her material witness status in South Carolina. Because Dr. Loring was at work when the order was left at her residence on the morning of April 16, 2009, she did not appear at the hearing. Later that night, officers attempted to serve a warrant for her arrest. After Dr. Loringâs counsel contacted the South Carolina plea judge regarding the Georgia matter, the judge intervened and persuaded the District Attorneyâs Office in Atlanta to âtableâ the warrant based on the assurance that Dr. Loring would appear at the Pickens County Courthouse on April 20, 2009.
On April 20-22, 2009, the judge reconvened the sentencing proceedings. At the beginning of the hearing, Dr. Loringâs counsel recounted the events in Georgia and argued that this constituted additional evidence of the Solicitorâs attempt to intimidate Dr. Loring. As a result, he moved to have Dr. Loring immediately released as a witness in Inmanâs case.
Defense counsel concurred in these arguments and stated that the âsequence of events in Georgia would go directly to the motion for prosecutorial misconduct and the mistrial that we requested orally on September 11, 2008.â
In response, the Solicitor denied any involvement in the Georgia events and claimed it was âevery bit the fault of Dr. Loring, under the Georgia system.â To counter this statement, defense counsel called Dr. Loring as a witness to testify for the limited purpose of documenting what transpired in Georgia. Although Dr. Loring came prepared to testify as a mitigation expert, she could not âassure [the court] a hundred percent that going through all this would not have an impact on [her].â
Following Dr. Loringâs testimony, defense counsel renewed its motion for the ârecusal of the Thirteenth Circuit Solicitorâs Office.â Counsel contended the Solicitorâs actions were inten
Additionally, defense counsel offered evidence of two other capital cases, one in 2006
Defense counsel then sought to recuse the Solicitorâs office as advocates and call certain members as witnesses in order to establish the defenseâs claim of intentional prosecutorial misconduct.
After the judge denied this motion, defense counsel called attorney Desa Ballard as an expert in the field of legal ethics and professional responsibility in South Carolina. Based on her assessment of the Solicitorâs conduct, Ballard opined that
Defense counsel then declined to call Dr. Loring as witness. Instead, counsel renewed its motion for a mistrial based on prosecutorial misconduct. Counsel reiterated that he wished to call the Solicitor and members of his office as witnesses because he believed the testimony was relevant to the motion. In terms of relief, counsel sought a mistrial and, in turn, the imposition of a life without parole sentence as the Solicitorâs deliberate misconduct precipitated the mistrial motion and, thus, implicated double jeopardy.
The judge denied each of defense counselâs motions. In so ruling, the judge initially rejected counselâs argument regarding double jeopardy as the judge found the Solicitor had not âdeliberately goadedâ the defense into requesting a mistrial. As to the merits of the mistrial motion, the judge concluded the Solicitorâs questioning of Dr. Loring was inappropriate and constituted prosecutorial misconduct. However, the judge declined to grant a mistrial as he found the evidence did not support a finding of âdeliberateâ prosecutorial misconduct. Additionally, the judge concluded that Inman had not been prejudiced as the misconduct occurred during a bench trial as opposed to a jury trial and Dr. Loring had voluntarily appeared at the hearing and was willing to testify.
Immediately thereafter, defense counsel moved for a continuance in order to prepare the mitigation evidence as he had not been in contact with Dr. Loring since the September 2008 hearing and his recently-retained social historian had not completed her research and was not prepared to testify. The judge implicitly denied this motion.
Over defense counselâs objections, the judge called and questioned Dr. Loring as a âcourt witness.â Dr. Loring testified she compiled a social history about the life and family of Inman by interviewing Inman and members of his family as well as reviewing Inmanâs medical history, school records, and
Throughout the questioning, defense counsel repeatedly sought to limit the testimony of Dr. Loring as counsel believed her opinions implicated attorney-work product as they had been previously discussed amongst the defense team.
After hearing closing arguments and Inmanâs personal statement, the judge sentenced Inman to death for murder and imposed two consecutive thirty-year sentences for first-degree burglary and first-degree criminal sexual conduct. In reaching this decision, the judge explained in both his oral and written order that the State had proven beyond a reasonable doubt three statutory aggravating circumstances to warrant the death penalty.
In terms of mitigating factors, the judge found Inman committed the murder while under the influence of mental or emotional disturbances
Following the denial of his motion to reconsider and for a new trial, Inman appealed his plea of guilty and his sentence of death.
