Chime v. Peak Security Plus, Inc.
Paul CHIME, Individually and on Behalf of All Other Persons Similarly Situated v. PEAK SECURITY PLUS, INC. and Emmanuel Osula, Jointly and Severally
Attorneys
Dana Lauren Gottlieb, Jeffrey M. Gott-lieb, Gottlieb & Associates, Douglas Brian Lipsky, Bronson Lipsky LLP, . New York, NY, for Plaintiff., Randolph E. White, White & Wolner-maxi, PLLC, New York, NY, Raymond Nardo, Attorney at Law, MineĂłla, NY, for Defendants.
Full Opinion (html_with_citations)
ORDER
Plaintiff Paul Chime (âPlaintiffâ) brought this action on behalf of himself and others similarly situated alleging Defendants Peak Security Plus, Inc. (âPeak Securityâ) and Emmanuel Osula (âOsulaâ) (collectively, âDefendantsâ) violated the Fair Labor Standards Act of 1938 (âFLSAâ) and New York Labor Law (âNYLLâ) by failing to pay' Plaintiff, as well as others similarly situated, overtime wages for hours worked in of forty per week and compensation for work performed 'âoff-the-clock.â ' Dkt. 61 (âCompLâ). On September 9,- 2013, Plaih-tiff filed a motion for conditional certification of a collective action. Dkt. 23 (âMotion to Certifyâ). On September 5, 2014, Defendants filed a Motion to Dismiss. Dkt. 67 (âMotion to Dismissâ).
On September 9, 2015, Magistrate Judge Viktor V. Pohorelsky filed a Report and Recommendation (âReport and Recommendationâ) recommending the Court conditionally certify Plaintiffs proposed collective action, authorize notice to be issued to putative collective members, approve
DISCUSSION
In reviewing a Report and Recommendation, the court âmay accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate judge.â 28 U.S.C. § 636(b)(1). âWhen objections to a magistrate judgeâs report and recommendation are lodged, the district court makes a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made. General or conclusory objections, or objections which merely recite .the same arguments presented to the magistrate judge, are reviewed for clear error.â Praileau v. Cnty. of Schenectady, 09-CV-0924, 2010 WL 3761902, at *1 (N.D.N.Y. Sept. 20, 2010) (McAvoy, J.) (adopting Report and Recommendation of Magistrate Judge George H. Lowe) (internal quotations marks and citations omitted).
Here, Defendants filed objections to the portions of the Report and Recommendation which did not dismiss Plaintiffs class action claims and which granted Plaintiffs motion for equitable tolling of the statute of limitations. Defendantsâ Objections to the R & R. However, because Defendantsâ objections âmerely recite- the same arguments presented to [Magistrate Judge Po-horelsky],â the Court need only review the Report and Recommendation for clear error. Praileau, 2010 WL 3761902, at *1; compare Defendantsâ Objections to the R & R with Dkt. 28 (âMemorandum in Opposition to Certificationâ) at 12-13 and Dkt. 83 (âSupplemental Submission in Opposition to Certificationâ) at 1-2.
Plaintiff filed one objection to the Report and Recommendation; arguing the statute
The Court finds there was no clear error in the Report and Recommendationâs determination that Defendantsâ motion to dismiss be denied. The Court further finds that there was no clear error in the Report and Recommendationâs determination that the Court âconditionally certify [P]laintiffs proposed collection action under 29 U.S.C. § 216(b), authorize notice to be issued to putative collective members, and subject to the revisions set forth in Section III.D [of the Report and Recommendation], approve [Plaintiffs]. proposed Notice and Consent forms[,]â and âgrant the [P]laintiff s motion for class certification and appoint [Plaintiffs counsel as class counsel.â R & R at ,40-41.
With respect to the equitable tolling, issue, the Court, notes that while the Report and Recommendation of Magistrate Judge Pohorelsky addresses this, rel
The Court therefore adopts the conclusions of Magistrate Judge Pohorelskyâs Report and Recommendation with the exception that Plaintiffs statute of limitations shall toll as of the date of the filing of the Motion to CertifyâSeptember 9, 2013. See Motion to Certify.
SO ORDERED.
REPORT AND RECOMMENDATION
Currently pending before the court are motions by both the plaintiff and the defendants concerning the Second Amended Class Action Complaint (âSACACâ). The SACACâs principal allegations are that the defendants failed to provide the plaintiff (as well as other similarly situated employees of the defendants) overtime premiums for hours worked in excess of forty per week, and did not compensate him for work performed âoff-the-clock,â in violation of the Fair Labor Standards Act (âFLSAâ) and the New York Labor Law (âNYLLâ). The defendants have moved to dismiss the SACAC, pursuant to Fed. R.Civ.P. 12(b)(6). The plaintiff, on the other hand, has moved for conditional certification of a collective action with respect to the FLSA claims, and for class certification with respect to the NYLL claims. The Honorable William F. Kuntz has referred all of the motions to me for a report and recommendation. For the reasons that follow, I recommend that the defendantsâ motion be denied, and that the plaintiffs motions be granted.
I. Background
Plaintiff Paul Chime (âChimeâ) initiated this action by filing his initial complaint on January 28, 2013. An amended complaint was filed on April 12, 2013, which the defendants then moved to dismiss. Several months thereafter, the plaintiff moved for conditional collective and class certification. The plaintiff then sought, and was granted, leave to file a second amended complaint, which he did in June 2014. The defendants now move to dismiss the Second Amended Class Action Complaint (âSACACâ) for failure to state a claim.
According to the SACAC, Chime was employed as a security guard by defendant Peak Securityâof which defendant Emmanuel Osula is President and Chief Executive Officerâfrom September 2009 through November 2011. During this time, Chimeâs regular work schedule consisted of five eight-hour shifts per week, for a total of forty hours per week. The plaintiff alleges, however, that he (and the class and collective action members) often worked in excess of forty hours per week. This primarily occurred as a result of three discrete conditions. First, security guards were asked to cover a co-workerâs shift, resulting in that guard working six to eight hours beyond his regular weekly schedule. Second, pursuant to the defendantsâ policy that guards must arrive at their posts at least fifteen minutes before their shifts began, Chime worked approximately fifteen extra minutes for each shift. Finally, Chime allegedly worked extra hours when his co-workers failed to arrive in time for their scheduled shifts. This occurred as a result of the defendantsâ
The crux of the plaintiffs allegations is that, despite knowing that Chime and similarly situated employees were working in excess of forty hours per week, the defendants did not compensate them accordingly. The claim has several components: (1) that defendants did not pay Chime (and upon information and belief, the class and collective action members) the overtime premium of one-and-a-half times their regular hourly rate; (2) that the defendants did not compensate its workers at all for hours worked beyond forty per week; and (3) that the defendants paid for hours worked in excess of forty, but paid only $9.00 per hour for overtime work, as opposed to $12.00 per hour for work during regularly scheduled shifts. The plaintiff also alleges that the defendants failed to provide adequate wage statements.
Chime has brought five claims against the defendants. The first two are brought pursuant to the FLSA, one for unpaid overtime (which appears to correspond with the allegations that the defendants failed to pay overtime premiums or paid less than the normal rate of $12.00 per hour) and the other for unpaid âoff-the-clockâ work (which presumably relates to the allegations that the defendants did not compensate the plaintiff at all for overtime hours worked). Two largely similar claims are brought pursuant to the NYLL, along with a claim for recordkeeping violations. Relying on âpersonal observations,â Chime alleges' that he is aware of at least 100 other potential collective and class action members. Accordingly, his FLSA claims are brought as a collective action pursuant to 29 U.S.C. § 216(b), and his NYLL claims are brought as a class action under Fed.R.Civ.P. 23.
II. Defendantsâ Motion to Dismiss
A. Introduction
Although not organized as such, the defendantsâ motion essentially proceeds on four substantive grounds for dismissal of the plaintiffs FLSA claims. They argue that the SACAC fails to allege that Chime is covered by the FLSA, that the statute of limitations renders plaintiffs FLSA claims time-barred, that some of the work for which the plaintiff seeks compensation is non-compensable under the FLSA, and that the SACAC generally fails to state a cause of action. In addition, the defendants argue that the NYLL claims should be dismissed for lack of supplemental jurisdiction.. The court, finds no merit in any of the defendantsâ arguments for dismissal.
B. Legal Standard
A motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6)
The Supreme Court clarified the pleading standard in Bell Atlantic v. Twombly, 550 U.S. 544, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). In Twombly, the Courtexplic-itly retired the familiar rule from Conley v. Gibson that âa complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief,â 355 U.S. 41, 45-46, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957), declaring that the âno set of facts language has been questioned, criticized, and explained away long enough,â Twombly, 550 U.S. at 546, 127 S.Ct. 1955. Twombly held that to avoid dismissal, plaintiffs must plead facts that ânudg[e] their claims across the line from conceivable to plausible.â Twombly, 550 U.S. at 570, 127 S.Ct. 1955; accord, Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (requiring factual allegations that âallow[ ] the court to draw the reasonable inference that the defendant is liable for the misconduct allegedâ).
Twombly explicitly rejected, however, a blanket requirement of heightened fact pleading, and the Courtâs more recent decision in Erickson v. Pardus reaffirmed that the . notice pleading standard still determines legal sufficiency as a general matter. 551 U.S. 89, 93-94, 127 S.Ct. 2197, 167 L.Ed.2d 1081 (2007) (per curiam). Accordingly, the Second Circuit has interpreted â[tjhese conflicting signalsâ as ânot requiring a universal standard of heightened fact pleading, but ... instead requiring a flexible âplausibility standard,â which obliges a pleader to amplify a claim with some factual allegations in those contexts where such amplification is needed to render the claim plausible.â Iqbal v. Hasty, 490 F.3d 143, 157-58 (2d Cir.2007) (emphasis in original).
