Yap v. Mooncake Foods, Inc.
Kew Sing YAP a/k/a Peter Yap and Tasi Nima Sherpa, on behalf of themselves and others similarly situated v. MOONCAKE FOODS, INC. d/b/a Mooncake Foods Soho, Buddha Foods, Inc. d/b/a Mooncake Foods Chelsea, Fat Dragon Foods Inc., d/b/a Mooncake Foods Hell's Kitchen, Zen Master Foods, Inc. d/b/a Mooncake Foods, Peter Lee, Kenny Luong, and Amy Luong
Attorneys
Appearances: Marigold T. Bridgeman, Troy Law, PLLC, Flushing, NY, Attorney for Plaintiffs, Robert Y. Lewis, Alexander Linzer, Freeman Lewis LLP, New York, NY, Attorneys for Defendants
Full Opinion (html_with_citations)
OPINION AND ORDER
Plaintiffs Kew Sing Yap (âYapâ) and Tasi Nima Sherpa (âSherpaâ) (collectively, âPlaintiffsâ) bring this action under the Fair Labor Standards Act (âFLSAâ), the New York Labor Law (âNYLLâ), and New Yorkâs Codes, Rules, and Regulations (âNYCRRâ). Compl. (Doc. 1). Plaintiffs allege that they and all other similarly situated employees are entitled to wrongly withheld minimum wage, overtime, and spread-of-hours pay from the chain of four Manhattan restaurants operating under the banner Mooncake Foods (âMCF Chainâ).
Plaintiffs bring this suit against. four corporate defendants and three individual defendants (collectively, âDefendantsâ). The four corporate defendants are the restaurants constituting the MCF Chain: Mooncake Foods, Inc. d/b/a Mooncake Foods SOHO (âMCF SoHoâ), Buddha Foods, Inc. d/b/a Mooncake Foods Chelsea (âMCF Chelseaâ), Fat Dragon Foods, Inc. d/b/a Mooncake Foods Hellâs Kitchen (âMCF HeUâs 'Kitchenâ), and Zen Master Foods, Inc. d/b/a Mooncake Foods- (âMCF FiDiâ). Plaintiff's aĂŒege that Defendant Peter Lee is the Chief Executive Officer and shareholder of the MCF Chain,
Plaintiff Yap asserts that he was employed as a deliveryman at MCF Hellâs Kitchen from January 1, 2011 through February 15, 2012. Yap Affirmation in Support of Plaintiffsâ Motion for Conditional Certification (âTap Aff.â) (Doc. 30) ¶ 5. During that time, Yap claims that both he and his âco-workersâ regularly worked more than forty hours per week, but were denied the full minimum wage, overtime, and spread-of-hours pay to which they were entitled under the FLSA and NYLL. Yap Aff. ¶¶ 7-24; see also Compl. ¶¶ 32-39.
Plaintiff Sherpa asserts that he was employed as a chef at MCF SoHo from February 2008 to January 8, 2011. Sherpa Affirmation in Support of-.Plaintiffsâ Mo
There are two motions before this Court. First, on February 28, 2014, Defendants MCF Chelsea and MCF FiDi moved under Federal Rule of Civil Procedure (âFRCPâ) 12(c) for a judgment on the pleadings in their favor, arguing that Plaintiffs failed to allege facts plausibly demonstrating that these two particular MCF restaurants were Plaintiffsâ âemployers,â as required under the FLSA. (Doc. 17). This motion is DENIED.
