Laboratoires Perouse v. W.L. Gore & Associates, Inc.
LABORATOIRES PEROUSE, S.A.S., Plaintiff, v. W.L. GORE & ASSOCIATES, INC., Defendant
Full Opinion (html_with_citations)
*367 MEMORANDUM OPINION AND ORDER
BACKGROUND
I. Procedural History
This is an action for patent infringement brought by Plaintiff Laboratoires Perouse, S.A.S. (âPerouseâ) against Defendant Plaintiff W.L. Gore & Associates, Inc. (âGoreâ). Perouse alleges that Gore has infringed U.S. Patent No. 6,019,787 (âthe '787 patentâ) by making, using, selling, and/or offering for sale in the United States products including Goreâs TAGÂź thoracic endoprosthesis devices and EX-CLUDERÂź bifurcated endoprosthesis devices. (Compl.1ffl 9-10.) Gore has filed a counterclaim for a declaratory judgment that (1) the '787 patent is invalid under the patent laws, and (2) that Gore has not infringed any claim of the '787 patent. (Answer ¶¶ 22-45.)
The parties identified claim language requiring construction, completed simultaneous briefing on claim construction, and submitted their opening and reply briefs to the Court on August 15, 2007. On September 21, 2007, Perouse filed a âMotion to Exclude Defendant/Counterclaim Plaintiffs Newly Proposed Claim Constructionsâ (âMotion to Excludeâ), in which Per-ouse requested that this Court exclude and refuse to consider claim constructions allegedly presented for the first time in connection with Goreâs reply brief on claim construction. (Perouse Mot. to Exclude Br. 1.) On October 23 and 29, 2007, the Court held Markman hearings at which the parties argued their proposed constructions of the disputed claim terms in the '787 patent.
II. The'787 Patent 1
The '787 patent is entitled âFitting tool for use of an expansible endoprosthesis for a human or animal tubular organ.â The specification of the '787 patent describes a self-expanding stent 2 (also known as an âauto-expansible endoprosthesisâ) and a tool for implanting a self-expanding stent in a desired location within a blood vessel in the body. The claims of the '787 patent cover only the âtoolâ invention. Claim 1, the only independent claim in the '787 patent, recites â[a] tool for fitting a self-expanding stent.â The tool of claim 1 includes three elements: (1) a âguide tube,â which allows the tool to follow a guide wire through a blood vessel to an appropriate location in the body; (2) a âhousing part,â which is located at the distal end of the guide tube and houses the self-expanding stent prior to deployment at the treatment site; and (3) a âhousing part opener,â which âopensâ the housing part once positioned, allowing the stent to expand radially and hold open the walls of the blood vessel.
The specification of the '787 patent describes two embodiments of the invention. The two embodiments differ only in the âmeans for opening the ... housing partâ used by each. The first embodiment in- *368 eludes a set of wires attached to an actuation handle. When the handle is pulled, the wires cut the housing part (shown in the patent drawings as a cylindrical structure) and allow the self-expanding stent to expand. In the second embodiment, the housing part is slit longitudinally. The opposing edges of the slit are each lined with âgussets,â which are drawn as small tubular structures oriented parallel to the slit. (See '787 patent Fig. 8.) A cord, connected at its proximal end to an actuation handle, is threaded through these gussets, holding the edges of the housing part together. When the handle is pulled, the cord is withdrawn from the gussets, allowing the stent to expand.
The '787 patent issued on February 1, 2000 from U.S. Patent Application No. 08/946,657 (âthe '657 applicationâ), a divisional application of U.S. Patent Application No. 08/146,137 (âthe '137 applicationâ), which included eight claims. 3 During prosecution of the '137 application, the patent examiner determined that the claims were drawn to two separate inventions, âan expansible endoprosthesisâ (claims 1-5) and âa tool for fitting an expansible endoprosthesisâ (claims 6-8), and issued a restriction requirement, which required the applicants to elect one of these inventions for further examination. 4 (See Gallagher Opening Decl. Ex. B at 354-57.) The applicants elected the âendoprosthe-sisâ claims and the examiner withdrew the âtoolâ claims from the application. (See Gallagher Opening Decl. Ex. B at 354-57.) The applicants refiled the âtoolâ claims on October 7, 1997 as the '657 application. (See Gallagher Opening Decl. Ex. B at 2-20.)
DISCUSSION
I. Perouseâs Motion to Exclude
In its Motion to Exclude, Perouse contends that the Court should refuse to consider several of the proposed claim constructions in Goreâs reply brief because these constructions are either worded differently from the corresponding constructions proposed in Goreâs opening brief or are constructions of claim terms that Gore did not construe at all in its opening brief. 5 (Perouse Mot. to Exclude Br. 4-5.)
Perouse complains that it is prejudiced by Goreâs ânewly proposedâ constructions *369 because Perouse has been denied the opportunity to respond. (Perouse Mot. to Exclude Br. 2, 10.) Furthermore, because Gore has proposed two different constructions for certain claim terms, Perouse alleges it was forced to âchas[e] a moving targetâ as it prepared for expert depositions and the Markman hearing. (Per-ouse Mot. to Exclude Br. 2.) Finally, Per-ouse alleges that Goreâs conduct forced Perouse to waste time and money preparing its Motion to Exclude. (Perouse Mot. to Exclude Br. 2.) 6 However, Perouse did not request leave to file a supplemental response to Goreâs reply brief, nor did Perouse request postponement of the Markman hearing.
The Court finds that, with respect to most of the constructions challenged by Perouse, there is no meaningful difference in scope between Goreâs original and ânewly proposedâ constructions. With respect to these constructions, the Court believes Perouse has suffered no prejudice because it had a full opportunity to respond to the substance of each ânewly proposedâ construction, if not the precise language. In other cases, these new constructions conform to Perouseâs proposed constructions, thereby eliminating unnecessary disputes. (Gore Opp. to Mot. to Exclude Br. 8, Ex. I.) In a few cases, however, Goreâs ânewly proposedâ constructions are in fact new, or include âclarificationsâ that assert arguments not made in Goreâs opening brief and to which Perouse therefore did not have an opportunity to respond in writing. The Court has not relied upon any of Goreâs constructions from this last category, and therefore need not consider whether Perouse has been prejudiced by Goreâs late advancement of its constructions and arguments.
II. Claim Construction
A. Legal Standard
The claims of a patent define the limits of the patenteeâs statutory right to exclude. See, e.g., Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed.Cir.2005). The meaning and scope of the claim language is a question of law for the courtâs decision. See Markman v. Westview Instruments, 52 F.3d 967, 976-79 (Fed.Cir.1995).
Because patents are addressed to practitioners in the field of the patented invention, a court should usually construe claim language consistent with its âordinary and customary meaningâ to a person of ordinary skill in the relevant art on the effective filing date of the patent application. 7 Phillips, 415 F.3d at 1312-13. *370 âSuch a person is deemed to read the words used in the patent documents with an understanding of their meaning in the field, and to have knowledge of any special meaning and usage in the field.â Id. at 1313 (quoting Multiform Desicants, Inc. v. Medzam, Ltd., 133 F.3d 1473, 1477 (Fed. Cir.1998)).
To determine the âordinary and customary meaningâ of a claim term, a court should first consult the intrinsic evidence, which consists of the claims, the specification, and the prosecution history. See, e.g., Primos, Inc. v. Hunterâs Specialties, Inc. 451 F.3d 841, 847-48 (Fed.Cir. 2006) (âIn ascertaining the ordinary and customary meaning of a claim term, a courtâs primary focus should be on the intrinsic evidence of record, viz., the claims, the specification, and, if in evidence, the prosecution history.â); Kinik Co. v. Intâl Trade Commân, 362 F.3d 1359, 1365 (Fed.Cir.2004) (âThe words of patent claims have the meaning and scope with which they are used in the specification and the prosecution history.â). Prior art cited to the examiner during prosecution is considered part of the prosecution history. See Phillips, 415 F.3d at 1317.
âA fundamental rule of claim construction is that terms ... are construed with the meaning with which they are presented in the patent document. Thus claims must be construed so as to be consistent with the specification .... â Merck & Co., Inc. v. Teva Pharms. USA, Lie., 347 F.3d 1367, 1370 (Fed.Cir.2003) (citations omitted). Therefore, the patent specification has been called the most important guide to claim construction. See, e.g., Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (â[The specification] is always highly relevant to the claim construction analysis. Usually, it is disposi-five.â); Phillips, 415 F.3d at 1315-16 (âThe best source for understanding a technical term is the specification from which it arose, informed, as needed, by the prosecution history.â (quoting Multiform Desiccants, 133 F.3d at 1478)).
The specification may show that a patentee has provided its own definitions for claim terms or has narrowed the scope of the claims through disclaimer. See Phillips, 415 F.3d at 1316. In such cases, the claim is construed according to the patenteeâs expressed intent even if the resulting construction departs from the ordinary meaning of the claim language. See, e.g., id.; Honeywell Intâl, Inc. v. Universal Avionics Sys. Corp., 493 F.3d 1358, 1361 (Fed.Cir.2007) (âWhen a patentee defines a claim term, the patenteeâs definition governs, even if it is contrary to the conventional meaning of the term.â) A patentee may redefine a term either explicitly or implicitly. See, e.g., Invitrogen Corp. v. Biocrest Mfg., L.P., 327 F.3d 1364, 1367 (Fed.Cir.2003) (âThe applicant may also act as his own lexicographer and use the specification to implicitly or explicitly supply new meanings for termsâ); Bell Atl. Network Servs., Inc. v. Covad Commcâns Group, Inc., 262 F.3d 1258, 1268 (Fed.Cir. 2001) (â[T]he specification may define claim terms âby implicationâ such that the meaning may be âfound in or ascertained by a reading of the patent documents.â â).
Though claims should be interpreted in light of the specification, it is not generally appropriate to import limitations from the specification into the claims. See, e.g., N. Am. Container, Inc. v. Plastipak Packaging, Inc., 415 F.3d 1335, 1348 (Fed. Cir.2005) (â[UJnless required by the specification, limitations that do not otherwise appear in the claims should not be import *371 ed into the claims.â); Prima Tek II, L.L.C. v. Polypap, S.A.R.L., 412 F.3d 1284, 1289 (Fed.Cir.2005) (âWe have repeatedly made clear that limitations cannot be imported from the specification into the claims.â); SciMed, Life Sys., Inc. v. Advanced Cardiovascular Sys., Inc., 242 F.3d 1337, 1340 (Fed.Cir.2001) (describing the reading of a limitation from the written description into the claims as âone of the cardinal sins of patent lawâ). For example, the scope of a claim is usually not limited to the particular embodiment or embodiments described in the specification. See, e.g., Resonate Inc. v. Alteon Websystems, Inc., 338 F.3d 1360, 1364-65 (Fed.Cir.2003) (â[A] particular embodiment appearing in the written description may not be read into a claim when the claim language is broader than the embodiment.â) In order to determine whether the limitations of an embodiment should be applied to a claim, a court must determine whether a person of skill in the art would consider the embodiments to be merely exemplary, or whether they are intended to define the scope of the claim. See Phillips, 415 F.3d at 1323; Pfizer, Inc. v. Ranbaxy Labs. Ltd., 457 F.3d 1284,1290 (Fed.Cir.2006) (â[I]mport[ing] limitations from the specification into the claims ... should be avoided unless the patentee clearly âintends for the claims and the embodiments in the specification to be strictly coextensive.â â (quoting Phillips, 415 F.3d at 1323)).
The prosecution history, also part of the intrinsic evidence, may âinform the meaning of the claim language by demonstrating how the inventor understood the invention and whether the inventor limited the invention in the course of prosecution, making the claim scope narrower than it would otherwise be.â Phillips, 415 F.3d at 1317. However, the prosecution history âoften lacks the clarity of the specification and thus is less useful for claim construction purposes.â Id.
âExtrinsic evidence is that evidence which is external to the patent and file history, such as expert testimony, inventor testimony, dictionaries, and technical treatises and articles.â Vitronics, 90 F.3d at 1584. While a district court may consult extrinsic evidence as part of the claim construction analysis, such evidence is considered less reliable than the intrinsic evidence. See, e.g., Phillips, 415 F.3d at 1317-19 (â[T]he court should keep in mind the flaws inherent in each type of [extrinsic] evidence and assess that evidence accordingly.â) While the testimony of expert witnesses may be useful in some cases, a court should disregard expert testimony that is merely conclusory or that is inconsistent with the intrinsic evidence. See id. at 1318.
A court may use general purpose dictionaries as an aid to claim construction, so long as the dictionary definition relied upon does not contradict the definition indicated by the intrinsic evidence. See id. at 1322-23 (stating that courts âmay ... rely on dictionary definitions when construing claim terms, so long as the dictionary definition does not contradict any definition found in or ascertained by a reading of the patent documents.â). The Federal Circuit has specifically noted that dictionaries may be useful in the construction of ordinary, non-technical terms, which often involves âlittle more than the application of the widely accepted meaning of commonly understood words.â Id. at 1314; see also Agfa Corp. v. Creo Prods. Inc., 451 F.3d 1366, 1376 (Fed. Cir.2006) (affirming district court construction of âstackâ based on dictionary definition); Ormco Corp. v. Align Tech., Inc., 463 F.3d 1299, 1306 (Fed.Cir.2006) (using dictionary definition in construction of claim term âgeometryâ). However, excessive reliance on dictionary definitions is improper because the âordinary meaningâ of a claim term is not the *372 abstract dictionary definition, but the âmeaning to the ordinary artisan after reading the entire patent.â Phillips, 415 F.3d at 1321. The correct approach is to âfocus at the outset on how the patentee used the claim term in the claims, specification, and prosecution history, rather than starting with a broad definition and whittling it down.â Id.
