Commonwealth v. Bullock
COMMONWEALTH of Pennsylvania, Appellee, v. Matthew BULLOCK, Appellant
Attorneys
Basil G. Russin, Esq., Public Defenderâs Office, Albert Joseph Flora, Jr., Esq., Wilkes-Barre, for Matthew Bullock., David W. Lupas, Esq., Scott C. Gartley, Esq., Luzerne County District Attorneyâs Office, for Commonwealth of Pennsylvania.
Full Opinion (html_with_citations)
OPINION
This case primarily concerns the constitutionality of Pennsylvaniaâs fetal homicide statute; it additionally entails a challenge to jury instructions given at Appellantâs trial, where he was convicted of voluntary manslaughter of an unborn child.
I.
In the late 1990s, Pennsylvaniaâs General Assembly enacted the Crimes Against the Unborn Child Act.
(a) Offense defined. â A person who kills an unborn child without lawful justification commits voluntary manslaughter of an unborn child if at the time of the killing he is acting under a sudden and intense passion resulting from serious provocation by: (1) the mother of the unborn child whom the actor endeavors to kill, but he negligently or accidentally causes the death of the unborn child....
* â * * * :Js
(c) Penalty. â The penalty for voluntary manslaughter of an unborn child shall be the same as the penalty for voluntary manslaughter.
18 Pa.C.S. § 2605.
II.
In late 2002, Appellant was living with his girlfriend, Lisa Hargrave, who was 22 to 28 weeks pregnant. According to Appellantâs statement to police, on New Yearâs Eve 2002, he and Hargrave consumed alcohol and cocaine at a party and then returned to their apartment, where Hargrave continued to ingest cocaine. Appellant asked Hargrave to cease using drugs for the remainder of the night in view of her pregnancy. When Hargrave failed to comply, an argument ensued, during
On January 6, 2003, Appellant arrived at the Wilkes-Barre Police Department and informed an officer that he had strangled his girlfriend to death. When the police arrived at the apartment, they found Hargraveâs partially decomposed body in the closet with her hands, feet, and mouth bound with masking tape. Appellant was charged with the murder of Hargrave, see 18 -Pa.C.S. § 2501(a), and, pursuant to the Act, with the criminal homicide of her unborn child as well. He filed a pre-trial motion challenging the constitutionality of the Act on, inter alia, due process and equal protection grounds; this motion was denied. The matter then proceeded to trial by jury in October 2003, at which Appellant did not testify.
At trial, the coroner stated that, after performing autopsies of Hargrave and her unborn child, he concluded that Hargraveâs cause of death was âstrangulation by history,â which refers to the events immediately preceding the death, see N.T. October 20, 2003, at 142-44; this conclusion was apparently based, in part, upon the occurrences as related by Appellant in his statement to police. The coroner also found that the fetusâs death was caused by âasphyxia due to the death of the mother by homicide.â Id. at 148. In both cases, the coroner determined that the manner of death was homicide.
Before deliberations began, Appellant objected to the trial courtâs refusal to charge the jury on the mens rea elements ânegligentlyâ and âaccidentallyâ found in the voluntary manslaughter provision of the Crimes Against the Unborn Child Act (see supra). The trial court overruled the objection, however, opting to allow the jury to use the âcommon and
After a unanimous panel of the Superior Court affirmed in a published opinion, see Commonwealth v. Bullock, 868 A.2d 516 (Pa.Super.2005), this Court granted discretionary review. See Commonwealth v. Bullock, 584 Pa. 705, 885 A.2d 40 (2005) (per curiam). Only the judgment of sentence for voluntary manslaughter of an unborn child is at issue in this appeal.
III.
We turn first to the question of the constitutionality of the Crimes Against the Unborn Child Act.
Appellant initially contends that the Act violates due process under the void-for-vagueness doctrine. He proffers that, absent a requirement that the fetus be viable outside the womb at the time of its death, the statute fails to provide fair warning of precisely what conduct is prohibited. Appellant reasons, in this regard, that, until a fetus is viable (in the sense that it could likely survive outside the womb),
The void-for-vagueness doctrine ârequires that a penal statute define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.â Kolender v. Lawson, 461 U.S. 352, 357, 103 S.Ct. 1855, 1858, 75 L.Ed.2d 903 (1983); see Commonwealth v. Mayfield, 574 Pa. 460, 467, 832 A.2d 418, 422 (2003). Although criminal statutes should be strictly construed in favor of lenity where there is ambiguity, their words are, nonetheless, interpreted according to the âfair import of their terms.â 18 Pa.C.S. § 105; see Commonwealth v. Booth, 564 Pa. 228, 234 & n. 5, 766 A.2d 843, 846 & n. 5 (2001).