Second, on March. 3, 2014, Plaintiffs moved for conditional- certification of a FLSA Collective Action constituting all hourly paid, non-managerial employees who worked at one of the MCF Chain restaurants during the past three years, and asked the Court to authorize expedited notice to the collective and to equitably toll the statute of limitations. (Doc. 27). This motion is GRANTED in part and DENIED in part.,
I. Plaintiffs Adequately Allege a Single Integrated Enterprise
Pursuant to FRCP 12(c), Defendants MCF FiDi and MCF Chelsea ask the Court to dismiss them from the case because they are distinct corporate entities for whom neither Plaintiff ever worked. See Memorandum of Law in Support of Motion To Dismiss Defendants Buddha Foods, Inc. and Zen Master Foods, Inc. (Doc. 18) 4; see also Declaration of Peter Lee (âLee Decl.â) (Doc. 20) ¶ 4 (stating that each of the four MCF locations is separately incorporated, âhas a separate set of books,â has âits own bank account and Tax I.D. number,â and does not co-mingle funds with .other locations). Plaintiffs respond in opposition that MCF FiDi and MCF Chelsea âare part of a single employer along with the other Mooncake Foods locations,â and thus are properly named as defendants in.the instant suit. Memorandum of Law in Opposition to Defendantsâ- Motion To Dismiss
In so arguing, Plaintiffs rely on the so-called âsingle integrated enterpriseâ theory, Pis.â Dismiss Oppân at 5-12, according to which ââan employee, who is technically employed on the books of one entity, which is deemed to be part of a larger âsingle-employerâ entity, may impose liability for certain violations of employment law not only on the nominal employer but also on another entity comprising part' of the single integrated employer.ââ Spiciarich v. Mexican Radio Corp., No. 14-Cv-9009 (SHS), 2015 WL 4191532, at *5 n. 5 (S.D.N.Y. July 10, 2015) (quoting Arculeo v. On-Site Sales & Mktg., LLC, 425 F.3d 193, 198 (2d Cir.2005)). âThe Second Circuit has never endorsed this theory of liability in the FLSA context, and district courts in this Circuit are divided on its application to FLSA and NYLL cases.â 7d
The Court agrees with Plaintiffs that the theory is at least potentially available in FLSA cases, given the proper evidence.
To determine whether distinct entities operate as a single integrated enterprise, âcourts consider (1) interrelation of operations, (2) centralized control of labor relations, (3) common management, and (4) common ownership or financial control.â Juarez v. 449 Rest., Inc., 29 F.Supp.3d 363, 367 (S.D.N.Y.2014) (citation omitted). Based on these factors, Plaintiffsâ submissions plausibly allege that the four Moon-cake Foods restaurants operate as a single integrated enterprise, constituting a single employer for FLSA purposes.
In their complaint, Plaintiffs allege that all four' MCF restaurants âare all members of a restaurant chainâ that is owned, controlled, and operated by the same core team of individual defendantsâ Peter Lee, Kenny Luong, and Amy Luong. See Compl. ¶¶ 10-14. They allege that the individual defendants âhad sufficient control of MCF Chainâs day to day operations to be considered an employer,â âwere actively involved in managing the restaurantsâ operations,â had âthe power to hire and fire MCF Chain Employees,â âoversaw the finances of the restaurant [sic],â and gave âordersâ and âdiscipline[ed] employees.â Id. ¶¶ 10-15. They" also allege âcommon policiesâ and âpracticesâ undertaken across all four locations that were in violation of the FLSA, and chain-wide failures to provide proper notices and maintain proper records. Id, ¶¶ 46, 51, 71, 77.
Plaintiff Yapâs affirmation provides "additional facts, averring that all four MCF locations are commonly owned by the three individual defendants, and that those three defendants âmonitor employees and manage the restaurants.â Kew Sing Yap Affirmation in Opposition to Defendantsâ Motion (âTap Dismiss Aff.â) (Doc. 37) ¶¶ 5, 8. Plaintiff Yapâs affirmation states that
Finally, the interrelation of operations is further demonstrated by the three attachments Plaintiffsâ counsel submitted in opposition to Defendantsâ motion: the single website shared among all four locations, the single menu shared among all four locations, and a W-2 form â that Plaintiff Sherpa received from MCF Chelsea, despite his cooking exclusively at MCF SoHo. See Declaration of Marigold T. Bridgeman (âBridgeman Decl.â) (Doc. 36) Exs. 2-4 (website, menu, and W-2 form); see also Yap Dismiss, Aff. ¶ 19 (âAll menus are the same....â).