Despite the guidelines outlined above, âthere is no magic formula or catechism for conducting claim construction,â and a court is not âbarred from considering any particular sources or required to analyze sources in any specific sequence, as long as those sources are not used to contradict claim meaning that is unambiguous in light of the intrinsic evidence.â Id. at 1324. Instead âwhat matters is for the court to attach the appropriate weight ... to those sources in light of the statutes and policies that inform patent law.â Id.
B. Construction of disputed claim language in the '787 patent
1. Claim 1
Claim 1 is the only independent claim in the '787 patent. All other claims in the patent are dependent claims, that is, they incorporate by reference all the elements of an earlier claim in the patent. See 35 U.S.C. § 112 ¶ 4. Claim 1 reads as follows:
A tool for fitting a self-expanding stent comprising:
a guide tube having a distal end; a housing part for housing a self-expanding stent, said housing part provided at said distal end of said guide tube; and
a housing part opener for opening said housing part independent of the sel-fexpanding stent.
a. âA tool for fitting a self-expanding stentâ
The partiesâ first dispute concerns whether âA tool for fitting a self-expanding stent,â is a substantive limitation on claim 1 that requires construction, and, if so, how it should be construed.
The language at issue appears in the preamble to claim 1 of the '787 patent. 8 âThe preamble is an introductory phrase that may summarize the invention, its relation to the prior art, or its intended use or properties,â but may in some cases constitute a limitation. See 3-8 Chisum on Patents § 8.06 (2007). No âlitmus testâ exists for determining whether a preamble acts as a substantive limitation on a claim. In re Paulsen, 30 F.3d 1475, 1479 (Fed.Cir. 1994). Instead, âa claim preamble has the import that the claim as a whole suggests for it.â Bell Commcâns Research, Inc. v. Vitalink Commcâns Corp., 55 F.3d 615, 620 (Fed.Cir.1995). As the Federal Circuit has explained,
If the claim preamble, when read in the context of the entire claim, recites limitations of the claim, or, if the claim preamble is ânecessary to give life, meaning, and vitalityâ to the claim, then the claim preamble should be construed as if in the balance of the claim .... If, however, the body of the claim fully and intrinsically sets forth the complete invention, including all of its limitations, and the preamble offers no distinct definition of any of the claimed inventionâs limitations, but rather merely states, for example, the purpose or intended use of the invention, then the preamble is of no significance to claim construction ....
Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305 (Fed.Cir.1999) *373 (quoting Kropa v. Robie, 38 C.C.P.A. 858, 187 F.2d 150, 152 (Oust. & Pat.App.1951)) (internal citations omitted).
Therefore, preamble language does not limit the scope of a claim when it merely states a âpurpose or intended use of the invention.â In re Paulsen, 30 F.3d at 1479. However, âwhen the claim drafter chooses to use both the preamble and the body to define the subject matter of the claimed invention, the invention so defined, and not some other, is the one the patent protects.â Bell Commcâns Research, 55 F.3d at 620.
Perouse argues that this entire phrase should be disregarded because it âis a claim preamble which merely states an intended use of the invention and does not limit the claim.â (Perouse Opening Br. 16.) Gore concedes that âfor fitting a self-expanding stentâ is a non-limiting statement of intended use, but maintains that âtoolâ is a substantive limitation requiring construction. (Gore Reply Br. 3.) The Court agrees that âfor fitting a self-expanding stentâ describes an intended use of the claimed apparatus, and will not construe this portion of the preamble. See Catalina Mktg. Intâl, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 809 (Fed.Cir. 2002) (â[P]reambles describing the use of an invention generally do not limit the claims because the patentability of apparatus or composition claims depends on the claimed structure, not on the use or purpose of that structure.â).
With respect to âtool,â however, the Court finds that this is a substantive limitation requiring construction. The body of claim 1 merely recites three elements. Standing alone, the body does not âfully ... set[ ] forth the complete inventionâ of the '787 patent because the invention is not a set of three unassembled constituents, but a tool that includes these three elements and that can be used to implant a self-expanding stent within the body. (See '787 patent col.2 Il.46-47 (âAnother aspect of the invention is a tool for fitting an auto-expansible endoprosthesis .... â).) Pitney Bowes, 182 F.3d at 1305. In the context of claim 1, âtoolâ is clearly necessary for âlife, meaning, and vitality,â and will be construed as a substantive limitation. Id.
Gore argues that âtoolâ should be construed to mean âa single instrument having the three constituents recited in the body of the claim (a guide tube, a housing part, and a housing part opener), none of which may be a part of the object to be fitted.â (Gore Proposed Order.) Perouse contends that, if the Court should find that the term âtoolâ requires construction, the proper construction is âinstrument.â (Perouse Opening Br. 17.)
With respect to Goreâs proposed limitation, âhaving the three constituents recited in the body of the claim (a guide tube, a housing part, and a housing part opener),â Perouse argues that this construction is redundant, unnecessary, and confusing. (Perouse Reply Br. 10.) The Court agrees. The body of claim 1 already includes the âguide tube,â âhousing part,â and âhousing part openerâ limitations. It would add nothing to the construction of the claim to read these limitations into the preamble word âtoolâ as well. Even if it were not redundant, Goreâs proposed limitation would be rejected as improper claim construction. None of these three constituents are part of the ordinary meaning of âtool,â and their inclusion would improperly import limitations from the specification into the claims. See Phillips, 415 F.3d at 1323-24.
Goreâs proposed construction includes a further limitationâthat ânone of [the guide tube, housing part, and housing part opener] may be a part of the object to be fitted.â In other words, Goreâs proposed construction of âtoolâ requires that the *374 âtoolâ and the âobject to be fitted,â i.e., the stent, are physically distinct, separate structures. (See Gore Opening Br. 21-25.)
Gore argues that the stated purpose of the tool, âfor fitting a self-expanding stent,â implies that the tool and the stent must be physically separate structures. (Gore Opening Br. 21.) Gore further notes that the drawings in the '787 patent depict the endoprosthesis and tool as separate objects, and that the specification describes an endoprosthesis that is âinsertedâ into the tool. (Gore Opening Br. 22.) However, while it is true that the specification and drawings describe a tool that is physically separate from the object to be fitted, it is improper claim construction to import limitations from the specification to the claims unless there is a clear disclaimer of claim scope. See, e.g., Gillette Co. v. Energizer Holdings, Inc., 405 F.3d 1367, 1374 (Fed.Cir.2005) (âThis court declines to import limitations to the claims from the specification absent a âmanifestâ or âexplicitâ exclusion.â); Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 906 (Fed.Cir. 2004) (âEven when the specification describes only a single embodiment, the claims of the patent will not be read restrictively unless the patentee has demonstrated a clear intention to limit the claim scope using âwords or expressions of manifest exclusion or restriction.â â). There is no disclaimer, clear or otherwise, of âtoolsâ that incorporate the object to be fitted, and therefore no justification for this Court to deviate from the ordinary meaning of the term âtool.â
Gore also argues that its proposed limitation is appropriate in light of the prosecution history of the '787 patent, in which a restriction requirement was issued against the '137 application (the parent application to the '787 patent) and the applicants responded by electing to pursue the âtoolâ and âstentâ claims in separate applications. Gore apparently contends that the restriction requirement and the applicantâs election in compliance with this requirement somehow invoked a limitation of physical separateness between the tool and stent upon the patent claims that issued following this election. Gore has cited no ease law, and the Court is aware of none, that suggests that a restriction requirement limits the construction of claims in a later filed divisional application in the manner suggested by Gore. (See Gore Opening Br. 24-25; Gore Reply Br. 6.) Most courts that have considered similar issues have noted that a restriction requirement is primarily an administrative tool. See, e.g., Amersham Pharmacia Biotech, Inc. v. Perkin-Elmer Corp., 2000 WL 34204509, at *16 (N.D.Cal. Feb.28, 2000) (noting that restrictions are made â[f]or the purpose of case management and to control filing and search feesâ); Michaels of Or. Co. v. Clean Gun, LLC, 2002 WL 31496414, at *8 (D.Or. July 9, 2002) (noting that restriction requirements â(1) faeilitate[ ] administration in the PTO; and (2) allow[] the PTO to obtain additional filing and maintenance fee revenue that would be lost if an applicant were always permitted to obtain a patent covering any number of distinct inventions.â) Therefore, courts have questioned whether it is appropriate to use a restriction requirement to substantively limit claims. See, e.g., Michaels of Or., 2002 WL 31496414, at *8 (âRestriction requirements do not constitute a substantive claim construction doctrine.â); Amersham, 2000 WL 34204509, at *15-16 (â[T]he applicantsâ compliance with an administrative requirement (i.e., the restriction requirement) ... in the parent application, is entitled to little weight as against the applicantsâ claims as amended, and the Examinerâs allowance of those claims, in the issued 648 patent.â); but see R2 Med. Sys., Inc. v. Katecho, Inc., 931 F.Supp. 1397, 1437-40 (N.D.Ill.1996) (noting that âthe court has *375 not identified any precedent using prosecution history of the election of a species in order to restrict or otherwise interpret the scope of a patent claimâ but proceeding to consider restriction requirement and applicantâs response as part of the prosecution history to aid in discerning meaning of claim).
Even assuming that a restriction requirement may be considered as part of the claim construction analysis, this Court rejects Goreâs argument. The examinerâs restriction requirement simply requires an applicant to segregate its âtoolâ and âstentâ claims into separate patent applications. 35 U.S.C. § 121. While the '137 applicantsâ election in response to the restriction requirement might arguably be viewed as an admission that the elected âstentâ invention is not an element of the non-elected âtoolâ invention, it did not impose an additional limitation on any claims so as to exclude products that include a âtoolâ and a âstentâ in combination or physical contiguity.
âToolâ is a common, familiar term, and neither party contends that it has any specialized meaning in the relevant art. Construction of ordinary, non-technical terms can involve âlittle more than the application of the widely accepted meaning of commonly understood words.â Phillips, 415 F.3d at 1314. There is no indication that the word âtool,â in the context of the intrinsic evidence, includes the limitation of physical separateness proposed by Gore. The specification describes how the tool operates and the elements that it includes, not those that it excludes. Likewise, there is no indication that the âtoolâ and âstentâ must be distinct, unconnected, or physically separate. Gore does not dispute that its proposed ânone of which may be part of the object to be fittedâ limitation is not part of the ordinary meaning of âtool.â In fact, Goreâs own expert stated that âmost generally, a tool is a surgical instrument or implement for accomplishing a task.â (Matsumura Decl. ¶ 26.)
Furthermore, because claim 1 includes the transitional word âcomprising,â there is a presumption that this claim is drafted in âopen-endedâ form, meaning that its scope includes the listed elements (i.e., a âguide tube,â âhousing part,â and âhousing part openerâ) but does not exclude additional elements. See, e.g., Georgia-Pacific Corp. v. United States Gypsum Co., 195 F.3d 1322, 1327-28 (Fed.Cir.1999) (âThe transitional term âcomprisingâ ... is inclusive or open-ended and does not exclude additional, unrecited elements or method steps.â); Crystal Semiconductor Corp. v. TriTech Microelectronics Intâl, Inc., 246 F.3d 1336, 1348 (Fed.Cir.2001) (âIn the parlance of patent law, the transition âcomprisingâ creates a presumption that the recited elements are only a part of the device, that the claim does not exclude additional, unrecited elements.â). This presumption is overcome only by âevidence of a clear intent to limit the claims.â Scanner Techs. Corp. v. ICOS Vision Sys. Corp., N.V., 365 F.3d 1299, 1305-06 (Fed. Cir.2004). Goreâs proposed construction is inconsistent with this presumption, as it would define claim 1 (and all claims dependent therefrom) so as to specifically exclude a self-expanding stent element. Gore does not provide evidence of the âclear intentâ necessary to overcome this presumption.
Perouseâs proposed construction of âtoolâ to mean âinstrumentâ reflects the meaning of this term as used in the '787 patent. This construction is also supported by dictionary definitions of âtool.â For example, the dictionary definitions of âtoolâ provided by Gore include âan instrument ... used or worked by handâ and âsomething (as an instrument or apparatus) used in performing an operation.â (Matsumura Opening Decl. Ex. E.) The *376 invention described in the '787 patent is a physical instrument used to perform an operation â fitting an endoprosthesis within a vessel in the body. (See, e.g., 787 patent Abstract, col.1 11.46-47, col.3 11.33-43.)
The Court construes âa tool for fitting a self-expanding stentâ to mean âan instrument.â
b. âa guide tube having a distal endâ
i. âguide tubeâ
It is not clear whether the parties dispute the construction of the term âguide tube.â Perouse, in its opening brief, construed âguide tubeâ to mean âa hollow cylinder through which a guide can pass.â (Perouse Opening Br. 23-24.) Gore did not construe âguide tubeâ in its opening brief but stated that the term âmay not be in dispute.â (Gore Opening Br. 26 n. 12.) In its reply brief, Gore alleged that the parties were in agreement that âguide tubeâ was to be construed as âa tubular structure with a central lumen.â (Gore Reply Br. 27.) Similarly, Perouse asserted in its reply brief that Gore agreed with Perouseâs proposed construction. (Perouse Reply Br. 13-14.) At the Markman hearing, Gore again stated that the parties did not dispute the construction of âguide tube.â (See Oct. 23, 2007 Tr. 78:10-24.) Perouse, however, asserted that there was a disagreement concerning whether the claim language required a lumen positioned exactly in the center of the tube or whether it permitted a guide tube with an off-center lumen.