II. Discussion
A. Validity of Guilty Plea
Inman asserts his guilty plea to murder should be vacated on the ground it constituted an invalid conditional guilty plea.
âIn South Carolina, guilty pleas must be unconditional.â State v. Downs, 361 S.C. 141, 145, 604 S.E.2d 377, 379 (2004). â[I]f an accused attempts to attach any condition or qualification thereto, the trial court should direct a plea of not guilty.â State v. Truesdale, 278 S.C. 368, 370, 296 S.E.2d 528, 529 (1982). âIf the trial court accepts a conditional guilty plea, then the plea will be vacated on appeal.â Downs, 361 S.C. at 145, 604 S.E.2d at 379. âThe basis for this rule is, of course, the settled doctrine that a guilty plea constitutes waiver of all prior claims of constitutional rights or deprivations thereof.â Truesdale, 278 S.C. at 370, 296 S.E.2d at 529.
Turning to the facts of the instant case, we find that Inmanâs guilty plea was unconditional. Significantly, Inman never attempted to reserve the right to challenge or deny the merits of his guilt. Any condition that he sought to attach to the plea involved an appellate challenge to section 16-3-20(B), which mandates that a judge rather than a jury determine sentencing in a capital case if the defendant enters a guilty plea. Under the mandatory appeal procedures in capital cases,
Furthermore, even if Inman preserved his challenge to section 16-3-20(B), he specifically abandoned this issue on appeal as he correctly recognizes that this issue has been decided against his position. See State v. Allen, 386 S.C. 93, 687 S.E.2d 21 (2009), cert. denied, â U.S. -, 130 S.Ct. 3329, 176 L.Ed.2d 1229 (2010) (noting, in appeal of guilty plea and capital sentence, South Carolina precedent finding that section 16-3-20 does not violate the Sixth Amendment to the United States Constitution and concluding that it also did not violate the Eighth and Fourteenth Amendments; noting that the statute requires the sentencing judge to consider any mitigating circumstances allowed by law and that a defendant is not precluded from offering evidence of his remorse and acceptance of responsibility); State v. Crisp, 362 S.C. 412, 608 S.E.2d 429 (2005) (adhering to Downs and rejecting claims that section 16-3-20(B) was unconstitutional); State v. Wood, 362 S.C. 135, 607 S.E.2d 57 (2004) (citing Downs and concluding section 16-3-20(B) was constitutional); Downs, 361 S.C. at 146, 604 S.E.2d at 380 (discussing constitutionality of section 16-3-20(B) and finding capital defendant who pleaded guilty waived his right to jury trial on both guilt and sentencing).
Finally, a review of the plea colloquy reveals Inman entered his plea knowingly and voluntarily as he repeatedly acknowledged that he understood the charges against him, the consequences of his plea, and the rights he was waiving by pleading guilty, including the right to have a jury determine his guilt and sentence. Accordingly, we conclude Inmanâs plea was valid. See Hill v. Lockhart, 474 U.S. 52, 56, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985) (âThe longstanding test for determining the validity of a guilty plea is âwhether the plea represents a voluntary and intelligent choice among the alternative courses of action open to the defendant.â â (quoting North Carolina v. Alford, 400 U.S. 25, 31, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970))); Roddy v. State, 339 S.C. 29, 33, 528 S.E.2d 418, 421 (2000) (âTo find a guilty plea is voluntarily and knowingly entered into, the record must establish the defendant had a full understanding of the consequences of his plea and the charges against him.â).
Having found that Inmanâs guilty plea was valid, we must next assess Inmanâs issues arising out of the sentencing proceedings.
1. Recusal of Solicitorâs Office/Questioning Solicitor as a Defense Witness
Inman claims the judge abused his discretion by declining to recuse the Solicitorâs office as advocates
â[A] criminal defendant has a right to call the prosecuting attorney as a witness, subject to the trial courtâs usual discretion to exclude witnesses or evidence.â State v. Quattlebaum, 338 S.C. 441, 453, 527 S.E.2d 105, 111 (2000) (citing State v. Lee, 203 S.C. 536, 28 S.E.2d 402 (1943)). In Quattlebaum, this Court emphasized that âlitigants, and especially defendants in criminal cases, should not be hampered in their choice of those by whom they choose to prove their cases.â Id. However, a defendantâs right to call a prosecuting attorney as a witness is not without limitation as this Court has stated:
Although a prosecuting attorney is competent to testify, his testifying is not approved by the Courts except where it is made necessary by the circumstances of the case, and, if he knows before the trial that he will be a necessary witness, he should withdraw and have other counsel prosecute the case. The propriety of allowing the prosecutor to testify is a matter largely within the trial Courtâs discretion.