Taken together, Plaintiffs have adequately alleged that Defendants together constitute a single integrated enterprise for purposes of potential FLSA liability. See, e.g., Juarez, 29 F.Supp.3d at 368 (finding sufficient factual allegations of (i) âinterrelated operationsâ based on shared âwebsite, dĂ©cor, menus, and uniforms,â (ii) common management, ownership and financial control based on single common owner, and (iii) âcentralized control of labor relationsâ based on âcore allegations of unlawful pay practices,â employees working across multiple locations, and ownerâs chain-wide role in hiring and payment practices); Bravo, 2013 WL 5549495, at *8-9 (same, based on joint advertisement on single website, 'unified " marketing, same menus, shared employees and food among locations, and common management and payroll methods). Even if Plaintiffsâ allegations are disputed by Defendant Peter Leeâs affirmation confirming the separate corporate and tax statuses of each MCF Chain location, â[w]hether or not Defendants operated as a single enterprise is a complicated and fact-specific inquiry that is not properly determined at the class certification stage.â Tiro v. Pub. House Invs., LLC, 288 F.R.D. 272, 279 (S.D.N.Y.2012). Thus, the fact that the MCF Chain locations may be distinct corporate entities âdoes not insulate them from liability at this stage, because all Defendants that compose the enterprise count as Plaintiffsâ] employerâ and are thus potentially liable for violations of the FLSA that took place at any of the four locations. Juarez, 29 F.Supp.Sd at 368. Defendants Buddha Foods, Inc.âs and Zen Master Foods, Inc.âs motion for judgment on the pleadings is denied.
II. Conditional Certification of FLSA Collective Action
A. Legal Standard
Pursuant to the FLSA, an individual may file suit against an employer on
The Second Circuit Court of Appeals has endorsed a two-step framework for determining whether a court should certify a case as a collective action under § 216(b). See Myers, 624 F.3d at 554-55; see also Glatt v. Fox Searchlight Pictures, Inc., 791 F.3d 376, 387 (2d Cir.2015). This process entails an analysis of whether prospective plaintiffs are âsimilarly situatedâ at two different stages: an early ânotice stage,â and again after discovery is largely complete. See McGlone v. Contract Callers, Inc., 867 F.Supp.2d 438, 442 (S.D.N.Y.2012) (citing Bifulco v. Mortgage Zone, Inc., 262 F.R.D. 209, 212 (E.D.N.Y.2009)). At stage one, the court makes âan initial determination to send notice to potential opt-in plaintiffs who may be âsimilarly situatedâ to .the Plaintiffs with respect to whether a FLSA violation has occurred.â Myers, 624 F.3d at 555 (citations omitted). At stage two, after additional plaintiffs have opted in, âthe district court will, on a fuller record, determine whether a so-called âcollective actionâ may go forward by determining whether the plaintiffs who have opted ufare in fact âsimilarly situatedâ to the Plaintiffs.â Id. If the court concludes that they are not similarly situated, the action may be âdecertified,â and the opt-in plaintiffsâ claims âmay be dismissed without prejudice.â Id.
Here, Plaintiffs seek an initial determination of the propriety of notice to putative opt-in plaintiffs. âBecause minimal evidence is availableâ at this early stage of the proceedings, and' because the Court âretain[s] the ability to reevaluate whether the plaintiffs are similarly situated,â Plaintiffs face a âârelatively lenient evidentiary standard.ââ McGlone, 867 F.Supp.2d at 442 (quoting Mentor v. Imperial Parking Sys., Inc., 246 F.R.D. 178, 181 (S.D.N.Y.2007)). They must only make âa âmodest factual showing1 that they and potential opt-in plaintiffs âtogether were victims of a common policy or plan that violated the law.ââ Myers, 624 F.3d at 555 (quoting Hoffmann v. Sbarro, Inc., 982 F.Supp. 249, 261 (S.D.N.Y.1997) (Sotomayor, J.)). âThe âmodest factual showing* cannot be satisfied simply by âunsupported assertions,â but it should remain a low standard of proof because the purpose of this first stage is merely to determine whether âsimilarly situatedâ plaintiffs do in fact exist.â Id. (citations omitted). âAccordingly, in deciding whether to grant the Plaintiffsâ motion, the Court must merely find âsome identifiable factual nexus which binds the Plaintiffs and potential class members together as victims of a particular practice.ââ Guzelgurgenli v. Prime Time Specials Inc., 883 F.Supp.2d 340, 346 (E.D.N.Y.2012) (quoting Sbarro, 982 F.Supp. at 261).