The Court finds that the lumen need not be positioned exactly in the geometric center of the guide tube. There is no indication in the specification that the precise positioning of the lumen is important, and neither expert contends that a person of ordinary skill would interpret âguide tubeâ to include this limitation. Gore did not brief this issue. At the Markman hearing, Goreâs only argument in support of the limitation was that the specification and drawings consistently depict a tube with a lumen that is centered within the tube. This argument merely proposes importing a limitation from the specification into the claims, which is improper. See Phillips, 415 F.3d at 1323-24. The Court rejects this limitation.
The Court does not believe there is any other difference between the constructions proposed by the parties, and construes âguide tubeâ to mean âa hollow cylinder or tubular structure through which a guide can pass.â This is the ordinary meaning of the term as understood by a person of ordinary skill in the art at the relevant time, and is supported by the intrinsic evidence. For example, the specification discloses that âthe tool is threaded onto a guide, inserted through the skin, and conveyed endoluminally as far as the desired location.â ('787 patent col.3 11.32-35.) This construction is further confirmed by extrinsic evidence, including dictionary definitions and patents for similar devices. (Golds Opening Decl. ¶¶ 63-67.)
The Court construes âa guide tubeâ to mean âa hollow cylinder or tubular structure through which a guide can pass.â
ii. âdistal endâ
The parties provide identical constructions of âdistal end,â as it appears in the phrase, âguide tube having a distal end.â Both parties construe this phrase as âthe extremity of the guide tube away from the operator.â (Perouse Opening Br. 22; Gore Proposed Order 2.) The Court agrees and adopts this construction.
Accordingly, the Court construes âa guide tube having a distal endâ to mean âa hollow cylinder or tubular structure through which a guide can pass, having an extremity away from the operator.â
*377 c. âa housing part for housing a self-expanding stent, said housing part provided at said distal end of said guide tubeâ
i. âa housing part for housing a self-expanding stentâ
Perouseâs proposed construction of âa housing part for housing a self-expanding stentâ is âa piece that covers a self-expanding stent.â (Perouse Opening Br. 20.) Goreâs proposed construction is âa case or enclosure that is capable of temporarily holding a self-expanding stent in a compressed state until placement in the desired location, regardless of whether the housing part actually covers the entirety of the stent or is even capable of doing so.â (Gore Proposed Order 2.)
With respect to the ordinary meaning of âhousing,â the Court does not detect any meaningful difference between the partiesâ proposed language. âA piece that coversâ and âa case or enclosureâ are both acceptable constructions that accurately reflect the meaning of âhousingâ as understood by a person of skill in the art in light of the intrinsic evidence. As explained in the specification, the âhousing partâ provides housing for the self-expanding stent during endoluminal delivery to the treatment site, until the housing part is âopenedâ and the stent expands. (See 787 patent col.3 ll.1-4, ll.33-43, col.3 1.57-col.4 l.4). The specification makes clear that the âhousing partâ fits around and covers the outside of the stent. For example, a stent is described as being âinsertedâ into the housing part of one embodiment. ('787 patent col.3 ll.1 â 4.)
Gore has not objected to Perouseâs proposed language, âa piece that covers.â In fact, Gore has indicated that it believes the parties are in agreement with respect to this aspect of the construction. (Gore Reply Br. 6.) Perouseâs objection to Goreâs definition is apparently that âcase or enclosureâ is too narrow. (Perouse Reply Br. 11.) âEnclosureâ is arguably narrower in scope than âa piece that covers.â For example, the dictionary definition of âhousingâ provided by Perouseâs expert is âsomething that covers or protects, as a case or enclosure.â (Gold Opening Decl. Ex. 5 at 585.)
There is no indication in the intrinsic evidence that âhousing partâ requires or excludes any particular type of housing or covering. Therefore, though the partiesâ constructions may not be substantively different, the Court will incorporate both partiesâ proposed language into its construction in order to ensure that it captures the full scope of the ordinary meaning of âhousing.â The Court construes âa housing partâ to mean âan enclosure or covering.â 9
The parties also dispute Goreâs proposed limitation that the âhousing partâ must be âcapable of temporarily holding a self-expanding stent until placement in the desired locationâ (emphasis added). Goreâs proposed construction is rejected because the ordinary meaning of âhousingâ does not include the requirement that the âhousingâ must constrain the housed object from expansion. While the specification of the '787 patent describes a delivery device that constrains a self-expanding stent, this description does not demonstrate the patenteeâs intent to implicitly or explicitly redefine âhousing,â and therefore the ordinary meaning applies.
Finally, Gore has raised an issue regarding whether the âhousing partâ is required to âcover the entire stent or even [be] capable of doing so.â (Gore Reply Br. 9.) *378 Gore apparently interprets Perouseâs proposed construction as requiring a housing part that âcompletely cover[s] the self-expanding stent.â (Gore Reply Br. 7.) It is not at all clear, however, that Perouse even advances this âcomplete coverageâ limitation, which is not apparent from Per-ouseâs proposed claim language, âa piece that covers a self-expanding stent.â Per-ouse did not argue for this limitation in its briefs, and addressed the issue only perfunctorily at the Markman hearing. (See Oct. 23, 2007 Tr. 70:12-18.)
Assuming this issue requires resolution, the Court finds that the âhousing partâ element does not require complete coverage of the self-expanding stent nor does it require that the âhousing partâ be capable of complete coverage. While the drawings of the '787 patent depict a housing part that completely covers a self-expanding stent, there is no indication that this is a significant or necessary detail. The Court finds that a person of ordinary skill in the art would not interpret the âhousing partâ element as necessarily capable of completely covering a self-expanding stent. Nothing in the intrinsic evidence indicates that partial coverage is excluded from the scope of this element or that the degree of coverage provided by the âhousing partâ is an important aspect of the invention.
ii. âfor housing a self-expanding stentâ
The âhousing partâ of claim 1 is not a housing part for any object, but a housing part âfor housing a self-expanding stent.â In the context of the '787 patent, this means a âhousing partâ that fits a self-expanding stent. A person of ordinary skill would understand that a âhousingâ is designed to house a particular object or structure. In the context of the '787 patent, the âhousing partâ element houses a self-expanding stent. That is, the housing part provides a covering, case, or enclosure for a self-expanding stent. Therefore the housing part must be of a size and shape that fit a self-expanding stent. 10
Accordingly, the Court construes âa housing part for housing a self-expanding stentâ to mean âan enclosure or covering that fits a self-expanding stent.â
iii. âsaid housing part provided at said distal end of said guide tubeâ
The final dispute between the parties regarding the âhousing partâ element concerns the location of the housing part along the guide tube. The âhousing partâ of claim 1 is âprovided at said distal end of said guide tube.â ('787 patent col.4 11.9â *379 10.) Gore construes this phrase to mean âprovided at or in contact with the tip end of a guide tube,â while Perouse contends that it means âlocated at the extremity of a guide tube away from the operator.â (Gore Proposed Order 2; Perouse Opening Br. 22.) The primary point of dispute between the parties is whether, as Gore asserts, the housing part must be in contact with the distal tip of the guide tube, 11 or whether, as Perouse asserts, the housing part must simply be located in the area near the distal extremity of the guide tube. (See Gore Opening Br. 26-27; Gore Reply Br. 9-11; Perouse Opening Br. 22-23 & n. 16; Perouse Reply Br. 12-13.)
Gore construes âdistal endâ to mean âdistal tip.â Goreâs construction is not consistent with the ordinary meaning of âdistal endâ as informed by the intrinsic evidence. âEndâ is used ambiguously in the '787 specification. For example, âendâ and âend partsâ are used interchangeably in the specification (alternately describing the âflaredâ portions of the endoprostheses as âendsâ and âend partsâ), indicating that âendâ is not used as a synonymn for âtip.â ('787 patent col.1 ll.40-42, col.3 ll.44-45.) However, âendâ is arguably used to mean âtipâ when describing the open âdistal endâ of the housing part or the âcord ... connected, at its proximal end, to the actuation handle.â ('787 patent col.3 ll.5-7, col.3 1.67-col.4 1.2.) However, other intrinsic evidence indicates that âdistal endâ is not used as a synonymn for âtip end.â Specifically, patents cited during prosecution of the '787 patent use âendâ or âdistal endâ to refer to the area near the extremity of a device. (See Golds Reply Decl. Ex. 16, col.8 11.26-27; Ex. 17, col.4 11.24-30.); see also V-Formation, Inc. v. Benetton Group SpA, 401 F.3d 1307, 1311 (Fed.Cir. 2005) (stating that prior art references cited in patent or prosecution history are considered intrinsic evidence).
Finally, extrinsic evidence also refutes Goreâs proposed construction of âdistal endâ to mean âdistal tip.â U.S. Patent No. 4,950,228, a patent issued in 1990 that was not cited during prosecution but nevertheless sheds light on the meaning of the disputed language to a person of ordinary skill in the art at the relevant time, clearly distinguishes between the âdistal endâ and âdistal tipâ of a ureteral stent. (Golds Reply Decl. Ex. 18, col.3 1.41-col.4 1.15.) Because both the intrinsic and extrinsic evidence indicate that âdistal endâ was used by persons of skill in the relevant art to mean either the distal tip or the area near the distal tip, the Court adopts Per-ouseâs construction of this claim term. 12
Accordingly, the Court construes the phrase âa housing part for housing a sel-fexpanding stent, said housing part provided at said distal end of said guide tube,â to *380 mean âan enclosure or covering that fits a self-expanding stent, regardless of whether the housing part actually covers the entirety of the stent or is even capable of doing so, said housing part located at the extremity of a guide tube away from the operator.â
d. âa housing part opener for opening said housing part independent of the self-expanding stentâ
i. Applicability of 35 U.S.C. § 112 ¶ 6
The parties first dispute whether âa housing part opener for opening said housing part independent of the self-expanding stentâ should be construed as a âmeans-plus-functionâ element under 35 U.S.C. § 112 ¶ 6.
Under 35 U.S.C. § 112 ¶ 6, â[a]n element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claims shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.â 35 U.S.C. § 112. Thus, this provision âoperates to restrict claim limitations drafted in such functional language to those structures, materials, or acts disclosed in the specification (and their equivalents) that perform the claimed function.â Personalized Media Commcâns, LLC v. Intâl Trade Commân, 161 F.3d 696, 703 (Fed.Cir.1998). A claim limitation drafted in this manner is called a âmeans-plus-functionâ (or âstep-plus-functionâ) limitation. See, e.g., Apex Inc. v. Raritan Computer, Inc., 325 F.3d 1364, 1371 (Fed.Cir.2003). The question of whether § 112 ¶ 6 applies is a question of law for the court. Personalized Media, 161 F.3d at 702.
To determine whether a limitation is drafted in âmeans-plus-functionâ format, the Court looks to the language of the claim. In particular, âthe term âmeansâ is central to the analysis.â Id. at 703. Claim language that includes the word âmeansâ triggers a presumption that the claim is drafted according to § 112 ¶ 6, as a âmeans-plus-functionâ claim. Id. Conversely, a claim limitation that does not use the word âmeansâ triggers a presumption that § 112 ¶ 6 does not apply, and that the claim should be construed in the ordinary fashion. See, e.g., LG Elecs., Inc. v. Bizcom Elecs., Inc., 453 F.3d 1364, 1372 (Fed.Cir.2006).
It is possible to rebut the presumption triggered by the absence of the word âmeansâ âby showing that the claim element recite[s] a function without reciting sufficient structure for performing that function.â Watts v. XL Sys., Inc., 232 F.3d 877, 880 (Fed.Cir.2000). However, âsufficient structureâ does not mean âspecific structure.â Lighting World, Inc. v. Birchwood Lighting, Inc., 382 F.3d 1354, 1359 (Fed.Cir.2004) âInstead ... it is sufficient if the claim term is used in common parlance or by persons of skill in the pertinent art to designate structure, even if the term covers a broad class of structures and even if the term identifies the structures by their functions.â Id. at 1359-60. As a result, âthe presumption flowing from the absence of the term âmeansâ is a strong one that is not readily overcome.â Id. at 1358. The Federal Circuit has âseldom heldâ that claim language not drafted using the word âmeansâ is to be construed under § 112 ¶ 6, as a means-plus-function claim. Id. at 1363 (identifying only one opinion in which § 112 ¶ 6 was invoked without the word âmeansâ); but see Mass. Inst, of Tech. v. Abacus Software, 462 F.3d 1344, 1353-55 (Fed.Cir.2006) (construing âcolorant selection mechanismâ as âmeans-plus-functionâ element).
Gore contends that the âhousing part openerâ element is drafted as a âmeans-plus-functionâ limitation and should be *381 limited to the specific embodiments disclosed in the specification. (Gore Opening Br. 27-31; Gore Reply Br. 12-13.) Perouse contends that because this element does not include the word âmeansâ and because âhousing part openerâ is âinherently structuralâ language, it is not a âmeans-plus-functionâ element and should be construed according to its ordinary meaning, âa device that opens the housing part.â (Perouse Reply Br. 14-15.) Goreâs expert concedes that âopenerâ does not have a specialized meaning in the relevant art and that the dictionary definition of âopenerâ is âone that opens.â (Matsumura Decl. ¶ 41-43).