Lee, 203 S.C. at 540, 28 S.E.2d at 403 (emphasis added). Other jurisdictions have agreed with this Courtâs limitation on a prosecutor as a defense witness and have further clarified that the testimony âmust be relevant and material to the theory of the defense ... [and] it must not be privileged,
It is evident that this Court and courts from other jurisdictions disfavor defense counsel calling a prosecuting attorney to testify in a case in which he is participating as an advocate. See Bennett v. Commonwealth, 236 Va. 448, 374 S.E.2d 303, 313 (1988) (â[I]t is not desirable for the Commonwealthâs Attorney to testify as a witness on a material point in a case. The circumstances are rare indeed where any lawyer may properly testify in a case in which he is participating as an advocate.â); see also Erwin S. Barbre, Annotation, Prosecuting Attorney as A Witness in Criminal Case, 54 A.L.R.3d 100 (1973 & Supp.2011) (analyzing cases where the propriety of a prosecuting attorneyâs testifying in a criminal case on behalf of the prosecution or on behalf of the defendant was at issue; recognizing that such a decision is dependent upon the facts of the case, is discretionary, and generally does not require the prosecutor to withdraw or be recused from the case when called on behalf of the defendant).
However, even if a prosecutor is called as a witness by the defense, it is not always necessary for a trial judge to recuse the prosecutor or the prosecuting office in its entirety. In fact, â[t]here is no inherent right to disqualification when a member of the state attorneyâs office is called as a witness in a case prosecuted by a state attorney in the same office, unless actual prejudice can be shown.â 81 Am.Jur.2d Witnesses § 229 (2004 & Supp.2011); People v. Superior Court of San Luis Obispo, 84 Cal.App.3d 491, 148 Cal.Rptr. 704, 710 (Cal.Ct.App. 5th Dist.1978) (âThe general rule is that a district attorneyâs office should not be recused from a case merely because one or more of its attorneys will be called as witnesses for the defense.â).
Applying the foregoing to the facts of the instant case, we find the judge did not abuse his discretion in refusing to recuse the Solicitorâs office as advocates and declining defense counselâs request to question the Solicitor.
Initially, we note that the judgeâs determination of prosecutorial misconduct did not necessitate the recusal of the entire
Furthermore, defense counselâs primary reason for calling the Solicitor as a witness was to establish that he intentionally committed misconduct. Because a determination of prosecutorial misconduct is not necessarily dependent upon the intent of the prosecutor, such testimony was neither relevant nor material to the defenseâs claim. See People v. Hill, 17 Cal.4th 800, 72 Cal.Rptr.2d 656, 952 P.2d 673, 683-84 (1998) (discussing concept of prosecutorial misconduct and stating âinjury to appellant is nonetheless an injury because it was committed inadvertently rather than intentionallyâ; recognizing that the term âprosecutorial misconductâ is a misnomer to the extent it âsuggests a prosecutor must act with a culpable state of mindâ); Diggs v. State, 531 N.E.2d 461, 464 (Ind.1988) (âA prosecutorâs warning of criminal charges during a personal interview with a witness improperly denies the defendant the use of that witnessâs testimony regardless of the prosecutorâs good intentions.â). We emphasize that a determination of a prosecutorâs intent is applicable where the prosecutor intentionally goads the defense into moving for a mistrial
In view of the foregoing, we find the judge did not abuse his discretion in declining to recuse the Solicitorâs office and refusing to permit defense counsel to call the Solicitor and members of his staff as witnesses. See Lee, 203 S.C. at 542, 28 S.E.2d at 404 (concluding trial judge did not err in refusing to allow defense counsel to call solicitor as witness where testimony would have been merely cumulative); see also Cooper v. State, 847 S.W.2d 521 (Tenn.Crim.App.1992) (holding trial court did not err in refusing to allow defendant to call district attorney general and assistant attorney general as witnesses on issue of Stateâs abuse of discretion in pursuing death penalty where defendant did not allege facts to show how his constitutional rights were violated); Bennett v. Com
2. Witness Intimidation
Having found the judge did not abuse his discretion in refusing to recuse the Solicitorâs office as advocates and declining to permit defense counsel to question the Solicitor and members of his staff, we must determine whether the Solicitorâs voir dire of Dr. Loring constituted witness intimidation and, in turn, prosecutorial misconduct.