In considering Plaintiffsâ motion, âthe court does not resolve factual disputes, decide substantive issues going to the ultimate merits, or make- credibility determinations.â Lynch v. United Servs. Auto. Assân., 491 F.Supp.2d 357, 368 (S.D.N.Y.2007) (citation omitted). It merely âexamines the pleadings and affidavits to determine whether the named plaintiffs and putative class- members are similarly situated.â McGlone, 867 F.Supp.2d at 442 (citation omitted). If the Court finds that they are, it will conditionally certify the
B. Discussion
Plaintiffs seek to conditionally'certify a collective that spans all eligible employees across the whole MCF Chain, arguing that all are similarly situated with respect to Defendantsâ chain-wide policy and practice of denying minimum and overtime wages. Specifically, Plaintiff seek a collective that includes:
all of those hourly paid, non-managerial employees of the Defendants, including but not limited to chefs, waiters, kitchen workers, dishwashers, delivery persons or any other equivalent employee, who previously worked, or is currently working at one of the Defendantsâ restaurants during the past three (3) years and who:
(i) worked overtime during that period;
(ii) did not receive minimum wages for all hours worked;
(iii) did not have their employment period properly recorded;
(iv) were denied meal breaks;
(v) were not informed about tip credit rules, or were required to pool tips with managerial or non-service employees; or
(vi) were not compensated for purchase and maintenance of delivery vehicles.
Memorandum of Law in Support of Plaintiffsâ Motion for Conditional Certification and Court-Authorized Notice (âPis? Cert. Br.â) (Doc. 28) 4.
Defendants concede that Plaintiffsâ complaint and affirmations make a sufficient showing of similarity with respect to delivery people at MCF Hellâs Kitchen and chefs at MCF SoHo. See Defendantsâ Memorandum of Law in Partial Opposition to Plaintiffsâ Motion for Conditional Collective Action Certification and Authorized Notice <âDefs? Cert. Oppânâ) (Doc. 39) .3, 8. The FLSA collective in this case, there'fore, will include- at least-those delivery people from MCF Hellâs Kitchen and chefs from MCF SoHo who worked-within the applicable terms under the statute of limitations. But Defendants oppose a collective that is any broader. The remaining questions are thus whether to include within the collective (i) delivery people from locations other than MCF Hellâs Kitchen, (ii) chefs from locations other than MCF SoHo, and (iii) other types of employees (e.g., waitresses, busboys, etc.) across all MCF Chain locations. âą
Defendants first argue that the Plaintiffs'cannot represent' any employees from MCF Chelsea or MCF FiDi because the Plaintiffs were themselves never employees at those two restaurants. Defs? Cert. Oppân 3-4. This argument'âhas no merit, however, because â[i]n this Circuit, courts have regularly found Plaintiffs to be similarly situated to employees at' locations where they did not work, provided that the plaintiffs demonstrate that they were all subject to the same allegedly unlawful policy or practice.â Hamadou v. Hess Corp., 915 F.Supp.2d 651, 662 (S.D.N.Y.2013) (citing Rosario v. Valentine Ave. Disc. Store, Co., Inc., 828 F.Supp.2d 508, 516-17 (E.D.N.Y.2011) (collecting cases)).
Moving beyond their attempt at a categorical prohibition, Defendants' next maintain that âthe allegations in the complaint and in the affirmations do not make a sufficient showing of similarityâ between the Plaintiffs and employees at MCF Chelsea or MCF FiDi. Defs? Cert. Oppân 4. With respect to certification across multiple retail locations,. âcourts consider whether the plaintiffs have made an adequate -factual showing to support an infer
The Court finds that Plaintiff Yapâs affirmation provides the modest factual showing required to certify a collective that includes delivery people âą across all four MCF Chain locations. Specifically, Yap states that during his year-and-change working as a deliveryman for MCF Hellâs Kitchen, he worked approximately sixty-and-one-half (60.5) hours a week, was paid $500 in cash every two weeks but was nonetheless ârequired to sign in a book that [he] received $800,â never had his hours or pay recorded by Defendants, and was not provided any written information by Defendants about minimum wage or overtime. Yap Aff. ¶¶ 5, 8-11. Yap also states that he âknowsâ Defendants did not pay âmany of [his] co-workers their minimum wage and overtime or record the hours they workedâ because Yap and his co-workers âwould discuss and compare [their] wages over coffee on [their] limited breaks,â and adds that he personally âknow[s]â or âknow[s] ofâ three deliverymen each from MCF SoHo, Chelsea, and Hellâs Kitchen âwho were paid similarly to [him] based on conversations.