Applying the analysis outlined above, the Court first notes that this element was not drafted using the word âmeans.â As a result, there is a presumption that the element is not drafted in âmeans-plus-functionâ format. See, e.g., DePuy Spine Inc. v. Medtronic Sofamor Danek, Inc., 469 F.3d 1005, 1023 (Fed.Cir.2006). To determine whether this presumption is rebutted, the Court must determine whether the âhousing part openerâ element merely ârecites a function without reciting sufficient structure for performing that function.â Watts, 232 F.3d at 880.
Neither âhousing part openerâ nor âopenerâ appears in the '787 specification. Therefore, the specification does not help to determine whether âopenerâ constitutes structural language. 13
In Lighting World, Inc. v. Birchwood Lighting, Inc., the Federal Circuit reversed a district court finding that a claim element for a âconnector assemblyâ was a âmeans-plus-functionâ element. 382 F.3d at 1359. In doing so, the court explicitly rejected the premise, relied upon by the district court, that the presumption arising from the absence of the word âmeansâ was rebutted because the claim language âdoes not bring to mind a particular structure.â Id. at 1360. Instead, âwhat is important is whether the term is one that is understood to describe structure, as opposed to a term that is simply a nonce word or a verbal construct that is not recognized as the name of structure and is simply a substitute for the term âmeans for.â â Id. The âpertinent distinctionâ is whether or not the term at issue is âa generic structural term such as âmeans,â âelement,â or âdeviceâ ... [or] a coined term lacking a clear meaning such as âwidgetâ or âram-a-fram.â â Id. The court held that a term may be structural even if âthe term may encompass a multitude of structuresâ and âmay in the end include any structure that performs the [function].â Id. at 1361. It found that âconnectorâ was a noun denoting structure based in part on dictionary definitions including âsomething that connectsâ and âone who or that which connects ... any of various devices for connecting one object to another.â Id. at 1360-61.
The claim term at issue here, âhousing part opener,â is similar to âconnector assembly,â the term at issue in Lighting World. The relevant dictionary definition of âopenerâ is âone who or that which opens.â The Oxford English Dictionary (2d Ed.), vol.10 p. 843. As noted above, the Lighting World court found that âconnector assemblyâ was a structural term based in part on a dictionary definition of âconnectorâ that used similarly functional terms.
*382 Expert testimony may be relevant to the determination of whether a claim element is drafted in, âmeans-plus-funetionâ format as long as the testimony is consistent with the intrinsic evidence. Lighting World, 382 F.3d at 1359. Per-ouseâs expert states that the term âopenerâ indicates structure both in common parlance and to a person of skill in the art. (Golds Reply Decl. ¶¶ 6-7.) In support of this claim, she notes phrases like âcan openerâ and âbottle opener,â and cites several pre-1992 patents in which âopenerâ was used âto indicate structures which opened something.â (Golds Reply Decl. ¶¶ 6-7.) While these âopenersâ identified by Perouseâs expert obviously are not suitable âhousing part openersâ for purposes of the '787 patent, these examples confirm that âopenerâ denotes structure and that the drafter of the patent intended âhousing part openerâ to refer by analogy to structures that open a housing part. Though âhousing part opener,â like âconnector assembly,â may not âbring to mind a particular structure,â it is not a generic structural term like âmechanism,â âmeans,â âelement,â or âdevice.â See Lighting World, 382 F.3d at 1360; Maas. Inst, of Tech., 462 F.3d at 1354 (âThe generic terms âmechanism,â âmeans,â âelement,â and âdeviceâ typically do not connote sufficiently definite structure.â). Instead, âhousing part openerâ would be understood by a person of skill in the art to be a structural term defined by its function, like âconnector.â âHousing part openerâ is therefore structural for the purposes of the § 112 ¶ 6 analysis. See, e.g., Lighting World, 382 F.3d at 1361 (finding âconnectorâ to be a name for structure âdefined in terms of the function it performsâ); see also Personalized Media, 161 F.3d at 705 (â[T]he fact that a âdetectorâ is defined in terms of its function ... does not detract[ ] from the definiteness of structure. Even though the term âdetectorâ does not specifically evoke a particular structure, it does convey to one knowledgeable in the art a variety of structures known as âdetectors.â â).
Evidence from the prosecution history of the applicantâs intent in drafting the âhousing part openerâ element also supports the Courtâs finding that this element should not be construed according to § 112 ¶ 6. See, e.g., Greenberg v. Ethicon Endo-Surgery, Inc., 91 F.3d 1580, 1584 (Fed.Cir. 1996) (finding § 112 ¶ 6 not applicable in part because ânothing cited to us from the prosecution history or elsewhere suggests that the patentee intended to claim in that fashionâ); Markman, 52 F.3d at 985 (âThe subjective intent of the inventor when he used a particular term is of little or no probative weight in determining the scope of a claim (except as documented in the prosecution history).â) (emphasis added). The goal of the analysis used to determine whether § 112 ¶ 6 applies appears to be ascertaining whether or not the drafter intended to take advantage of this provision. For example, the use of the word âmeansâ is a significant factor in the analysis because it is considered a reliable indicator that a drafter intended to draft a âmeans-plus-functionâ limitation. See, e.g., Masco Corp. v. U.S., 303 F.3d 1316, 1326 (Fed.Cir.2002) (âThe use of the word âmeansâ to describe a claim limitation âgives rise to âa presumption that the inventor used the term advisedly to invoke the statutory mandates for means-plus-function clauses.â â â); Unidynamics Corp. v. Automatic Prods. Intâl, Ltd., 157 F.3d 1311 (Fed.Cir.1998) (âThe use of the term âmeansâ generally (but not always) shows that the patent applicant has chosen the option of means-plus-function format ....â) (emphasis added); DESA IP, LLC v. EML Techs., LLC, 211 Fed. Appx. 932, 936 (Fed.Cir.2007) (â[T]he claims use both means-plus-function language ... and structural language ..., which suggests that the patentee intentionally used *383 âmeansâ language to invoke § 112, ¶ 6.â) (emphasis added).
The '657 application was filed with three claims, numbered 6 through 8. (Gallagher Decl. Ex. B at 5-11, 19, 139.) Claim 6 was the only independent claim. (Gallagher Decl. Ex. B at 10-11.) During prosecution of the '657 application, the examiner rejected claim 6 as âclearly anticipatedâ by U.S. Patent No. 4,447,222, issued to Santinoranont (âSantinoranontâ). 14 In response to the rejection, the applicants canceled claims 6-8 and substituted claims 9-20, which are identical to claims 1-12 of the '787 patent. (Gallagher Deck Ex. B at 150-53; '787 patent col. 4 11.5-col.6 1.3.) Claim 9, the only independent claim among the new claims, was similar to claim 6. 15 (Gallagher Deck Ex. B at 150-53.) While the last element of claim 6 recited âmeans [ ] for opening the tulip-shaped part longitudinally,â this language was replaced in claim 9 by âa housing part opener for opening said housing part independent of the self-expanding stent.â (Gallagher Deck Ex. B at 10,150.) 16
The applicantsâ response to the rejection of claim 6 clearly indicates that the âhousing part openerâ element in claim 9 of the '657 application (which issued as claim 1 of the '787 patent) was not intended as a âmeans-plus-functionâ claim. The corresponding element in claim 6 (âmeans ... for opening the tulip-shaped part longitu *384 dinallyâ) is clearly drafted as in âmeans-plus-functionâ format â it includes the word âmeansâ without any additional structure capable of performing the âopeningâ function. Biomedino, LLC v. Waters Techs. Corp., 490 F.3d 946, 950 (Fed.Cir. 2007) (noting that presumption arising from use of the word âmeansâ can be rebutted if âthe claim, in addition to the functional language, recites structure sufficient to perform the claimed function in its entiretyâ (quoting Altiris, Inc. v. Symantec Corp., 318 F.3d 1363, 1375 (Fed.Cir. 2003))). In drafting claim 9, the applicants did not simply add âindependent of the self-expanding stentâ to the existing language of claim 6. Instead, they replaced âmeansâ in claim 6 with âhousing part openerâ in claim 9. (Gallagher Decl. Ex. B at 10, 150.) The âmeans for openingâ language of claim 6 demonstrates that the applicants knew how to draft a âmeans-plus-functionâ element and could have done so if they had intended. But the applicants reworded the claim without âmeansâ language, signaling their intent to avoid construction of the âhousing part openerâ element under § 112 ¶ 6.
The Court concludes based on the intrinsic and extrinsic evidence that âhousing part openerâ was not drafted as a means-plus-function element, and construes this language according to its ordinary meaning, âa device that opens.â
ii. âfor opening said housing part independent of the self-expanding stentâ
Gore addresses the âindependent of the self-expanding stentâ limitation by asserting that, during prosecution of their patent, the applicants disclaimed all âtools that move the housing part by the action of the stent.â (Gore Reply Br. 14.) Goreâs argument is based on the fact that, after the examiner rejected claim 6 of the '657 application as anticipated by Santinoranont, the applicants amended their claims to add the limitation âfor opening said housing part independent of the self-expanding stentâ to the âhousing part openerâ element of new independent claim 9. (Gore Opening Br. 14-16; Gallagher Decl. Ex. B 139-55.) The applicants argued that this limitation rendered the amended claims patentable over the prior art, including Santinoranont:
As discussed above, a tool with a housing part opener for opening the housing part independent of the object to be fitted is critical in order to prevent damage to the object. The Santinoranont reference does not disclose a tool with such a feature. Therefore, it is respectfully submitted that the rejection raised by the Examiner is not applicable to new independent claim 9, and the claims that depend therefrom, with the additional limitation discussed above.
(Gallagher Decl. Ex. B. at 153.); see also supra note 14-16.
Gore is correct that the scope of a claim âmay be limited by a disclaimer in the specification or prosecution history.â Ato fina v. Great Lakes Chem. Corp., 441 F.3d 991, 997 (Fed.Cir.2006) (citing Phillips, 415 F.3d at 1316-17); see also Southwall Techs., Inc. v. Cardinal IG Co., 54 F.3d 1570, 1576 (Fed.Cir.1995) (âThe prosecution history limits the interpretation of claim terms so as to exclude any interpretation that was disclaimed during prosecution.â); Omega Engâg, Inc, v. Raytek Corp., 334 F.3d 1314, 1326 (Fed.Cir.2003) (stating that disclaimer requires a âclear and unmistakableâ disavowal during prosecution). However, the applicants did not disclaim housing parts that âspread outâ or âunfoldâ by operation of the self-expanding stent, as Gore contends. (Gore Opening Br. 31-32; Gore Reply Br. 13-17.) As the amended claim language indicates, the applicants at most disclaimed all tools in *385 which the housing part opener is not âindependent of the object to be fitted.â
Goreâs argument is based on an incorrect construction of âopenâ to mean âspread outâ or âunfold.â 17 Indeed, Gore clarified during the Markman hearing that its construction required that the self-expanding stent may not âpushâ the housing part apart when it expands. Instead, the housing part must expand âall by itself, automatically.... In other words, if the stent were constrained in some way ... the housing part would still open up.â (Oct 23, 2007 Tr. at 88:22-96:25.) Under Goreâs interpretation, the housing part is âopenedâ when it expands radially outward, as it must in order to release the self-expanding stent.
While âspreading outâ is undoubtedly one of many permissible definitions of âopeningâ in common parlance, a person of ordinary skill would understand that a different meaning is used in the context of the '787 patent. The ordinary meaning of a claim term for purposes of claim construction is the meaning that is used by the applicant in the patent and prosecution history. See Medrad, Inc. v. MRI Devices Corp., 401 F.3d 1313, 1319 (Fed.Cir.2005) (âWe cannot look at the ordinary meaning of the term ... in a vacuum. Rather, we must look at the ordinary meaning in the context of the written description and the prosecution history.â); Unitherm Food Sys., Inc. v. Swift-Eckrich, Inc., 375 F.3d 1341, 1351 (Fed.Cir.2004), revâd on other grounds, 546 U.S. 394, 126 S.Ct. 980, 163 L.Ed.2d 974 (2006) (proper definition is the âdefinition that one of ordinary skill in the art could ascertain from the intrinsic evidence in the recordâ).
The specification makes clear that âopeningâ of the housing part does not refer to the outward expansion of the housing part. For example, the abstract of the '787 patent describes â[c]utting threads [that] cause the housing to open longitudinally.â ('787 patent Abstract.) The phrase âto open longitudinallyâ makes no sense if, as Gore maintains, âopenâ means âspread outâ or âunfold,â because these actions require motion that is directed radially outward, not longitudinally.
Furthermore, the '787 patent describes two embodiments, which differ only in the âmeans for openingâ employed by each. In one embodiment, the housing part is âopenedâ using âwires for separating, such as by cutting, the ... housing part, into several petal-like parts, or sections.â ('787 patent col.l 11.54-57.) In another embodiment, âlongitudinal openingâ of the housing part occurs when a cord is withdrawn from the series of gussets through which it passes. ('787 patent col.l 11.58-63, col.3 1.57-col.4 1.4.) In neither embodiment does âopeningâ refer to the expansion, âspreading out,â or âunfoldingâ of the housing part. Instead, a person of ordinary skill in the art would understand that, in the context of the '787 patent, âopeningâ refers to the creation of an opening or separation in the housing part, a step which necessarily precedes and is distinct from the expansion of the housing part and stent.
