Commonwealth v. Freeland
COMMONWEALTH of Pennsylvania, Appellee v. Keyon Tyrell FREELAND, Appellant
Attorneys
Keyon T. Freeland, appellant, pro se., Stephanie E. Lombardo, Assistant District Attorney, York, for Commonwealth, appellee.
Full Opinion (html_with_citations)
OPINION BY
Appellant, Keyon Tyrell Freeland, appeals pro se from the order denying his first petition for relief pursuant to the Post Conviction Relief Act (PCRA), 42 Pa. C.S.A. §§ 9541-9546. Counsel has filed a
Appellantâs conviction arose out of an incident on January 8, 2011, when he shot at Kyree Maxfield and JaâQuinn Barnes, seriously wounding Maxfield, but missing Barnes. The attack was apparently in retaliation for the shooting of Appellantâs friend, Ayon Coleman, at a party which Maxfield and Barnes had also attended earlier the same evening. After stopping Maxfield and Barnes on the street and questioning them, Appellant pulled out two guns and opened fire, saying, âSomeone has to pay[.]â (N.T. Trial, 12/06/11, at 125; see also id. at 127).
Maxfield received four shots to his leg, two rupturing his femoral artery and femoral vein, as well as a gunshot wound to his left hand, apparently received as a defensive wound when he tried to shield his head from the barrage of bullets. (See id., at 157-58). The attending trauma surgeon, Keith David Clancy, M.D., accepted without objection as an expert in trauma, surgery, and critical care, testified at trial that Maxfield would have died from bleeding or sepsis in the leg without immediate surgery. (See id., at 154,159,160).
From his hospital bed, Maxfield identified Appellant as his assailant in a color photo array. Appellantâs photo was apparently tinged in red. Nevertheless, at trial Maxfield denied that Appellant was the shooter, claiming he was shot by somebody from a local mall. (See N.T. Trial, 12/07/11, at 341-42).
A few days after the shooting, on January 12, 2011, police attempted to stop Appellant while he was driving a stolen vehicle without a license. He fled. The police pursued him in a high speed chase. When he crashed the vehicle into a telephone pole, he tried to escape on foot. As Appellant ran, he dropped two handguns to the ground. The police video recorded the entire incident on the dashboard camera of their patrol car. The Commonwealth played the video for the jury at trial.
Shortly after the trial judge adjourned the court session, excused counsel and sent the jury to begin deliberations, the jury sent out a question, requesting to see a copy of the trial transcript. (See N.T. Trial, 12/08/11, at 426-27). The trial judge replied, without bringing counsel back, that the jury had to rely on its memory of the testimony. The judge subsequently explained this action on the record, with counsel present, and asked if either counsel had any objections or wanted to supplement the record. (See id., at 427). Both declined. (See id.).
On December 8, 2011, a jury convicted Appellant of attempted homicide and related offenses. (See id., at 431). Specifically, the jury convicted Appellant of the attempted homicide of Maxfield; aggravated assault (causing serious bodily injury) of Maxfield; and illegal possession of a firearm. The jury acquitted Appellant of the attempted homicide of Barnes, and aggravated assault (serious bodily injury) of Barnes.
On February 17, 2012, the court sentenced Appellant to an aggregate term of not less than fourteen nor more than twenty-eight yearsâ incarceration in a state correctional institution. Appellant filed a post-sentence motion which the trial court denied.
In particular, this Court found the claim of error for playing the video waived for failure to object at trial. (See id. at 9). However, the Court added in a footnote that even if the claim had been properly preserved for appeal, it would fail because the evidence was relevant to show consciousness of guilt, with the probative value outweighing the danger of unfair prejudice. (See id. at 9 n.7).
On March 4, 2013, Appellant filed a pro se petition for PCRA relief. The PCRA court appointed counsel, who filed an amended petition on April 24, 2013.
After a hearing on September 25, 2013, the PCRA court denied relief from the bench. The court followed up with a written order denying relief, which also explained the reasons for its denial.