â Id. ¶¶ 14-20. Critically, and tellingly omitted from Defendantsâ discussion of his affirmation, Defs.â Oppân 6, Yap also avers that all deliverymen from all locations âhad to sign the same book that read that [they] received $800,â that the book âlisted the names of all deliverymen from all locations,â that deliverymen were âinterchanged [among] all Mooncake locationsâ to compensate at times when a given location was âshorthanded,â and that deliverymen from MCF Hellâs Kitchen would often deliver food from MCF Chelsea instead, either when the latter was understaffed, or when food for MCF Hellâs Kitchen was prepared at MCF Chelsea, as was the case a âmajorityâ of the time given the small size of the Hellâs Kitchen location. See Yap Aff. ¶¶ 21-22, 25-27. This is a sufficient âminimum level of detailâ to justify certification. See Reyes v. Nidaja, LLC, No. 14 Civ. 9812 (RWS), 2015 WL 4622587, at *3 (S.D.N.Y. Aug. 3, 2015) (noting the âconsensusâ in this district is that âwhere a plaintiff bases an assertion of a common policy on observations of coworkers or conversations with them, he must provide a minimum level of detail regarding the contents of those conversations or observationsâ). All of these factual showings taken together, particularly those about the signature book containing false payment information, allows the Court to infer a common policy of FLSA violations as to all delivery people across all four MCF locations. See, e.g., Qing Tian Zhuo v. Jia Xing 39th Inc., No. 14-Cv-2848 (SHS), 2015 WL 1514950, at *3-4 (S.D.N.Y. Apr. 1, 2015) (certifying collective across multiple restaurant locations based on affidavit of single employee, where employee testified to common ownership and personal conversations with employees who rotated among different locations); Capsolas v. Pasta Res., Inc., No. 10 Civ. 5595 (RJH), 2011 WL 1770827, at *3 (S.D.N.Y. May 9, 2011) (holding that plaintiffs who worked at five of eight total restaurants were similarly situated to employees at remaining three locations because the âfacts supported] a reasonable inference that there was a uniform policy across the eight restaurants, all of which share a common ownership, are supervised by the same individuals, and are administered by the same companyâ).
Likewise, the Court also finds that Plaintiffs have made a sufficient factual showing to certify a collective that includes chefs across all four MCF Chain locations. Plaintiff Sherpa states that dur
Defendants object to the inclusion of any employees from the, two locations at which Plaintiffs Yap and Sherpa never worked, arguing that Plaintiffsâ âallegations of similarity are wholly conclusory and lacking in specificity,â and that courts ârequire far more detail and evidence of similarityâ than Plaintiffs have provided here. Defs.â Cert. Oppân 4-7. But courts in this district âroutinely certifiy] conditional collective actions based on the plaintiffs affidavit declaring they have personal knowledge that other coworkers were subjected to- similar employer practices.â Guo Qing Wang v. H.B. Rest. Grp., Inc., No. 14-CV-813 (CM), 2014 WL 5055813, at *4 (S.D.N.Y. Oct. 7, 2014) - (collecting eases, and certifying collective based on single plaintiffs personal knowledge based on âhis observations and his conversations with his coworkersâ); see also Ramos v. Platt, No. 13-CV-8957 (GHW), 2014 WL 3639194, at *2 (S.D.N.Y. July 23, 2014) (â[CJontrary to Defendantsâ arguments, conditional certification may be granted on the basis of the complaint and the plaintiffs own affidavits.â); Hernandez v. Bare
Finally, Defendants object to the inclusion of any other types of employees besides delivery'people and chefs, arguing that Plaintiffs âmake no allegation that other types of employees they' seek to represent were subject to the same pay policy and practices as they allege that they were themselves.â Defs.â Oppân 8-9. âIn the Second Circuit, courts routinely find employees similarly situated âdespite not occupying the same positions or performing the same job functions and ih the same locations, provided that they are subject to a common unlawful policy or practice.ââ Guaman v. 5 M Carp., No. 13 Civ. 03820 (LGS), 2013 WL 5745905, at *4 (S.D.N.Y. Oct. 23, 2013) (quoting Summa v. Hofstfa Univ., 715 F.Supp.2d 378, 390 (E.D.N.Y.2010)). Here, however, the Court agrees with Defendants that Plaintiffs have failed to muster a showing of a common policy or practice. Plaintiffsâ complaint and affidavits do not contain a single factual allegation specific to other types of employees besides delivery people and chefs, such as âthe specific hours worked by, or the amounts paid to, other employ
In sum, the Court grants conditional certification of a FLSA 'collective that includes all delivery people and all chefs who worked at any of the four MCF âą Chain locations from September 17, 2010 to the present.