Furthermore, the construction of âopeningâ relied upon by Gore to support its disclaimer argument is entirely inconsistent with its argument that the âcutting wiresâ and âinterpenetrating gussets and longitudinal cordâ are the structures that correspond to the âhousing part openerâ *386 element that Gore contends is drafted as a means-plus-function element. In support of this argument, Gore argued that âcuttingâ and âlongitudinal openingâ (as performed by the cord and gussets) satisfy the âopeningâ function. Both âcuttingâ and âlongitudinal openingâ create an opening or separation in the housing part, but do not spread it out or unfold it.
Goreâs proposed construction is also undermined by the fact that the '787 patent describes no mechanism by which the housing part might undergo radial expansion without the assistance of the self-expanding stent. For the tool of the '787 patent to operate according to Goreâs proposed construction, something other than the self-expanding stent must provide the force that expands the housing part. Yet Gore does not dispute the fact that the '787 patent discloses no such mechanism, nor does Gore provide any explanation of its own. A person of ordinary skill in the art would be unlikely to interpret the patent so as to leave such an important aspect of the inventionâs operation mysterious and unexplained. This is especially true in this case, where an alternative explanation, that the self-expanding stent is the element that expands the housing part, is disclosed in the patent and is entirely consistent with the intrinsic evidence.
The prosecution history also confirms that âopeningâ does not mean âspreading out.â The applicants argued that claim 9 in the '657 application was patentable over Santinoranont because the opener of claim 9 was independent of the object to be fitted, while the opener of Santinoranont was the object to be fitted, i.e., a tampon, which âopenedâ the device when it was pushed through the end of an outer tube, creating a separation or opening in the device. (See Gallagher Decl. Ex. B at 154.); see also supra notes 14, 16. The applicants noted that self-expanding stents had very little longitudinal strength and therefore could be damaged if âpushed or otherwise used in order to open the housing part.â (Gallagher Decl. Ex. B at 106-111, 154.) It is clear that âopening,â as used by the applicants in the prosecution history, does not refer to the radial expansion or âspreading outâ of the stent and/or housing part because these actions do not implicate the longitudinal strength of the stent. Instead, the use of âopeningâ in the prosecution history is entirely consistent with the use of this term in the specification of the '787 patent. In the prosecution history, as in the specification, an âopenerâ is something that creates a separation or opening. As described in the prosecution history, the âopeningâ of the outer tube in Santinoranont does not involve âspreading out.â In fact, the outer tube of the Santi-noranont invention does not expand or âspread outâ at all â it is âopenedâ when its forward end is ruptured, permitting the release of the object to be fitted.
Therefore, even if Gore is correct that the applicants expressly disclaimed any tool in which the self-expanding stent is used to open the housing part, Goreâs proposed limitation is not consistent with this disclaimer. 18 If the applicants disclaimed any claim scope during prosecution, such disclaimer was incorporated explicitly into the amended claim language, which re *387 quires an opener that is âindependent of the self-expanding stent.â (See Gallagher Decl. Ex. B at 154 (â[T]he tool of the present invention provides a housing part opener for opening the housing part independent of the objects housed therein.â).) That is, the effect of any disclaimer on the resulting claim scope is coextensive with the effect of the âindependent of the self-expanding stentâ limitation that is now part of claim 1 of the '787 patent. Indeed, the applicants indicated that this limitation was added to claim 9 of the '657 application for the purpose of distinguishing the amended claims from Santinoranont. The applicants distinguished their claims by pointing out that the object to be fitted in the applicantsâ invention âcan not be pushed or otherwise used in order to open the housing part,â in contrast to the tampon of the Santinorant device, which âopensâ the device when it is pushed through the outer tube, rupturing it. (See Gallagher Decl. Ex. B at 154.) Therefore, when the correct construction of âopenâ is applied, the language of the amended claim limits the scope of the element to âhousing part openersâ that do not use the self-expanding stent to create an opening or separation in the housing part.
During the Markman hearing, Gore argued that Figures 6 and 8 of the '787 patent disclose a housing part that expands without the assistance of the self-expanding stent. These figures depict the stent and housing part of the tool in mid-expansion, after partial cutting of the housing part (in the case of the first embodiment) or partial withdrawal of the cord from the gussets (in the case of the second embodiment). Goreâs argument is based on the fact that these figures show a gap between the stent and the housing part, indicating that the stent is not in contact with the housing part during expansion. (Oct. 23, 2007 Tr. 90:17-95:9.) The Court rejects Goreâs argument. It would be obvious to a person of ordinary skill in the art that these figures were merely schematic in nature and were not intended to faithfully reflect every detail of the expansion process. Indeed, the patent explicitly states that Figure 8 is a âdiagrammatic! ]â representation of the second embodiment. ('787 patent col.3 11.57-58.) Furthermore, as discussed above, Goreâs interpretation of these figures is inconsistent with the interpretation that emerges from the remainder of the specification and prosecution history. In light of the intrinsic evidence, it is far more likely that the separation between the stent and the housing part shown in these figures is not significant â it simply contributes to a cleaner diagram in which the reader can easily distinguish the elements.
However, even if Figures 6 and 8 were interpreted as literal representations of the operation of the invention, they would not support Goreâs argument, which is based on an incorrect and unsupported construction of âopener.â The drawings do not purport to represent âopening.â In fact, the patent refers to Figure 6 as illustrating âreleaseâ or âexpansion].â ('787 patent col.3 11.39-40.) Even if the drawings did show release or expansion of the housing part occurring independently of the self-expanding stent (and they do not), this would be irrelevant to this discussion. No such limitation was made part of claim 1 and limitations found only in patent drawings do not alter the scope of otherwise unambiguous claim language.
Regardless what the drawings show, the claim term âhousing part openerâ is used consistently throughout the intrinsic evidence to refer to something that creates a separation or opening in the housing part, not something that spreads out, unfolds, or expands the housing part. The Court therefore rejects Goreâs argument that the applicantsâ characterization of their invention as âa tool with a housing part opener *388 for opening the housing part independent of the object to be fittedâ disclaimed all tools in which the stent is used to spread out, unfold, or expand the housing part.
The Court therefore construes âindependent of the self-expanding stentâ to exclude from the scope of the âhousing part openerâ element any housing part opener that uses the self-expanding stent to create an opening or separation in the housing part.
Accordingly, the Court construes the phrase, âa housing part opener for opening-said housing part independent of the self-expanding stent,â to mean âa device that creates an opening or separation in the housing part, the device not using the self-expanding stent to create an opening or separation in the housing part.â
2. Claim 2
Claim 2 reads as follows:
âThe tool of claim 1, wherein said housing part opener includes an actuation handle and wires for cutting said housing part into several sections, said wires being connected to said actuation handle.â
a. âwires for cutting said housing part into several sectionsâ
i. âwiresâ
The parties first dispute whether the claim term âwiresâ should be limited to structures made of metal. Gore argues that the ordinary meaning of âwiresâ requires a metallic structure and cites dictionary definitions that support this interpretation. (Gore Opening Br. 33; Matsumura Decl. ¶¶ 51-55.) Perouse argues that âwiresâ are not limited to metal structures because the term âwires,â as used in the relevant art, refers to both plastic and metal structures. (Perouse Opening Br. 22.)
The intrinsic evidence does not resolve this dispute. As Gore correctly notes, the specification is silent regarding the material or materials used to make the âwires.â (Gore Opening Br. 33.) Because the intrinsic evidence gives no indication that the material of the wires is significant, this would seem to support Perouseâs broader construction. However, because the intrinsic evidence is somewhat ambiguous, it is appropriate to consult extrinsic evidence. See Pickholtz v. Rainbow Techs., Inc., 284 F.3d 1365, 1373 (Fed.Cir.2002) (âOnly if a disputed claim term remains ambiguous after analysis of the intrinsic evidence should the court rely on extrinsic evidence.â); see also Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1309 (Fed.Cir.1999) (â[I]t is entirely appropriate, perhaps even preferable, for a court to consult trustworthy extrinsic evidence to ensure that the claim construction it is tending to from the patent file is not inconsistent with clearly expressed, plainly apposite, and widely held understandings in the pertinent technical field.â)
The dictionary definitions cited by Gore support its contention that âwiresâ are metal structures. However, Perouseâs expert suggests that âwiresâ has a particular meaning to persons of skill in the art that may differ from its dictionary definition. See Phillips, 415 F.3d at 1322 (â â[A] general usage dictionary cannot overcome art-specific evidence of the meaningâ of a claim term.... Even technical dictionaries ... may suffer from some of these deficiencies.â (quoting Vanderlande Indus. Nederland BV v. Intâl Trade Commân, 366 F.3d 1311, 1321 (Fed.Cir.2004))). The Court is persuaded by the extrinsic evidence cited by Perouseâs expert that a person of skill in the art would not interpret âwiresâ as being limited to structures made from metal. In particular, Perouseâs expert cites a number of patents from the 1980s and 1990s relating to implantable medical devices in which âwiresâ is used to include both metal and plastic structures. *389 (Golds Decl. ¶ 14, Ex. 25, 26, 27, 28.) While the Federal Circuit has cautioned that expert testimony may be unreliable because it is prepared for the purpose of litigation, the Court believes this concern is minimized here where the expert testimony is supported by the patent literature. See Phillips, 415 F.3d at 1318 (â[EJxtrinsic evidence consisting of expert reports and testimony is generated at the time of and for the purpose of litigation and thus can suffer from bias.... â).
Therefore, the Courtâs construction of âwiresâ is not limited to structures made of metal.
The Court also adopts Perouseâs proposed construction of âwiresâ to mean âthreads.â Goreâs proposed construction of âstructuresâ is obviously too broad and inconsistent with any reasonable definition of âwires.â The specification appears to use the terms âwiresâ and âthreadsâ interchangeably. The abstract of the '787 patent states that âcutting threads cause the housing to open longitudinally into several petal-like partsâ ('787 patent Abstract), while in the body of the patent, these âcuttingâ elements are referred to as âwires.â ('787 patent Abstract, col.l 11.54-55, col.3 11.19-39). This construction is also consistent with dictionary definitions cited by Gore, several of which refer to a wire as a âslender, flexible structureâ or âthread.â (Matsumura Decl. ¶ 54.)
The Court construes âwiresâ to mean âthreads.â
ii. âfor cutting said housing partâ
âCuttingâ is a common, nontechnical term used in the '787 patent consistent with its ordinary meaning, âto penetrate with an edged instrument which severs the continuity of the substance.â The Oxford English Dictionary, v.4 at 172. The specification uses âcuttingâ to refer to the creation of separations in the housing part by the wires of the first embodiment. ('787 patent col.1 ll.54-57, col.3 ll.5-43.) The operator induces tension in the wires by pulling on the actuation handle and these wires then cut the housing part into sections. ('787 patent col.1 ll.54-57, col.3 11.5-43.) There is nothing in the intrinsic evidence to warrant departure from the ordinary meaning of this term.
Gore construes âcuttingâ to mean âsevering.â 19 (Gore Reply Br. 19-20.) Because âseveringâ ordinarily requires the complete separation of a part from the whole, Goreâs construction is too narrow. âCuttingâ does not require complete severance, nor does the intrinsic evidence describe a housing part from which a portion has been severed. Goreâs construction would therefore exclude the âwiresâ embodiment described in the '787 patent, because the wires of this embodiment do not necessarily âseverâ the housing part from the tool. A construction that does not include preferred embodiments within its scope is ârarely, if ever, correct.â See Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1583 (Fed.Cir.1996).
Perouse construes âcuttingâ to mean âdividing.â This construction is too broad because there are ways to âdivideâ a housing part that do not involve âcutting.â For example, removal of the cord in the '787 patentâs âgussetsâ embodiment divides but does not cut the housing part.
Therefore, the Court cannot accept either partyâs proposed construction and instead adopts its own construction that is more consistent with the ordinary meaning of the word. The Court construes âwires for cutting said housing partâ to mean *390 âthreads that can penetrate and completely or partially divide said housing part.â
iii. âinto several sectionsâ
Finally, the parties dispute the construction of the claim term âseveral.â Perouse contends that âseveralâ means âmore than one,â while Gore proposes âmore than two.â The Court believes that âseveralâ is typically used to mean âmore than two,â but will review the evidence to determine whether a different construction is appropriate.
The specification and drawings depict a housing part that is cut into three sections, which is consistent with either proposed definition. Because the intrinsic evidence is ambiguous, the Court will consider extrinsic evidence. Perouseâs expert states that âseveralâ does not have a particular meaning in the art, but contends that the ordinary meaning is âmore than one.â (Golds Decl. ¶ 88.) The dictionary on which Perouseâs expert relies is ambiguous, however, as it includes definitions for âseveralâ as both âmore than oneâ and âmore than two but fewer than many.â (Golds Decl. ¶ 88, Ex. 5 at 1078.) Goreâs expert assumes without discussion that âseveralâ is defined as âmore than two.â (Matsumura Decl. ¶¶ 51-52, 55.) In its reply brief, Gore notes an additional dictionary definition that defines âseveralâ as â[a]s a vague numeral: Of an indefinite (but not large) number exceeding two or three; more than two or three but not very many.â (Gore Reply Br. 20 n. 14.) The parties cite no additional extrinsic evidence in support of their constructions.
