People v. Mojica
Full Opinion (html_with_citations)
Penal Law § 120.03 (1) provides that a person is guilty of vehicular assault in the second degree when he or she causes serious physical injury to another person, inter alia, while operating a motor vehicle while impaired or intoxicated and causes that serious physical injury as a result of such intoxication. The statute also provides that proof of such operation and the causation of such serious physical injury raises a rebuttable presumption that the serious injury is the result of such intoxication. This appeal presents us with the principal questions of whether the rebuttable presumption violates the defendantâs right to due process or whether the statute is unconstitutionally vague for failing to provide fair notice to a person of ordinary intelligence of the conduct it forbids and failing to provide clear law enforcement standards. We find that the statute does not violate due process and is not void for vagueness.
I. Pretrial Dunaway/Huntley Hearing
The defendant Miguel A. Mojica was indicted for operating a motor vehicle while under the influence of alcohol (two counts), in violation of Vehicle and Traffic Law § 1192 (2) and (3), and vehicular assault in the second degree (two counts), in violation of Penal Law § 120.03 (1). In his pretrial omnibus motion, the defendant moved, inter alia, to suppress the results of a blood alcohol test, which the trial court granted to the extent of conducting a joint Dunaway/Huntley hearing (see Dunaway v New York, 442 US 200 [1979]; People v Huntley, 15 NY2d 72 [1965]). At that hearing, the People adduced the following evidence. On July 28, 2006, at approximately 4:00 a.m., in the City of Poughkeepsie, the defendant drove a pickup truck through a red traffic light and struck a marked patrol car driven by a city police officer, Richard Poluzzi. Officer Poluzzi, who was removed from the scene by ambulance and transported to St. Francis Hospital, suffered head injuries and spent one month in an inpatient rehabilitation facility before returning to work six months after the accident, in January 2007. Immediately after the accident, Patrol Officer Edward Fenichel observed the defendant, who was still seated in the driver seat of his pickup truck, detected alcohol on his breath, and saw that his eyes were glassy and bloodshot. The defendant told Officer Fenichel that he had consumed one half of a beer and was on his way to
At approximately 4:45 a.m., Dutchess County Deputy Sheriff Tyler Wyman arrived at the hospital, where Officer Fenichel briefed him on the circumstances of the accident, his observations of the defendant at the scene, and the defendantâs statement to him at the scene that he had consumed one half of a beer earlier that night. Approximately 20 minutes later, at 5:04 a.m., Deputy Sheriff Wyman administered a prescreening test called an Alco-Sensor, which indicated the presence of alcohol in the defendantâs system. Based upon his observations, training, and experience, Deputy Sheriff Wyman was by then of the opinion that the defendant was under the influence of alcohol. At approximately 6:01 a.m., Deputy Sheriff Wyman placed the defendant under arrest and read him his driving while intoxicated (hereinafter DWI) warnings (see Vehicle and Traffic Law § 1194 [2] [b]), which the defendant indicated he understood.
The defendant immediately indicated he would consent to a chemical test, which requires a blood draw, and signed a consent form at 6:04 a.m. At that point, which was approximately two hours after the accident and within minutes of his arrest, the defendantâs blood was drawn by a hospital nurse and his blood alcohol content (hereinafter BAG) was later determined to be .18%, which is more than twice the legal limit (see Vehicle and Traffic Law § 1192 [2]).
More than one hour later, at 7:19 a.m., Deputy Sheriff Wyman advised the defendant of his Miranda rights (see Miranda v Arizona, 384 US 436 [1966]), and the defendant, both in writing and orally, indicated he understood those rights and agreed to speak with Deputy Sheriff Wyman. In response to Deputy Sheriff Wymanâs inquiry, the defendant stated that he had consumed a mixed alcoholic drink known as a Long Island iced tea approximately four hours before the accident, and was on his way to a bar when the accident occurred.
The defendant was the sole witness for the defense at the hearing. In his testimony, the defendant stated that he was not advised of his Miranda rights or DWI warnings until a judge, accompanied by police officers and state troopers, arraigned him
In rebuttal, the People called as a witness Deputy Jeffrey Wilkinson, who had been present at the defendantâs arraignment in the hospital. Deputy Wilkinson testified that, during the arraignment, the judge did not advise the defendant of his Miranda rights.
At the conclusion of the hearing, the court denied that branch of the defendantâs omnibus motion which was to suppress the results of the blood alcohol content (hereinafter BAG) test, finding that Deputy Sheriff Wyman had probable cause to arrest the defendant for driving while intoxicated based on information Officer Fenichel relayed to him, his own observations, and the results of the Aleo-Sensor test he had administered to the defendant.