III. Equitable Tolling
Plaintiffs request that the statute of limitations on this suit âbe tolled for 90 days until the expiration of the Opt-in period.â Pis.â Cert. Br. 11. In FLSA cases, where the âwillfulnessâ of the alleged violations is disputed, as it is here, Compl. ¶¶ 46, 52, âthe court applies the three-year statute of limitations for purposes of certifying a representative action.â Iglesias-Mendoza v. La Belle Farm, Inc., 239 F.R.D. 363, 369 (S.D.N.Y.2007) (citation omitted).
As stated above, the Court is conditionally certifying a collective that dates back to' three years before the filing of the original complaint in this case, despite the fact that âthe statute of limitations for opt-in plaintiffsâ FLSA claims runs until they actually join the lawsuit; it does not relate back to the filing of the named plaintiffs complaint.â Gaspar v. Pers. Touch Moving, Inc., No. 13-cv-8187 (AJN), 2014 WL 4593944, at *7 (S.D.N.Y. Sept. 15, 2014) (citing 29 U.S.C. § 256(b); Ouedraogo v. A-1 Intâl Courier Serv., Inc., No. 12 Civ. 5651 (AJN), 2013 WL 3466810, at *4 n, 2 (S.D.N.Y. July 8, 2013)). Because âequitable tolling issues often arise as to individual opt-in plaintiffs,â however, âcourts frequently permit notice to be keyed to the three-year period prior to the filing of the complaint, with the understanding that challenges to the timeliness of individual plaintiffsâ actions will be, entertained at a later date.â Id. (citation and internal quotation marks omitted). The Court notes that there is a particularly strong basis for potential equitable tolling here given the significant delay in'ruling on this motion. Indeed, some courts in this district âhave found that the delay in ruling on a motion for conditional approval, coupled with the plaintiffsâ diligence and avoiding prejudice to potential plaintiffs, is enough to grant equitable tolling.â Guzman v. Three Amigos SJL Inc., No. 14 Civ. 10120 (GWG), 117 F.Supp.3d 516, 528, 2015 WL 4597427,
Assuming the significant delay in deciding this motion merits equitable tolling, it is ânot yet clear whether or not any potential plaintiffs will be barred from this action due to a delay in notice. Where, as here, the Court permits notice to be effectuated upon a large class of Plaintiffs, the determination as to the timeliness of each future plaintiffs action is better reserved for a future proceeding.â Whitehorn v. Wolfgangâs Steakhouse, Inc., 767 F.Supp.2d 445, 450 (S.D.N.Y.2011) (citing Thompson v. World All. Fin. Corp., No. 08 Civ. 4951 (AKT), 2010 WL 3394188, at *7 (E.D.N.Y. Aug. 20, 2010)). That is especially true, in this case, where neither, party has had the opportunity to brief the issue of equitable tolling in light of the delay in deciding the. instant motion. Plaintiffsâ request for equitable tolling is thus denied, but individual plaintiffs may seek such tolling upon opting-in and demonstrating its applicability to his or her case. See, e.g., Mendoza v. Ashiya Sushi 5, Inc., No. 12 Civ. 8629 (KPF), 2018 WL 5211839, at *10 (S.D.N.Y. Sept. 16, 2013) (âThe Court will permit notice to be distributed to all potential plaintiffs employed within three years of the date of the filing, of the Complaint, and defer consideration of the statute of limitations until after the opt-in period. At that time, any individual would-be plaintiffs whose- claims have expired may seek equitable .tolling as it may apply to them.â).
IV. Form and Content of Proposed Notice
The final set of issues involves the form and method of distribution of the court-authorized notice to be sent to the potential opt-in class of similarly-situated MCF employees. âBy monitoring preparation and distribution of the notice, a court can ensure that it is timely, accurate, and informative. Both the parties and the court benefit from settling disputes about the content of the notice before it is distributed.â Hoffmann-La Roche Inc. v. Sperling, 493 U.S. 165, 172, 110 S.Ct. 482, 107 L.Ed.2d 480 (1989). â[T]he district court has discretion regarding the'form and content of the notice.â In re Penthouse Exec. Club Comp. Litig., No. 10 Civ. 1145 (NRB), 2010 WL 4340255, at *5 (S.D.N.Y. Oct. 27, 2010) (citation omitted).
