Commonwealth v. Neiman
COMMONWEALTH of Pennsylvania v. James Howard NEIMAN, Jr., The General Assembly of the Commonwealth of Pennsylvania, Intervenor
Attorneys
Jeffrey Bryant Engle, Shaffer & Engle Law Offices, Millersburg, for Appellant., Douglas Joseph Taglieri, Karen Byrnes-Noon, James Patrick Goodman, Schuylkill County District Attorneyâs Office, Potts-ville, for Appellee., Thomas Walter Dymek, Jonathan F. Bloom, Karl Stewart Myers, Stradley, Ro-non, Stevens & Young, L.L.P., Philadelphia, for General Assembly of the Commonwealth of Pennsylvania, Intervenor.
Full Opinion (html_with_citations)
OPINION
In this appeal, we consider whether Act 152 of 2004 (âAct 152â),
I. Background
We begin with a discussion of the legislative history of Act 152, as it is necessary to understand the basis of the constitutional questions at issue. The legislation which ultimately became Act 152 of 2004 originated in the Pennsylvania State Senate on January 29, 2003 with the introduction of Senate Bill 92 of 2003, P.N. 0091. (âS.B. 92, P.N. 91â). This eight-page bill had two sections amending Section 8103 of the Judicial Code, 42 Pa.C.S.A. § 8103, governing deficiency judgment procedures in the courts of common pleas after an execution sale of real property. The first section set a six-month statute of limitations for certain judgment creditors or debtors to file a valuation petition for real property purchased at an execution sale,
S.B. 92, P.N. 91 was then sent to the House of Representatives, and, after being approved by the House Judiciary Committee without amendment, it was considered twice by the full House. After the second consideration, S.B. 92, P.N. 91 was referred to the House Appropriations Committee, which re-reported it on July 15,
The bill remained in the Senate Rules Committee from July 17, 2003 until May 11, 2004, whereupon the committee made two alterations to the bill, changing its listing of sponsoring senators and changing the chapter and statutory designations for the proposed landlord/tenant act. The Rules Committee reported the altered version, now numbering 21 pages, to the full Senate as S.B. 92, P.N. 1614, which, in turn, recommitted it back to the Rules Committee on May 17, 2004.
After this recommitment, the bill underwent significant revision. Although the Rules Committee retained the aforementioned provisions related to deficiency judgments and county park police jurisdiction, it deleted all of the landlord-tenant chapters, redesignated the bill S.B. 92, P.N. 1995, and added 15 new sectionsâ spanning 38 additional pages â which accomplished the following substantive legal changes: (1) established a two-year limitation for asbestos actions;
S.B. 92, P.N. 1995 was sent to the House on November 20, 2004, and that body voted to approve it on that date. The bill was sent to then-Governor Rendell who signed it on November 24, 2004, at which time it became Act 152 of 2004.
Appellantâs criminal prosecution giving rise to this appeal originated after Act 152 became law, and its provisions were applied by the trial court therein. In October 2005, Appellant was arrested for various sexual offenses against two young girls â ages 7 and 10 â committed over a two-year period from 2003-2005.
On appeal to the Superior Court, that tribunal deemed Appellantâs Article III, Section 3 challenge sufficiently important to certify for en banc review, and, ultimately, ruled, in a 7-2 decision authored by then-President Judge Ford Elliott,
Nevertheless, the Superior Court did not strike down Act 152 in its entirety. Instead, the court noted that, in PAGE, our Court voided only the provisions of the Gaming Act that were not germane to the subject of gambling, and, also, that Section 1925 of the Statutory Construction
Judge Donohue authored a concurring and dissenting opinion joined by Judge Lazarus.
Following the issuance of the Superior Courtâs decision, the General Assembly applied to the Superior Court for permission to intervene for the purpose of defending the constitutionality of Act 152, in its entirety, and for an emergency stay of the courtâs decision. In response, the Superi- or Court granted the General Assembly Intervenor status, and issued a stay of its decision.
Subsequently, Appellant petitioned for allowance of appeal, which we granted. See Commonwealth v. Neiman, 611 Pa. 419, 27 A.3d 984 (2011) (order). Thereafter, the General Assembly applied to our Court seeking a continuation of the stay of the Superior Courtâs decision, and we issued an order on October 31, 2011 granting this request and extending the stay of the Superior Courtâs decision until further order of our Court.
We begin by addressing the question of whether Act 152 violates Article III, Section 3 of the Pennsylvania Constitution.
Appellee, the Commonwealth,
The General Assembly argues that Act 152 complies with Article III, Section 3 since all of its provisions relate to the âsingle subject of judicial remedies and sanctions.â Brief of the General Assembly at 8. The General Assembly posits that the Meganâs Law amendments imposing the public registration obligation are remedial, and so too are the deficiency judgment procedures and the statute of limitations provision for asbestos-related claims, since both establish set processes by which litigants can pursue judicial remedies. The General Assembly asserts that the portions of Act 152 setting county park police jurisdiction are related to the Meganâs Law amendments because municipal police are sometimes called upon to participate in the administration of the provisions of Meganâs Law, as they are the recipients of information from the state police regarding the address of the residence, place of employment or school of registered sex offenders and must also provide notifications to the public regarding the presence of a sexually violent predator in their neighborhood.
In conducting our review, we are guided by the principle that âacts passed by the General Assembly are strongly presumed to be constitutional, including the manner in which they were passed.â Pennsylvania State Assân of Jury Commârs v. Com., 64 A.3d 611, 618 (Pa. 2013). Thus, a statute will not be found unconstitutional âunless it clearly, palpably, and plainly violates the Constitution.â Id. If there is any doubt as to whether a challenger has met this high burden, then we will resolve that doubt in favor of the statuteâs constitutionality. Id.
As our Court has emphasized, the single subject rule of Article III, Section 3 was first included by the framers of our Commonwealthâs organic charter in 1864, and then readopted as part of the 1874 Constitution, in order to effectuate âthe electorateâs overall goal of curtailing legislative practices that it viewed with suspicion.â City of Philadelphia, 575 Pa. at 574, 838 A.2d at 586. In particular, there were two legislative practices the framers and the electorate sought to eliminate with their adoption of Article III, Section 3. The first involved the insertion into a single bill of a number of distinct and independent subjects of legislation in order to deliberately hide the real purpose of the bill. PAGE, 583 Pa. at 295, 877 A.2d at 395. The second was the practice of âlogrollingâ which involves âembracing in one bill several distinct matters, none of which could singly obtain the assent of the legislature, and procuring its passage by combining the minorities who favored the individual matters to form a majority that would adopt them all.â City of Philadelphia, 575 Pa. at 575, 838 A.2d at 586.
Our Court has additionally observed that Article III, Section 3 serves other salutary purposes furthering the effi
Accordingly, our Court has interpreted Article III, Section 3 as mandating that a final bill enacted by the General Assembly meet two specific criteria: âFirst, the title of the bill must clearly express the substance of the proposed law.... Second, the differing topics within the bill must be âgermaneâ to each other.â Jury Commârs, 64 A.3d at 616. Presently, Appellant does not assert that the title of Act 152 does not adequately give notice of its contents; rather, the crux of his challenge is that Act 152 did not meet the second portion of this test, i.e., that the various subjects of Act 152 were not germane to a single subject.
In determining âgermaneness,â our Court has acknowledged that some degree of deference to the General Assemblyâs prerogative to amend legislation is required, due to the normal fluidity inherent in the legislative process, and, thus, we have deemed it is appropriate for a reviewing court to hypothesize a âreasonably broad topicâ which would unify the various provisions of a final bill as enacted. City of Philadelphia, 575 Pa. at 577, 838 A.2d at 588. However, our Court has also stressed the âreasonableâ aspect of any proposed hypothetical unifying topic, in recognition of the fact that Article III, Section 3 would be rendered nugatory if such hypothetical topics were too expansive. PAGE, 583 Pa. at 296, 877 A.2d at 395. We observed that, âno two subjects are so wide apart that they may not be brought into a common focus, if the point of view be carried back far enough.â Id. (quoting Payne v. Sch. Dist. of Coudersport, 168 Pa. 386, 31 A. 1072 (1895)). Consequently, in determining whether a proposed unifying subject is sufficiently narrow so as to pass muster under Article III, Section 3, our Court must examine the various subjects contained within a legislative enactment and determine whether they have a nexus to a common purpose. Stated another way, our task is to ascertain whether the various components of the enactment are part of âa unifying scheme to accomplish a single purpose.â City of Philadelphia, 575 Pa. at 579, 838 A.2d at 589 (citing Payne).
In this regard, the mere fact that a piece of legislation amends a particular title of the Pennsylvania Consolidated Statutes, as in City of Philadelphia, or amends a particular article of a codified body of statutes such as the County Code, like the legislation in Jury Commârs, will not automatically fulfill the requirements of Article III, Section 3, as our rulings in
Likewise, the proposed unifying subjects for Act 152 offered by the Commonwealth (ârefining civil remedies or reliefâ) and the General Assembly (âjudicial remedies and sanctionsâ) are far too expansive to satisfy Article III, Section 3, as such subjects are virtually boundless in that they could encompass, respectively, any civil court proceeding which could be brought in the courts of this Commonwealth, and any power of the judiciary to impose sanctions on, or order the payment of damages by, a party to civil litigation. We therefore decline to endorse such broad suggested topics, as they would have the effect of ârendering] the safeguards of [Article III,] Section 3 inert.â PAGE, 583 Pa. at 296, 877 A.2d at 395.
Further, upon considered reflection, we cannot discern any other common nexus for the myriad disparate provisions of Act 152, inasmuch as we can see no reasonable basis under which deficiency judgment procedures, asbestos statutes of limitations, county police jurisdiction, and sexual offender registration requirements act together as âa unifying scheme to accomplish a single purpose.â City of Philadelphia. Because there is simply no common focus to all of Act 152âs provisions, this case presents a situation akin to that which existed in our decisions in City of Philadelphia and Jury Commârs, in which we rejected, in turn, the proposed unifying subjects of âmunicipalitiesâ and âpowers of county commissionersâ as being too broad, and, thus, violative of the single subject rule. As a result, we are constrained to conclude that Act 152 clearly, palpably, and plainly violates Article III, Section 3 of the Constitution and, consequently, we affirm the Superior Courtâs ruling in this regard.
III. Severability
Having determined that the Superior Court properly determined that Act 152 violates Article III, Section 3, we next consider the question of whether it was appropriate for that tribunal to sever the amendments to Meganâs Law from the remaining portions of Act 152. Appellant argues that our PAGE decision established that, in order to determine the severability of provisions of legislation which violates Article III, Section 3, a reviewing court should examine whether the legislation contains an internal severability provision, and when, as here, it does not, the court must then determine the primary purpose of the bill and consider whether the other portions of the bill are extraneous to that purpose. Appellant proffers that the primary purpose of the initial bill introduced â Senate Bill 92 â which ultimately became Act 152, was to amend deficiency judgment procedures and not to amend Meganâs Law. Appellant stresses that the Meganâs Law provisions were only introduced as final amendments to the initial bill and, then, considered only once by both houses. Appellant disputes the Superior Courtâs conclusion that, because the greatest number of pages of the total legislation were devoted to the Meganâs Law amendments, those amendments should be considered the primary purpose of Act 152. Appellant asserts that adopting this rationale would allow the legislature to violate the fundamental purpose of Article III by sanctioning the practice of adding a larger piece of legislation to a much smaller one during the legislative process. Appellant therefore asks that our Court invalidate Act 152 in its entirety, or, alternatively, to sever the Meganâs Law amendments from
The Commonwealth contends that, unless the valid provisions of a particular piece of legislation are essential, inseparably connected to, or dependent on other portions of the legislation which are unconstitutional, the unconstitutional portions should be severed. Commonwealth Brief at 5 (quoting PAGE and 1 Pa.C.S.A. § 1925). The Commonwealth maintains that the Meganâs Law provisions are not essentially or inseparably connected with any of the other portions of Act 152, and, also, that they can operate independently of the other provisions. Hence, the Commonwealth requests the Meganâs Law amendments be severed and sustained by our Court.
The General Assembly echoes Appellantâs position that the Superior Courtâs focus on the number of pages of Act 152 occupied by the Meganâs Law amendments was erroneous. The General Assembly argues that the Superior Courtâs error stemmed from its reliance on our PAGE decision. According to the General Assembly, the Superior Court should have looked to our decision in City of Philadelphia where our Court did not count the pages of the respective portions of the legislation at issue, but, finding an Article III, Section 3 violation, struck all of it down due to the fact we viewed the picking and choosing of which provisions to save and which to strike as an indiscriminate exercise.
The General Assembly distinguishes PAGE from the instant matter by noting what it considers key differences, specifically that the main substantive legislation at issue in PAGE â the Gaming Act â contained an express severability clause, and the few provisions of that act which our Court struck down dealt with the very narrow question of whether special funds created by the legislature, which were funded by the Gaming Act, violated Article III, Section 3. The General Assembly also raises separation of powers concerns, and cautions against our Courtâs undertaking of an essentially legislative function by engaging in the weighing of competing policies in order to decide which portions of legislation to keep, particularly whenever there is nothing to support the conclusion that the General Assembly would have enacted this legislation without the stricken portions, and nothing to indicate that our Courtâs choice of certain retained portions would be consistent with the General Assemblyâs intent in enacting the legislation. The General Assembly asserts that âthis Court should not sever any aspect of Act 152 [,and] [i]f Act 152 is found to violate Article III, Section 3, then [it] should be treated as unconstitutional in its entirety.â Brief of the General Assembly at 16.
Our Court has observed that â[i]n determining the severability of a statute ... the legislative intent is of primary significance.â State Bd. of Chiropractic Examiners v. Life Fellowship of Pa., 441 Pa. 293, 299, 272 A.2d 478, 481 (1971). However, such a determination of legislative intent becomes problematic where, as here, a piece of omnibus legislation contains a multiplicity of disparate subjects, and the subjects are enumerated within its title. In such circumstances, it is difficult for a reviewing court to parse, from the various subjects comprising the omnibus legislation, a âmainâ purpose for it, as the facts of the instant case illustrate.
It is true that, in terms of raw page numbers, a significant portion of Act 152 was comprised of the Meganâs Law amendments; however, this fact alone does not support the Superior Courtâs conclusion that these amendments were the main purpose of the bill. These amendments were inserted in toto at the very end of the
Furthermore, the Superior Courtâs decision to apply 1 Pa.C.S.A. § 1925 and sever the Meganâs Law amendments from the other portions of Act 152 was not a suitable course of action in these circumstances. When an act of the legislature violates the single subject rule, all of its provisions are equally repugnant to the constitution, and, thus, equally void; so there is no basis to distinguish among the actâs various sections to decide which of them offend the constitution to a greater or lesser degree. As we recognized in City of Philadelphia, âit would be arbitrary to preserve one set of provisions germane to one topic, and invalidate the remainder of the bill.â City of Philadelphia, 575 Pa. at 586, 838 A.2d at 593.
The one subject rule is not concerned with substantive legislative power. It is aimed at log-rolling. It is assumed, without inquiring into the particular facts, that the unrelated subjects were combined in one bill in order to convert several minorities into a majority. The one-subject rule declares that this perversion of majority rule will not be tolerated. The entire act is suspect and so it must all fall.
Ruud, Millard H., No Law Shall Embrace More Than One Subject, 42 Minn. L. Rev. 389, 399 (1958) (footnotes omitted).
In sum then, for all of these reasons, we find Act 152 to be akin to the sprawling omnibus measure we struck down in City of Philadelphia as violative of Article III, Section 3, rather than like the minor ancillary statutory provisions which we severed in PAGE. We therefore reverse the decision of the Superior Court and declare Act 152 unconstitutional in its entirety. We stress, however, that this action should, in no way, be read as a repudiation of the merits of the various legislative components of Act 152 such as Meganâs Law III, which serves a vital purpose in protecting our Commonwealthâs citizens and children, in particular, from victimization by sexual predators.
Nevertheless, as we have observed previously in striking down other legislation which violated Article III, Section 3, ânothing ... precludes the General Assembly from enacting similar provisions in a manner consistent with the Constitution.â City of Philadelphia, 575 Pa. at 587, 838 A.2d at 594. However, since we find merit in the General Assemblyâs suggestion that our decision abrogating the entirety of Act 152 will have a significant impact on a wide variety of individuals and entities which have ordered their affairs in reliance on its provisions, we will stay our decision, as we have done under similar circumstances, in order to provide a reasonable amount of time for the General Assembly to consider appropriate remedial measures, or to allow for a smooth transition period. See City of Philadelphia, 575 Pa. at 587, 838 A.2d at 594.
Accordingly, the order of the Superior Court is hereby reversed and the entirety of Act 152 is stricken as violative of Article III, Section 3 of our Constitution. Our decision is stayed for 90 days. Jurisdiction retained.
Former Justice ORIE MELVIN did not participate in the consideration or decision of this case.
Justices SAYLOR, EAKIN, BAER, and McCAFFERY join the opinion.
Chief Justice CASTILLE files a dissenting opinion.
. P.L. 1243 No. 152 (2004).
. 42 Pa.C.S.A. §§ 101-9913.
. Article III, Section 3 provides:
§ 3. Form of bills
No bill shall be passed containing more than one subject, which shall be clearly expressed in its title, except a general appropriation bill or a bill codifying or compiling the law or a part thereof.
Pa. Const, art. Ill, § 3.
. S.B. 92, P.N. 1995 (2004) § 2, as enacted, 42 Pa.C.S.A. § 5522(6).
. S.B. 92, P.N. 1995 (2004) § 5, as enacted, 42 Pa.C.S.A. § 8103(f.l) and 42 Pa.C.S.A. § 8103(g).
. S.B. 92, P.N. 1995 (2004), § 6, as enacted, 42 Pa.C.S.A. § 8951.
. S.B. 92, P.N. 1995 (2004), § 4, as enacted, 42 Pa.C.S.A. § 5524.1.
. S.B. 92, P.N. 1995 (2004), § 1, as enacted, 18 Pa.C.S.A. § 4915 (effective 1/24/2005-12/31 /2006).
. S.B. 92, P.N. 1995 (2004), § 7, as enacted, 42 Pa.C.S.A. § 9792 (effective 1/24/2005-2/20/2012).
. S.B. 92, P.N. 1995 (2004), § 8, as enacted, 42 Pa.C.S.A. §§ 9795.1(a)(1) (effective 1 /24/2005-12/31 /2006) and 9795.2 (effective 1 /24/2005-12/31 /2006).
. S.B. 92, P.N. 1995 (2004), §§ 13, 18, as enacted 42 Pa.C.S.A. § 9798.1 (effective 1 /24/2005-11 /8/2006) and 9798.2 (effective 1 /24/2005-11 /19/2012).
. S.B. 92, P.N. 1995 (2004), § 9, as enacted, 42 Pa.C.S.A. § 9795.4 (effective 1 /24/2005-5/28/2007).
. S.B. 92, P.N. 1995 (2004), § 10, as enacted, 42 Pa.C.S.A. § 9795.5 (effective 1 /24/2005-2/20/2012).
. S.B. 92, P.N. 1995 (2004), §§ 11, 17, as enacted, 42 Pa.C.S.A. § 9796 (effective 1 /24/2005-2/20/2012).
. S.B. 92, P.N. 1995 (2004), § 12, as enacted, 42 Pa.C.S.A. § 9798 (effective 1 /24/2005-2/20/2012).
. S.B. 92, P.N. 1995 (2004), § 14, as enacted, 42 Pa.C.S.A. § 9799 (effective 1 /24/2005-12/19/2012).
. S.B. 92, P.N. 1995 (2004), § 15, as enacted, 42 Pa.C.S.A. § 9799.1 (effective 11/24/2004-12/19/2011).
. S.B. 92, P.N. 1995 (2004), § 16, as enacted 42 Pa.C.S.A. 42 Pa.C.S.A. §§ 9799.8 (effective 5/23/2005-12/19/2012), and 9799.9 (effective 1/24/2005-12/19/2012).
. The parties and the lower courts have variously referred to this final legislation as S.B. 92, Act 152, and Megan's Law III. For ease of discussion we will hereinafter refer to this legislation as Act 152.
. These offenses included aggravated indecent assault, indecent assault, endangering the welfare of children, corruption of minors, and indecent exposure.
. Act of May 10, 2000, P.L. 74, No. 18, as amended, 42 Pa.C.S. §§ 9791-9799.9, (repealed and replaced).
. In making this ruling, the trial court relied on the Superior Courtâs rulings in Commonwealth v. Hitner, 910 A.2d 721 (Pa.Super.2006) and Commonwealth v. Benner, 853 A.2d 1068 (Pa.Super.2004) which held that the version of Meganâs Law in effect while a defendant is in custody on any part of a sentence for a sex offense covered by that version applies.
. Judge Ford Elliott was joined in her decision by Judges Stevens, Panella, Shogan, Allen, and Mundy.
. Section 1925 states:
The provisions of every statute shall be sev-erable. If any provision of any statute or the application thereof to any person or circumstance is held invalid, the remainder of the statute, and the application of such provision to other persons or circumstances, shall not be affected thereby, unless the court finds that the valid provisions of the statute are so essentially and inseparably connected with, and so depend upon, the void provision or application, that it cannot be presumed the General Assembly would have enacted the remaining valid provisions without the void one; or unless the court finds that the remaining valid provisions, standing alone, are incomplete and are incapable of being executed in accordance with the legislative intent.
1 Pa.C.S.A. § 1925.
. Judge Gantman concurred in the result.
.Justice Baer authored a concurring statement to this order, joined by Justice McCaf-fery, in which he questioned the propriety of the grant of Intervenor status to the General Assembly, since our Court has previously determined that legislators do not have standing to raise a claim in a legal proceeding that the effectiveness of a law which they have passed was impaired by a judicial decision, see Fumo v. City of Philadelphia, 601 Pa. 322, 972 A.2d 487 (2009), and impairment of the operation of Act 152 was the basis on which the General Assembly requested intervention. However, Justice Baer noted that no challenge to the General Assemblyâs standing was raised by either Appellant or the Commonwealth, and, since our Court has declined to address the issue of a partyâs standing sua sponte, see Rendell v. Pennsylvania State Ethics Commân, 603 Pa. 292, 983 A.2d 708 (2009), there was no basis to preclude the General Assemblyâs participation in this matter.
. In his brief, Appellant raises additional challenges to Act 152 based on Article III, Sections 1 and 4 of the Pennsylvania Constitution; however, since Appellant, by his own admission, did not raise these violations in the proceedings below, see Appellantâs Brief at 14, nor are they within the scope of our grant of allocatur, they are waived, and we will not address them. Commonwealth v. Diodoro, 601 Pa. 6, 13 n. 5, 970 A.2d 1100, 1104 n. 5 (2009).
. The Commonwealth is represented in this appeal by the District Attorney of Schuylkill County.
. The General Assembly also asserts that Appellantâs Article III, Section 3 claim is waived since he did not adequately develop his argument with respect thereto in his brief with the Superior Court. We note, however, that the Commonwealth does not make such an argument. Further, as developed above, the adequacy of the advocacy in Appellantâs brief to the Superior Court regarding his Article III, Section 3 claim was considered by that tribunal, as it was the principal basis of Judge Donohue's dissenting opinion; however, the Superior Court majority evidently did not consider the alleged deficiency in Appellant's advocacy to be an impediment to their review, as they proceeded to address its merits. Because our subsequent grant of allocatur from that decision did not encompass any issue regarding Appellantâs alleged waiver of his Article III, Section 3 claim in the Superior Court we will not presently consider the General Assembly's argument related thereto. See Commonwealth v. McMullen, 599 Pa. 435, 453, 961 A.2d 842, 853 (2008) (Commonwealthâs assertion to our Court that appellee had waived claim in proceedings below would not be considered by our court since it was not the subject of our grant of review).
. The task faced by a reviewing court, in selecting which portions of legislation violating the single subject rule of a state constitution to keep and which to void, was eloquently analogized by Justice Douglas of the Ohio Supreme Court to the futile exercise of attempting to ascertain whether the filling of the last third of a container, already two thirds full of skim milk, with whole milk resulted in the skim milk or the whole milk being contaminated by the blending. As Justice Douglas aptly noted, such intermixing alters both substances irrevocably and also contaminates both. See State, ex rel. Hinkle v. Franklin Cty. Bd. of Elections, 62 Ohio St.3d 145, 580 N.E.2d 767 (1991) (Douglas, J. dissenting).
. Our decision affects only the version of Meganâs Law challenged by Appellant â Meganâs Law III. The legislature has subsequently repealed and reenacted various portions of