II. The Trial
At trial, the People presented the following pertinent evidence:
Eyewitness Kimberly Friedman
City Police Officer William Badner, a certified accident reconstructionist and crime scene technician with the City Traffic
New York State Police Sergeant Frank B. Lynch, a collision reconstructionist, testified on the basis of his observations of the accident location, which were made approximately 3V2 hours after the accident, as well as his examination of the two vehicles. According to Sergeant Lynch, marks on the roadway and the damage to the vehicles indicated that the 4,400-pound police vehicle had been traveling north at a speed of approximately 29 miles per hour, when it was struck on its right side by the westbound truck, which weighed 4,900 pounds and was traveling at a speed of approximately 37 miles per hour. The posted speed limit for both Mill and North Bridge Streets is 30 miles per hour. The front end of the police vehicle was damaged postimpact, when it collided with a fire hydrant, sign, garbage pails, and a porch railing. Sergeant Lynch found no evidence of a steering wheel or brake malfunction on either vehicle.
Sergeant Lynchâs testimony that his examination of the police vehicleâs seat belt indicated that Officer Poluzzi had not been wearing a seat belt at the time of the accident prompted a lengthy sidebar. The defense argued that Officer Poluzziâs failure to use a seat belt was an intervening cause of his injuries and rebutted the presumption that the defendant caused âseri
The defendant was the only witness for the defense. The defendant testified that he had a felony conviction from 1999 and a misdemeanor conviction from 1997 for cashing forged checks. The defendant also testified that, approximately four hours before the accident, while at the Mad Hatter bar, he drank a Long Island iced tea, which contains three or four different types of liquor. At 3:00 a.m., approximately one hour before the accident, he left the Mad Hatter for a second bar on Mill Street, driving a rental truck since his vehicle was being repaired. According to the defendant, as he drove on Mill Street and approached the intersection of North Bridge Street, the green light was in his favor, but turned yellow while he was approximately 20 feet away, and was still yellow when he entered the intersection. Prior to the impact, he did not see another vehicle in the intersection, but felt the front end of his truck hit something, and then his truckâs air bag deployed.
The jury convicted the defendant of all four counts of the indictment, to wit, operating a motor vehicle while under the influence of alcohol in violation of Vehicle and Traffic Law § 1192 (2) and (3) (two counts) and vehicular assault in the second degree in violation of Penal Law § 120.03 (1) (two counts). The court thereafter sentenced the defendant, as a second felony offender, to concurrent terms of 2 to 4 years on each count of vehicular assault in the second degree and one year on each count of operating a motor vehicle while under the influence of alcohol (commonly known as DWI).
Among other arguments, the defendant contends that Penal Law § 120.03 violates the right to due process because of the rebuttable presumption that a person who commits DWI caused the subject accident resulting in serious physical injuries. He further contends that the statute is unconstitutionally vague since it fails to give fair notice to a person of ordinary intelligence of what it forbids and fails to provide clear law-enforcement standards. For the reasons set forth below, we reject the defendantâs arguments.
Preliminarily, although the defendant failed to preserve for appellate review his constitutional challenges to Penal Law § 120.30 by not making a timely pretrial written motion to dismiss the indictment on this ground (see CPL 210.20, 210.25 [3]; 210.45), we reach this issue as a matter of discretion in the interest of justice. We note that the Attorney General of the State of New York was notified pursuant to Executive Law § 71 that the defendant was challenging the constitutionality of Penal Law § 120.30, but determined not to intervene.
âIt is a fundamental requirement of due process that a criminal statute must be stated in terms which are reasonably definite so that a person of ordinary intelligence will know what the law prohibits or commandsâ (People v Cruz, 48 NY2d 419, 423-424 [1979]; see People v Stuart, 100 NY2d 412, 418-419 [2003]). The purpose of the requirement is twofold: (1) provide the defendant with âadequate warning of what the law requires so that he may act lawfully,â and (2) âprevent arbitrary and discriminatory enforcement by requiring boundaries sufficiently distinct for police, Judges and juries to fairly administer the lawâ (People v Cruz, 48 NY2d at 424 [internal quotation marks omitted]).
In 2005, approximately one year before the subject accident, the statutes concerning vehicular assault in the first and second degrees and vehicular manslaughter in the first and second degrees (see Penal Law §§ 120.03, 120.04, 125.12, 125.13) were amended and designated as âVaseanâs law,â
âA person is guilty of vehicular assault in the second degree [a class E felony] when he or she causes serious physical injury to another person, and . . .