Here, Plaintiffs submitted â a proposed notice and Defendants requested multiple alterations to it. See Declaration of Marigold T. Bridgeman in Support of Motion for Conditional Collective Certification (Doc. 29), Ex. 5 (âProposed Noticeâ); Defs.â Cert. Oppân 10-12. The parties have four core disputes about Plaintiffsâ proposed notice: (1) whether the opt-in period should be sixty days or ninety days, (2) whether the notice should be posted in common employee spaces at MCF Chain locations, in addition to being mailed, (3) whether the notice should inform potential.opt-in plaintiffs of the possibility that they will have to participate in discovery and testify at trial, and (4).whether opt-in forms sent in response to the notice should be delivered to Plaintiffsâ counsel or the Clerk of the Court. See Defs.â Cert, Oppân 10-12; Pis.â Cert. Rep. 5-7.
First, although Plaintiffs requested a ninety-day opt-in period, they make no substantive arguments in' response to Defendantsâ proposed sixty-day period, such as explaining why special circumstances in this ease would warrant a longer-than-normal opt-in period. As a result, and since â[c]ourts in this Circuit routinely restrict- the opt-in period to sixty days,â the opt-in period in this case will be sixty
Second, the Court grants Plaintiffsâ request to post the notice in common employee areas in MCF Chain locations. âCourts routinely approve requests to post notice on employee bulletin boards and in other common areas, even where potential members will also be notified by mail.â Whitehorn, 767 F.Supp.2d at 449 (citations omitted). âPosting notice in the workplace maximizes potential plaintiffsâ opportunities to be informed of the pendency of the litigation and consider whether to opt in.â Mendoza, 2013- WL 5211839, at *9. Furthermore, âDefendants do not explain how such a posting would be more burdensome in this case.â Whitehorn, 767 F.Supp.2d at 449. Thus,- in addition to the traditional mailing of notice that is the core of FLSAâs conditional certification process, the Court also authorizes posting of the notice and opt-in form âin a common, non-public employee spaceâ in each of the MCF Chain locations âwhere they will be easily visible to employees.â Mendoza, 2013 WL 5211839, at *9.
Third, the parties are directed to confer and agree on a âneutral and nontechnical reference to' discovery obligations,â which has the advantage of âproviding notice regarding potential obligationsâ while mitigating the âpossibility of dissuading potential plaintiffsâ from opting in. Id. at *7 (citing Lujan v. Cabana Mgmt., Inc., No. 10-CV-755 (ILG), 2011 WL 317984, at *11 (E.D.N.Y. Feb. 1, 2011)); see also Guo, 2014 WL 5314822, at *5 (âTo help potential opt-in plaintiffs make an informed decision' about whether to join this litigation, a brief explanation of the potential responsibilities of opt-in plaintiffs is appropriate here.â).
Fourth, the Court denies Defendantsâ request that opt-in forms be sent to the Clerk of the Court. Rather, opt-in forms â will be sent to Plaintiffsâ counsel. See Guo, 2014 WL 5314822, at *5 (âThe majority of courts.. .have directed opt-in plaintiffs to mail the consent forms to plaintiffsâ counsel.â) (citations omitted). The Court denies this request mindful of the fact that Plaintiffsâ proposed notice âexplicitly advises potential opt-in plaintiffs that they may consult or retain another attorney, mitigating concerns that putative class members may be discouraged from retaining their own counsel.â Id. (citations omitted); see also Proposed Notice at 5.
Lastly, Plaintiffs have not responded to Defendantsâ requests that the notice provide contact information for Defendantsâ counsel, and thus Defendantsâ request is granted. See, e.g., Escano v. N & A Produce & Grocery Corp., No. 14-cv-4239 (PAC), 2015 WL 1069384, at *2 (S.D.N.Y. Mar. 11, 2015) (âCourts regularly permit inclusion of defense counselâs contact information on such notices.â) (citation omitted). Further, Defendantsâ request that the notice state that the Court has expressed no opinion as to the merits of Plaintiffsâ claim is moot, Defs.â Cert. Oppân 11, as Plaintiffsâ proposed notice already does just that, Proposed Notice at 3.