C. Coverage Under the FLSA
In order to recover under the FLSA, a plaintiff must demonstrate that he is either personally âengaged in [interstate] commerce or in the production of goods for commerce, or is employed in an enterprise engaged in [interstate] commerce or in the production of goods for [interstate] commerce.â 29 U.S.C. § 206(a), 207(a); see, e.g., Shim v. Millennium Grp., No. 08 Civ. 4022, 2009 WL 211367, at *2 (E.D.N.Y. Jan. 28, 2009) (quoting 29 U.S.C. §§ 206(a), 207(a) and citing Jacobs v. New York Foundling Hosp., 483 F.Supp.2d 251, 257-58 (E.D.N.Y.2007)). The SACAC plainly alleges that Peak Security is an enterprise engaged in commerce or in the production of goods for same, in that, inter alia, its employees handle goods and materials (e.g. log books, uniforms, and walkie-talkies) that have been produced for and moved in commerce. See SACAC at ¶8. This suffices to raise the prospect of Chimeâs recovery under, the FLSA, because âas long as the employer achieves an annual gross business volume of $500,000 or more, all of the employerâs employees are covered un
This holding is consistent with those commonly found in the present, context. See Nichols v. Mahoney, 608 F.Supp.2d 526, 548 (S.D.N.Y.2009) (â[V]irtually every enterprise in the nation doing the requisite dollar volume of business is covered by the FLSA.â) (quoting Archie v. Grand Cent. Pâship, Inc., 997 F.Supp. 504, 530 (S.D.N.Y.1998)); Zhong v. August August Corp., 498 F.Supp.2d 625, 629 (S.D.N.Y.2007) (requirement satisfied where plaintiff merely âalleged that [a]t all times relevant to this action, Defendant was an enterprise covered by the FLSA as defined byâ portion of FLSA that âoutline a definition of âenterpriseâ that encompasses any entity that is âengaged in commerce or in the production of goods for commerceââ) (internal quotation marks omitted). The cases cited by the defendants involved complaints beset by flaws that are absent here, see, e.g., Jones v. E. Brooklyn Sec. Servs. Corp., No. 11 Civ. 1021, 2012 WL 909830, at *2 (E.D.N.Y. Feb. 28, 2012) (plaintiff provided no factual support for assertions regarding commerce), report and recommendation adopted, No. 11 Civ. 1021, 2012 WL 909825 (E.D.N.Y. Mar. 16, 2012), and therefore do not compel a contrary conclusion. The argument that the SACACâs allegations of defendantsâ commercial activities fail to place Chime within the FLSAâs purview should therefore be rejected.
D. Statute of Limitations
The FLSA provides a statute of limitations of two years from the date ĂĄ cause of action accrues, except for willful violations, in which case the statutory period is extended to three years. See 29 U.S.C. § 255(a). The threshold question for determining the timeliness of the plaintiffs claims, then, is whether the plaintiff has pleaded a willful violation of the FLSA. A willful violation occurs when an employer âeither knew of showed reckless disregard for the matter of whether its conduct was prohibited byâ the FLSA. Young v. Cooper Cameron Corp., 586 F.3d 201, 207 (2d Cir.2009) (quoting McLaughlin v. Richland Shoe Co., 486 U.S. 128, 133, 108 S.Ct. 1677, 100 L.Ed.2d 115 (1988); citing Herman v. RSR Sec. Svcs. Ltd., 172 F.3d 132, 141 (2d Cir.1999)). The employee" bears the burden of demonstrating willfulness. Id. (citing Herman, 172 F.3d at 141). Courts considering this question on motions to dismiss tend to favor findings of willfulness. The court in Goodman v. Port Auth. of New York & New Jersey, 850 F.Supp.2d 363 (S.D.N.Y.2012), for example, wrote that â[wjhether or not a violation of the FLSA is âwillfulâ is a fact-intensive inquiry notâappropriately resolved on a motion to dismiss,â and accordingly denied a motion to dismiss claims occurring between two and three years before the filing of the complaint. See id. at 381; see also Alvarez v. IBM Restaurants Inc., 839 F.Supp.2d 580, 587-88 (E.D.N.Y.2012) (âCourts in this circuit have generally held that where willfulness is in dispute, a three-year statute of limitations applies at the conditional certification stageâ) (citing McBeth v. Gabrielli Truck
To this end, plaintiffs may allege willfulness in general terms and nonetheless meet their burden of demonstrating a willful violation of the FLSA in order to avail themselves of the three-year statute of limitations. See, e.g., Neil v. Sidney W. Barbanel Consulting Engâr LLC, No. 12 Civ. 4061, 2014 WL 3907909, at *2 (E.D.N.Y. Aug. 11, 2014) (at motion to dismiss stage, general assertion of willfulness satisfactory for purposes of invoking three-year statute of limitations) (citing Moran v. GTL Const., LLC, No., 06 Civ. 168, 2007 WL 2142343, at *4 (S.D.N.Y. July 24, 2007)). Chime has satisfactorily done so. First, the SACAC makes several general averments of willfulness, which are sufficient to invoke the three-year statute of limitations under the FLSA. See Litras v. PVM Intâl Corp., No. 11 Civ. 5695, 2013 WL 4118482, at *6 (E.D.N.Y. Aug. 15, 2013) (citing Moran, 2007 WL 2142343 at *4). In relevant part, it states that (1) defendants were aware of, and âknowingly and/or recklesslyâ disregarded their obligations to pay overtime premiums; (2) defendants wilfully violated the FLSA by lmowingly and intentionally failing to pay overtime wages; and (3) defendantsâ willful violations warrant a three-year statute of limitations. Nee-SACAC at ¶¶75, 85, 88,
Moreover, although the SACAC does not .offer much by way of specific allegations of willfulness, it does suggest defendantsâ knowledge or reckless disregard of their conduct being violative of the FLSA; Chime alleges, for example, that he discussed with his manager that 'he' had not been paid overtime, See id. at ¶ 67, and that the defendants advised Chime and other employees that' the company was unable to pay the owed overtime because they lacked cash on-hand, See id. at ¶ 64. These allegations provide further support for the notion that the defendants wilfully violated the 'FLSA. Although the plaintiff does not expressly allege the defendantsâ awareness of their FLSA violations, as noted, he need not do so; instead, his general averments of willfulness, coupled with these events suggesting knowledge, more than suffice. Compare Zubair v. EnTech Engâg P.C., 900 F.Supp.2d 355, 360 (S.D.N.Y.2012) (defendants that comprised a small business without in-house counsel found to be âgenuinely ignorant of the applicable laws governing overtime compensationâ for purposes of willfulness).
In light of the above, a three-year statute of limitations governs plaintiffs claims. Because this matter was initiated with the filing of the original complaint on January 28, 2013, Chimeâs claims are timely if they are found to accrue after January 28, 2010. An FLSA action for unpaid overtime accrues âwhen the employer fails to pay the required compensation for any workweek at the regular pay day for the period in' which the workweek ends.â 29 C.F.R. § 790.21; see also Hosking v. New World Mortgage, Inc., 602 F.Supp.2d 441, 446 (E.D.N.Y.2009) (â[F]or the purposes of establishing the statute of limitations under the FLSA, a new cause of action accrues with each payday following an allegedly unlawful pay period.â) (quoting Lee v. ABC Carpet & Home, 236 F.R.D. 193, 199 (S.D.N.Y.2006) and citing 29 C.F.R. § 790.21(b)).
Under these standards, plaintiffs FLSA claims are timely pleaded. The SACAC expressly alleges that Chime worked six or more eight-hour shifts in weeks commencing on January 24, July 25, August 2, August 9, and December 19 of 2010; and August 28, 2011.
E. Whether the Time Sought is Com-pensable
The defendants also argue that the plaintiff fails adequately to allege that the time spent before and after Chimeâs work shifts is compensable. An employee may recover for any time spent on activities that âconstitute âan integral and indispensable part of the principal activity of the employment.â â See Donnelly v. Greenburgh Cent. Sch. Dist. No. 7, 691 F.3d 134, 144 (2d Cir.2012) (quoting Steiner v. Mitchell, 350 U.S. 247, 256, 76 S.Ct. 330, 100 L.Ed. 267 (1956) and citing Kosakow v. New Rochelle Radiology Assocs., P.C., 274 F.3d 706, 717-18 (2d Cir.2001)). Defendants rely on two theories to categorize Chimeâs pre-and post-shift activities as ânot integral and indispensableâ and therefore ânot compensable under the FLSA.â Id. at 144-45 (citing Gorman v. Consol. Edison Corp., 488 F.3d 586, 591-95 (2d Cir.2007)). Neither is persuasive.
First, the defendants seek to eliminate that aspect of the plaintiffs claim that, in their view, rests on non-payment for time spent' by employees while they âdon and doffâ their uniforms prior to their shift. See Defendantsâ Brief in Support at p. 8. Time spent donning and doffing uniforms is not compensable, they argue, and therefore cannot support a claim for unpaid wages. The plaintiff correctly counters, however, that he has not asserted an FLSA claim for time spent donning and doffing uniforms, and accordingly the court need not address whether or not such activities are compensable.
Defendantsâ other argument relies solely upon Albrecht v. Wackenhut Corp., 379 Fed.Appx. 65 (2d Cir.2010), a Second Circuit case which considered whether security guards could be compensated under the FLSA for time spent obtaining and returning firearms and radios. See id. at 67. The court answered this question in the negative, but not because activities occurring before and after work shifts are necessarily non-compensable. Instead, the courtâs âcritical inquiry [] focuse[d] more narrowly on the time spent obtaining/returning the firearm and radioâ; specifically, the court asked whether the time spent performing these activities was de minimis.
Albrecht in fact militates against the defendantsâ position. The court there was faced with statements in the plaintiffsâ affidavits that they (like Chime) were required to report to an assigned post fifteen minutes before their shift began. Although the court denied the plaintiffs recovery for such time, its decision rested solely on procedural groundsâby not making such allegations in their complaint, the plaintiffs had waived this argument. The court made clear that had the plaintiffs made such allegationsâas did the plaintiff hereââ[s]uch waiting may well be com-pensable.â See id. at 68 (quoting Reich v. N.Y. City Transit Auth., 45 F.3d 646, 651 (2d Cir.1995)) (âTo be sure, on occasions, courts have found that compensable work can occur despite absence of exertion, where, for example, employees have been required to stand: by and wait for the employerâs benefit.â). In sum, the defendantsâ arguments that the plaintiff is not entitled to compensation for time spent before the beginning of his assigned shifts lack merit.