â(1) operates a motor vehicle in violation of subdivision two, three, four or four-a of section eleven hundred ninety-two of the vehicle and traffic law . . . and as a result of such intoxication or impairment by the use of a drug, or by the combined influence of drugs or of alcohol and any drug or drugs, operates such motor vehicle ... in a manner that causes such serious physical injury to such other person[.] . . .
âIf it is established that the person operating such motor vehicle . . . caused such serious physical injury while unlawfully intoxicated or impaired by the use of alcohol or a drug, then there shall be a rebuttable presumption that, as a result of such intoxication or impairment by the use of alcohol or a drug, or by the combined influence of drugs or of alcohol and any drug or drugs, such person operated the motor vehicle . . . in a manner that caused such serious physical injury, as required by this section.â
âThe elimination of the criminal negligence element and the addition of the rebuttable presumption provision would create a casual [sic] link between a driver who causes serious physical injury or death and a presumption that it was his or her intoxication or impairment that was the cause o[f] such serious physical injury or death. The accused would be able to rebut such a presumption by presenting evidence that tends to show that it was indeed a separate intervening factor or factors that caused the serious physical injury or deathâ (Bill Jacket, L 2005, ch 39, at 3).
However, our reading of the statute does not support the defendantâs argument. The statute provides, in pertinent part, that the rebuttable presumption that the defendantâs intoxication caused the subject accident arises only â[i]f it is established that the person operating such motor vehicle . . . caused such serious physical injury while unlawfully intoxicated or impaired by the use of alcohol or a drug.â Thus, if a driverâs operation of a vehicle cannot be deemed a proximate cause of the subject accident, then the rebuttable presumption would not arise. We further note that, even if the defendant is correct that the statute would deny due process to hypothetical defendants who may have been DWI in violation of Vehicle and Traffic Law § 1192 but did not cause the accident, we do not reach that issue, as the defendant may not assert a due process challenge contending that the statute is vague as applied to the conduct of others (see Broadrick v Oklahoma, 413 US 601, 608 [1973]; People v Shack, 86 NY2d 529, 538 [1995]; People v Nelson, 69 NY2d 302, 308 [1987]).
In any event, the Peopleâs evidence at trial clearly was sufficient to give rise to the rebuttable presumption. The defendant told Deputy Sheriff Wyman that he had consumed a mixed
Turning then to a determination of whether Penal Law § 120.03 is void for vagueness, the test is twofold: whether the statute (1) is âsufficiently definite âto give a person of ordinary
To reiterate, Penal Law § 120.03 provides in pertinent part that a person commits vehicular assault in the second degree when (1) âhe or she causes serious physical injury to another person,â (2) âoperates a motor vehicle in violation ofâ Vehicle and Traffic Law § 1192 (2), (3), (4) or (4-a), and (3) âas a result of such intoxication or impairment by the use of a drug, or by the combined influence of drugs or of alcohol and any drug or drugs, operates such motor vehicle . . . in a manner that causes such serious physical injury to such other personâ (Penal Law § 120.03 [1]).
In essence, the statute prohibits operating a vehicle in a manner that causes serious physical injury and while intoxicated and/or impaired by drugs in violation of Vehicle and Traffic Law § 1192 (2), (3), (4) or (4-a). We find that the language conveys sufficiently definite warning as to the proscribed conduct âwhen measured by common understanding and practicesâ (People v Shack, 86 NY2d at 538). Specifically, the phrase âas a result of such intoxicationâ would be understood to mean that âby virtue ofâ or âflowing fromâ a driverâs voluntary consumption of alcohol âto the extent that he is incapable of employing the physical and mental abilities which he is expected to possess in order to operate a vehicle as a reasonable and prudent driver [,]â serious physical injury occurs (People v Cruz, 48 NY2d at 428). Similarly, the statute provides clear guidelines to law
We further find that, viewing the facts in a light most favorable to the People, the verdict was legally sufficient, as âthere is a valid line of reasoning and permissible inferences from which a rational jury could have found the elements of the crime proved beyond a reasonable doubtâ (People v Acosta, 80 NY2d 665, 672 [1993], quoting People v Steinberg, 79 NY2d 673, 681-682 [1992]; see People v Danielson, 9 NY3d 342, 349 [2007]; People v Contes, 60 NY2d 620, 621 [1983]).
