People v. Weaver
Full Opinion (html_with_citations)
OPINION OF THE COURT
In the early morning hours of December 21, 2005, a State Police Investigator crept underneath defendantâs street-parked van and placed a global positioning system (GPS) tracking device inside the bumper. The device remained in place for 65 days, constantly monitoring the position of the van. This nonstop surveillance was conducted without a warrant.
The GPS device, known as a âQ-ball,â once attached to the van, operated in conjunction with numerous satellites, from which it received tracking data, to fix the vanâs location. The Q-ball readings indicated the speed of the van and pinpointed its location within 30 feet. Readings were taken approximately every minute while the vehicle was in motion, but less often when it was stationary. The deviceâs battery required replacement during the monitoring period, which resulted in yet another nocturnal visit by the investigator to the vanâs undercarriage. To download the location information retrieved by the Q-ball, the investigator would simply drive past the van and press a button on a corresponding receiver unit, causing the tracking history to be transmitted to and saved by a computer in the investigatorâs vehicle.
It is not clear from the record why defendant was placed under electronic surveillance. What is clear is that he was eventually charged with and tried in a single proceeding for crimes relating to two separate burglariesâone committed in July 2005 at the Latham Meat Market and the other on Christmas Eve of the same year at the Latham K-Mart.
The prosecution sought to have admitted at trial GPS readings showing that, on the evening of the Latham K-Mart
Roche testified that prior to the date of the burglary, she drove through the parking lot of the Latham K-Mart with defendant and John Scott Chiera, while the men looked for the best place to break into the store. She stated that on the night of the burglary, defendant and Chiera left her apartment wearing dark clothing. When they returned, Chieraâs hand was bleeding. Other evidence showed that, during the burglary, a jewelry case inside the K-Mart had been smashed and stained with blood containing DNA matching that of Chiera. Notably, Rocheâs initial statement to the police did not implicate defendant in the K-Mart burglary, but rather indicated that Chiera had committed the crime with a different individual. A few weeks later, Roche gave the police a second statement implicating defendant instead of that individual.
The jury convicted defendant of two counts relating to the K-Mart burglary, but acquitted him of the counts pertaining to the Meat Market burglary. The ensuing judgment of conviction was affirmed by a divided Appellate Division. The majority rejected defendantâs argument that his Fourth Amendment rights had been violated by the warrantless placement and use of the GPS device, and found that he had no greater right to relief under the State Constitution. It premised its decision largely upon what it deemed to be defendantâs reduced expectation of privacy in the exterior of his vehicle (52 AD3d 138 [3d Dept 2008]).
One Justice dissented and would have suppressed the evidence obtained from the GPS tracking device. The dissenting opinion agreed that there was no Fourth Amendment violation, but found a violation of defendantâs corresponding rights under the State Constitutionâstating that citizens âhave a reasonable expectation that their every move will not be continuously and indefinitely monitored by a technical device without their knowledge, except where a warrant has been issued based on probable causeâ (id. at 145). The dissenting Justice granted defendant leave to appeal (10 NY3d 966 [2008]) and we now reverse.
âThe protection guaranteed by the Amendments [the Fourth and Fifth] is much broader in scope [than the protection of property]. The makers of our Constitution undertook to secure conditions favorable to the pursuit of happiness. They recognized the significance of manâs spiritual nature, of his feelings and of his intellect. They knew that only a part of the pain, pleasure and satisfactions of life are to be found in material things. They sought to protect Americans in their beliefs, their thoughts, their emotions and their sensations. They conferred, as against the Government, the right to be let aloneâthe most comprehensive of rights and the right most valued by civilized men. To protect that right, every unjustifiable intrusion by the Government upon the privacy of the individual, whatever the means employed, must be deemed a violation of the Fourth Amendment. And the use, as evidence in a criminal proceeding, of facts ascertained by such intrusion must be deemed a violation of the Fifthâ (id. at 478-479 [dissenting op]).
Brandeisâs dissent was resonant, even in the years immediately after the caseâs decision. And, some 12 years later, at the New York State Constitutional Convention of 1938, the view that there should be constitutional protection against governmental infringements of privacy not involving any offense against property found vindication in this stateâs analogue to the Fourth Amendment, only then adopted. Our constitutional
âThe right of the people to be secure against unreasonable interception of telephone and telegraph communications shall not be violated, and ex parte orders or warrants shall issue only upon oath or affirmation that there is reasonable ground to believe that evidence of crime may be thus obtained, and identifying the particular means of communication, and particularly describing the person or persons whose communications are to be intercepted and the purpose thereof.â
On the federal level, however, Brandeisâs seminal and eloquent recognition that privacy and not property per se was the essential value protected by the Fourth Amendment was slower to find definitive doctrinal acceptance. Finally, however, in Katz v United States (389 US 347, 357 [1967]) the Supreme Court overruled Olmstead, holding:
â[T]he underpinnings of Olmstead and Goldman have been so eroded by our subsequent decisions that the âtrespassâ doctrine there enunciated can no longer be regarded as controlling. The Governmentâs activities in electronically listening to and recording the petitionerâs words violated the privacy upon which he justifiably relied while using the telephone booth and thus constituted a âsearch and seizureâ within the meaning of the Fourth Amendment. The fact that the electronic device employed to achieve that end did not happen to penetrate the wall of the booth can have no constitutional significanceâ {id. at 353).