Finally, the defendants attack plaintiffs attempt to seek recovery for time spent during training seminars, for which defendants allegedly deducted $40.00 from plaintiffs wages, resulting in the plaintiff not being paid for this time. See SACAC at ¶ 69. âTime spent in training is generally considered compensable under the FLSA,â see, e.g., Wolman v. Catholic Health Sys. of Long Island, 853 F.Supp.2d 290, 304 (E.D.N.Y.2012) (citing Chao v. Tradesmen Intâl, 310 F.3d 904, 907 (6th Cir.2002)), aff'd in part, revâd in part on other grounds sub nom. Lundy v. Catholic Health Sys. of Long Island Inc., 711 F.3d 106 (2d Cir.2013), unless all four of the following, requirements are met: (1) attendance is outside of the employeeâs normal hours; (2) attendance is voluntary; (3) the training is not directly related to the employeeâs job; and (4) the employee does not perform any productive work during such attendance. See 29 C.F.R. § 785.27.
The plaintiffâs allegations sufficiently plead that the first two of these requirements are not satisfied, and accordingly that the time spent in training may be compensable. According to the complaint, attendance was not voluntary because âChime ... would have to attend training seminars.â . SACAC ¶ 69 (emphasis added). Moreover the fact that $40 was withheld from his pay for time spent in the seminars raises the clear inference that attendance was not outside of Chimeâs normal working hours, and in the very least suffices to state a claim for unpaid wages under the NYLL. See id.
1. Introduction
The defendants make various arguments addressed to the sufficiency of the pleadings, only one of which merits discussion here. Several of the arguments are made for the first time in the defendantsâ reply papers. As courts should not, and do not, consider contentions raised for the first time in a reply brief, see, e.g., United States v. Yousef, 327 F.3d 56, 115 (2d Cir.2003) (citing cases); Thomas v. Roach, 165 F.3d 137, 146 (2d Cir.1999), the arguments that are neither discussed nor referenced in defendantsâ initial brief are not addressed here. In addition, the defendants make arguments that seek to dismiss the collective and class actions on the grounds, respectively, that the plaintiff has not established that he is similarly situated to other employees, see, e.g., Myers v. Hertz Corp., 624 F.3d 537, 554 (2d Cir.2010), and has not satisfied the requirements of Fed.R.Civ.P. 23.
That said, the defendants properly raise the question of whether the SACAC makes allegations concerning unpaid hours of work with the requisite specificity to support an FLSA claim. This specific issue has been addressed in a recent series of Second Circuit decisions. Accordingly, these decisions are examined below to derive the applicable standard.
a. Lundy
The plaintiffs in Lundy v. Catholic Health Sys. of Long Island Inc., 711 F.3d 106 (2d Cir.2013) alleged that they were deprived of overtime pay as a result of the defendantsâ deduction of time from paychecks for meals and other' breaks, and because they were not paid for time spent working before and after scheduled shifts, as well as during training programs. Id. at 110-11. The Lundy court wrote that âto survive a motion to dismiss, Plaintiffs must allege sufficient factual matter to state a plausible claim that they worked compensable overtime in a workweek longer than 40 hours.â Id. at 114. Noting âthe degree of specificity needed to state an overtime claim under the FLSAâ was a question of first impression, the court provided the following benchmark: âin order to state a plausible FLSA overtime claim, a plaintiff must sufficiently allege 40 hours of work in a given workweek as well as some uncompensated time in excess' of the 40 hours.â See id. (citing 29 U.S.C. § 207(a)(1)).
Applying this standard to the facts before it, the Lundy court found no plausible FLSA claim, since the plaintiffs did' not allege âa single workweek in which they worked at least 40 hours and also worked uncompensated time in excess of 40 hours.â See id. â Although the plaintiff had alleged that she âoccasionallyâ worked in excess of forty hours; âhow occasionally or how long, she does not say; nor does she say that she was denied overtime pay in any such particular week.â See id. at 114-15. Another plaintiff similarly failed to allege âthat she was denied overtime
b. Nakahata
The Circuit revisited this question in Nakahata v. New York-Presbyterian Healthcare Sys., Inc., 723 F.3d 192 (2d Cir.2013). The Nakahata court reiterated the standard articulated in Lundy, and reached a similar conclusion, writing that
Plaintiffs have merely alleged that they were not paid for overtime hours worked. These allegationsâthat Plaintiffs were not compensated for work performed during meal breaks, before and after shifts, or during required trainingsâraise the possibility that Plaintiffs were undercompensated in violation of the FLSA and NYLL; however, absent any allegation that Plaintiffs were scheduled to work forty hours in a given week, these allegations do not state a plausible claim for such relief. To plead a plausible FLSA overtime claim, Plaintiffs must provide sufficient detail about the length and frequency of their unpaid work to support a reasonable inference that they worked more than forty hours in a given week.
Id. at 201. The Nakahata court therefore held that the âPlaintiffs failed to plead sufficient facts to make it plausible that they worked uncompensated hours in excess of 40 in a given week.â Id. .
c. Dejesus
Shortly, after Nakahata, the court once again considered this issue in Dejesus v. HF Mgmt. Servs., LLC, 726 F.3d 85 (2d Cir.2013), cert. denied, â U.S. â, 134 S.Ct. 918, 187 L.EdĂŒd 781 (2014). The plaintiff there had alleged that she worked in excess of forty hours per week during âsome or all weeksâ of her employment, and that she was not paid time-and-a-half for hours worked in excess of forty. See id. at 86. The Circuit in Dejesus expounded on its holdings in Lundy and Nakahata. It wrote that the Lundy plaintiffs had failed to allege they worked uncompensated overtime, because the hours alleged by the plaintiffs fell short of adding up âto a claim that over forty hours had been worked in any particular week. The allegations in Lundy thus failed because of arithmetic: tallying the plausible factual allegations, we could not get beyond forty hours in any given week, and therefore to a plausible claim for overtime.â See id. at 88-89. As to Nakahata, the Dejesus court characterized the holding there as arising from the fact âthat the allegations lacked the âspecificityâ requiredâ; although âthey raise[d] the' possibility of an overtime claim, âabsent any allegation that Plaintiffs were scheduled to work forty hours in a given week,â they did not- state a plausible claim for relief.â -See id. at 89 (quoting Nakahata, 723 F.3d at 201).
The Dejesus court observed that its plaintiff provided even less specificity, since she âalleged only that in âsome or all weeksâ she worked more than âforty hoursâ a week without being paid â1.5â times her rate of compensation.â Id. at 89. It agreed with the court in Pruell v. Caritas Christi, 678 F.3d 10 (1st Cir.2012), which considered a similar allegation to be âso threadbare or speculative that [it] fail[ed] to cross the line between the conclusory and the factual.â Dejesus, 726 F.3d at 89 (quoting Pruell, 678 F.3d at 13). Dejesus therefore affirmed dismissal of the plaintiffs complaint. See id. at 91.
The most salient .corollary from the Lundy-Nakahatar-Dejesus triumvirate is that an FLSA plaintiff must provide a certain degree of specificity as to uncompensated hours worked during a particular week. This is reflected in the pivotal passages from each case. Lundy wrote that âa plaintiff must sufficiently allege 40 hours of work in a given workweek as well
2. Analysis
According to the SACAC, Chimeâs typical work schedule was five eight-hour shifts per week, and Peak Security Guards regularly worked forty hours per week. SACAC at ¶¶ 33-34. As noted, the SA-CAC alleges three basic scenarios that resulted in Chime (and, upon information and belief, Class and Collective Action members) working in excess of forty hours per week: (1) when he worked additional full shifts after being asked to cover other security guardsâ shifts; (2) when he began working before his shift was scheduled to start (pursuant to defendantsâ policy that security guards were to arrive at least fifteen minutes before their shift); and (3) when he continued to work beyond the end of his shift due to the relieving security guard not arriving in time. See id. at ¶¶ 36, 37, 40, 41, 43, 44.
Chime has plainly alleged with the requisite particularity that he worked overtime in connection with the first scenarioâi.e. as covering other security guardsâ shifts. Paragraph 39 of the SA-CAC states that â[b]y way of example, Plaintiff Chime worked six (6) or more eight (8) hour shifts the.weeks of January 24, 2010, July 25, 2010, August 2, 2010, August 9, 2010, December 9, 2010, and August 28, 2011.â This allegation provides the precise specificityâi.e. work in excess of' forty hours in a given work weekâ mandated by Lundy and its progeny.
G. Supplemental Jurisdiction
As alleged in the SACAC, the basis for this courtâs jurisdiction over the plaintiffâs state law claims is 28 U.S.C. §⹠1367(a), which provides that âin any civil action of which the district courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all other claims that are so related to claims in the action within such original jurisdiction that they form part of the-same case or controversy.â Subsection 1367 also states, however, that a district court may decline supplemental jurisdiction where it âhas dismissed all claims over which it has original jurisdiction.â See 28 U.S.C. § 1367(c)(3). To this end, the defendants argue that since the. plaintiffâs FLSA claims are time-barred and, fail to state a claim, the court should decline to exercise supplemental jurisdiction over, the state law claims. Having found, however, that the plaintiffâs FLSA claims survive dismissal, the court should not decline to exercise supplemental jurisdiction over the plaintiffâs state law claims.