On March 13, 2014, this Court remanded the appeal back to the PCRA court for a determination of whether counsel had abandoned. Appellant by failure to file a brief. (See Order, per curiam, 3/13/14). After a hearing, the PCRA court found that counsel had drafted a Tumer/Finley letter, but because of an office breakdown in communication, inadvertently failed to file and serve it in a timely fashion. (See N.T. Hearing, 3/27/14, at 1-4; see also
On April 4, 2014, Attorney McCabe filed a petition- to withdraw with this Court, attaching his Tumer/Finley âno meritâ letter, (as originally addressed to Appellant), with notice to Appellant that he had the right to proceed pro se or retain private counsel. Appellant filed an application for relief on April 29, 2014, and his pro se response to the Tumer/Finley letter on May 2, 2014. Appellant also requested an extension to file a âcross-appealâ in support of his opposition to counselâs petition to withdraw. (Application for Extension of Time, 7/02/14).
On August 4, 2014, this Court granted Appellant a thirty day extension to file a response to counselâs petition, as requested, arid to file a brief on the merits of the appeal. (See Order, per curiam, 8/04/14). When the original extension period had expired, this Court granted Appellant an additional fifteen daysâ extension, with the proviso that no additional extensions would be granted. (See Order, 9/08/14). Appellant has now âtimelyâ filed a pro se brief in resporise to counselâs petition to withdraw. (See Appellantâs Brief, filed 9/10/14).
Appellantâs brief raises three questions:
A. Did the PCRA/[t]rial [c]ourt err on remand when the [cjourt [c]oncluded that Attorney Scott A. McCabe did not abandon the [A]ppellant on appeal?
B. Should counsel be allowed to withdraw after abandoning [A]ppellant, pursuant to Tumer/Finley when counsel did not certify [A]ppellantâs lack of merit on appeal?
C.Does [A]ppellant have meritorious issues?
(Appellantâs Brief, at 4).
Before we may review the merits of Appellantâs claims, we must determine if counsel has satisfied the requirements to be permitted to- withdraw from further representation.
The Tumer/Finley decisions provide the manner for post-conviction counsel to withdraw from representation. The holdings of those cases mandate an independent review of the record by competent counsel before a PCRA court or appellate court can authorize an attorneyâs withdrawal. The necessary independent review requires counsel' to file a âno-meritâ letter detailing the nature and extent of his review and list each issue the petitioner wishes to have examined, explaining why those issues are meritless. The PCRA court, or an appellate court if the no-merit letter is filed before it, see Turner, supra, then must conduct its own independent evaluation of the record and agree with counsel that the petition is without merit. See [Commonwealth v.] Pitts [603 Pa. 1, 981 A.2d 875, 876 (2009)], supra at [ ] n. 1.
In Commonwealth v. Friend, 896 A.2d 607 (Pa.Super.2006) abrogated in part by Pitts, supra, this Court imposed additional requirements on counsel that closely track the procedure for withdrawing on direct appeal. Pursuant to Friend, counsel is required to contemporaneously serve upon his client his no-merit letter and application to withdraw along with a statement that if the court granted counselâs withdrawal request, the client may proceed pro se or with a privately retained attorney. Though Chief Justice Castille noted in Pitts that*775 this Court is not authorized to craft procedural rules, the Court did not overturn this aspect of Friend as those prerequisites did not apply to the petitioner in Pitts. See Pitts, supra at 881 (Cas-tille, C.J., concurring).
After the decision in Pitts, this Court held in Commonwealth v. Widgins, 29 A.3d 816 (Pa.Super.2011), that the additional procedural requirements of Friend were still applicable during collateral review.
Commonwealth v. Rykard, 55 A.3d 1177, 1184 (Pa.Super.2012), appeal denied, 619 Pa. 714, 64 A.3d 631 (2013) (footnote omitted).
Here, our review of the hearing transcript confirms that the PCRA courtâs recommendation on the question of counselâs âabandonmentâ of Appellant is supported by the findings of record. We agree with the PCRA courtâs recommendation and accept counselâs Tumer/Finley letter nunc pro tunc.
We also find that counsel has substantially complied with the requirements of Tumer/Finley and their progeny, detailing his review of the record and his conclusion that Appellantâs claims are meritless. Counsel also notified Appellant, as directed by the PCRA court, and furnished him with a copy of his âno merit letter,â advising him of his right to proceed pro se or to retain private counsel. Accordingly, we will grant counselâs petition to withdraw.
Next, we proceed to our independent review of Appellantâs claims.
Our standard and scope of review for the denial of a PCRA petition is well-settled.