Y. Conclusion
The Court DENIES Defendants Buddha Foods, Inc.âs and Zen Master Foods, Inc.âs motion for judgment on the pleadings or summary judgment. (Doc. 17).
The Court GRANTS in part and DENIES in part Plaintiffsâ motion for conditional certification. (Doc. 27). The Court hereby ORDERS conditional certification
Furthermore, Plaintiffs and Defendants are hereby ORDERED to meet and confer on a newly-revised notice that incorporates the Courtâs rulings above. The parties should submit a joint proposed notice to the Court for final approval within twenty-one (21) days of this Opinion and Order. The parties should also agree on a common, non-public employee space within each MCF Chain location that is suitable for the posting of notice and opt-in form;
The Clerk of the Court, is respectfully directed to terminate the instant motions, Doc. 17 and Doc. 27.
It is SO ORDERED.
. Peter Lee describes himself as the "presir . dentâ of the MCF Chain restaurants. See Declaration of Peter Lee (Doc. 20) ¶ 2.
. Plaintiffs also alleged that Amy Luong is Peter Lee's sister and Kenny Luong is Amy Luongâs husband and' Leeâs brother-in-law. Compl. ¶¶ 13-14.' Plaintiffsâ original complaint named Helen Lee, manager of MCF SoHo and wife of Peter Lee, as an individual defendant, Compl. ¶ 12, but Ms. Lee was later dismissed voluntarily from the case pursuant to Federal Rule of Civil Procedure 41 (a)( 1 )(A)(ii). See Stipulation (Doc. 33).
. While this motion was originally styled as requesting a judgment on the pleadings under FRCP 12(c) or, in the alternative, summary judgment under FRCP 56, Defendantsâ subsequently acknowledged that the Court need only consider the 12(c) motion, and not the motion for summaiy judgment. See Buddha Foods, Inc.âs and Zen Master Foods, Inc.âs Reply Memorandum in Further Support of Motion To Dismiss (Doc. 42) 6 n.3.
. Compare Juarez v. 449 Rest., Inc., 29 F.Supp.3d 363, 367-68 (S.D.N.Y.2014) (ap
. The Court rejects Defendantsâ contention that Plaintiff has failed to even include an allegation that all four MCF locations consti- â tuted a single integrated enterprise. See Buddha Foods, Inc.âs and Zen Master Foods, Inc.âs Reply Memorandum in Further Support of Motion To Dismiss (Doc. 42) 5-6. This argument requires a highly formalized and technical reading of the complaint that is inappropriate in the context of a dispositive motion in which all favorable inferences are drawn in favor of the non-movant.
. Defendants' point to some cases in which Plaintiffs failed to provide a .sufficient factual .showing. See Defs.â. Cert. Oppân 4-5..Those cases are factually distinct and, indeed, consistently apply the "modest factual showingâ requirement that Plaintiffs here have met. For example, in Levinson, v. Primedia Inc.,, the only factual showings went to the specific named plaintiffs in that case, and there was no evidence demonstrating that other potential plaintiffs were paid âhourly rates below minimum wageâ or worked "overtime hours without overtime pay,â such that âPlaintiffsâ attempts to broaden their allegations beyond the existing-plaintiffs [were] insufficiently specific to make such a showing.â No. 02 Civ. 2222 (CBM), 2003 WL 22533428, at *2 (S.D.N.Y. Nov. 6, 2003). And in Morales v. PlĂĄntworks, Inc., plaintiffsâ affidavits and exhibits, unlike those in this case, "contain[ed] no reference to any [] employee other than plaintiffs," and they made "no allegations of a common policy or plan to deny plaintiffs overtime.â No. 05 Civ. 2349 (DC), 2006 WL 278154, at *2 (S.D.N.Y. Feb. 2, 2006). Furthermore, even if Plaintiffsâ affidavits here ate ârelatively sparse with facts, defendants have put forth no reason to suggest that [their] employees who claim not to have been paid their required [minimum wage and overtime] should not be able to litigate their claims collectively.â Sanchez v. Gansevoort Mgmt. Grp., Inc., No, 12 Civ. 75 (KBF), 2013 WL 208909, at *2 (S.D.N.Y. Jan. 10, 2013). "In this way, the instant motion differs from cases where courts have denied conditional certification in the face of minimalist supporting affidavits.â Id. (distinguishing, inter alia, Levinson, 2003 WL 22533428).