III. Plaintiffâs Motion for Conditional Certification
A. Legal Standard
Under section 216 of the FLSA, âone or morĂ© employeesâ may bring an action under the FLSA âfor and in behalf of himself or themselves and other employees similarly situated.â 29 U.S.C. § 216(b); see, e.g. Gortat v. Capala Bros., No. 07 Civ. 3629, 2009 WL 3347091, at *8 (E.D.N.Y. Oct. 16, 2009) (citing Gjurovich v. Emmanuelâs Marketplace, Inc., 282 F.Supp.2d 101, 103 (S.D.N.Y.2003)), report and recommendation adopted, No. 07 Civ. 3629, 2010 WL 1423018 (E.D.N.Y. Apr. 9, 2010), aff'd, 568 Fed.Appx. 78 (2d Cir.2014). Because section 216 carries the further requirement that â[n]o employee shall be a party plaintiff to any such action unless he gives his consent in writing,â actions brought on behalf of other employees are not considered class actions, but collective actions. See, e.g., Gjurovich, 282 F.Supp.2d at 103-04; Damassia v. Duane Reade, Inc., No. 04 Civ. 8819, 2006 WL 2853971, at *2 (S.D.N.Y. Oct. 5, 2006) (âIn a collective action under FLSAâunlike in a class action under Federal Rule of Civil Procedure 23âonly plaintiffs who affirmatively opt in can benefit from the judgment or be bound by itâ) (citing Gjurovich). Nevertheless, as with class actions, courts have established a certification process for determin
In Myers v. Hertz Corp., the Second Circuit explained the two-step process for determining whether to certify collective actions under the FLSA. 624 F.3d 537, 554-55 (2d Cir.2010). The instant motion concerns only the first step of the process, called conditional certification. Here, the court addresses whether notice is to be sent to âsimilarly situatedâ employees to provide them the opportunity to join, or âopt inâ to, the action. Id. at 554 (citing Hoffmann-La Roche Inc. v. Sperling, 493 U.S. 165, 169, 110 S.Ct. 482, 107 L.Ed.2d 480 (1989)). Once additional plaintiffs have opted in and a fuller record,has been developed, the court may proceed to the second step to determine whether the action should be decertified if the record discloses that the opt-in plaintiffs, are not, in fact, similarly situated. Id. at 555.
Conditional certification presents plaintiffs with a âminimal burden,â Iglesias-Mendoza v. La Belle Farm, Inc., 239 F.R.D. 363, 367-68 (S.D.N.Y.2007). Certification is appropriate upon a modest factual showing that the plaintiffs and others are âsimilarly situatedâ because they âtogether were victims of ĂĄ common policy or plan that violated the law.â Id. (quoting Realite v. Ark Restaurants Corp., 7 F.Supp.2d 303, 306 (S.D.N.Y.1998) and citing Krueger v. New York Telephone Co., No. 93 Civ. 0178, 1993 WL 276058 (S.D.N.Y. July 21, 1993)); see also Myers, 624 F.3d at 555 (same) (quoting Hoffmann v. Sbarro, Inc., 982 F.Supp. 249, 261 (S.D.N.Y.1997)). At this stage the plaintiffs need demonstrate that they are similarly situated to the defendantsâ other employees only with respect to the FLSA violations they allegeânot other factors. Damassia, 2006 WL 2853971, at *6 (law looks to whether the plaintiffs âare similarly situated âwith respect to their allegations that the law has been violated.ââ) (quoting Young v. Cooper Cameron Corp., 229 F.R.D. 50, 54 (S.D.N.Y.2005) (emphasis omitted)). The standard of proof at this stage is low; the courtâs task is âonly to conclude whether there may be other similarly situated workers,â Shi Yong Li v. 6688 Corp., No. 12 Civ. 6401, 2013 WL 5420319, at *2 (S.D.N.Y. Sept. 27, 2013) (emphasis in original), and âneed not evaluate the underlying, merits of a plaintiffs claims.â Mendoza v. Ashiya Sushi 5, Inc., No. 12 Civ. 8629, 2013 WL 5211839, at *3 (S.D.N.Y. Sept. 16, 2013) (quoting Damassia, 2006 WL 2853971, at *6 and citing Hoffmann v. Sbarro, 982 F.Supp. at 262). Although this modest factual showing can-, not rest on unsupported assertions, a plaintiff can meet this- burden by ârely[ing] on the pleadings, but only as supplemented by,other evidence, such as affidavits from named plaintiffs, opt-in plaintiffs, or other putative collective action members.â Lin v. Benihana Natâl Corp., 755 F.Supp.2d 504, 509 (S.D.N.Y.2010) (citing Fasanelli v. Heartland Brewery, Inc., 516 F.Supp.2d 317, 321 (S.D.N.Y.2007); Prizmic v. Armour, Inc., No. 05 Civ. 2503, 2006 WL 1662614, at *2 (E.D.N.Y. June 12, 2006)).
B. The Parties' Arguments and the Evidence Before the Court
In support of his motion, the plaintiff provides his own declaration (âChime Deckâ) as well as one submitted by fellow Peak Security guard Paul Kyree (âKyree Deckâ). Chime and Kyree were both tasked with the same responsibilities as security guards, and list by name approximately fifteen other individuals who had similar duties as them. See Chime Deck at ¶¶ 3, 5; Kyree Deck at ¶¶ 3, 6. Chimeâs declaration describes his regular forty-hour work schedule, as well as the three conditions discussed above that resulted in him working beyond forty hours per week. See Chime Deck at ¶¶ 6-8. Notably, two
As noted, Chimeâs contentions regarding his payment for hours worked above forty present in various forms: he states that he was not paid for the pre-and post-shift hours, that he was not paid overtime premiums, and that he was paid $9.00 per hour for his overtime work. See Chime Decl. at ¶¶ 12-13; 21-23. He adds that he learned from personal conversations that other security guards'(eleven of whom he lists by name) likewise âworked more'than-40 hours in a week, were not paid weekly, were not paid for all of the hours' they worked (including work before and' after their shifts), and were paid $9.00 in cash for every overtime' hour.â
Chimeâs express references to overtime premium pay are similarly inexact. He writes that
Peak Securityâs payroll policy injured me and the other security guards in the same way: we were not paid overtime premium pay. We are all victims of this policy. [] Other security guards, like me, were not paid overtime premium pay for each hour we worked over 40 in a week. [ ] Peak Security did not pay me and, upon information and belief, other security guards time and one half (1œ) our regular rate for every hour that we worked in excess of forty (40) hours per workweek and for every hour that we worked.
See id. at ¶¶ 21-23. Finally, Chime states that he and other Peak Security guards âall have the same thing in common: Peak Security did not pay us overtime for any hour we worked above 40 in a week,â and that based on Peak Securityâs high turnover rate and Chimeâs conversations with a dispatcher, he is aware of at least fifty people who performed the same duties and worked the same hours as he did and who were likewise not paid overtime premiums. See id. at ¶¶ 25,28. .
Kyreeâs declaration echoes some, but not all, of the allegations asserted by Chime. Like Chime, Kyree states that conversations with other guards revealed that Peak Security paid $9.00 per hour for hours worked over forty, and/or failed to pay overtime for such hours. See Kyree Decl. at ¶¶ 7-9, 19.
Chime contends that these declarations suffice to establish the âsimilarly situatedâ requirement for conditional collective certification, since the putative collective members performed the same job duties as Chime, and, like Chime, were victim to two separate but related company-wide prac
C. Analysis
1. Common Policy or Plan Requirement
As stated above, in .order to obtain conditional collective certification, the plaintiff must make a âmodest factual showingâ of an unlawful policy or plan. See, e.g., Salomon v. Adderley Indus., Inc., 847 F.Supp.2d 561, 564 (S.D.N.Y.2012). Although Chimeâs and Kyreeâs declarations
While such practices may not be illegal (and to be sure, the plaintiff does not claim that they are), for conditional certification purposes âit is sufficient to show that a facially lawful policy was implemented in an unlawful manner, resulting in a pattern or practice of FLSA violations.â Winfield v. Citibank, N.A., 843 F.Supp.2d 397, 405 (S.D.N.Y.2012). In Amador v. Morgan Stanley & Co. LLC, No. 11 Civ. 4326, 2013 WL 494020 (S.D.N.Y. Feb. 7, 2013), for example, the court .granted conditional certification based on evidence of âa defacto policy of requiring overtime work without attendant compensation.â Id. at *6. Here, too, although the plaintiff has not alleged a formal policy in violation of the FLSA, he has shown that Peak Security policies necessarily required security guards to work beyond their scheduled shifts, and that they, were not compensated for this time.
As noted, the defendants counter with a series of declarations which- refute the contentions made by Chime and Kyree. However, declarations submitted in opposition to a motion for conditional certification carry limited weight, since â[t]he focus of the courtâs inquiry is not on the defendantsâ evidence, but on whether the plaintiffs have made their requisite showing.â Stevens v. HMS Host Corp., No. 10 Civ. 3571 (E.D.N.Y. June 15, 2012) (order granting conditional certification) at p. 14 (citing Lujan v. Cabana Mgmt., Inc., No. 10 Civ. 755, 2011 WL 317984, at *6-7 (E.D.N.Y. Feb. 1, 2011); Damassia, 2006 WL 2853971, at *7). As stated in Damassia:
[Defendantâs] challenges to plaintiffsâ factual showing are both inadequate and prematureâ [T]he question at this early stage is only whether, applying a âlenientâ standard, the court is satisfied that plaintiffs, through their allegations, affidavits and other evidence, have met their âminimalâ burden of demonstrating entitlement to a âpreliminaryâ determination that they are similarly, even if not identically, situated with respect to their FLSA claims. At most, defendantâs attacks on plaintiffsâ affidavits and other evidence raise questions as to whether plaintiffs could prevail under a more stringent standard and whether the opt-in plaintiffs will survive a decertification motion at the close of discovery; defendantâs arguments and evidence do not, however, undermine plaintiffsâ âmodest factual showingâ to such an extent that a pre.liminary determination in favor of plaintiffs is unwarranted at this stage.