Presently, the Act prescribes that it is unlawful to intentionally, knowingly, recklessly, or negligently cause the death of an unborn child, defined to include all stages of gestation from fertilization to live birth. This definition is
Appellant appears to accept that the Legislature intentionally omitted any viability requirement associated with the death of an unborn child under the statute, but largely premises his vagueness claim upon an assertion that the concept of
Accordingly, viability outside of the womb is immaterial to the question of whether the defendantâs actions have caused a cessation of the biological life of the fetus, and hence, to the question of whether the statute is vague in proscribing the killing of an unborn child. We find that individuals of ordinary intelligence are readily capable of discerning the conduct prohibited by the Act, and we fail to perceive anything in the legislation giving rise to a substantial concern that it may be discriminatorily enforced.
Appellant also maintains that the statute is âunconstitutionally broadâ for similar reasons, i.e., because it fails to âdistinguish between viable or living organisms and nonviable or nonliving organisms.â Brief for Appellant at 15. He contends that the statuteâs allegedly unnecessary breadth is fatal to its validity because it affects his fundamental liberty interest in remaining free from confinement, and thus, must be justified by a compelling state interest. In this respect, he notes that the United States Supreme Court has determined that a Stateâs interest in fetal life only becomes âcompellingâ at viability, see Roe v. Wade, 410 U.S. 113, 163, 93 S.Ct. 705, 732, 35 L.Ed.2d 147 (1973), a property that he alleges the unborn victim in the present case lacked.
We interpret this claim as sounding in substantive due process, as opposed to overbreadth, both because it appears in Appellantâs brief under a general due process heading, see Brief for Appellant at 12, and because over-breadth claims only pertain in a First Amendment context. See City of Chicago v. Morales, 527 U.S. 41, 79, 119 S.Ct. 1849, 1870, 144 L.Ed.2d 67 (1999) (â[W]e have not recognized an âoverbreadthâ doctrine outside the limited context of the First Amendment.â (quoting United States v. Salerno, 481 U.S. 739, 745, 107 S.Ct. 2095, 2100, 95 L.Ed.2d 697 (1987))). Under the doctrine of substantive due process, the United States Supreme Court has recognized that the Fourteenth Amendmentâs Due Process Clause, see U.S. Const. amend. IV, § 1 (ânor shall any State deprive any person of life, liberty, or property, without due process of lawâ), guarantees more than fair process and the absence of physical restraint, but âprovides heightened protection against government interference with certain fundamental rights and liberty interests.â Washington v. Glucksberg, 521 U.S. 702, 719-20, 117 S.Ct. 2258, 2267, 138 L.Ed.2d 772 (1997).
Appellant characterizes the liberty interest affected by the Crimes Against the Unborn Child Act as his fundamental right to remain free from confinement; however, complying
C. Equal Protection
Appellant next urges us to find that the statute violates the Equal Protection Clause. See U.S. Const, amend. IV, § 1 (ânor shall any State ... deny to any person within its jurisdiction the equal protection of the lawsâ). He proffers that natural fathers who kill their unborn children are similarly situated to pregnant mothers who kill the fetus they are carrying. In forwarding this argument, Appellant again maintains that fundamental rights are in issue, this time not only his right to remain free from confinement, but his âliberty
While the Equal Protection Clause assures that all similarly situated persons are treated alike, it does not obligate the government to treat all persons identically. See Small v. Horn, 554 Pa. 600, 615, 722 A.2d 664, 672 (1998) (citing City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439, 105 S.Ct. 3249, 3254, 87 L.Ed.2d 313 (1985)). Thus, the Clause does not prevent state legislatures from drawing classifications, so long as they are reasonable. See generally Harrisburg Sch. Dist. v. Zogby, 574 Pa. 121, 136, 828 A.2d 1079, 1088 (2003) (affirming that equal protection precepts âdo not vitiate the Legislatureâs power to classify, which necessarily flows from its general power to enact regulations for the health, safety, and welfare of the communityâ). In determining constitutional reasonableness, this Court first ascertains the appropriate level of judicial scrutiny to apply, which in turn depends upon the type of categorization involved and the nature of the right affected. Where the challenged governmental action does not burden âfundamentalâ or âimportantâ rights, and does not make a suspect or quasi-suspect classification, it is subject to rational-basis review. Small, 554 Pa. at 615, 722 A.2d at 672 (citing McCusker v. Workmenâs Comp. Appeal Bd. (Rushton Mining Co.), 536 Pa. 380, 385, 639 A.2d 776, 778 (1994)). See generally Commonwealth v. Bell, 512 Pa. 334, 344-45, 516 A.2d 1172, 1178 (1986) (summarizing the three levels of scrutiny in Pennsylvania law). Suspect classes are race and national origin, and for purposes of state law, alienage; quasi-suspect classifications are gender and legitimacy. See Small, 554 Pa. at 615 nn. 14-15, 722 A.2d at 672 nn. 14-15.