[A]n appellate court reviews the PCRA courtâs findings of fact to determine whether they are supported by the record, and reviews its conclusions of law to determine whether they are free from legal error. ' The scope of review is limited to the findings of the PCRA court and the evidence of record, viewed in the light most favorable to the prevailing party at the trial level.
Commonwealth v. Spotz, â Pa.-, 84 A.3d 294, 311 (2014) (citations and internal quotation marks omitted).
To establish trial counselâs ineffectiveness, a petitioner must demonstrate: (1) the underlying claim has arguable merit; (2) counsel had no reasonable basis for the course of action or inaction chosen; and (3) counselâs action or inaction prejudiced the petitioner. See Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); Commonwealth v. Pierce, 515 Pa. 153, 527 A.2d 973 (1987).
Id. at 303 n. 3. Furthermore,
[A] PCRA petitioner will be granted relief only when he proves, by a preponderance of the evidence, that his conviction or sentence resulted from the ineffective assistance of counsel which, in the circumstances of the particular case, so undermined the truth-determining process that no reliable adjudication of guilt or innocence could have taken place. 42 Pa.C.S. § 9543(a)(2)(h). Counsel is presumed effective,' and to rebut that presumption, the PCRA petitioner must demonstrate that counselâs performance was deficient and that such deficiency prejudiced him.
Id. at 311-12 (most case citations, internal quotation marks and other punctuation omitted). âCounselâs assistance is deemed constitutionally effective once this Court determines that the defendant has not established any one of the prongs of the ineffectiveness test.â Commonwealth v. Rolan, 964 A.2d 398, 406 (Pa.Super.2008) (citations and internal quotation marks omitted) (emphasis in original). Additionally,
*776 [Our Supreme] Court has recognized that counsel are not constitutionally required to forward any and all possible objections at trial, and the decision of when to interrupt oftentimes is a function of overall defense strategy being brought to bear upon issues which arise unexpectedly at trial and require split-second decision-making by counsel. Under some circumstances, trial counsel may forego objecting to an objectionable remark or seeking a cautionary instruction on a particular point because objections sometimes highlight the issue for the jury, and curative instructions always do.
Commonwealth v. Koehler, 614 Pa. 159, 36 A.3d 121, 146 (2012) (case citations, internal quotation marks and other punctuation omitted). This Court analyzes PCRA appeals âin the light most favorable to the prevailing party at the PCRA level.â Rykard, supra at 1183 (emphasis added); see also Spotz, supra at 311 (âThe scope of review is limited to the findings of the PCRA court and the evidence of record, viewed in the light most favorable to the prevailing party at the trial level.â) (emphasis added).
Our Supreme Court has explained:
As a general and practical matter, it is more difficult for a defendant to prevail on a claim litigated through the lens of counsel ineffectiveness, rather than as a preserved claim of trial court error. Commonwealth v. Gribble, 580 Pa. 647, 863 A.2d 455, 472 (2004). This Court has addressed the difference as follows:
[A] defendant [raising a claim of ineffective assistance of counsel] is required to show actual prejudice; that is, that counselâs ineffectiveness was of such magnitude that it âcould have reasonably had an adverse effect on the outcome of the proceedings.â Pierce, 515 Pa. at 162, 527 A.2d at 977.. This standard is different from the harmless error analysis that is typically applied when determining whether the trial court erred in taking or failing to take certain action. The harmless error standard, as set forth by this Court in Commonwealth v. Story, 476 Pa. [391], 409, 383 A.2d [155], 164 [ (1978) ] (citations omitted), states that â[w]henever there is a âreasonable possibilityâ that an error âmight have contributed to the conviction,â the error is not harmless.â This standard, which places the burden on the Commonwealth to show that the error did not contribute to the verdict beyond a reasonable doubt, is a lesser standard than the Pierce prejudice standard, which requires the defendant to show that counselâs conduct had an actual adverse effect on the outcome of the proceedings. This distinction appropriately arises from the difference between a direct attack on error occurring at trial and a collateral attack on the stewardship of counsel. In a collateral attack, we first presume that counsel is effective, and that not every error by counsel can or will result in a constitutional violation of a defendantâs Sixth Amendment right to counsel. Pierce, supra.
Gribble, 580 Pa. at 676, 863 A.2d at 472 (emphasis in original). Id. at 315.