2006 WL 2853971, at *5; see also Colon v. Major Perry Street Corp., No. 12 Civ. 3788, 2013 WL 3328223, at *5 (S.D.N.Y. July 2, 2013) (âDefendants ... may not defeat a courtâs determination that [plaintiffs are similarly situated by submitting their own affidavits-.â) (citing Francis v. A & E Stores, Inc., No. 06 Civ. 1638, 2008 WL 4619858, at *3 (S.D.N.Y. Oct. 16, 2008)); Ravenell v. Avis Budget Car Rental, LLC, No. 08 Civ. 2113, 2010 WL 2921508, at *5 (E.D.N.Y. July 19, 2010) (â[T]he employee declarations submitted by [defendant] âshould be discounted at this stageâ because Plaintiffs have not yet been able to depose the employees who signed them.... It would be inappropriate for the Court to credit those declarations and render a final determination based on them at this juncture in the case.â) (quoting Francis, 2008 WL 4619858, at *3). Moreover, on the present motion, â[t]he court is not to âresolve factual disputes, decide substantive issues going to the merits, or make credibility determinations.ââ Hamadou v. Hess Corp., 915 F.Supp.2d 651, 662 (S.D.N.Y.2013) (quoting Lynch v. United Servs. Auto. Assân, 491 F.Supp.2d 357, 368 (S.D.N.Y.2007)). Weighing the defendantsâ declarations against the plaintiffs would require the court to do just that, an exercise I decline to undertake.
The defendants cite a number of cases which they argue mirror the case sub judi-ce in that they involved âa total dearth of factual support for a plaintiffs allegations of widespread wrongdoing.â See Memo in Opposition at p. 8. In addition to the majority of the cited authority emanating from outside the Second Circuit, these cases are also facially distinguishable for the broad reason that they involved weaker allegations in support of certification than those presented here. See Haynes v. Singer Co., 696 F.2d 884, 887 (11th Cir.1983) (upholding decision to deny motion where lower court was presented only with plaintiff counselâs unsupported assertions of widespread FLSA violations and of purported additional plaintiffs); Severtson v.
2. Similarly Situated Requirement
Regarding the similarly situated requirement, at this stage, âthe focus of the inquiry is ... whether the proposed plaintiffs are, similarly situated under 29 U.S.C. § 216(b) with respect to, their allegations that the law has been violated.â Levy v. Verizon Info. Servs. Inc., No. 06 Civ. 1583, 2007 WL 1747104, at *3 (E.D.N.Y. June 11, 2007) (quoting Young v. Cooper Cameron Corp., 229 F.R.D. 50, 54 (S.D.N.Y.2005) (internal quotation marks omitted)); see also Cano v. Four M Food Corp., No. 08 Civ. 3005, 2009 WL 5710143, at *7 (E.D.N.Y. Feb. 3, 2009) (âAs long as [plaintiffs] were all similarly situated with respect to being subject to the same policy of being denied overtime compensation, and there exists a factual nexus among the plaintiffs, conditional certification of the collective action is appropriate.â) (citing cases) (emphasis .omitted). Here, both Chime and Kyree provideâ based on first-hand conversations and observationsâthat a number of Peak Security guards (who are listed by name) did not receive overtime premiums (and in fact were paid less for their overtime hours), and Chime makes, similar allegations regarding Peak Securityâs failure to pay its guards at all for overtime hours. Although the specifics of Peak Securityâs alleged malfeasance are at this point less than crystal clear, these' statements demonstrate, at bottom, that the proposed plaintiffs are similarly situated with regard to the allegations that Peak Security violated the FLSA by not sufficiently compensating its security guards for hours worked over forty per week. See, e.g., Amador, 2013 WL 494020, at *5, *9 (similarly situated requirement sĂĄtisfĂed where declarants alleged they were- riot always compensated for time worked over forty hours per week); Winfield, 843 F.Supp.2d at 405 (â[T]he plaintiffsâ and declarantsâ common allegations that they were effectively required to work more than forty hours per week but were not compfensated for all overtime hours worked suffice to meet their minimal burden of showing that they are similarly'situated to one another and to potential opt-in plaintiffs.â)
The facts presently before the court mirror those in Moore v. Eagle Sanitation, Inc., 276 F.R.D. 54 (E.D.N.Y.2011), where both of the two named plaintiffs
submitted an affidavit stating that other eriiployees employed by Defendants worked in excess of 40' hour wéeks, without being provided proper payment for overtime. Further, the affidavits submitted specifically name additional coworkers employed as sanitation workers who drove, picked up, hauled and dumped private garbage containers, and who also were allegedly not properly compensated for their overtime by Defendants, Each Plaintiff states that his knowledge of the other laborers working in excess of 40 hours .per week without being compensated for overtime hours is based upon the fact that they specifically discussed the matter among themselves.
Defendantâs argument. in oppositionâ which, notably, makes, no reference to Chimeâs and Kyreeâs declarationsâdoes not mandate a different result. Its principal source- of support, Guillen v. Marshalls of MA, Inc., 841 F.Supp.2d 797 (S.D.N.Y.2012), adopted, No. 09 Civ. 9575, 2012 WL 2588771 (S.D.N.Y. July 2, 2012), is distinguishable on numerous grounds. Chief among them is that the âmain contentionâ around which Guillenâs âsimilarly situatedâ inquiry centered was whether the named plaintiff performed tasks that rendered him ânon-exemptâ for FLSA overtime purposes, a question the court ultimately answered in the negative because the plaintiff offered âvirtually no evidenceâ to suggest that individuals with his job description were performing nonexempt tasks. See id. at 800. Here, by contrast, the plaintiff has offered two declarations which demonstrate that Chime and the putative plaintiffs are similarly situated with regard to the primary âsimilarly situatedâ question before the courtâ Peak Securityâs alleged nonpayment of overtime.
In light of the above, the court finds that the requirements for conditional collective certification have been satisfied. The plaintiffs motion should therefore be granted insofar as it seeks conditional certification and authorization to send notice to potential opt-in plaintiffs.
D. Equitable Tolling
A substantial question remains, however, in defining the group of potential opt-in plaintiffs to whom notice should be sent. In an FLSA collective action, the statute of limitation runs for each plaintiff until he or she affirmatively opts in to the lawsuit. See, e.g., Yahraes v. Rest. Associates Events Corp., No. 10 Civ. 935, 2011 WL 844963, at *1 (E.D.N.Y. Mar. 8, 2011). Recognizing that some claims by potential opt-in plaintiffs may become time-barred while the certification motion is under consideration, the plaintiff has asked the court to toll the statute of limitations between September 9, 2013 (the date the certification motion was fully briefed) and the date the court enters its order on the motion. Courts have tolled the statutory period in order to avoid the âinequitable circumstancesâ that may result from the delay in deciding a certification motion. See, e.g., Jackson v. Bloomberg L.P., 298 F.R.D. 152, 170 (S.D.N.Y.2014). In making an equitable tolling determination, courts consider whether the party seeking to toll the statute â(1) has âacted with reasonable diligence during the time period she seeks to have tolled,â and (2) has proved that the circumstances are so extraordinary that the doctrine should apply.â Zerilli-Edelglass v. New York City Transit Auth., 333 F.3d 74, 80-81 (2d
Although the court recognizes (and wishes to avoid) the possible inequity resulting from a delay in deciding the .certification motion, it must give credit to the defendantsâ argument. Indeed, the court sees no reason for the plaintiff to have delayed as long as he didâmore than twenty-two months after the motion was filedâto seek this relief. None of the cases cited by the plaintiff supports a finding of reasonable diligence in these circumstances. See Jackson v. Bloomberg L.P., 298 F.R.D. 152 (S.D.N.Y.2014), Dkt. No. 28 (delay of approximately seven months between certification motion and request for equitable tolling); Robles v. Liberty Rest. Supply, Corp., No. 12 Civ. 5021, 2013 WL 6684954 (E.D.N.Y. Dec. 18, 2013), Dkt. No. 34 (plaintiff sought equitable tolling in original certification motion); McGlone v. Contract Callers, Inc., 867 F.Supp.2d 438 (S.D.N.Y.2012), Dkt. No. 16 (same); Yahraes v. Rest. Associates Events Corp., No. 10 Civ. 935, 2011 WL 844963, at *3 (E.D.N.Y. Mar. 8, 2011) (relief granted where as a result ' of stay, plaintiffs, âthrough no fault of their own, have been delayed in prosecuting their action arid distributing 216(b) notice to potential opt-in plaintiffsâ),
The McGlone court wrote that â[wjhile plaintiffs wishing to pursue their rights cannot sit on them indefinitely, those whose putative class representatives and their counsel are diligently and timely pursuing the claims should also not be penalized due to the courtsâ .heavy dockets and understandable delays in rulings.â 867 F.Supp.2d at 445. The plaintiffâs delay in seeking this relief places him, in this instance, in the camp of those indefinitely sitting on their rights, rather than those diligently and timely pursuing their claims. With that said, the plaintiff has otherwise diligently litigated this matter, and while he bears responsibility'for this delay, he should not be penalized more than necessary by any delay in the decision on the certification motion. Accordingly, the court recommends that the statute of limitations be tolled as of the date equitable-tolling was first sought, July 23, 2015. Cf. Robles, McGlone, supra.
IV. Plaintiffâs Motion for Class Certification
A. Introduction
The plaintiff has also moved for class certification of his three NYLL claims.
The Supreme Court has emphasized that the class action is âan exception to the usual rule that litigation is conducted by and on behalf of the individual named parties only.â Califano v. Yamasaki, 442 U.S. 682, 700-01, 99 S.Ct. 2545, 61 L.Ed.2d 176 (1979); see also Comcast Corp. v. Beh-rend, â U.S. â, 133 S.Ct. 1426, 1432, 185 L.Ed.2d 515 (2013); Wal-Mart Stores, Inc. v. Dukes, 564 U.S. 338, 131 S.Ct. 2541, 2550, 180 L.Ed.2d 374 (2011). Rule 23 thus establishes two sets of prerequisites that must be met before an action may proceed on behalf of a class.