Under rational basis review, a classification will be upheld so long as it bears a reasonable relationship to a legitimate state purpose. See Harrisburg Sch. Dist. v. Zogby, 574 Pa. 121, 136, 828 A.2d 1079, 1088 (2003). Specifically, âthe classification, though discriminatory, will be deemed reasonable if any state of facts reasonably can be conceived to sustain it.â Id. at 137, 828 A.2d at 1089. In undertaking this analysis, courts are free to hypothesize grounds the Legislature might have had for the classification. See id. at 137-38, 828 A.2d at 1089 (citing Baltimore & Ohio R.R. Co. v. Commonwealth, Depât of Labor & Indus., 461 Pa. 68, 84, 334 A.2d 636, 644 (1975); Geary v. Retirement Bd. of Allegheny County, 426 Pa. 254, 259-60, 231 A.2d 743, 746 (1967)). It bears repeating that all doubts on this question, as with all questions of constitutional validity, are resolved in favor of upholding the statute.
In our view, the General Assembly had a legitimate basis for distinguishing between the mother and everyone else. Simply put, the mother is not similarly situated to everyone else, as she alone is carrying the unborn child. Under prevailing jurisprudence of the United States Supreme Court, the fact of her pregnancy gives her (and only her) certain liberty
IV.
We now turn to Appellantâs alternate claim that he should receive a new trial due to an error in the trial courtâs jury instructions. The court first instructed the jury concerning the possible verdicts as to the killing of Hargrave, and then as to the killing of the unborn child. In this latter portion of the charge, after delineating the elements of murder of an unborn child, including malice, the trial court instructed the jury on the offense' of voluntary manslaughter of an unborn child:
*496 If you do not find that the Defendant had malice ... you may find him guilty of voluntary manslaughter of the unborn child as long as you are satisfied that the following three elements have been proven beyond a reasonable doubt: first, that the unborn child is dead. Second, that the Defendant killed it. And, third, that the Defendant had the intent to kill the mother of the unborn child.
N.T. October 20, 2003, at 907. As discussed above, the applicable statutory definition of manslaughter of an unborn child clarifies that the defendant must have been
acting under a sudden and intense passion resulting from serious provocation by the mother of the unborn child whom the actor endeavors to kill, but he negligently or accidentally causes the death of the unborn child.
18 Pa.C.S. § 2605(a)(1) (emphasis added). Appellant states that the Act establishes a minimum mens rea, relative to causing fetal death, of negligence or accident, which the judge refused to define for the jury.
A. Negligence
In the present context, the term ânegligenceâ means criminal negligence, see 18 Pa.C.S. § 302, official cmt., which is defined as follows:
A person acts negligently with respect to a material element of an offense when he should be aware of a substantial and unjustifiable risk that the material element exists or will result from his conduct. The risk must be of such a nature and degree that the actorâs failure to perceive it, considering the nature and intent of his conduct and the circumstances known to him, involves a gross deviation from the standard of care that a reasonable person would observe in the actorâs situation.
18 Pa.C.S. § 302(b)(4); see Commonwealth v. Heck, 517 Pa. 192, 201, 535 A.2d 575, 580 (1987); Commonwealth v. Ketterer, 725 A.2d 801, 806-07 (Pa.Super.1999). This is a higher level of negligence than ordinary tort negligence. See Commonwealth v. Huggins, 575 Pa. 395, 404, 836 A.2d 862, 867 (2003).
This raises the question of whether the error was harmless. The Superior Court deemed the error harmless by observing that the evidence adduced at trial was sufficient to support a finding of criminal negligence. See Bullock, 868 A.2d at 526. Evidentiary sufficiency, however, is not the correct standard where the trial court errs. Rather, under the harmless error doctrine, the judgment of sentence will be affirmed in spite of the error only where the reviewing court concludes beyond a reasonable doubt that the error did not contribute to the verdict. See Commonwealth v. Samuels, 566 Pa. 109, 112-13, 778 A.2d 638, 641 (2001).
Upon review under this standard, we conclude that the trial courtâs error in failing to define ânegligentlyâ was harmless. The jury received the charge set forth above and
B. Accident
As part of this claim, Appellant also takes issue with the trial courtâs âfailure to instruct on the mens rea component of âaccidentally.â â Brief for Appellant at 10; see N.T. October 20, 2003, at 911 (reflecting the judgeâs decision to allow the jury to rely on the âcommon or ordinaryâ meaning of the term). Preliminarily, we find doubtful Appellantâs sugges
V.
For the reasons stated, the judgment of sentence for voluntary manslaughter of an unborn child is affirmed.
. Act of October 2, 1997, P.L. 379, No. 44, effective March 31, 1998 (as amended, 18 Pa.C.S. §§ 2601-2609).
. Section 2602 provides this definition by reference to the Abortion Control Act, 18 Pa.C.S. §§ 3201-3220. See 18 Pa.C.S. § 3203 (defining both "unborn childâ and "fetusâ as "an individual organism of the species homo sapiens from fertilization until live birthâ).
. As noted, a contention surrounding the jury instructions given at trial is before the Court. However, the constitutional question must be addressed because, even if Appellant were to prevail with regard to the jury instruction issue, a new trial on the fetal homicide charge could only be required if the Act is deemed constitutional.
. Although the Act does not reference the concept of viability, we note that the Abortion Control Act defines viability as ââ[t]hat stage of fetal development when, in the judgment of the physician based on the particular facts of the case before him and in light of the most advanced medical technology and information available to him, there is a reasonable likelihood of sustained survival of the unborn child outside the body of his or her mother, with or without artificial support.â 18 Pa.C.S. § 3203.
. Appellant does argue that the statute leaves room for speculation in unusual cases in which, for example, brain activity in a developed fetus may have ceased but other vital functions remain. See Brief for Appellant at 14. It is well settled, however, that, outside the First Amendment context, vagueness challenges are examined in light of the facts of the case at hand, rather than abstract, hypothetical scenarios. See Commonwealth v. Heinbaugh, 467 Pa. 1, 5, 354 A.2d 244, 245 (1976) (quoting United States v. Mazurie, 419 U.S. 544, 550, 95 S.Ct. 710, 714, 42 L.Ed.2d 706 (1975)). If a defendantâs conduct was clearly prohibited by the challenged statute, he will have received fair warning even though there may be doubts about the statute's applicability in other situations.
. This Court has sometimes used the term "sensitive classificationâ' when referring to quasi-suspect classifications. See id.
. Notably, this is not a gender classification, as male and female perpetrators (other than the mother) are treated identically under the Act.
. This Court need not presently opine regarding the legal propriety of a hypothetical criminal prosecution of the mother in such circumstances. The relevant point here is that the classification is not arbitrary, but is based on the Legislatureâs recognition that the mother is differently situated from everyone else in relation to her unborn child.
. Any inconsistency between this finding and the juryâs failure to convict Appellant of first-degree murder of Hargrave is of no moment. See generally Commonwealth v. Magliocco, 584 Pa. 244, 266, 883 A.2d 479, 492 (2005) ("[A] mere facial inconsistency in verdicts is not a valid basis upon which to upset a conviction which is otherwise proper, since consistency in verdicts is not required.â).
. For example, in his signed statement to the police â which was shown and read to the jury, see N.T. October 20, 2003, at 83, 85â Appellant indicates: "She [Hargrave], being 6 months pregnant, I asked her to slow down [in her use of drugs].â The officer who took the statement also provided uncontested testimony that, upon turning himself in to the police, Appellant orally admitted he knew Hargrave was pregnant. See id. at 73.
. See generally Commonwealth ex rel. McCant v. Rundle, 418 Pa. 394, 396, 211 A.2d 460, 462 (1965) (describing the transferred intent rule); State v. Brady, 393 Md. 502, 903 A.2d 870, 875-78 (2006); In re T.K., 109 Ohio St.3d 512, 849 N.E.2d 286, 289 (2006) (â[U]nder the doctrine of transferred intent, an offender who intentionally acts to harm someone but ends up accidentally harming another is criminally liable as if the offender had intended to harm the actual victim.â); State v. Horne, 282 S.C. 444, 319 S.E.2d 703, 704 (1984) (explaining the operation of transferred intent in a common-law fetal homicide scenario).
. We note that the Actâs general definition of criminal homicide of an unborn child indicates that that the offense includes the mens reas of intentionally, knowingly, recklessly, and negligently, see 18 Pa.C.S. § 2603(a), whereas the specific definition of voluntary manslaughter of an unborn child clarifies that an accidental cause of death suffices so long as the actor endeavored to kill the mother. See id., § 2605(a)(1). There is no conflict between these two provisions, however, because Section 2603 does not preclude liability where the death of the unborn child is accidental. Furthermore, even if a conflict were deemed to exist, the particular definition of voluntary manslaughter would control. See 1 Pa.C.S. § 1933 (providing that, in statutory construction, specific provisions prevail over general ones where a conflict exists).