While each construction finds some support from dictionary definitions, there is slightly more support for Goreâs proposed construction of âmore than two.â The Court also believes âmore than twoâ is more consistent with the use of âseveralâ in common parlance. The Court therefore construes âseveralâ to mean âmore than two.â
Accordingly, the Court construes the phrase, âwires for cutting said housing part into several sections,â to mean âthreads that can penetrate and divide said housing part into more than two sections.â 20
3. Claim 3
Claim 3 reads as follows:
The tool of claim 1, wherein said housing part includes a longitudinal slit forming edges in said housing part, said housing part having a series of gussets disposed along each of said edges, said gussets along each of said edges being fitted together; and
Said housing part opener including an actuation handle and a cord, said cord passing through said gussets along each of said edges such that said cord holds said edges together, said cord being connected to said actuation handle.
a. âa series of gussets disposed along each of said edges, said gussets along each of said edges being fitted togetherâ
i. âa series ofâ
It does not appear that the parties dispute the construction of the claim phrase, âa series of.â Perouse construed âseriesâ in its opening brief to mean that the âgussetsâ âcome one after another in spatial succession.â (Perouse Opening Br. 29.) However, Gore did not construe this term either in its briefs or during the Markman *391 hearing. Therefore, the Court will assume that this term is not in dispute. If the term should require construction, the Court adopts Perouseâs proposed construction.
ii. âgussetsâ
The parties dispute the construction of âgussets.â Perouseâs proposed construction is âhousing part portions through which something passes.â Goreâs proposed construction is âseveral sequential, cylindrical structures that protrude from opposing edges of the housing part.â
The parties agree that the ordinary meaning of âgussetsâ is not applicable in the context of this invention. 21 Therefore, âgussetsâ is a term coined for use in the '787 patent and has no ordinary meaning to a person of skill in the art. In this circumstance, the construction is determined by the disclosure in the specification. MyMail, Ltd. v. Am. Online, Inc., 476 F.3d 1372, 1376 (Fed.Cir.2007) (âBoth parties agree that the term NSP is a coined term, without a meaning apart from the patent.... We therefore look to the specification to determine what the NSP must do....â); J.T. Eaton & Co., Inc. v. Atl. Paste & Glue Co., 106 F.3d 1563, 1570 (Fed.Cir.1997) (âIn this case, the dispositive claim limitation is a term unknown to those of ordinary skill in the art at the time the patent application was filed. It thus fell to the applicants, as a duty, to provide a precise definition.... â); Honeywell Intâl Inc. v. Universal Avionics Sys. Corp., 488 F.3d 982, 991 (Fed.Cir.2007) (âWithout a customary meaning of a term within the art, the specification usually supplies the best context for deciphering claim meaning.â); Irdeto Access, Inc. v. Echostar Satellite Corp., 383 F.3d 1295, 1300 (Fed.Cir.2004) (â â[I]f a disputed term has âno previous meaning to those of ordinary skill in the prior artâ[,] its meaning, then, must be found [elsewhere] in the patent.â ... absent such an accepted meaning, we construe a claim term only as broadly as provided for by the patent itself. The duty thus falls on the patent applicant to provide a precise definition for the disputed term.â).
The intrinsic evidence provides very little guidance regarding the structure of the gussets. The second embodiment is described as having âa series of projecting, cylindrical gussetsâ that âinterpenetrateâ when the housing part is in its closed state. ('787 patent col.3 11.62-66.) In this embodiment, a âcord ... passes through all the gussets, holding the housing part togetherâ. ('787 patent col.3 1.67-col.4 1.1.) Figure 8, which represents this embodiment âdiagrammatically,â depicts the âgussetsâ as cylindrical structures lining the edges of the slitted housing part. ('787 patent Fig. 8.)
Gore asserts that its construction is supported by the reference in the specification to the second embodimentâs âprojecting, cylindrical gussetsâ and by Figure 8. ('787 patent col.3 11.62-63, Fig. 8.) In fact, the patenteeâs choice of language refutes Goreâs construction. If âgussetsâ were inherently projecting (or âprotruding]â), cylindrical structures, it would be unnecessary to specify that the gussets of the second embodiment had these qualities. See, e.g., Acumed LLC v. Stryker Corp., 483 F.3d 800, 807 (Fed.Cir.2007) (stating that where specification describes âa plurality of transverse holes, each of which is ... perpendicular to the ... nail axis .... [t]his implies that a âtransverseâ hole need *392 not be âperpendicular.â â); Phillips, 415 F.3d at 1314 (âThe claim in this case refers to âsteel baffles,â which strongly implies that the term âbafflesâ does not inherently mean objects made of steel.â). Also, the depiction of the gussets in Figure 8 is a representation of the second embodiment. Therefore, the specific features of this representation are not to be imported as a limitation on the claims. See Phillips, 415 F.3d at 1323.
In fact, the only limitation imposed by the specification is that the gussets must have a structure such that a cord can be passed through them. Given this lack of detail regarding this term, it would be clear to a person of ordinary skill that âgussetsâ is used to refer to any structure through which a cord can pass.
Therefore, the Court construes âa series of gussetsâ to mean âa series of structures through which a cord can pass.â
iii. âsaid gussets along each of said edges being fitted togetherâ
The parties also dispute the construction of the claim term âfitted together.â Perouseâs proposed construction is âpositioned in one place or group.â Goreâs proposed construction is âinterlocking] and contacting] each other.â
In common parlance, two items that are âfitted togetherâ have structures that conform to or complement one another, as evidenced by the relevant dictionary definition of âfit,â â[t]o fashion, modify, or arrange so as to conform or correspond to something else,â The Oxford English Dictionary (2d Ed.), vol.5 p. 975, and the relevant dictionary definition of âtogetherâ (used following a transitive verb), âeach other.â The Oxford English Dictionary (2d Ed.), vol.18 p. 190. The '787 specification does not explicitly define the phrase âfitted together.â However, it is clear that âfitted togetherâ is being used in the patent according to its ordinary meaning. The gussets are described as âbeing fitted into each otherâ ('787 patent col.111.60-61) and âinterpenetrating]â ('787 patent col.3 1.66), and Figure 8 depicts a zipper-like arrangement of gussets, in which each gusset fits into the space between gussets on the opposing edge.
Perouseâs construction of âfitted togetherâ as âpositioned in one place or groupâ is therefore too broad and inconsistent with the ordinary meaning and intrinsic evidence. âGussetsâ that are merely âpositioned in one place or groupâ are not âfitted together,â as this term is used in the '787 patent.
The Court cannot accept Goreâs proposed construction either. Gore construes âfitted togetherâ to mean âinterlocking] and contacting] each other.â This construction is too narrow and improperly imports limitations from the specification into the claim. See, e.g., Phillips, 415 F.3d at 1323. Goreâs âinterlockingâ limitation is easily dismissed, as there is no suggestion in the patent that opposing gussets lock together in any sense. While Figure 8 does depict gussets that contact each other, a drawing of a single embodiment does not limit the ordinary meaning of âfitted together,â which does not require contact. See, e.g., id.; Gart v. Logitech, Inc., 254 F.3d 1334, 1342-43 (Fed.Cir.2001) (âSuch a construction would improperly add a limitation appearing in the specification and the drawings, but not appearing in the unambiguous language of the claim.â).
Accordingly, the Court construes the phrase, âsaid gussets along each of said edges being fitted together,â to mean âsaid gussets along each of said edges having an arrangement that conforms to the arrangement of gussets on the opposite edge, such as an arrangement in which the gussets on one edge can occupy the spaces between the gussets on the opposing edge.â
*393 a. âsaid cord passing through each of said gussets along each of said edges such that said cord holds said edges togetherâ
It is not clear whether any part of this claim language is in dispute. Perouse provided constructions of âcord,â âholds,â and âedgesâ in its opening brief. (Perouse Opening Br. 32-33.) Gore did not address this claim language in either its opening or reply brief. However, in the proposed order accompanying its reply brief, Gore construed this phrase to mean âa single cord extends through a conduit formed by all of the âgussetsâ and holds the opposing edges of the housing part in contact with one another.â (Gore Proposed Order 3.). Neither party addressed this claim language during the Markman hearing.
There appears to be no dispute regarding the claim terms âcordâ and âedges.â Therefore, the Court will not construe these terms.
Gore apparently construes âpassing through each of said gussetsâ to require that âall of the âgussetsâ â form a âconduit.â The ordinary meaning of âpassing throughâ does not require that âall of the âgussetsâ â form a conduit. While Figure 8 depicts gussets that are arranged so as to form a single conduit, this limitation from the specification will not be imported into the claims. See Phillips, 415 F.3d at 1323. Because Perouse does not object to Goreâs construction of âpassing throughâ to mean âextending,â the Court -will adopt this portion of Goreâs proposed construction.
Finally, Goreâs proposed construction apparently construes âholds said edges togetherâ to require that the opposing edges of the housing part contact one another. Figure 8 depicts the two edges of the housing part in contact with one another. Again, however, this is a limitation from the specification that should not be imported into the claim. See Phillips, 415 F.3d at 1323. Furthermore, this limitation is not consistent with the ordinary meaning of the non-technical term, âholds together,â and is rejected. âHolds said edges together,â in ordinary usage, means âholds said edges near or in contact with one another.â See, e.g., The Oxford English Dictionary (2d Ed.), vol.18 p. 189 (âOf two persons or things: Into companionship, union, proximity, contact, or collisionâ). Nothing in the intrinsic evidence warrants departure from this ordinary meaning.
The Court construes the phrase âsaid cord passing through each of said gussets along each of said edges such that said cord holds said edges togetherâ to mean âsaid cord extending through each of said gussets along each of said edges such that said cord holds said edges near or in contact with one another.â
4. Claim 4
Claim 4 reads as follows:
The tool of claim 1, wherein said housing part comprises, a tulip-shaped housing part.
a. âtulip-shaped housing partâ
The parties dispute the construction of âtulip-shaped housing part.â Goreâs proposed construction is âa tulip (bell-shaped) structure with a closed hub end and an open tip end, and having a diameter substantially larger than the guide tube.â (Gore Reply Br. 25-27; Gore Proposed Order 3.) Perouseâs proposed construction is â[a] housing part [that] in its closed state is a cylinder having a diameter larger than the guide tube, and in its opened state has at least one linear separation.â (Perouse Opening Br. 33-34.)
There is no indication that âtulip-shapedâ has a âtechnical or specialized meaningâ in the relevant art. (Gore Opening Br. 35.) Though âtulipâ is a common word with a well defined meaning, âtulip-shapedâ is too vague to have any clear *394 ordinary meaning to one of skill in the art. Without context, it is unclear whether this language refers to an open or closed tulip, and it is unclear which specific aspects of the tulip shape the housing part must possess.
The Court looks to the specification to determine how a person of ordinary skill would interpret this term. See, e.g., Honeywell Intâl Inc. v. Universal Avionics Sys. Corp., 488 F.3d 982, 991 (Fed.Cir. 2007) (âWithout a customary meaning of a term within the art, the specification usually supplies the best context for deciphering claim meaning.â) Even if âtulip-shapedâ were deemed to have an ordinary meaning to one of skill in the art, claim terms are construed âin the context of the entire patent, including the specificationâ and âa patent applicant may use the words in the specification, prosecution history, or both âin a manner inconsistent with [their] ordinary meaning.â â CollegeNet, Inc. v. ApplyYourself, Inc., 418 F.3d 1225, 1231 (Fed.Cir.2005). Therefore, the Court must also examine the patent specification âto determine whether the patentee has given the term an unconventional meaning.â Hockerson-Halberstadt, Inc. v. Avia Group Intâl, Inc., 222 F.3d 951, 955 (Fed. Cir.2000).
The Court finds that the patentee has implicitly provided its own definition of âtulip-shapedâ in the '787 patent. The specification repeatedly refers to element number 4 in the drawings as âtulip-shapedâ (see, e.g., '787 patent col. 3 11. 1-42, 61-67), and explicitly states that the âhousing partâ is âshown in the drawings as shaped like a tulip.â ('787 patent col.l l.50, col.3 ll.5-6). The patentee thus defines âtulip-shapedâ to mean the shape of the closed housing part in the drawings. 22
Goreâs âbell-shapedâ and âclosed hub endâ limitations are easily dismissed because the drawings show a housing part that is not bell-shaped, but cylindrical (see '787 patent Figs. 3, 4), and with a proximal (âhubâ) end that is not closed, but open and continuous with the guide tube (see '787 patent Fig. 4). 23 Even if Goreâs proposed construction reflected the âordinary meaningâ of âtulip-shaped,â the construction is inconsistent with the patenteeâs use of the term and must be rejected. See Resonate Inc. v. Alteon Websystems, Inc., 338 F.3d 1360, 1364 (Fed.Cir.2003) (âAfter identifying the ordinary meaning of a disputed claim term, we turn to the patentâs written description and drawings to determine whether that meaning is inconsistent with the patenteeâs use of the term.â).
The parties originally agreed that a âtulip-shaped housing partâ has a diameter larger than that of the guide tube. (Perouse Opening Br. 33-34; Gore Opening Br. 35-36.) However, in its reply brief, Gore offered a different construction that required a housing part âhaving a diameter substantially larger than [that of] the guide tube.â (Gore Opening Br. 35-36.) Gore offers no support for this new limitation and the Court finds that it is not consistent with the intrinsic evidence. For example, the drawings in the '787 patent do not show a âtulip-shapedâ housing part that is âsubstantially largerâ in diameter than the guide tube. (See '787 patent Figs. 3, 4, 6.)
*395 The âtulip-shapedâ features of the housing part depicted in the drawings are the cylindrical structure, open distal end, and larger diameter relative to the guide stem. In combination, these features roughly suggest the shape of a tulip flower attached to a stem.