First, under Rule 23(a), the plaintiff must establish each of four requirements, often referred to as the criteria of numerosity, commonality, typicality, and adequacy. Amchem Products, Inc. v. Windsor, 521 U.S. 591, 613, 117 S.Ct. 2231, 138 L.Ed.2d 689 (1997); Fed.R.Civ.P. 23(a). In Amchem, the Supreme Court set forth concisely the parameters of the Rule 23(a)
Rule 23(a) states four threshold requirements applicable to all class actions: (1) numerosity (a âclass [so large] that join-der of all members is impracticableâ); (2) commonality' (âquestions of law or fact common to the classâ); (3) typicality (named partiesâ claims or defenses âare typical ... of the classâ); and (4) adequacy of representation (representatives âwill fairly and adequately protect the interests of the classâ).
521 U.S. at 613, 117 S.Ct. 2231. As the Supreme Court has recently emphasized, the question of certification will frequently overlap with the merits of the plaintiffs claims because class determination considerations are âenmeshed in the factual and legal issues ÂĄcomprising the plaintiffs cause of action.â Behrend, 133 S.Ct. at 1432 (quoting Dukes, 131 S.Ct. at 2551); see also In re Initial Pub. Offerings Sec. Litig., 471 F.3d 24, 33 (2d Cir.2006) (â[C]areful examination of Eisen [v. Carlisle & Jacquelin, 417 U.S. 156, 94 S.Ct. 2140, 40 L.Ed.2d 732 (1974) ] reveals that there is no basis for thinking that a specific Rule 23 requirement need not be fully established just because, it concerns, or even overlaps with, an aspect of the merits.ââ), decision clarified on denial of rehâg, 483 F.3d 70 (2d Cir.2007). Thus, the Supreme Court reiterated that Rule 23(a) âdoes not set forth a mere pleading standard,â but rather the party seeking class certification bears the burden of establishing the existence of all four Rule 23(a) requirements âin fact. â Behrend, 133 S.Ct. at 1432 (quoting Dukes, 131 S.Ct. at 2551-52) (emphasis in original). The class certification question thus requires the court to âreceive enough evidence, by affidavits, documents, or testimony, to be satisfied that each Rule 23 requirement has been met.â In re Initial Pub. Offerings, 471 F.3d at 41.
Separately, class action plaintiffs must establish one of three additional requirements set forth by Rule 23(b). See Fed. R.Civ.P. 23(b). In this case, the plaintiff seeks certification under Rule 23(b)(3), which is satisfied if the court finds that âthe questions of law or fact common to .the class members predominate over any
Not only must plaintiffs satisfy these prerequisites, they face a significantly higher evidentiary burden in doing so than the âminimal burdenâ posed by conditional certification under the FLSA. âThe party seeking class certification bears the burden of establishing by a preponderance of the evidence that each of Rule 23âs requirements. has been met.â Myers, 624 F.3d at 547; see also Dukes, 131 S.Ct. at 2551 (2011) (âRule 23 dpes not set forth a mere pleading standard. A party seeking class certification must affirmatively demonstrate his compliance with the Rule.â); In re Initial Pub. Offerings, 471 F.3d at 41 (district court must âresolve[ ] factual disputes relevant to each Rule 23 requirementâ). Courts, in turn, must conduct a ârigorous analysisâ to ensure that a party seeking class certification has met this burden with respect to each requirement. Dukes, 131 S.Ct. at 2551. âFrequently that ârigorous analysisâ will entail some overlap with the merits of the plaintiffs underlying claim. That cannot be helped.â Id.; see also Behrend, 133 S.Ct. at 1432 (2013); In re Initial Pub. Offerings, 471 F.3d at 41. That said, â[c]ourts in this Circuit have displayed âa preference for granting rather than denying class, certification.â â Morris v. Alle Processing Corp., No. 08 Civ. 4874, 2013 WL 1880919, at *5 (E.D.N.Y. May 6, 2013) (quoting Gortat v. Capala Bros., 257 F.R.D. 353, 361 (E.D.N.Y.2009) and citing Marisol A. v. Giuliani, 126 F.3d 372, 377 (2d Cir.1997)).
C. Analysis
1. Rule 23(a)
a. Numerosity
Rule 23(a)âs numerosity prongâ-which permits class certification only if the class âis so numerous that joinder of all members is impracticable,â - Fed.R.Civ.P. 23(a)(1)âis presumed to be satisfied where a proposed class contains more than forty members. Consol. Rail Corp. v. Town of Hyde Park, 47 F.3d 473, 483 (2d Cir.1995) (citing 1 Newberg On Class Actions 2d § 3.05 (1985 Ed.)); see also Shahriar v. Smith & Wollensky Rest. Grp., Inc., 659 F.3d 234, 252 (2d Cir.2011) (same). Chimeâs declaration provides that he is aware of at least fifty other class-eligible individuals, a figure he based upon Peak Securityâs high turnover rate and on conversations with a dispatcher. See Chime Decl. H'28. Similarly, Kyree references a conversation with a superior which revealed that Peak Security employs nearly sixty' guards at any given time. See Kyree Decl. If 20.
The defendants counter that the plaintiffs statements are âpure speculation without any factual support,â see Memo in Opposition at p. 11, but does not cite any authority demonstrating that the statements regarding numerosity are so speculative-so as to merit being stripped of their, evidentiary value; in fact, the one case cited by the defendants found the numer-osity requirement to be satisfied. See Mentor v. Imperial Parking Sys., Inc., 246 F.R.D. 178, 183 (S.D.N.Y.2007). Although the credibility of Chime and Kyreeâs declarations (particularly as regards the numer-osity element) is called somewhat into question by the fact that several of the guards named therein submitted declarations denying the allegations of nonpay-, ment of overtime, âin assessing numerosity a court may make âcommon sense assumptionsâ without the need for âprecise,quantification of .the class.ââ Russo v. CVS Pharmacy, Inc., 201 F.R.D. 291, 295 (D.Conn.2001) (quoting Pecere v. Empire Blue Cross & Blue Shield, 194 F.R.D. 66, 69 (E.D.N.Y.2000)). Kyreeâs- mention of
b. Commonality / Typicality
Rule 23(a)(2) and 23(a)(3) require, respectively, that there be questions of law or fact common to the class, and that, the claims or defenses of the representative parties be typical of the claims or defenses of the class. Fed.R.Civ.P. 23(a). These elements âtend to merge into one another, so that similar considerations animate analysis of Rules 23(a)(2) and (3).â Marisol A. v. Giuliani, 126 F.3d at 376. Both requirements âserve as guideposts for determining whether under the particular circumstances maintenance of a class action is economical and whether .the named plaintiffs claim and the class claims are so interrelated that the interests of the class members will be fairly and adequately protected in their absence.â Dukes, 131 S.Ct. at 2551 n. 5 (quoting Gen. Tel. Co. of Sw. v. Falcon, 457 U.S. 147, 157-58 n. 13, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982)). The court finds both of these elements to be satisfied here.
âCommonality requires the plaintiff to demonstrate that the" class members have suffered the same injury,â Dukes, 131 S.Ct. at 2551 (quoting Falcon, 457 U.S. 147, 157, 102 S.Ct. 2364) (internal quotation marks omitted). This does not merely mean, however, that the plaintiffs âhave all suffered a violation of the same provision of law.â Id. Rather, â[t]heir claims must depend upon a common contentionâ that is âof such a nature that it is capable of classwide resolutionâwhich means that determination of its truth or falsity will resolve an issue that is central to the validity of each one of the claims in one stroke.â Id.; see also Sykes v. Mel S. Harris & Associates LLC, 780 F.3d 70, 80 (2d Cir.2015) (discussing Dukes). Commonality is usually satisfied in wage cases âwhere the plaintiffs allege that defendants had a common policy or practice of unlawful labor practices.â Lewis v. Alert Ambulette Serv. Corp., No. 11 Civ. 442, 2012 WL 170049, at *10 (E.D.N.Y. Jan. 19, 2012) (citing Noble v. 93 University Place Corp., 224 F.R.D. 330, 343 (S.D.N.Y.2004)) (commonality requirement satisfied where all potential class members were'alleged to have been harmed by common practice of defendantsâ failure to adequately pay for overtime hours; legal theory set forth in complaint was common to all class members).
This is precisely the case here, where the 'plaintiff has alleged that he and the proposed class members were âsubject to the same allegedly discriminatory practice âą of underpayment, raising common questions of law and fact sufficient to warrant class certification.â See Rosario v. Valentine Ave. Disc. Store, Co., No. 10 Civ. 5255, 2013 WL 2395288, at *5 (E.D.N.Y. May 31, 2013), report and recommendation adopted, No. 10 Civ. 5255, 2013 WL 4647494 (E.D.N.Y. Aug. 29, 2013). These questions include whether the defendants violated the NYLL by failing to (1) pay overtime premiums, (2) pay for all overtime hours worked, or (3) furnish wage statements, and they provide a framework that suffices to satisfy the commonality requirement. See, e.g., Morris v. Alle Processing Corp., No. 08 Civ. 4874, 2013 WL 1880919, at *9 (E.D.N.Y. May 6, 2013)
Along similar lines, typicality âis satisfied when each class memberâs claim arises from the same course of events, and each class member makes similar legal arguments to prove the.defendantâs liability.â Brown v. Kelly, 609 F.3d 467, 475 (2d Cir.2010) (quoting Marisol A., 126 F.3d at 376); Cent. States Se. & Sw. Areas Health & Welfare Fund v. Merck-Medco Managed Care, L.L.C., 504 F.3d 229, 245 (2d Cir.2007) (same). This requirement is satisfied here, where the same course of events and legal arguments underlie each putative class memberâs claims. See, e.g., Morris v. Affinity, 859 F.Supp.2d at 616 (typicality met where â[plaintiffs claims arose from the same factual and legal circumstances that form the bases of the [c]lass [m]embersâ claimsâ) (citing Willix v. Healthfirst, No. 07 Civ. 1143, 2009 WL 6490087, at *2-3 (E.D.N.Y. Dec. 3, 2009) (typicality satisfied where proposed class members suffered same injury as a result of defendantâs overtime compensation policies); Toure v. Cent. Parking Sys. of N.Y., No. 05 Civ. 5237, 2007 WL 2872455, at *7 (S.D.N.Y. Sept. 28, 2007) (typicality satisfied where plaintiffs and class members had same unpaid overtime claims)); Espinoza v. 953 Associates LLC, 280 F.R.D. 113, 127-28 (S.D.N.Y.2011) (typicality satisfied where âthe minimum wage and overtime claims alleged by Plaintiffs are similar to those of the class members and arise from the same allegedly unlawful practices and policiesâ).