Finally, we note that:
As a prefatory matter, although this Court is willing to construe liberally materials filed by a pro se litigant, pro se status generally confers no special benefit upon an appellant. Commonwealth v. Maris, 427 Pa.Super. 566, 629 A.2d 1014, 1017 n. 1 (1993). Accordingly, a pro se litigant must comply with the procedural rules set forth in the Pennsylvania Rules of the Court. Id. This*777 Court may quash or dismiss an appeal if an appellant fails to conform with the requirements set forth in the Pennsylvania Rules of Appellate Procedure. Id.; Pa.R.A.P. 2101.
In the instant case, the defects in Appellantâs brief are substantial.... Nonetheless, in the interest of justice we address the arguments that can reasonably be discerned from this defective brief.
Commonwealth v. Lyons, 833 A.2d 245, 252 (Pa.Super.2003), appeal denied, 583 Pa. 695, 879 A.2d 782 (2005).
Here, too, Appellantâs pro se brief substantially fails to conform to the basic requirements of appellate advocacy. Most notably, Appellant cites, but apparently misapprehends our standard and scope of review. We review the PCRA courtâs findings of fact in the light most favorable to the Commonwealth as verdict winner to determine if they are supported by the record. See Spotz, supra at 311; see also Rykard, supra at 1183. We review the PCRA courtâs conclusions of law for specific legal error. Appellantâs mere general disagreement with the findings of fact or the result does not establish his right to PCRA relief. Citation of caselaw for general principles without developing an argument to establish specifically how they apply to this appeal does not prove legal error.
Furthermore, as ably explained by counsel in his Tumer/Finley letter, directly addressed to Appellant, Appellant must prove each of his claims of ineffectiveness under the three-pronged Pierce test to merit relief. (See Turner/Finley letter, 1/10/14, at 3). âCounselâs assistance is deemed constitutionally effective once this Court determines that the defendant has not established any one of the prongs of the ineffectiveness test.â Rolan, supra at 406.
With these principles in mind, we review Appellantâs issues.
Appellantsâ first two issues both address abandonment. Initially, Appellant challenges the PCRA courtâs conclusion that counsel did not abandon his client. (See Appellantâs Brief, at 8-10). To prevail on this claim, Appellant had to show that the courtâs findings were not supported by the record âviewed in the light most favorable to the prevailing party at the trial level.â Spotz, supra at 311. Therefore, mere disagreement with the courtâs conclusion is not enough. Appellant fails to prove his claim by a preponderance of the evidence. Appellantâs first claim fails.
Next, Appellantâs second question, which erroneously assumes the conclusion of his first question (that PCRA counsel abandoned him, despite the PCRA court finding to the contrary), merits no relief. Counsel did not abandon Appellant.
Additionally, Appellant argues that counselâs âno meritâ letter was deficient. (See Appellantâs Brief, at 11 â 17). Appellantâs reliance on counselâs perceived error (that Appellantâs de facto concession of guilt at the PCRA hearing virtually precluded PCRA relief) is misplaced, and meritless.
Counselâs assessment merely articulated the unassailable conclusion that Appellant, in the face of his admission of the shootings, could not meet his burden to prove that any alleged claims of ineffectiveness by trial counsel âso undermined, the truth-determining process that no reliable adjudication of guilt or innocence could have taken place.â Spotz, supra at 311-12, (citing 42 Pa.C.S.A. § 9543(a)(2)(h)). Counselâs assessment was correct. As we have already noted, the PCRA court properly decided that
Finally, in his third question, Appellant argues he has meritorious issues. (See Appellantâs Brief, at 23-36). Here, Appellant patently fails to comply with the Rules of Appellate Procedure. His catch-all grab bag of undeveloped claims are not set forth in the statement of questions involved and not fairly suggested thereby. See Pa.R.A.P. 2116(a). Therefore, all of Appellantâs asserted issues are waived.
Moreover, they would not merit relief. Common to all these claims, Appellant fails to plead and prove the three Pierce prongs. Furthermore, several of Appellantâs key issues, such as the photo line-up, claimed deficiencies in the identification from a photo array, and the playing of the chase video, were previously raised on direct appeal. This Court has already decided that they have no merit. Counsel cannot be faulted for declining to raise a meritless claim. â[I]t is axiomatic that [trial] counsel will not be considered ineffective for failing to pursue meritless claims.â Commonwealth v. Charleston, 94 A.3d 1012, 1024 (Pa.Super.2014) (citations omitted).