Inman asserts the judge erred in refusing to grant a mistrial and recuse the Solicitorâs office from any further involvement in the case despite a finding of prosecutorial misconduct arising out of the Solicitorâs intimidation of Dr. Loring using âbaseless criminal prosecutionâ and the subpoena of Dr. Loring as a Stateâs witness.
In contrast, the State claims the judge properly denied the motion for a mistrial and recusal of the Solicitorâs office. In support of this claim, the State argues that there was no misconduct as the voir dire was appropriate based on the applicable South Carolina licensing statute. However, even if the Solicitor committed misconduct, the State contends it was not prejudicial to Inman as the Solicitor granted Dr. Loring immunity from prosecution and she voluntarily testified during the sentencing hearing.
âThe right to offer the testimony of witnesses, and to compel their attendance, if necessary, is in plain terms the right to present a defense, the right to present the defendantâs version of the facts as well as the prosecutionâs to the jury so it may decide where the truth lies.â Washington v. Texas, 388 U.S. 14, 19, 87 S.Ct. 1920, 18 L.Ed.2d 1019 (1967). âThis right is a fundamental element of due process of law.â Id.
As this Court has recognized, the constitutional right of a defendant to call witnesses requires that they be called without intimidation from the State. State v. Williams, 326 S.C. 130, 485 S.E.2d 99 (1997). In Williams, this Court explained:
*562 âImproper intimidation of a witness may violate a defendantâs due process right to present his defense witnesses freely if the intimidation amounts to âsubstantial government interference with a defense witnessâ free and unhampered choice to testify.â â... Where substantial interference is found, the next issue is whether the error can be deemed harmless. United States v. Saunders, supra [943 F.2d 388 (1991)]. The rule in the Fourth Circuit appears to be that governmental intimidation can be deemed harmless error where the witness nonetheless testifies. Compare United States v. Teague, 737 F.2d 378 (4th Cir.1984) (harmless where defendant was not denied either all or the helpful part of the witnessâ testimony as a result of the attempted intimidation) with United States v. MacCloskey, 682 F.2d 468 (4th Cir.1982). Under this rule, the intimidation in this case could not be deemed harmless. We decline, however, to adopt such an automatic reversal rule and hold that in order to obtain relief, a defendant must demonstrate both substantial interference and prejudice.
Id. at 135, 485 S.E.2d at 102. However, even if the defendant demonstrates substantial interference and prejudice, a new trial is not always the requisite remedy. Instead, â[t]he remedy to be afforded a defendant in this situation is determined by the facts and circumstances of each case, depending on the prejudice suffered by the defendant.â Id. at 136, 485 S.E.2d at 103.
In analyzing a claim of prosecutorial misconduct based on alleged witness intimidation, this Court has acknowledged the prosecutorâs âfundamental powerâ to âbring charges against a person the prosecutor believes has committed a crime.â State v. Needs, 333 S.C. 134, 145, 508 S.E.2d 857, 862 (1998). This power is, nevertheless, subject to âconstitutional constraints.â Id. For example, a prosecutor may not âlob baseless threats or charges at a potential defense witness in an effort to prevent the witness from testifying.â Id. at 146, 508 S.E.2d at 863; see Lisa A. Wenger, Annotation, Admonitions Against Perjury or Threats to Prosecute Potential Defense Witness, Inducing Refusal to Testify, As Prejudicial Error, 88 A.L.R.4th 388 (1991 & Supp.2011) (analyzing state and federal cases where prosecutor informs defense witness
We find the Solicitorâs conduct toward Dr. Loring unequivocally constituted witness intimidation. Even if the Solicitor was legitimately concerned about Dr. Loringâs qualifications as an expert witness, he could have filed a motion to disqualify her, which could have been addressed in a pre-trial hearing without the presence of Dr. Loring. By challenging Dr. Loring as soon as she took the stand, the Solicitorâs method of questioning can only be viewed as an intimidation tactic. The Solicitorâs claimed grant of immunity to Dr. Loring did not negate the atmosphere of intimidation as Dr. Loring repeatedly testified that she felt threatened.