The defendants point to no variance in either the course of events underlying the proposed class membersâ claims or in their legal arguments that would undermine a finding of commonality of typicality. Instead, their opposition consists of an'attack on the sufficiency of the plaintiffs evidence, arguing that does not constitute âsufficient proof as required under Dukes.â See 131 S.Ct. at 2554. However, proof consisting of employeesâ declarations is regularly held sufficient to establish commonality and typicality. In Poplawski v. Metroplex on the Atl., LLC, No. 11 Civ. 3765, 2012 WL 1107711 (E.D.N.Y. Apr. 2, 2012), for example, commonality was found based on the declarations submitted by three named plaintiffs which alleged that âthe defendant engaged in the same allegedly illegal wage practices,â that the plaintiffs âwitnessed their co-workers working overtime, and that they believe
c. Adequacy
Rule 23(a)âs adequacy requirement asks whether: (1) the plaintiffs interests .are antagonistic to those of other class members; and (2) plaintiffs attorneys are qualified, experienced and capable of conducting the litigation. In re Flag Telecom Holdings, Ltd. Sec. Litig., 574 F.3d 29, 35 (2d Cir.2009) (quoting Baffa v. Donaldson, Lufkin & Jenrette Sec. Corp., 222 F.3d 52, 60 (2d Cir.2000)). The inquiry focuses on âuncovering âconflicts of interest between named parties and the. class they seek to represent,â â id. (quoting Amchem Prods., Inc. v. Windsor, 521 U.S. 591, 625, 117 S.Ct. 2231, 138 L.Ed.2d 689 (1997)), and a conflict sufficient to defeat a motion for certification âmust be fundamental.â Id. (quoting In re Visa Check/MasterMoney Antitrust Litig., 280 F.3d 124, 145 (2d Cir.2001), abrogated in part by In re Initial Pub. Offerings, 471 F.3d 24). Courts may also consider, inter alia, whether the putative representative âis of sufficient moral character to represent a class.â Noble v. 93 Univ. Place Corp., 224 F.R.D. 330, 339 (S.D.N.Y.2004) (citing Savino v. Computer Credit, Inc., 164 F.3d 81, 87 (2d Cir.1998)).
The final considerationâthe sufficiency of Chimeâs characterâserves as the sole basis for the defendantsâ opposition. They provide a declaration from a Peak Security supervisor stating that Chime was fired from Peak Security for fraudulently using Peak Securityâs name in applying for a security guard license, squatting without permission in Mr. Osulaâs apartment without consent, and for other performance-related issues.
Although, as noted, a class representativeâs character deficiencies may serve as a viable challenge to a finding of adequacy, âcourts look to personal characteristics only insofar as they touch upon the lawsuit.â Torres v. Gristedeâs Operating Corp., No. 04 Civ. 3316, 2006 WL 2819730, at *15 (S.D.N.Y. Sept. 29, 2006) (quoting Jane B. by Martin v. New York City Depât of Soc. Servs., 117 F.R.D. 64, 71 (S.D.N.Y.1987)). Accordingly, any inquiry âinto the representativesâ personal qualities is not an examination into their moral righteousness, but rather an inquiry directed at improper or questionable conduct arising out of or touching upon the very prosecution of the lawsuit.â Martin, 117 F.R.D. at 71 (collecting cases); see Gortat v. Capala Bros., 257 F.R.D. at 364 (class representative need not be morally upstanding; rather, âhe or she must not have damaged his or her credibility regarding those issues that are central to the actionâ).
The claims of Chimeâs purported fraud, squatting, and performance issuesâ even if believed in light of Chimeâs responsive declarationâdo not touch upon the prosecution of this lawsuit, nor do the defendants even attempt to argue that they do. The only matter that the defendants claim âgo to the heart of this case and are not merely collateral to this action,â see Memo in Opposition at pp. 14-15, are the inconsistencies between Chimeâs contentions and the declarations submitted in opposition to his motion. However, while these declarations may call Chimeâs overall credibility into question, they do not case a shadow of doubt so severe so as to disqualify him from serving as a class representative. Particularly in light of âthe Second Circuitâs general preference [] for granting rather than denying class certification,â Cortigiano v. Oceanview Manor Home For Adults, 227 F.R.D. 194, 203 (E.D.N.Y.2005) (quoting Leider v. Ralfe, 2003 WL 22339305, at *11 (S.D.N.Y. Oct. 10, 2003)), and the fact that âthe cookie-cutter nature of the [defendantsâ] affidavits is suspicious,â see Flores v. Anjost Corp., 284 F.R.D. 112, 117 (S.D.N.Y.2012), the defendantsâ declarations do not warrant a finding that Chime is inadequate to serve as the class representative.
2. Rule 23(b)
The plaintiff has argued for satisfaction of Rule 23(b) by way of subsection (3), which provides that class .certification is appropriate if âquestions of law or fact common to class members predominate over any questions affecting only individual members, and [ ] a class action is superi- or to other available methods for fairly and efficiently adjudicating the controversy.â Fed.R.Civ.P. 23(b)(3), The defendant has not opposed this portion of the motion, and the court agrees with the plaintiff that both aspects of Rule 23(b)(3) are satisfied here. See, e.g., Padilla v. Maersk Line, Ltd., 271 F.R.D. 444, 450 (S.D.N.Y.2010) (finding predominance where âcommon legal issues related to the membersâ entitlement to overtime wages and the proper measure of such wages clearly predominate overâ straightforward individualized determinations), aff'd, 721 F.3d 77 (2d Cir.2013); Lewis v. Alert Ambulette Serv. Corp., No. 11 Civ. 442, 2012 WL 170049, at *14 (E.D.N.Y. Jan. 19, 2012) (class action device particularly well-suited to situations involving plaintiffs allegedly injured by âa single policy of defendants ... since many nearly identical litigations can be adjudicated in unisonâ) (quoting In re Nassau Cnty. Strip Search Cases, 461 F.3d 219, 228 (2d Cir.2006)).
D. Appointment of Counsel
The defendant, likewise has not objected to the appointment of the plaintiffâs cur
V. Notice
Having determined that plaintiff has satisfied the requirements for both conditional collective action certification under the FLSA and class action certification under Rule 23, the court now turns to the plaintiffs Proposed Notice of Lawsuit and Opportunity to Join (âProposed Noticeâ) and Consent to Become Party Plaintiff.
As to the form of the notice proposed by the plaintiff, I note that the contents of the Proposed Notice are âaccurate,â âinformative,â see Hoffmann-La Roche Inc. v. Sperling, 493 U.S. 165, 172, 110 S.Ct. 482, 107 L.Ed.2d 480 (1989), and generally consistent with the model notices provided on the Federal Judicial Centerâs (âFJCâ) website, see www.fic.gov (Class Action Notices page) (last visited August 26, 2015). The defendants nonetheless have raised several arguments concerning various aspects of the Proposed Notice which are listed in a series of bullet points in their opposition.
Most of the defendantsâ proposed amendments lack any supporting authority and seek the addition of content that is absent from the FJCâs model notices, not generally required by the courts, unnecessary, or inaccurate. Accordingly, the court rejects the proposed edits contained in the defendantsâ first, fifth, seventh, eighth, ninth, tenth, twelfth, thirteenth, fourteenth, and sixteenth bullet points. As the plaintiff has consented to the changes in the defendantsâ fourth, eleventh, and fifteenth bullet points, those should be incorporated into the Proposed Notice. Similarly, regarding the second and third bullet points, the court recommends inclusion of the language to which the plaintiff has consented: âPeak Security denies the allegations in the Complaint and maintains that it properly paid its employeesâ; any further discussion regarding the impressions of Peak Security guards and supervisors (as proposed by the defendants) is improper. Finally, the amendment suggested in the defendantsâ sixth bullet point should be adopted, as it mirrors information contained in the FJCâs model notices.
Plaintiff has also requested that the court require Peak Security to post notice of the lawsuit at locations where putative collective action members work. Defendants have not opposed this request, and â[c]ourts routinely approve requests to post notice on employee bulletin boards and in other common areas, even where
One adjustment must be made to the notice as it relates to the FLSA claim, however. The notice proposed by the plaintiff describes the temporal, scope of claims by potential opt-in plaintiffs as dating back three years from the filing of the complaint. This is incorrect. As noted earlier, the statute of limitations for FLSA claims is not tolled with the filing of the complaint, but rather continues to run until the order granting conditional certification is entered or is equitably tolled. See, e.g., Ritz v. Mike Rory Corp., No. 12 Civ. 367, 2013 WL 1799974, at *3 (E.D.N.Y. Apr. 30, 2013) (â[U]nder the FLSA, the notice period generally should be measured from the date of the courtâs order granting the motion for conditional certification, not from the date that the complaint was filed.â) (citing Hernandez v. Immortal Rise, Inc., No, 11 Civ. 4360, 2012 WL 4369746, at *6-7 (E.D.N.Y. Sept. 24, 2012)), reconsideration denied, No. 12 Civ. 367, 2013 WL 1968493 (E.D.N.Y. May 13, 2013); Doucoure v. Matlyn Food, Inc., 554 F.Supp.2d 369, 373 (E.D.N.Y.2008) (âAny employee similarly situated to [named plaintiff] who worked for [defendant] within three years of the date of the notice should therefore be provided with notice of the instant lawsuit and of the opportunity to opt into it as a plaintiff.â). In light of the recommendation above that the statute of limitations be tolled as of July 23, 2015, the period of time during which potential opt-in plaintiffs must have worked in order to assert FLSA claims should date from July 23, 2012 to the present rather than from January 28, 2010 to the present. Appropriate changes must therefore be made to the notice to reflect the July 23, 2012 start date for viable FLSA claims.