In any event, rather than develop an argument to meet the Strickland/Pierce test, Appellantâs meandering and unfocused brief largely reiterates arguments previously made, in effect inviting this Court to engage in an impermissible reweighing of much of the evidence previously presented. We decline to do so. None of Appellantâs claims merit relief.
Moreover, it bears noting that Appellant conceded to the prosecutor in the PCRA hearing that he shot at the victims. (See N.T. PCRA Hearing, 9/25/13, at 34-35; see also Appellantâs pro se Brief, at 16). However, Appellant argued that he lacked the intent to kill because he only shot the victim in the leg:
[APPELLANT:] Now [the prosecutor] is talking about the femoral artery. So they are saying that because he got shot in the femoral artery that shows intent to kill. Correct, if I know that I am intending to shoot you in your femoral artery to kill you, then yes that show [sic] intent to kill. But if you are intending to shoot someone out of anger or frustration, I am a lay person and I donât know there is are [sic] femoral artery in the leg that you can bleed out in two hours. I donât know that. I didnât have the specific intent to kill someone because someone got shot in their leg. That is my thing.
[PROSECUTOR:] So are you really only contesting the criminal attempt homicide?
[APPELLANT:] That is why I went to trial, yes.
[PROSECUTOR:] So you would admit to shooting him?
[APPELLANT:] Aggravated assault.
[PROSECUTOR:] Okay.
(N.T. PCRA Hearing, 9/25/13, at 43-44; see also Commonwealthâs Brief, at 7-8).
Appellant argues that â[a] concession of guilt does not, per se, foreclose prisoner access to Pennsylvaniaâs PCRA[,]â citing to the PCRA itself and to Commonwealth v. Haun, 613 Pa. 97, 32 A.3d 697, 705 (2011) (âWe hold that a concession of guilt does not, per se, foreclose prisoner access to the PCRA.â).
Here, none of the assertions raised by Appellant support this claim. To the contrary, Appellant fails to develop any argument or offer citation to pertinent authority which would support the conclusion that the deficiencies he alleges undermined the truth-determining process.
In addition to the claims already reviewed, Appellant asserted in his pro se rebuttal to the petition to withdraw, that PCRA counsel was ineffective for his purported failure to raise the issue of trial counselâs failure to object to the trial courtâs answer to a jury question outside of the presence of counsel. (See Petitionerâs Rebuttal, at 6).
This claim fails all three of the Pierce prongs. It lacks arguable merit. Counsel had an obvious reasonable strategic basis not to object. And Appellant fails to show prejudice.
For supporting authority, Appellant relies on Argiro v. Phillips Oil Co., 422 Pa. 433, 220 A.2d 654 (1966).
The reason for prohibiting a trial judge from communicating with a jury ex parte is to prevent the court from unduly influencing the jury and to afford counsel an opportunity to become aware and to seek to correct any error which might occur. Where there is no showing either that the courtâs actions may have influenced the jury or that its directions were erroneous, then the reason for the rule dissolves.
Id. at 736 (emphasis added) (citations omitted).
Here, Appellant fails to distinguish between the line of authority addressing the request for instruction, or the reiteration of instructions, which our Supreme Court has held to implicate protection of the constitutional right to counsel, (see, e.g., Commonwealth v. Johnson, 574 Pa. 5, 828 A.2d 1009, 1015-16 (2003)) (prejudice presumed when defendant denied counsel during reiterative jury instructions), and non-instruction communications with the jury. See e.g., Bruckshaw v. Frankford Hosp. of City of Philadelphia, 619 Pa. 135, 58 A.3d 102, 115 n. 8 (2012) (noting, inter alia, that Bradley âeliminated a presumption of prejudice in a case involving unauthorized contact between a judge and the jury.â).
In this case, the trial courtâs communication, consistent with the applicable rule of criminal procedure, had nothing to do with instructions to the jury. The jury did not request an instruction on this issue, and the trial court did not give one. The trial court did no more than inform the jury that its request for a copy of the trial transcript was not permitted. The trial court was correct. See Pennsylvania Rule
Because Appellantâs claim is without arguable merit, trial counsel had a reasonable basis for declining to object. Accordingly, PCRA counsel had no basis to assert trial counselâs purported ineffectiveness. Furthermore, Appellant was not prejudiced by the trial courtâs ruling, which properly followed Pa.R.Crim.P. 646. Appellantâs claim does not merit relief.
Finally, Appellant claims denial of due process in the failure of the trial court to appoint new counsel prior to trial. (See Appellantâs Brief, at 34-36). This claim against the trial court does not present a cognizable issue under the PCRA. See 42 Pa.C.S.A. § 9543; see also Commonwealth v. Smith, 69 A.3d 259, 266 (Pa.Super.2013), appeal denied, â Pa. -, 83 A.3d 168 (2013) (noting that â âthe right to appointed counsel does not include the right to counsel of the defendantâs choice.â Rather, the decision to appoint different counsel to a requesting defendant lies within the discretion of the trial court.â) (citations omitted).
Moreover, it would not merit relief. The PCRA court confirmed that it would not have granted the request for new counsel based on any of the reasons Appellant gave at the PCRA hearing. (See PCRA Court Opinion, 12/10/13, at 6). Therefore, even if re-framed as a claim of ineffective assistance of counsel for failure to object, the issue would fail becausĂŠ Appellantâs underlying claim lacks arguable merit. Furthermore, because the PCRA court confirmed that it would not have appointed new counsel for any of the reasons advanced by Appellant, Appellant cannot prove prejudice. Notably, the PCRA- court also resolved all issues of credibility in favor of trial counsel, and against Appellant. (See id. at 5 n.l).
To summarize, counsel is presumed effective, and to rebut that presumption, Appellant must demonstrate that counselâs performance was deficient and that such deficiency prejudiced him. See Commonwealth v. Elliott, 622 Pa. 236, 80 A.3d 415, 431-32 (2013) (claim of ineffectiveness for failure to raise trial counselâs lack of preparedness and failure to investigate must demonstrate that appellant was prejudiced such that outcome of proceedings would have been different). Appellant must plead and prove all three prongs of the Strickland/Pierce test to merit relief. See Spotz, supra at 303 n. 3. None of Appellantâs claims merit relief. On independent review, we find no other claims of merit.
Order affirmed. Petition to withdraw granted.
Judgment Entered.
JENKINS, J., joins the Opinion.
DONOHUE, J., files a Concurring Opinion.
. See Commonwealth v. Turner, 518 Pa. 491, 544 A.2d 927 (1988) and Commonwealth v. Finley, 379 Pa.Super. 390, 550 A.2d 213 (1988) (en banc).
. Briefly summarized, the petition raised the following allegations of ineffectiveness:
a. Failure to object to the video of Appellant's flight from the police;
b. Failure to investigate the case or impeach the Commonwealthâs "mainâ witness at trial;
c. Failure to introduce recovered clothing as exculpatory evidence;
d. Failure to file a motion to suppress the photo lineup;
e. Inadequate questioning of Commonwealth witness about the blood on Appellantâs forehead in the photo lineup "which may have been exculpatoryf.]â
(Amended PCRA Petition, 4/24/13, at unnumbered page 3).
. Attorney McCabeâs amended petition asserted the following trial counsel ineffectiveness issues:
a.Failure to move to suppress Max-fieldâs pre-trial identification;
b. Failure to "remindâ trial court of scheduled pre-trial hearing on Appellantâs motion for new counsel;
c. Failure to call witness who would say she heard another name at the shooting;
d. Inadequate impeachment of Barnes;
e. Failure to request jury instruction on consciousness of guilt.
(See Amended PCRA Petition, 8/16/13, at unnumbered pages 2-4).
We further observe that although Attorney McCabe is still the attorney of record, as previously noted, he has petitioned this Court for permission to withdraw from representation.
. The order, also dated September 25, 2013, was docketed on October 17, 2013. (See Order, 10/17/13).
. Appellant filed a statement of errors on November 15, 2013. The PCRA court filed an opinion on December 11, 2013. See Pa. R.A.P. 1925.
. We note for clarity that the issue of sufficiency of the evidence for Appellantâs convic
. Appellant mis-cites Argiro as filed in 1996. (See Rebuttal, at 6).