Secondly, based on the testimonial and documentary evidence the defense presented on this issue, it is clear the Solicitor knew this line of questioning was objectionable as it had formed the basis of a previous allegation of prosecutorial misconduct in the Laney case.
Furthermore, at the time of the September 2008 sentencing hearing, the Solicitor was on notice from this Court that an out-of-state expert witnessâs failure to comply with South Carolina licensing requirements did not preclude the witness from testifying. In fact, the Court had specifically held on February 25, 2008 that the lack of a South Carolina professional license was merely a factor for the judge to consider as to the witnessâs qualifications as an expert. Fields v. J. Haynes Waters Builders, Inc., 376 S.C. 545, 658 S.E.2d 80 (2008) (discussing Baggerly and finding trial judge erred in disqualifying expert witness on the basis that witness failed to comply with South Carolinaâs home inspection licensing requirements, but concluding the error was harmless); see Baggerly v. CSX Transp., Inc., 370 S.C. 362, 635 S.E.2d 97 (2006) (recognizing conflict between Rule 702, SCREâs qualification for experts and a statute that defined the practice of engineering to include the offering of expert technical testimony; holding non-compliance with licensing requirements or with statutory law in specialized areas does not require trial judge to automatically refuse to qualify a witness as an expert); see also RE: Act No. 385 of2006-relating to defining the âpractice of medicineâ, S.C. Sup.Ct. Order dated Aug. 24,
Finally, the Solicitorâs decision to subpoena Dr. Loring as a witness, after the defense severed its ties with her, provides additional evidence of witness intimidation. Although the judge granted the Stateâs petition to certify Dr. Loring as a material witness, the method of procuring her appearance at the sentencing hearing supports Inmanâs claim of witness intimidation. We believe it was disingenuous for the Solicitor to assert that there was no wrongdoing on the part of the State regarding the events that took place in Georgia. Based on Dr. Loringâs testimony, it was clear that she was not attempting to abscond from Georgia and purposefully decline to appear at the sentencing hearing. Thus, we find the Solicitorâs initiation of the events in Georgia went beyond a necessary course of action. See Berger v. United States, 295 U.S. 78, 88, 55 S.Ct. 629, 79 L.Ed. 1314 (1935) (â[A prosecutor] may prosecute with earnestness and vigor-indeed, he should do so. But, while he may strike hard blows, he is not at liberty to strike foul ones. It is as much his duty to refrain from improper methods calculated to produce a wrongful conviction as it is to use every legitimate means to bring about a just one.â), overruled on other grounds by Stirone v. U.S., 361 U.S. 212, 80 S.Ct. 270, 4 L.Ed.2d 252 (1960).
Based on the foregoing, we find there is evidence to support the judgeâs finding of prosecutorial misconduct as the Solicitorâs actions were done for no other purpose than to intimidate Dr. Loring.
Having concluded that the Solicitorâs actions constituted prosecutorial misconduct, the question becomes whether a mistrial was warranted.
âThe prejudicial effect of prosecutorial misconduct is determined by (1) the cumulative effect of such misconduct; (2) the strength of the properly admitted evidence of the defendantâs guilt; and (3) the curative actions taken by the court.â United States v. Anwar, 428 F.3d 1102, 1112 (8th Cir.2005) (citations omitted).
The decision to grant or deny a mistrial is within the sound discretion of the trial court and will not be overturned on appeal absent an abuse of discretion amounting to an error of law. State v. Cooper, 334 S.C. 540, 551, 514 S.E.2d 584, 590 (1999). The granting of a motion for a mistrial is an extreme measure that should be taken only when the incident is so grievous the prejudicial effect can be removed in no other way. State v. Beckham, 334 S.C. 302, 310, 513 S.E.2d 606, 610 (1999).
As will be discussed, we find the judge correctly denied defense counselâs motion for a mistrial trial as Inman has not established prejudice sufficient to warrant such a severe remedy.
First, any assessment of prejudice to Inman must be viewed from the posture of a bench trial as opposed to a jury trial. It is well-established that it is a near insurmountable burden for a defendant to prove prejudice in the context of a bench trial as a judge is presumed to disregard prejudicial or inadmissible evidence. See Cole v. Commonwealth, 16 Va. App. 113, 428 S.E.2d 303, 305 (1993) (âA judge, unlike a juror, is uniquely suited by training, experience and judicial discipline to disregard potentially prejudicial comments and to separate, during the mental process of adjudication, the admissible from the inadmissible, even though he has heard both. Consequently, we presume that a trial judge disregards prejudicial or inadmissible evidence.â (citations omitted)); see
Here, the judge correctly considered that Dr. Loring did not have a South Carolina social workerâs license merely as a factor in her qualifications as an expert witness. Having found Dr. Loring qualified as an expert witness, the judge properly called and questioned her as a courtâs witness. Because Dr. Loring testified, Inman cannot claim he was prejudiced as his counsel declined the opportunity to question Dr. Loring. Williams, 326 S.C. at 135, 485 S.E.2d at 102 (recognizing that governmental intimidation of a witness can be deemed harmless error where the witness nonetheless testifies).
Furthermore, any testimony that was potentially excluded was arguably cumulative to that of Dr. Price, who testified in detail regarding Inmanâs childhood, his family, his mental health disorders, and his criminal history. Finally, a review of the judgeâs oral and written orders establishes that he thoroughly considered all mitigating evidence.
Although we find the Solicitor committed prosecutorial misconduct, we conclude Inmanâs sentence of death was not imposed in violation of his due process rights. See 16C C. J.S. Constitutional Law § 1644 (Supp.2011) (âThe touchstone of due process analysis in cases of alleged prosecutorial misconduct is the fairness of the trial, and not the culpability of the prosecutor.â). Accordingly, we find the judge did not abuse his discretion in declining to grant a mistrial.
III. Proportionality Review
Based on our decision to affirm Inmanâs guilty plea and the judgeâs rulings regarding the sentencing proceedings, we must assess Inmanâs sentence of death as it is this Courtâs duty to conduct a proportionality review of Inmanâs death sentence. S.C.Code Ann. § 16-3-25(0 (2003).
After reviewing the entire record, we conclude the sentence of death was not the result of passion, prejudice, or any other arbitrary factor, and the judgeâs finding of three statutory aggravating circumstances for the murder is supported by the evidence. In its case, the State presented evidence of Inmanâs confessions, which detailed the events of the Victimâs murder, as well as testimony from the forensic pathologist that confirmed Inman committed the murder while in the commission of kidnapping, first-degree criminal sexual conduct, and first-degree burglary.
Furthermore, a review of prior cases establishes that the death sentence in this case is proportionate to that in similar cases and is neither excessive nor disproportionate to the crime. See State v. Stanko, 376 S.C. 571, 658 S.E.2d 94 (2008) (death sentence warranted where defendant was convicted of murder, ABWIK, criminal sexual conduct, kidnapping, and armed robbery); State v. Evins, 373 S.C. 404, 645 S.E.2d 904 (2007) (death sentence warranted where defendant was convicted of murder, kidnapping, first-degree criminal sexual conduct, and grand larceny); State v. Simmons, 360 S.C. 33, 599 S.E.2d 448 (2004) (death sentence upheld where jury found aggravating circumstances of criminal sexual conduct, kidnapping, armed robbery, physical torture, and burglary); State v. Whipple, 324 S.C. 43, 476 S.E.2d 683 (1996) (death sentence upheld where defendant was convicted of murder,
IV. Conclusion
In conclusion, we hold Inman entered a valid guilty plea as the entry of the plea was not conditioned on the preservation or outcome of the jury sentencing issue. Moreover, even if Inman properly preserved this issue, he has abandoned it on appeal and this Court has repeatedly rejected his argument. As to the propriety of the sentencing proceedings, we conclude the judge did not abuse his discretion in denying Inmanâs requests to .recuse the Solicitorâs office as advocates and to question members of the office. Although we find the Solicitor committed prosecutorial misconduct in his treatment of Dr. Loring, we conclude that Inman was not sufficiently prejudiced to warrant the grant of a mistrial.
AFFIRMED.
. The judge did not impose a sentence for the kidnapping charge as Inman had been sentenced for the related murder. S.C.Code Ann. § 16-3-910 (2003).
. See S.C.Code Ann. § 16-3-20(B) (2003) (outlining bifurcated death penalty proceedings and stating "[i]f trial by jury has been waived by the defendant and the State, or if the defendant pleaded guilty, the sentencing proceeding must be conducted before the judgeâ).