Finally, plaintiff seeks to send notice of this lawsuit to all individuals employed as Peak- Security guards since January 28, 2007 (ie. six years before the filing of the lawsuit). Although the defendants argue that notice of the collective action should only be sent to those employees who worked for Peak Security in the two years before the date the notice is sent, they make that argument only in the event that a class action is not certified. In contrast to collective actions under the FLSA, the filing of a class action tolls the statute of limitations for all potential class members. American Pipe & Constr. Co. v. Utah, 414 U.S. 538, 553, 94 S.Ct. 756, 38 L.Ed.2d 713 (1974); accord, e.g., Sapon v. Cherry Hill Mkt. Corp., No. 10 CV 5616, 2014 WL 4794231, at *1 (E.D.N.Y. Sept. 25, 2014) (applicable to NYLL class actions). As claims under the NYLL enjoy a six-year limitations period, it is not only appropriate, but probably, required, that notice be sent as requested' by the plaintiff. See Fed.R.Civ.P. 23(c)(2)(B) (requiring âbest
CONCLUSION
For the foregoing reasons, I recommend that the defendantsâ motion be denied in its entirety. I further recommend that the coui;t conditionally certify the plaintiffs proposed collective action under 29 U.S.C. § 216(b), authorize notice to be issued to putative collective members, and subject to the revisions set forth in Section III.D, supra, approve the plaintiffsâ proposed Notice and Consent forms. Finally, I recommend that the court grant the plaintiffs motion for class certification and appoint plaintiffs current counsel as class counsel.
******
Any objections to the Report and Recommendation above must be filed with the Clerk of the Court within 14 days of receipt of this report. Failure to file objections within the specified time waives the right to appeal any judgment or order entered by the District Court in reliance on this Report and Recommendation. 28 U.S.C. § 636(b)(1); Fed.R.Civ.P. 72(b); see, e.g., Thomas v. Arn, 474 U.S. 140, 155, 106 S.Ct. 466, 474, 88 L.Ed.2d 435 (1985); Mario v. P & C Food Markets, Inc., 313 F.3d 758, 766 (2nd Cir.2002); IUE AFL-CIO Pension Fund v. Herrmann, 9 F.3d 1049, 1054 (2d Cir.1993); Frank v. Johnson, 968 F.2d 298 (2d Cir.), cert. denied, 506 U.S. 1038, 113 S.Ct. 825, 121 L.Ed.2d 696 (1992); Small v. Secretary of Health and Human Serv., 892 F.2d 15, 16 (2d Cir.1989) (per curiam).
Filed Sept. 9, 2015.
. Chime also alleges that' once every two weeks he was directed to arrive an hour or more before his shift was scheduled to start.
. The defendants have moved pursuant to Rule 12 generally, but their arguments proceed on what appear to be Rule 12(b)(6) grounds for dismissal.
. The court notes that the August 28, 2011 date was absent from the First Amended Complaint. The plaintiff explains that this date was inadvertently omitted from the prior
. It goes without saying that the court likewise rejects the notion impliedly advanced by the defendants that the time spent donning and doffing uniforms constitutes the' âcentral point in plaintiffâs lawsuit.â See Defendantsâ Brief in Support at p. 8.
. This conclusion also dispenses with defendantsâ argument that "[o]nce these fifteen minutes [of waiting] are excluded, because plaintiff has not pled them to be compensable time under the FLSA, plaintiff's 'overtime' is reduced to zero.â See Defendantsâ Reply âą Brief at p. 2.
. The defendantsâ argument that the SACAC fails to specify compensable training courses attended by the security guards, who are purportedly required to attend (and therefore not entitled to compensation for) training semi-mars, asks too much. As noted, at the pleading stage, the plaintiff need only provide factual allegations that "allow[] the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.â Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). The plaintiffâs failure to specifically identify training seminarsâthose that he and others were not only required to attend, but for which pay was deducted from their wagesâdoes not prove fatal to this claim.
. By way of example, the defendants argue that the "episodic overtime claimsâ alleged here "do not affect all employees, and therefore do not lend themselves to a class action.â See Defendantsâ Reply Brief at p. 5. They cite as support Desilva v. N. Shore-Long Island Jewish Health Sys., Inc., 27 F.Supp.3d 313 (E.D.N.Y.2014), which considered motions for collective decertification and class certification, and discuss purported discrepancies within the plaintiff's and other employeesâ respective work experiences which would render this matter' inappropriate for class treatment. See Reply Brief at pp. 5-7. On this motion to dismiss, the court need notâ and will notâaddress thes.e contentions.
. The court notes that these cases could plausibly be read as requiring plaintiffs to also allege specific weeks during which they did not receive overtime pay. However, a close reading betrays a concern for allegations of specific weeks during which excess hours were worked, not specific weeks during which employees were not paid. And to the extent that these cases are read in this alternative manner, the court may reasonably infer non-payment during the work weeks specifically pled, based on the general allegations that the defendants failed to pay overtime throughout the Class and Collective Action period. See SACAC at ¶¶ 54-56.
. In addition to citing Lundy, defendants seek support from .several district court cases decided between 2007 and 2012. See Motion to Dismiss at pp. 12-16. Because these matters did. not emanate from the Circuit, and were decided before Lundy, Nakahata, and Dejesus, they carry limited weight, particularly in light of Lundyâs observation that the Second Circuit. âha[d] not previously considered the degree of specificity needed to.state an overtime claim under FLSA.â See Lundy, 711 F.3d at 114.
. The court notes that the plaintiff did not expressly plead specific weeks during which Chime was required to work overtime as a result of arriving fifteen minutes early to his assigned shifts, or because a relieving security guard arrived late to his post. These deficiencies do not, however, prove fatal. First, the Second Circuit authority cited above does not appear to mandate such an itemized level' of ' particularity; so long as the court may surmise a given work week in which the plaintiff worked more than forty hĂłĂșrs, and that the plaintiff was not paid for hours worked in excess of forty, his burden is satisfied. And second, because the overtime hours in ,the second and third scenarios described above were worked pursuant to the defendantsâ policies, see SACAC at ¶¶ 40, 43, the court may reasonably infer that such practices occurred as a matter of course throughout the relevant period.
. Because the NYLL claims arise from the . same common nucleus of operative fact as the FLSA claims, the defendants do not, and cannot, argue that they are not sufficiently related so as to form part of the same case or controversy. See, e.g., Shahriar v. Smith & Wollensky Rest. Grp., Inc., 659 F.3d 234, 245 (2d Cir.2011).
. Chime also alleges that he was not paid on time, that he was paid in cash, and that he was not given a proper wage statement, and. references two guards who likewise were not given a wage statement and were paid in cash for overtime hours. See Chime Decl. at ¶¶ 17, 20.
. Kyree does not state, however, that Peak Security failed altogether to pay its guards for hours worked over forty.
. Defendantsâ argument that the court should not render a decision on collective certification while the motion to dismiss is pending is rendered moot by the discussion above.
. The fact that the plaintiff provides only two declarations is not fatal to his motion. See, e.g., Hernandez v. Bare Burger Dio Inc., No. 12 Civ. 7794, 2013 WL 3199292, at *3 (S.D.N.Y. June 25, 2013) (collecting cases in which "courts in this circuit have routinely granted conditional collective certification based solely on the personal observations of one plaintiffs affidavitâ and doing the same).
. Vreeland v. Ethan Allen, Inc., 828 F.Supp. 14 (S.D.N.Y.1993) did not involve a certification, motion and accordingly is of no- relevance.
. On July 17, 2015, the court granted the plaintiff leave to submit supplemental briefing regarding tolling the statute of limitations, which the plaintiff did on July 23, 2015. See Dkt. Nos. 81, 82.
. Although the plaintiffâs motion for certification preceded the filing of the SACAC, because the membership of the class proposed in the SACAC does not substantively differ from that in the prior complaint, this has no bearing on the resolution of the certification motion.
. The Rule provides that
[o]ne or more members of a class may' sue or be sued as representative parties on behalf of all only if (1) the class is so numerous that joinder of all members is impracticable; (2) there are questions of law or fact common to the class;. (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class; and (4) the representative parties will fairly and adequately protect the interests of the class.
Fed.R.Civ.P. 23(a).
. Similarly, Attenborough v. Const. & Gen. Bldg. Laborers' Local 79, 238 F.R.D. 82 (S.D.N.Y.2006), also cited in opposition, does not stand for the suggested proposition .that a class action plaintiff must provide statistical evidence to establish commonality and typicality. Rather, Attenborough simply noted the requirement "that plaintiffs produce some quantum of evidence to satisfy the commonality and typicality requirements,â which could be accomplished by providing "affidavits, statistical evidence, or both.â See id. at 95. In other words, affidavits may alone suffice. Additionally, it should be noted that Attenbor-oughâand each of the cases it cites on this issueâis an employment discrimination case. See id. at 97-98. The other case cited by the defendants, Mentor v. Imperial Parking Sys., Inc., 246 F.R.D. 178 (S.D.N.Y.2007), also recognized that commonality and typicality may be established by either statistical or anecdotal evidence. See id. at 183.
. Chime has provided a declaration denying the allegations of fraud and stating that he had a reasonable belief that he was permitted to stay in Mr. Osulaâs apartment.
. The Proposed Notice and Consent are attached as Exhibit B to the Certification of Douglas B. Lipsky [Dkt. No. 27].
. The defendants raise no objections concerning the Consent to Become Party Plaintiff. The court recommends that it be approved.
. The July 23, 2012 date should be inserted in place of the January 28, 2010 date in the Summaiy on the first page of the notice, and in sections 4 (2 places), 9, and 12 in the body of the notice.