Accordingly the Court construes âtulip-shaped housing partâ to mean a âcylindrical housing part with an open distal end and a diameter larger than that of the guide tube.â
5. Claim 7
Claim 7 reads as follows:
The tool of claim 4, wherein said guide tube includes at least one longitudinal channel for injecting fluids.
a. âchannel for injecting fluidsâ
The parties have two disputes regarding this claim element. First, the parties dispute whether the âchannelâ element may be satisfied by the channel inherently provided by the lumen of the guide tube. Goreâs proposed construction requires that the âchannel for injecting fluidsâ must be âin addition to the lumen which is inherent in the guide tubeâ (emphasis added).
Goreâs âin addition to the lumen which is inherent in the guide tubeâ limitation is not supported by the ordinary meaning of the claim language, interpreted in light of the intrinsic evidence. The claim requires a âchannel,â not an âadditionalâ channel. Nothing in the specification warrants a departure from the ordinary meaning of the claim language. Gore correctly observes that the only channel described in the specification is an additional channel provided within the wall of the guide tube. However, the limitations of an embodiment are not read into the claims, even if the specification describes only one embodiment. See Phillips, 415 F.3d at 1323. The specification does not suggest that this embodiment is intended to define the scope of the âchannelâ element or that the physical location of the channel is a significant detail. To the contrary, the only requirement found in the specification is that the channel must allow for the injection of fluids. Therefore, if the central lumen of the guide tube is a âchannelâ and permits the injection of fluids, it is within the scope of the claim language.
This construction is also confirmed by extrinsic evidence. Perouse cites a 1994 patent that describes administration of liquids through a guide tube lumen to the site of stent placement. (Golds Reply Decl. ¶ 18, Ex. 29.) Though this reference postdates the filing of the patent, it nevertheless provides some support for Perouseâs argument that a person of ordinary skill in the art would not have interpreted this claim term to exclude the central lumen from the scope of the âchannelâ element.
Gore argues that the âchannel for injecting fluidsâ of claim 7 cannot be the central lumen because, under this construction, claim 1 and claim 10 would have the same scope. Cf. Comark Commcâns, Inc. v. Harris Corp., 156 F.3d 1182, 1187 (Fed. Cir.1998) (âWhile we recognize that the doctrine of claim differentiation is not a hard and fast rule of construction, it does create a presumption that each claim in a patent has a different scope.â). The Court does not agree. Claim 10 requires a channel âfor injecting fluids.â Under Perouseâs proposed construction, the central lumen is a âchannel for injecting fluidsâ only if it can be used for injecting fluids. The central lumen of a guide tube may or may not be suitable for injection of fluids. While the central lumen of any guide tube falls within the scope of claim 1, only those which allow for the injection of fluids are within the scope of claim 10.
The parties also dispute whether âfluidsâ should be construed to mean âliquidsâ or âliquids and gases.â The specification re *396 fers to a âliquid-tightâ stent. ('787 patent col.2 1.52). However, the patentee used the word âfluids,â not âliquids,â in claim 10. If the patentee had wanted to claim a channel for injecting liquids, it clearly was capable of doing so without ambiguity. The fact that the patentee used the term âfluidsâ instead indicates that âfluidsâ was chosen intentionally and was not intended to be synonymous with âliquids,â
Accordingly, the Court construes âchannel for injecting fluids,â to mean âlengthwise running conduit or passageway (including the central lumen of the guide tube) through which liquids or gases can be forced.â
CONCLUSION
The Court construes the disputed claim terms in the '787 patent as set forth in this Memorandum Opinion and Order. Per-ouseâs Motion to Exclude Defendant/Counterclaim Plaintiffs Newly Proposed Claim Constructions [45] is DENIED.
SO ORDERED.
*397 APPENDIX
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*398 [[Image here]]
*399 [[Image here]]
*400 [[Image here]]
*401 6,019,787
FITTING TOOL FOR USK OF AN EXPANSIBLE ENDOPROSTHESIS FORA HUMAN OR ANIMAL TUBULAR ORGAN
This is a divisional application of Ser. No. 08/146,137, $ filed Apr. 21,1994 now U.S. Pal. No. 5,755,76$, which is a 371 of PCT/FR93/00246, filed Mar. 11, 1993.
BACKGROUND OF THE INVENTION
The present invention relates tu an expansible endopros-thesis for a human or animal tubular organ, of the type comprising an expansible mesh of cylindrical general shape, and is useful in particular for the endolumina! treatment of aneurisms and to dilations.
Endoprostheses of this type generally consist of a single metal mesh which can be expanded using a balloon, or arc w auto-expansible, i.e. self-expanding. After a transluminal dilation, they are inserted endoluminally using a probe, then expanded or released.
These known endoprostheses are not entirely satisfactory, because the tissues penetrate the cavities of the mesh and are 20 traumatized and, in addition, the eudoprosthesis creates turbulence in the blood How.
Furthermore, these endoprostheses caonot be used for treating aneurisms, or more generally for connecting two healthy segments of a tubular organ such as a vessel, since 25 they arc not liquid-tight.
SUMMARY OF THE INVENTION The object of lite invention is to provide an expansible endoprosthesis which elimĂnales these drawbacks. For this 30 purpose, the invention provides an endoprosthesis of the aforemeutioned type, but wherein a mesh is embedded in an extensible and biocompatible plastic or elastomer film, this film filiiug the cavities of ibe mesh and covering the entire surface of the mesh substantially throughout the whole 35 extent of the endoprosthesis.
According to other characteristics: the film consists of a polymer such as polyurethane or a natural or synthetic rubber;
the endoprosthesis is of the auto-expansiblc pr self- 40 expanding type, and the end pans of the endoprosthesis are flared when it is in its expanded state; the mesh is made of stainless steel or of a relatively rigid plastic such as polytctrafluoroethylene which has been made radiopaque. 45
Another aspect of the invention is a tool for fitting an aulo-cxpansibic endoprosthesis as defined above. This tool comprises:
a guide tube provided at its distal end with a housing part (shown in drawings as shaped like a tulip) for housing 50 lie endoprosthesis in the contracted state; and means for opening ibe tulip-shaped housing part longitudinally.
According to one embodiment, such means comprise wires for .separating, such as by cutting, the tuJip-sbaped 55 housing part into several pctal-like parts, or sections such wires being connected to an actuation handle.
According to another embodiment, such means comprise a longitudinal opening of the tuh'p-shaped housing parL, each edge of which bas a series of gussets, the gussets of the two fi0 edges being fitted imo C3ch other and being held by a cord which passes through them and which is connected to an actuation handle.
BRIEF DESCRIPTION OF THE DRAWINGS fi5
Embodiments of the invention will now be described with reference to the attached drawings, in which:
FIG. 1 diagrammatically represents an endoprosthesis according to the invention in a retracted state;
HG. 2 diagrammatically represents the same endopros-thesis in an expanded state;
FIG. 3 represents, on a greatly enlarged scale, in perspective, a tool for fitting an auto-expansible endopros-thesis according to the invention;
FIG. 4 is a view in longitudinal secliou ofthe tool in FIG. 3;
FIG. 5 is a view taken in section along the lice V â V in FIG. 4;
FIG. 6 illustrates (he use of the tool in FIGS. 3 to 5;
FIG. 7 represents the corresponding expansion of the endoprosthesis; and
FIG.SdiagrimmaiicaUy represents, on a greatly enlarged scale and in perspective, another tool for fitting an auto-expansible endoprosthesis according to the invention.
DETAILED DESCRIPTION OF THE INVENTION
The endoprosthesis 1 represented in FIGS. 1 and 2 consists of a tubular mesh 2 embedded in a film 3.
The mesh 2 consists of stainless steel of biocompatible grade. Mesh 2 can be made by weaving or knitting of a yarn, axial spreading of a tube, or by any other suitable technique. It is plastically deformable, that is to say that it has a first stable shape of small diameter, represented in FIG. 1, in which the cavities form diamonds elongated parallel to its axis, aad a second stable shape of greatly enlarged diameter and shorter length, represented, in FIG. 2, in which the cavities form diamonds elongated in the circumferential direction. Mesh 2 has opposite ends or end portions and a body or main portion extending between said end portions, as clearly illustrated.
The mesh 2 is entirely emhedded in film 3 of an extensible and liquid-tight material which fills its cavities. Film 3 covers and is attached to the entire exposed surface of mesh 2 including portions thereof defining the cavities (herein. The extensibility of this material is sufficient for the film 3 to be able to follow the deformation of the mesh 2 from its contracted state to its expanded stale wiihouL tearing or detachment, despite the deformation of the cavities of the mesh. Appropriate materials arc a biocompatible elastomer, which may be a natural or synthetic rubber, oc alternatively a biocompatible polymer such as polyurethane.
The coating of the mesh 2 with the film 3 may be carried out by technique* of co-extrusion or immersion, after degreasing of the metal and its treatment with a primary adhesion substance.
In the expanded slate (FIG. 2), a liquid-tight tubular segment is then obtained which can be used as an endopros-thesis or "stentâ after a transluminal dilation. This endopms-thesis docs not traumatize the tissues and creates practically no turbulence in the blood fiow, since the tissues and the blood arc in contact with a practically smooth elastomer or polymer surface.
Because of its leaktightness, the endoprosthesis can be used for endolumina) treatment of an aneurism, by making h bridge ibe aueurisin, each of US cods being applied radially againsL tlx; inner wall of a healthy artery segment adjacent to the aneurism.
In another embodiment, illustrated in FIGS. 3 to 7, the mesh 2 of the endoprosthesis 1A is auto-expansible, which is obtained conventionally by using stainless steel wiib spring properties.
*402 6,019,787
For fiuiug the eudoprosthesis 1A, it is compressed radially into its configuration in FIG. 1, which is not stable, and h is inserted icio a tulip-shaped end 4 of a tool 5 represented iu FIGS. 3 lo 5.
The distal end of the housing pari 4 (shown in ihc $ drawings as shaped like a tulip) is open and has three notches 6 spaced at angles of 120 0 from each other. Its proximal end forms an inner sbonldcr 7 from which extends a gnide tube 8. In the plane of each notch 6, a channel $ formed in the thickness of the wall of the lube 8 emerges 10 outwards through radial orifices 10,11, on the one hand near the shoulder 7, and on the other hand near (he proximal end of the tube 8.
It is also possible lo provide in the thickness of the wall of the lube 8, as shown, longitudinal channels 12,13 for 15 injecting fluids, which channels start from the proximal end of tube 8 and emerge into a space inwardly of the tube 8 near the shoulder 7.
In each of the three aforementioned planes, a flexible wire 14 passes through the respective notch 6, An inner strand 15 20 of wire runs along the inner wall of the tulip-shaped part 4, passes through an orĂfice 16 provided in the shoulder 7, penetrates the orifice 10, extends along the channel 9, leaves through the orĂfice 11 and rejoins an actuaiioo handle 17 (FIG. 3). An outer strand 18 of the wire 14 runs along the 25 outer wall of the tulip-shaped pact, follows the same path 19,
11 as the strand 15, and also rejoins the handle 17. This handle is therefore connected to six wire strands, and the thiec inner strands 15 are pressed fiat against the inner wall of the tulip-shaped part by the tendency of the endopros* 30 thesis LA to expand.
Before using the endoprosthesis, after a transluminal dilation or for treating an aneurism, the tool 5 is threaded onto a guide, inserted through the skin and conveyed endolu- ^ minally as far as the desired location.
Ihe operator then pull* on the handle 17. This tensions the three wires 15, and these wires each cut the tulip-shaped housing part 4 along one generatrix. The tulip-shaped housing pari then progressively releases the endo-prosthesis, 4Q which expands by itself, as illustrated in FIG. 6. When the tulip-shaped housing part is completely ojien, the tool is withdrawn by pulling on (be lube 8.
In the expanded state (FIG. 7), it is seen rhat the two ends of the endoprosthesis are automatically flared, which pro- 45 vides two advantageous effects: on the one hand, the leak-tightness of ibe endoprosthesis and Ihe artery is reinforced, and, on the other hand, the ends 19 of the wires of the mesh 2 extend slightly beyond ibe him 3 and form as mauy points for anchoring the endoprosthesis in the artery.The endopros- 50 thesis is thus positionally stabilized.
Other materials may be used to form the mesh 2. For example, in order to produce an auto-expansiblc endoprosthesis, a yam of a relatively rigid polymer with spring properties, such as polytelrafluorocthylcne (PTFE), 55 which has been made radiopaque, may be used.
Another embodiment of the tool 5 has been represented diagrammatically in FIG. 8. This tool differs from (hat described hereinabove by die means for longitudinal opening or the tulip-shaped housing part. so
Thu lulip-shaped housing pari is actually slit longitudinally over its entire height. Each edge of (be slit includes a series of projecting cylindrical gusseih 20. When ibe tulip-shaped housing part is in its dosed cylindrical stale, and holds an auto-cxpansible endoprosthesis 1A in the con- 6$ traded slate, the gussets 20 of the two edges interpenetrate, aud the whole is held by a cord 21 which passes through all the gussets and i$ connected, at its proximal end, eo the actuation handle 17.
The endoprosthesis is released simply by pulling on the handle 17.
Wc claim:
1. A tool for fitting a self-expanding stent comprising:
a guide tnbe having a distal end;
a housing part for housing a self-expanding stent, said housing part provided at said distal end of said gnide lube; and
a housing part opener for opening said housing part independent of the self-expanding stem.
2. The tool of claim 1, wherein said housing part opener includes an actnaĂŒon handle and wires fot uniting said housing part into several sections, said wires being connected to said actuation handle.