Moreover, upon our independent review (see CPL 470.15 [5]; People v Danielson, 9 NY3d at 348-349), and according great deference to the juryâs opportunity to view the witnesses, hear the testimony, and observe demeanor (see People v Mateo, 2 NY3d 383, 410 [2004], cert denied 542 US 946 [2004]; People v Bleakley, 69 NY2d 490, 495 [1987]), we are satisfied that the verdict of guilt was not against the weight of the evidence (see People v Romero, 7 NY3d 633 [2006]). The jury was entitled to reject the defendantâs attempt to rebut the presumption that his DWI caused the subject accident. The jury verdict demonstrated that the jury credited the testimony of the two eyewitnesses who were in a car on North Bridge Street and who both testified that their vehicle had a green light when the defendantâs truck, traveling on Mill Street, approached the intersection. Coupling Scanoâs testimony that the traffic signals at the intersection were functioning properly with the two eyewitnessesâ testimony that their vehicle had a green light, supports the juryâs implicit finding that the defendant disregarded a red light and, thus, he failed to rebut the presumption that his act of DWI caused the subject accident.
We further note that it was not error to bar the defense from contending that Officer Poluzziâs failure to wear a seat belt was an intervening cause of his serious physical injuries. The defendantâs contention on this point was pure speculation, as defense counsel conceded that it had no expert witness available who could quantify or specify which of Officer Poluzziâs injuries would have been mitigated had he worn his seat belt (see People v Del Duco, 247 AD2d 487, 488 [1998]; People v Castricone, 224 AD2d 1019 [1996]; see also People v Muller, 57 AD3d 1113 [2008]). In any event, Officer Poluzzi, as an operator
Contrary to the defendantâs contention, Deputy Sheriff Wyman had probable cause to arrest the defendant for DWI based on the totality of the circumstances, which included the information communicated to Deputy Sheriff Wyman by Officer Fenichelâwho had been on the accident scene and had spoken with the defendantâwhen Deputy Sheriff Wyman arrived at the hospital, his own observations at the hospital of the defendantâs bloodshot and glassy eyes, and detection alcohol on his breath, and the results of the Aleo-Sensor test that showed alcohol in the defendantâs system (see People v Bigelow, 66 NY2d 417, 423 [1985]; People v Kowalski, 291 AD2d 669, 670 [2002]; People v Ricciardi, 149 AD2d 742 [1989]). Moreover, although the defendant sustained a head wound during the accident, the evidence adduced at the hearing from officers and the defendantâs treating physician demonstrate that the defendant was conscious, coherent, and capable of exercising his rights. Further, there was no evidence that in obtaining the defendantâs consent, Deputy Sheriff Wyman engaged in coercion, illegality, or deception. As such, the evidence supports the hearing courtâs determination that the defendant voluntarily consented to the blood draw for testing his BAG (see People v Osburn, 155 AD2d 926, 927 [1989]). Additionally, there is no basis in the record to disturb the suppression courtâs credibility determination regard
The sentence imposed was not excessive (see People v Suitte, 90 AD2d 80 [1982]).
The defendantâs contentions in point VIII of his brief involve matter dehors the record, and his contentions in point IX of his brief are without merit.
Accordingly, we affirm the judgment.
Fisher, J.P, Covello and Leventhal, JJ., concur.
Ordered that the judgment is affirmed.
. To the extent that the trial testimony of Officer Fenichel and Deputy Sheriff Wyman was largely repetitive of their pretrial hearing testimony, we do not summarize it herein.
. Friedman also testified that since the accident, she had been charged in Ulster County with driving while intoxicated, and that at the time of the trial, the matter was pending.
. The remainder of the defendantâs testimony and the Peopleâs rebuttal testimony was similar to the pretrial hearing testimony, summarized above.
. The law was named after 11-year old Vasean Alleyne, who was struck and killed by an intoxicated driver. Because there was inadequate proof of criminal negligence, the driver was charged only with a misdemeanor (see Donnino, Practice Commentaries, McKinneyâs Cons Laws of NY, Book 39, Penal Law articles 120, 125, 2009 Pocket Part, at 62, 214).
. In proving criminal negligence, the prosecution had to show more than intoxication. Its burden was to âprove that the defendantâs intoxication affected his physical and mental capacity to the extent that it caused him to operate his vehicle in a culpably reckless mannerâ (People v Bast, 19 NY2d 813, 815 [1967]; see Matter of Johnston, 75 NY2d 403, 410 [1990]).
. The Assembly Memorandum in Support of Vaseanâs law explained: