Commonwealth v. Smith, W., Aplt.
COMMONWEALTH of Pennsylvania, Appellee v. Wayne A. SMITH, Appellant
Attorneys
William Patrick Wismer, Esq., for Wayne A. Smith., William R. Toal III, Esq., John Joseph Whelan, Esq., Delaware County District Attorneyâs Office, Amy Zapp, Esq., PA Office of Attorney General, for Commonwealth of Pennsylvania.
Full Opinion (html_with_citations)
OPINION
Appellant appeals from the judgment of sentence of death imposed by a jury following the grant of a new penalty-phase hearing. For the reasons set forth below, we affirm.
On November 18, 1994, Eileen Jones and appellant went to appellantâs nephew to borrow a car; the nephew gave him the keys, and appellant and Jones left together in the car. Appellant returned the car later that evening.
The next afternoon, appellant told his brother he murdered Jones in a nearby park by choking her with his hands and belt. Jonesâs body was discovered November 22, 1994; the county medical examiner concluded the death was homicide by strangulation. After a search of appellantâs home, police officers recovered several newspapers from which articles regarding the recovery of Jonesâs body had been removed.
Appellant was given Miranda
A jury found appellant guilty of first-degree murder and sentenced him to death. Appellant appealed, and this Court
I. Whether the trial court erred in denying [ajppellantâs motion to bar the death penalty, after a delay of some 17 years, brought on ineffective assistance of counsel, during which valuable information was lost and defense witnesses died[.]
II. Whether the trial court erred in allowing evidence of [ajppellantâs prior homicide conviction[.j
III. Whether the trial court erred in admitting testimony that [ajppellant read books on murder and how to commit the perfect crime[.j
IV. Whether the trial court erred in denying [ajppellant a mistrial where the Commonwealth expert witness told the jury that [ajppellant had been found guilty and place[d] on death row[.j
V. Whether the trial court erred in ordering the jury to resume deliberations after the jury stated it was unable to reach a unanimous verdictf.j
VI. Whether the trial court erred in not allowing [ajppel-lant to ask prospective jurors whether they could*44 consider life imprisonment knowing [a]ppellant had been convicted of a prior homicide[.]
Appellantâs Brief, at 4.
I. Motion to Bar the Death Penalty
Appellant contends the trial court committed legal error and abused its discretion by denying his pre-trial motion to bar the death penalty. He notes 17 years have passed from his May 1995 conviction to final sentencing in June of 2012, which, he argues, violated his rights to due process and a speedy trial. Further, he argues this delay amounts to cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution and Article I, § 13 of the Pennsylvania Constitution. Appellant states several of his potential witnesses died between the 2002 PORA proceedings and the 2012 new penalty-phase hearing. Moreover, appellant asserts Detective Lawrence Crews, who investigated the victimâs death in appellantâs 1980 voluntary-manslaughter case, could not recall certain facts regarding that conviction, depriving him of details which would have been helpful to the defense.
The trial court found appellantâs argument was a matter of first impression and looked to other jurisdictions for guidance. Specifically, the trial court looked to State v. Azania, 865 N.E.2d 994 (Ind.2007), where the Supreme Court of Indiana applied the balancing test used by the United States Supreme Court in Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972), to determine whether the defendantâs rights to a speedy trial and due process were violated. In Azania, the defendant was convicted of murder and sentenced to death, but the case was remanded for a new penalty-phase hearing. Azania, at 997. At the new penalty-phase hearing, 13 years after conviction, the jury returned a death sentence, which was affirmed. Id. The death sentence was again vacated, and, at the new penalty-phase hearing, the trial court granted the defendantâs motion to bar the death penalty. Id. The state appealed. Id.
Here, the trial court likewise applied Barker, and found the delay did not prejudice appellant or violate his due process rights. Trial Court Opinion, 7/29/13, at 6-12. The court focused much of its analysis on the fourth factor, prejudice to the defendant.
Addressing appellantâs claim that he was prejudiced by the delay because multiple witnesses died through the passage of time, the court found he did ânot specify which [potential witnesses] would have testified ... on his behalf.â Id., at 8. Further, appellant did not describe any additional testimony they would have provided to assist him. Id. The court noted the testimony of these individuals was preserved by transcripts, which were read to the jury. Id. â[Without more specific allegations as to what testimony was eliminated by the passage of time, the mere general allegation that the read transcripts from prior testimony was not as powerful as live testimony is insufficient to establish sufficient prejudice to [appellant].â Id., at 8-9.
The trial court also addressed appellantâs claim that witnesses could not recall helpful details regarding his 1980 voluntary manslaughter conviction. See N.T. Sentencing, 6/18/12, at 80-82. Specifically, Detective Crews could not recall
The trial court made the same conclusion regarding the testimony of Sonya Rollins, the sister of the victim in the 1980 homicide. In particular, Rollins could not recall specifics surrounding her brotherâs death. See N.T. Sentencing, 6/18/12, 46-47, 50, 58-59. The court held a more âvivid recollection of the more horrific aspects of the underlying crimeâ would not have âassisted [appellant] in any manner.â Trial Court Opinion, 7/29/13, at 10. Appellant made no specific arguments regarding any mitigating evidence that was lost, and the court found no prejudice.
The trial court also found appellantâs complaint that his Eighth Amendment rights were violated was without merit, holding âthe Eight[h] Amendment does not protect against delaying a sentence of death because those delays are designed to afford a defendant his constitutional right to appeal and cannot become grounds for an additional appealable issue.â Id., at 10-11 (citing People v. Simms, 192 Ill.2d 348, 249 Ill.Dec. 654, 736 N.E.2d 1092, 1141 (2000)). The court noted appellant invoked his right to appeal and continued those appeals on multiple occasions. Id., at 12. âTherefore, [appellants complaint that the delay in his sentencing violates his due process rights, as well as his rights under the Fifth, Sixth, Eighth, and Fourteenth Amendments is unsubstantiated.â Id.
After careful review, we affirm the trial courtâs decision regarding this issue. Prior testimony was preserved, absences and lapses in memory have not been shown to involve identifiable exculpatory, mitigating, or even helpful information, and in the end, appellant has not demonstrated legal prejudice. A question regarding whether a due process violation occurred is a question of law for which the standard of review is de novo and the scope of review is plenary.
Additionally, appellant asserts he was prejudiced by the length of time he has spent on death row. Appellant has been on death row for over 18 years, and he argues his time spent there waiting to be executed constitutes a âwanton infliction of harm in violation of the Eight[h] Amendment of the United States Constitution and Article 1, Section 13 of the Pennsylvania Constitution.â Appellantâs Brief, at 18.
Appellant relies only on a dissenting statement by Justice Breyer in Foster v. Florida, 537 U.S. 990, 991-93, 123 S.Ct. 470, 154 L.Ed.2d 359 (U.S.2002) (Breyer, J., dissenting). There, the Court denied certiorari when a deathrow inmate claimed the 27 years he served in prison awaiting his execution amounted to cruel and unusual punishment. Id., at 990, 991-92, 123 S.Ct. 470. Justice Breyer, dissenting from the Courtâs denial of certiorari, noted if the inmate was executed, he would have been âpunished both by death and also by more than a generation spent in death rowâs twilight.â Id., at 993, 123 S.Ct. 470.
This Court has rejected the notion that excessive delays in carrying out a death sentence constitute cruel and unusual punishment, opining an âappellant must show that the delay was a deliberate tactical move in bad faith by the Commonwealth and that he was prejudiced by it in order to establish a denial of due process.â Commonwealth v. Clayton, 516 Pa. 263, 532 A.2d 385, 388 n. 2 (1987). Appellant has filed numerous appeals and has failed to produce any evidence that the challenged delay was a tactical move the Commonwealth made in bad faith. Therefore, the trial court appropriately denied appellantâs motion to bar the death penalty.
II. Evidence of Appellantâs Prior Voluntary-Manslaughter Conviction
In 1980, Rollins witnessed appellant fatally stab her brother, George Sutton. Appellant pled guilty to voluntary manslaughter. Appellant asserts the trial court erred in
In a capital case, the trial court is required to instruct the jury regarding the aggravating circumstances specified in 42 Pa.C.S. § 9711(d), for which there is some evidence, id., § 9711(c)(1)(i). One of the aggravating circumstances included in subsection (d) is whether â[t]he defendant has been convicted of voluntary manslaughter ... committed either before or at the time of the offense at issue.â Id., § 9711(d)(12). Appellant does not contend the trial court should have kept the voluntary-manslaughter conviction from the jury. Rather, he argues the underlying facts of his voluntary-manslaughter conviction should have been withheld from the jury.
This Court, in Commonwealth v. Beasley, 505 Pa. 279, 479 A.2d 460 (1984), stated:
Consideration of prior âconvictionsâ was not intended to be a meaningless and abstract ritual, but rather a process through which a jury would gain considerable insight into a defendantâs character. The nature of an offense, as ascertained through examination of the circumstances concomitant to its commission, has much bearing upon the character of a defendant, and, indeed, without reference to those facts and circumstances, consideration of âconvictionsâ would be a hollow process, yielding far less information about a defendantâs character than is relevant.
Convictions are defined by the essential and necessary facts upon which they are based, and judgments of sentence flow naturally from, and form an integral part of those convictions. Thus, reason impels that the construction of the term âconvictionsâ ... permitĂs] consideration of the essential*49 and necessary facts pertaining to the convictions, including the circumstances of the crimes and the sentences imposed.
Id., at 465.
Further, âthe jury not only should, but indeed must know more than the mere fact of conviction if it is to carry out its sentencing role properly.â Commonwealth v. Flor, 606 Pa. 384, 998 A.2d 606, 623 (2010) (citations omitted); see also Commonwealth v. Rios, 591 Pa. 583, 920 A.2d 790, 814 (2007) (quoting Commonwealth v. Marshall, 537 Pa. 336, 643 A.2d 1070, 1074 (1994)); Commonwealth v. Young, 536 Pa. 57, 637 A.2d 1313, 1320 (1993).
The admissibility of evidence is âwithin the sound discretion of the trial court ... [and we] will not reverse a trial courtâs decision concerning admissibility of evidence absent an abuse of the trial courtâs discretion.â Flor, at 623 (citations omitted).
The voluntary-manslaughter conviction was the basis for an aggravating circumstance being pursued by the Commonwealth under 42 Pa.C.S. § 9711(d)(12). As there are countless scenarios that could comprise this crime, the jury should know the facts behind the conviction to appropriately balance the (d)(12) aggravator against any mitigating circumstances; without the basic facts, the jury is short-changed. We And the trial court did not abuse its discretion by admitting this evidence.
III. Testimony About Appellant Reading Homicide Books
Appellant contends âthe trial court erred in allowing evidence that around the time of the 1980 homicide of George Sutton, [a]ppellant read certain booksâ about homicide and how to commit the perfect crime. Appellantâs Brief, at 21. Specifically, appellant asserts the evidence had no probative value and was âextremely prejudicial.â Id., at 24. Appellant, however, did not raise his objections at trial.
âIssues not raised in the lower court are waived and cannot be raised for the first time on appeal.â Pa.R.A.P. 302(a). The record reveals appellant did not object when the trial court announced its ruling on the Commonwealthâs motions in li-
IV. Motion for Mistrial
Appellant contends the trial court erred in denying his motion for a mistrial after Dr. John OâBrien, a Commonwealth witness, testified at the penalty-phase hearing that appellant had been previously convicted and sentenced to death. Appellant asserts he was prejudiced by this testimony because it signaled to the jury that he was already convicted and sentenced to death by an earlier jury. Further, he asserts Dr. OâBrien intentionally made the statement about being on death row to prejudice him.
Dr. OâBrien was asked questions regarding appellantâs prior diagnoses for depression and anxiety. N.T. Sentencing, 6/21/12, at 258-59. The prosecutor asked Dr. OâBrien, â[Y]ou have heard that [appellant] has been diagnosed with both depression and anxiety in the past, correct?â Id., at 259. Dr. OâBrien responded, â[TJhe only diagnosis of that that I have seen has been in the correctional records subsequent to his having been found guilty and put on death row.â Id. Appellantâs counsel immediately objected and moved for a mistrial, which was denied. Id., at 259-60. The trial court had a brief discussion with the prosecutor and appellantâs counsel on how to phrase a curative instruction for the jury regarding Dr. OâBrienâs statement. Id., at 260-65. The court then instructed the jury:
There was a reference through the witness about death row. Following a conviction of [f]irst[-d]egree [mjurder you are placed on death row. Thatâs what happens. You are not to draw any kind of inferences adverse to [appellant] or his guilt. Thatâs just something that happens. I just wanted to explain that to you.
Id., at 266-67.
We review the denial of a motion for mistrial under the abuse of discretion standard. Commonwealth v. Travag
The law presumes juries follow a courtâs instructions. Commonwealth v. Baker, 531 Pa. 541, 614 A.2d 663, 672 (1992) (citing Commonwealth v. Stoltzfus, 462 Pa. 43, 337 A.2d 873, 879 (1975)). The trial court did not abuse its discretion by denying appellantâs motion for a mistrial because it provided an immediate curative instruction. We agree that â[i]n light of the ... curative instruction and the unintentional elicitation from the Commonwealth, ... any prejudice the âdeath rowâ reference may have caused was insufficient to require a mistrial.â Trial Court Opinion, 7/29/13, at 17. Moreover, there was no other reference to appellantâs status on death row for the remainder of the penalty-phase hearing. Therefore, we conclude the court did not abuse its discretion when it denied appellantâs motion for a mistrial.
V. Jury Instruction for Continued Deliberation
Appellant argues the trial court erred when it ordered the jury to continue deliberating after the jury informed the court that it was unable to reach a unanimous verdict. He asserts the court abused its discretion because the jury should have been discharged pursuant to 42 Pa.C.S. § 9711(c)(1)(v),
Ladies and gentlemen, this has been a four-day trial, which, as trials go, itâs not a particularly long trial. However, I think that you will probably share my conclusion that itâs been a very intense four days of testimony; a lot of expert witnesses, a lot of testimony, a lot of very complicated testimony. At this point in time, the [cjourt feels obligated to request that you return to your deliberations. I want to make sure that, in point of fact, weâve exhausted the possibilities of arriving at a unanimous verdict. So, at this point in time, Iâm going to ask you to go back. I would suggest that you ... start from the beginning, if you would; go over the aggravating circumstances; get that decided; go over the mitigating circumstances, and then review that with each other and see if you can resolve any outstanding differences and weâll see how that goes. So, at this point, Iâm going to send you back and ask that you return to your deliberations.
Id., at 38-39.
âThe amount of time a jury is kept together to deliberate is within the discretion of the trial judge, and that decision will only be reversed for an abuse of discretion.â Commonwealth v. Wharton, 542 Pa. 83, 665 A.2d 458, 461 (1995) (citation omitted). Further, this Court has previously held there is no abuse of discretion when a court instructs a jury to continue to deliberate a death sentence after a lengthy trial. See Commonwealth v. Chester, 526 Pa. 578, 587 A.2d 1367, 1381 (1991) (finding trial court did not coerce verdict of death by returning jury for deliberations after insistence that process was futile); see also Commonwealth v. Penn, 497 Pa. 232, 439 A.2d 1154, 1161 (1982) (finding no abuse of discretion after jury announced it was deadlocked after two days and returned verdict on fourth day). Here, the jury had to
VI. Voir Dire
Appellant argues the trial court denied him due process and the right to a fair and impartial jury by refusing to permit the following voir dire question: â âYou will hear that [appellant] was convicted, by plea of guilty, to the crime of [voluntary [manslaughter in 1980. Is there any one of you who feels that[,] because of the defendantâs prior convictions, that you would not consider a sentence of life imprisonment^]â â Appellantâs Proposed Voir Dire Questions, 6/11/12, No. 11. Appellant claims he should have been permitted to ask this specific question to âlife-qualifyâ potential jurors pursuant to Morgan v. Illinois, 504 U.S. 719, 736-37, 112 S.Ct, 2222, 119 L.Ed.2d 492 (1992), as â[t]he proposed question does nothing more than identify potential jurors who cannot consider a sentence of life imprisonment for a second-time killer and asks only if the jurors can still consider life imprisonment despite the fact that [a]ppellant has previously been convicted of [voluntary [mjanslaughter.â Appellantâs Brief, at 48.
The Commonwealth contends the trial court properly precluded the question as it âsought to place before the jury information regarding a specific aggravating circumstance, appellantâs prior conviction for [voluntary [mjanslaughter, in order to learn what the prospective jurorsâ likely decision would be regarding the specific facts to be established during the penalty[-]phase proceedings.â Commonwealthâs Brief, at 58. The Commonwealth relies on Commonwealth v. Mattison, 623 Pa. 174, 82 A.3d 386 (2013), which held: (1) the trial court did not abuse its discretion by precluding the defendantâs proposed voir dire questions that would have disclosed
The trial court concluded appellantâs claim failed as a matter of law because his voluntary-manslaughter conviction was an aggravating circumstance in his present case. The court reasoned â[ujnder [§ ] 9711(c)(1)(iv), the verdict must be a sentence of death if the jury unanimously finds at least one aggravating circumstance[.jâ Trial Court Opinion, 7/29/13, at 22. Notwithstanding this was the incorrect standard as it did not account for the two mitigating circumstances, which would be weighed against the aggravator,
âThe scope of voir dire rests in the sound discretion of the trial court, whose decision will not be reversed on appeal absent palpable error.â Commonwealth v. Karenbauer, 552 Pa. 420, 715 A.2d 1086, 1094 (1998) (citation omitted). âThe purpose of voir dire is to ensure [a] ... compe
The term âlife-qualifyâ refers to the process to identify prospective jurors who have a fixed opinion that a sentence of death should always be imposed for a conviction of first-degree murder. Commonwealth v. Keaton, 556 Pa. 442, 729 A.2d 529, 542 n. 9 (1999). There is no constitutional requirement that each prospective juror be âlife-qualified.â Id., at 543. However, if the defendant wishes to âlife-qualifyâ any or all venirepersons, voir dire must include such an inquiry. Morgan, at 733-34, 112 S.Ct. 2222. In Morgan, the United States Supreme Court stated, âgeneral questions of fairness and impartialityâ are not sufficient to detect jurors who would automatically vote for the death penalty upon conviction, regardless of any mitigating factors. Id., at 735, 112 S.Ct. 2222. The Court noted:
[T]he belief that death should be imposed ipso facto upon conviction of a capital offense reflects directly on that individualâs inability to follow the law. Any juror who would impose death regardless of the facts and circumstances of conviction cannot follow the dictates of law. It may be that a juror could, in good conscience, swear to uphold the law and yet be unaware that maintaining such dogmatic beliefs about the death penalty would prevent him or her from doing so. A defendant on trial for his life must be permitted on voir dire to ascertain whether his prospective jurors function under such misconception.
Id., at 735-36, 112 S.Ct. 2222 (footnote and internal citations omitted).
Appellantâs proposed question is impermissible under Bo-mar as it is a question designed to elicit what the jurorsâ reactions might be when presented with a specific aggravating circumstance. See Bomar, at 849 (âNeither counsel for the defendant nor the Commonwealth should be permitted to ask direct or hypothetical questions designed to disclose what a jurorâs present impression or opinion as to what his decision will likely be under certain facts which may be developed in
Further, as the Commonwealth points out, each prospective juror was already âlife-qualifiedâ on appellantâs first-degree murder conviction. See Commonwealthâs Brief, at 63-56 (citations omitted). Therefore, any juror who would impose death, regardless of the facts or circumstances surrounding the case, would have been identified and excluded.
Accordingly, the judgment of sentence is affirmed.
Former Chief Justice CASTILLE did not participate in the decision of this case.
Justices BAER and STEVENS join the opinion.
Chief Justice SAYLOR files a dissenting opinion in which Justice TODD joins.
. Miranda v. Arizona, 384 U.S. 436, 86 S.Ct, 1602, 16 L.Ed.2d 694 (1966).
. Appellant was convicted of voluntary manslaughter in 1980 for the stabbing death of his then-girlfriendâs brother.
. In Barker, the United States Supreme Court established a balancing test to determine whether there was a violation of a defendantâs right to a speedy trial and due process. Barker, at 530-33, 92 S.Ct. 2182. The Court noted four factors to consider: (1) the length of delay; (2) the reason for the delay; (3) the defendantâs assertion of his right; and (4) the prejudice to the defendant. Id. Although the High Court did not regard any of the four factors as either a "necessary or sufficient condition to the finding of a deprivation of the right of speedy trial[,]â it opined courts are still required to engage in a âdifficult and sensitive balancing process.â Id., at 533, 92 S.Ct. 2182.
. "The court may, in its discretion, discharge the jury if it is of the opinion that further deliberation will not result in a unanimous agreement as to the sentence, in which case the court shall sentence the defendant to life imprisonment.â Id.
. Section 9711(c)(1)(iv) further provides the verdict must be death if "the jury unanimously finds one or more aggravating circumstances which outweigh any mitigating circumstances.â Id. In any other circumstance, including if the jury finds the aggravating circumstances do not outweigh the mitigating circumstances, the sentence must be life imprisonment. Id.