. S.C.Code Ann. § 16-3-26(A) (2003).
. S.C.Code Ann. § 44-23-410 (Supp.2010).
. S.C.Code Ann. § 40-63-200(A) (2011) ("A person who practices or offers to practice as a social worker in this State in violation of this chapter or a regulation promulgated under this chapter ... is guilty of a misdemeanor and, upon conviction, must be fined not more than one thousand dollars or imprisoned for not more than one year, or both.").
. South Carolina Rules of Professional Conduct, Rule 407, SCACR.
. S.C.Code Ann. § 16-9-340 (2003).
. On April 1, 2009, the judge granted the Solicitor's petition to subpoena Dr. Loring as a material witness.
. Because the defense withdrew its motion, prosecutorial misconduct based on witness intimidation was not an issue on appeal. State v. Laney, 367 S.C. 639, 627 S.E.2d 726 (2006). However, the pertinent portions of the Laney trial transcript and defense motions reveal the Solicitor employed an identical tactic to that used against Dr. Loring in questioning defense counsel's expert witness, Dr. Everington, with respect to the lack of a South Carolina psychologist license.
. In State v. David Edens and Jennifer Holloway, a 2006 capital trial, Dr. Loring testified as a social historian without any objection from the Solicitor as to her qualifications or lack of a South Carolina license to practice social work. During the jury deliberations, the jurors requested to listen to Dr. Loring's trial testimony. Because the jury could not reach a unanimous verdict as to the death penalty, the defendants were sentenced to life without the possibility of parole. Weeks after the verdict, the Solicitor requested to meet with the jurors over dinner to discuss the verdict. One juror, who attended the dinner, testified the Solicitor appeared upset with the LWOP verdict and wanted an explanation as to why the jurors had not voted for a death sentence.
. State v. Motts, 391 S.C. 635, 707 S.E.2d 804 (2011).
. S.C.Code Ann. § 16-3 â 20(C)(a)( 1 )(a), (b), (d) (2003 & Supp.2010) (listing statutory aggravating circumstances that warrant a sentence of death).
. Id. § 16-3-20(C)(b)(2), (6) (listing mitigating circumstances to be considered in capital sentencing proceedings).
. See S.C.Code Ann. § 16-3-25(A) (2003) ("Whenever the death penalty is imposed, and upon the judgment becoming final in the trial court, the sentence shall be reviewed on the record by the Supreme Court of South Carolina.â).
. As we interpret Inmanâs trial and appellate arguments, we believe Inman is challenging the judgeâs failure to recuse the Solicitorâs office in two contexts: (1) as advocates so that defense counsel could question the Solicitor and members of his staff regarding the claim of prosecutorial misconduct, and (2) as to the entire case due to the finding of prosecutorial misconduct. Accordingly, in the interest of logical progression, we have addressed these two claims separately.
. See State v. Parker, 391 S.C. 606, 612, 707 S.E.2d 799, 802 (2011) (stating that "[o]nly where the governmental conduct in question is intended to 'goad' the defendant into moving for a mistrial may a defendant raise the bar of double jeopardy to a second trial after having succeeded in aborting the first on his own motionâ (quoting Oregon v. Kennedy, 456 U.S. 667, 676, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982))).
. Citing Quattlebaum, Inman claims that âdeliberate prosecutorial misconduct raises an irrebuttable presumption of prejudiceâ and, thus, the determination of âintentâ is necessary to establish prosecutorial misconduct. Quattlebaum, 338 S.C. at 448, 527 S.E.2d at 109. We clarify that this statement in Quattlebaum is limited to a situation where the prosecutorial misconduct implicates a criminal defendantâs attorney-client relationship and does not apply to all cases of prosecutorial
. We will not tolerate witness intimidation from anyone, including the Solicitorâs office. Furthermore, we are deeply concerned that the Solicitorâs behavior represents a pattern of misconduct that continues to undermine our stateâs system of justice. Specifically, this Court is concerned with the "win at all costsâ attitude that appears to permeate the Solicitorâs office. Because the plea judge determined that the Solicitor's conduct was not intentional, we reluctantly defer to that
. In light of our decision, we need not address Inman's related issue that the Solicitor's office should have been recused due to a finding of prosecutorial misconduct.
. See S.C.Code Ann. § 16-3-25(0 (2003) (providing that Supreme Court shall determine whether: (1) the sentence of death was imposed