3. The tool of claim 1, wherein said housing pari includes a longitudinal slit forming edges in said housing part, said housing part having a series of gnssets disposed along each of said edges, said gussets along each of said edges being filled together; and
said housing part opener including an actuation handle and a cord, said cord passing throngh said gussets along each of said edges such that said cord holds said edges together, said cord being connected to said actuation handle.
4. The tool of claim I, wherein said housing part comprises a lulip-sbaped bousing part.
5. The tool of claim 4, wherein said housing part opener includes an actuation handle and wires for cutting said bousing pan into several sections, said wires being connected to said actuation handle.
6. The tool of claim 4, wherein said housing part includes a longitudinal slit forming edges in said housing part, said housing part having a series of gnssets disposed along each of said edges, said gussets along each of said edges being fitted together; aad
said housing part opener including an actuation handle and a cord, said cord passing through said gussets along each of said edges such that said cord holds said edges together, said cord heing connected to said actuation handle.
7. 'Ific tool of claim 4, wherein said guide lube includes at least one longitudinal channel for injecting fluids.
8. The tool of claim 7, wherein said housing part opener includes an actuation handle and wires lor cutting said housing part into several sections, said wires heing connected to said actuation handle.
9. The tool of claim 7, wherein said housing part includes a longitudinal slit formiug edges in said housing part, said housing pari having a series of gussets disposed along each of said edges, said gussets along each of said edges being fitted together; and
said housing pari opener including an actuation handle and a cord, said cord passing through said gussets along each of said edges such that said cord holds said eriges together, said cord being connected to said actuation handle.
10. The tool of claim 1, wherein said guide tube includes at least one longitudinal channel lor injecting fluids.
11. The tool of claim 10, wherein said housing pan opener includes an actuation handle and wires for cutting said housing part into several sections, said wires being connected to said actuation handle.
12. The tool of claim 10, wherein said bousing part includes a longitudinal slit forming edges in said bousing *403 pail, said housing pan having a series of gussets disposed along each of said edges, said gusseis along each of said edges being fitted together; and said housing part opener including an aclualion handle and a cord, said cord passing through said gussets along each of said cdg«s such that said cord holds said edges together, said cold being connected to said actuation handle.
6.019.787
. The '787 patent is reproduced in the Appendix to the Courtâs opinion.
. A stent is a vascular implant that is used to hold open a blood vessel or other body lumen, used in the treatment of vascular aneurysms and dilations. A "self-expanding stentâ can expand by itself from a compressed configuration to a fully expanded one.
. The '137 application was filed on April 21, 1994 and later issued as U.S. Patent No. 5,755,769, entitled "Expansible endoprosthe-sis for a human or animal tubular organ, and fitting tool for use thereof.â
. "The Patent Office can issue a restriction requirement if it finds that two or more inventions claimed in a patent application are 'independent and distinct.â 35 U.S.C. § 121 (1994).... In response to a restriction requirement, an applicant must elect one invention for examination. See 37 C.F.R. § 1.142(a) (1999). Claims to the non-elected invention(s) are withdrawn from consideration and must be canceled before the application is allowed to issue as a patent. See 37 C.F.R. § 1.142(b) (1999).â Helifix Ltd. v. Blok-Lok, Ltd., 208 F.3d 1339, 1348 (Fed.Cir. 2000); see also Manual of Patent Examining Procedure § 802.02 ("Restriction is the practice of requiring an applicant to elect a single claimed invention (e.g., a combination or sub-combination invention, a product or process invention, a species within a genus) for examination when two or more independent inventions and/or two or more distinct inventions are claimed in an application.â).
.The alleged differences between the claim constructions proposed in Gore's opening brief and reply brief are based on a comparison between the claim constructions listed in the proposed order accompanying Gore's reply brief and those listed in bullet points in the "Conclusionâ section of Gore's opening brief. (See Gore Opening Br. 39; Gore Reply Br. Attach. #1.) When construing terms for which Gore has provided different constructions, the Court has assumed that the construction proposed in connection with Goreâs reply brief is Goreâs final and intended proposed construction.
. Perouse notes that it also wasted time and money due to Goreâs failure, in its opening brief, to provide constructions of numerous claim terms that Gore had previously maintained required construction. (Perouse Reply Br. 3-5; Perouse Mot. to Exclude Br. 3.) Perouse states that it agreed to construe numerous terms that it did not believe were in dispute because Gore insisted that these terms required construction, only to find, after receiving Goreâs opening brief, that Gore had chosen not to construe many of these terms. (Perouse Reply Br. 3-5; Perouse Mot. to Exclude Br. 3.) Goreâs conduct was prejudicial, Perouse claims, because Perouse incurred substantial attorneys' fees and wasted limited briefing space construing terms that were in fact not in dispute. (Perouse Mot. to Exclude Br. 3.)
. Perouse contends that the effective filing date for claims 1, 2, 4, 5, 7, 8, 10, and 11 is March 12, 1992, and that the relevant date for claims 3, 6, 9, and 12 is March 11, 1993. (Golds Decl. ¶ 16.) Gore disputes that the '787 patent is entitled to an effective filing date of March 12, 1992 (the filing date of the inventorsâ French patent application No. 92 02 971 (See, e.g., Gallagher Decl. Ex. B at 1, 13-14, 189, 229-249)), but apparently does not dispute that the 787 patent is entitled to an effective filing date of March 11, 1993 (the filing date of international patent application PCT/FR93/00246 (See, e.g., Gallagher Decl. Ex. B at 1, 13-14, 189, 210-222)). (Gore *370 Opening Br. 4 n. 4, 13.) Because neither party argues otherwise, the Court assumes that die ordinary meaning of all disputed claim terms to a person of ordinary skill in the relevant art was the same on March 12, 1992 and March 11, 1993.
. A patent claim is typically drafted in three parts: the preamble, the transition; and the body. 3-8 Chisum on Patents § 806[l][b] (2007). In the '787 patent, as in many patents, the preamble consists of the language preceding the transition phrase "comprising.â See, e.g., Bicon, Inc. v. The Straumann Co., 441 F.3d 945, 949 (Fed.Cir.2006).
. As discussed infra, the Court has used the word "coveringâ instead of "piece that coversâ to avoid any implication that the piece only infringes when it is "actuallyâ covering a self-expanding stent. See infra note 10.
. Gore interprets Perouseâs construction, âa piece that coversâ as requiring a structure that âactually covers a self-expanding stent.â (Gore Reply Br. 7 (emphasis added)) and asserts that this construction is improper because it "implicitly requires a stent to be part of the claimed toolâ (Gore Reply Br. 9). Gore seems to be suggesting that Perouse's proposed construction would only cover "housing partsâ while they are being used to cover stents. If this is Perouseâs contention, this would be an improper functional limitation on a claim addressed to structure, because the scope of an apparatus claim does not depend upon whether it is actually used for its intended purpose or not. See, e.g., Catalina Mktg. Intâl, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 809 (Fed.Cir.2002) (â[T]he patenta-bility of apparatus or composition claims depends on the claimed structure, not on the use or purpose of that structure.â); In re Gardiner, 36 C.C.P.A. 748, 171 F.2d 313, 315â 16 (Cust. & Pat.App.1948) ("It is trite to state that the patentability of apparatus claims must be shown in the structure claimed and not merely upon a use, function, or result thereof.â). However, it is not clear that Per-ouse makes this argument. To clear up any potential confusion, the Court emphasizes that its construction of "housing partâ means that the housing part must "fitâ a stent if and when the stent is inserted, not that the tool only infringes when the stent is actually fit inside the tool.
. While the language of Goreâs construction is ambiguous, Goreâs reply brief makes clear that Gore contends that the "housing partâ must be "in contact withâ the distal tip of the guide tube. (Gore Reply Br. 9, 11 (characterizing proposed construction as requiring that âthe housing part of the tool is provided at, i.e., in contact with, the tip end of a guide tubeâ) (emphasis added).)
. Goreâs construction of "distal endâ as it appears in this claim element is also inconsistent with Goreâs construction of the same claim language in the previous element, "a guide tube having a distal end.â "[S]aid distal end,â in the "housing partâ element of claim 1, refers to the same âdistal endâ that is recited in the âguide tube element.â See, e.g., Intamin Ltd. v. Magnetar Techs., Corp., 483 F.3d 1328, 1333 (Fed.Cir.2007) ("The use of the word âsaidâ in a claim refers to an earlier use of the term in the claim.â). Yet Gore did not construe âdistal endâ in the "guide tubeâ element to mean "distal tip,â but instead proposed "the extremity of the guide tube away from the operator of the tool.â See supra Discussion B.l.b.2. A claim term in a patent should be construed consistently wherever it appears. See, e.g., Rexnord Corp. v. Laitram Corp., 274 F.3d 1336, 1342 (Fed.Cir.2001).
. Gore argues that the use of "meansâ in the specification indicates that "housing part openerâ should be construed as a âmeans-plus-functionâ element. (Gore Opening Br. 28.) However, "meansâ must be used in the claim to trigger the presumption that § 112 ¶ 6 applies. See, e.g., 911EP v. Whelen Engâg Co., 512 F.Supp.2d 713, 726-27 (E.D.Tex. 2007) (not applying presumption though specification used the word "meansâ).
. Santinoranont is a patent for a "tampon inserterâ device. The Santinoranont device includes an outer tube with a closed forward end and a tampon that is releasably attached to the forward end of an inner insertion tube. (See Gallagher Deck Ex. B at 106-11.) The forward end of the insertion tube (with the tampon attached) is inserted into the outer tube and the tampon is pushed into through the closed forward end of the outer tube, rupturing it and permitting the tampon to be inserted into the vagina. (See Gallagher Deck Ex. Bat 106-11.)
. Claim 6 of the '657 application claimed:
[A] Wool for fitting an auto-expansible en-doprosthesis, characterized in that it comprises:
â a guide tube [] provided at its distal end with a tulip-shaped part [ ] for housing the endoprosthesis [ ] in the contracted state; and
â means [] for opening the tulip-shaped part longitudinally.
(Gallagher Deck Ex. B at 10.) Claim 9 of the '657 application claimed:
A tool for fitting a self-expanding stent comprising:
a guide tube having a distal end; a housing part for housing a self-expanding stent, said housing part provided at said distal end of said guide tube; and a housing part opener for opening said housing part independent of the self-expanding stent.
(Gallagher Deck Ex. B at 150.)
.To distinguish claim 9 from Santinoranont and overcome the examiner's rejection, the applicants argued:
The objects to be fitted by the present invention (e.g., a self expanding stent) have very little, if any, strength in the longitudinal direction. Therefore, these objects can not be pushed or otherwise used in order to open the housing part because, even if successful (which is doubtful), the objects would probably be damaged. Consequently, the tool of the present invention provides a housing part opener for opening the housing part independent of the objects housed therein.
The Santinoranont reference discloses a tampon inserter including an outer tube housing a tampon. The forward end of the outer tube ruptures when the tampon contained therein is pushed against the forward end. This reference does not disclose a housing part with a housing part opener for opening the housing part independent of the object to be fitted (i.e., a tampon).
As discussed above, a tool with a housing part opener for opening the housing part independent of the object to be fitted is critical in order to prevent damage to the object.
(Gallagher Deck Ex. B at 153-54.)
. Though neither party construed âopenâ or "openerâ in its claim construction briefs, it is apparent from the partiesâ arguments in support of their proposed constructions of the "housing part openerâ element that Gore interprets "openâ to mean "spread outâ or "unfoldâ (Gore Reply Br. 13-17), while Perouse interprets this term to mean âcreate[ ] a separationâ (Perouse Reply Br. 18-19).
. Perouse correctly points out that "independent,â as used in the claims and the prosecution history, is an adjective modifying the noun âopenerâ (Perouse Opening Br. 26; Perouse Reply Br. 14 n. 6), not an adverb modifying the verb âopeningâ ("independentlyâ is the adverb form), as Gore maintains (Gore Reply Br. 13-14 & n. 11). However, neither interpretation supports Goreâs position. Even if the limitation requires that the "openingâ of the housing part must be performed independently, without using the self-expanding stent, the stent may still be involved in the housing part's expansion, because this is distinct from the "openingâ of the housing part.
. While the language of Gore's proposed construction (as worded in Gore's proposed order) was "cutting or severing,â Gore's reply brief clarifies that the intended construction is "cutting, i.e., severing.â (Gore Proposed Order 2; Gore Reply Br. 20.)
. Perouse provided a construction for "sectionsâ in its opening brief. (Perouse Opening Br. 28-29.) However, Gore did not construe this term in its briefing or address its construction during the Markman hearing. Therefore, the Court presumes this claim term is not in dispute and does not require construction.
. Gore's expert cites the following dictionary definitions for âgussetâ: "1: A usu. diamond-shaped or triangular insert in a seam (as of a sleeve, pocketbook, or shoe upper) to provide expansion or reinforcement 2: A plate or bracket for strengthening an angle in framework (as in a building or bridge).â (Matsu-mura Decl. Ex. E at 543.)
. The patentee makes clear that "tulip-shapedâ refers to the shape of the closed housing part by stating that the stent is inserted into the "tulip-shapedâ end of the tool. ('787 patent col.3 11.1-4.)
. Because Gore's proposed construction is inconsistent with the drawings, it would also exclude both of the embodiments represented by these drawings. A construction that does not include preferred embodiments within its scope is "rarely, if ever, correct.â Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1583 (Fed.Cir. 1996).