Since Katz, the existence of a privacy interest within the Fourth Amendmentâs protective ambit has been understood to depend upon whether the individual asserting the interest has demonstrated a subjective expectation of privacy and whether that expectation would be accepted as reasonable by society (see Katz, 389 US at 361 [Harlan, J., concurring]). However, while Katz purported to deemphasize location as a determinant in judging the reach of the Fourth Amendment, the analysis it seemed to require naturally reintroduced considerations of place back into the calculus since the social reasonableness of an individualâs expectation of privacy will quite often turn upon the quality of the space inhabited or traversed, i.e., whether it is
The amalgam of issues with which we here deal, arising from the use of a new and potentially doctrine-forcing surveillance technology by government law enforcers to track movements over largely public terrain, was most significantly dealt with by the Supreme Court in the post-Katz era in United States v Knotts (460 US 276 [1983]). There, government agents placed a beeper in a five-gallon drum of chloroform to track the containerâs movements. They then followed the vehicle that transported the container using both visual surveillance and a monitor that received signals from the beeper. Although the officers lost sight of the vehicle, it was eventually located at Knottsâs cabin. The Court noted that, although Knotts had an expectation of privacy in his cabin, there was no such expectation attending the movements of the vehicle transporting the container (id. at 282). âA person traveling in an automobile on public thoroughfares,â the Court observed, âhas no reasonable expectation of privacy in his [or her] movements from one place to anotherâ (id. at 281). This was so, said the Court, because the particular route taken, stops made and ultimate destination are apparent to any member of the public who happens to observe the vehicleâs movements (see id. at 281-282). The use of the beeper in addition to the visual surveillance did not change the Courtâs analysis: âNothing in the Fourth Amendment prohibited the police from augmenting the sensory faculties bestowed upon them at birth with such enhancement as science and technology afforded them in this caseâ (id. at 282).
At first blush, it would appear that Knotts does not bode well for Mr. Weaver, for in his case, as in Knotts, the surveillance technology was utilized for the purpose of tracking the progress of a vehicle over what may be safely supposed to have been predominantly public roads and, as in Knotts, these movements were at least in theory exposed to âanyone who wanted to lookâ (id. at 281). This, however, is where the similarity ends.
Knotts involved the use of what we must now, more than a quarter of a century later, recognize to have been a very primitive tracking device. The device was, moreover, used in a focused binary police investigation for the discreet purpose of ascertaining the destination of a particular container of chloroform. And, in this application, during the single trip from the place where the chloroform was purchased to the Knotts cabin, the beeper
Here, we are not presented with the use of a mere beeper to facilitate visual surveillance during a single trip. GPS is a vastly different and exponentially more sophisticated and powerful technology that is easily and cheaply deployed and has virtually unlimited and remarkably precise tracking capability. With the addition of new GPS satellites, the technology is rapidly improving so that any person or object, such as a car, may be tracked with uncanny accuracy to virtually any interior or exterior location, at any time and regardless of atmospheric conditions. Constant, relentless tracking of anything is now not merely possible but entirely practicable, indeed much more practicable than the surveillance conducted in Knotts. GPS is not a mere enhancement of human sensory capacity, it facilitates a new technological perception of the world in which the situation of any object may be followed and exhaustively recorded over, in most cases, a practically unlimited period. The potential for a similar capture of information or âseeingâ by law enforcement would require, at a minimum, millions of additional police officers and cameras on every street lamp.
That such a surrogate technological deployment is notâ particularly when placed at the unsupervised discretion of agents of the state âengaged in the often competitive enterprise of ferreting out crimeâ (Johnson v United States, 333 US 10, 14 [1948])âcompatible with any reasonable notion of personal privacy or ordered liberty would appear to us obvious. One need only consider what the police may learn, practically effortlessly, from planting a single device. The whole of a personâs progress through the world, into both public and private spatial spheres, can be charted and recorded over lengthy periods possibly limited only by the need to change the transmitting unitâs batteries. Disclosed in the data retrieved from the transmitting unit, nearly instantaneously with the press of a button on the highly portable receiving unit, will be trips the indisputably private nature of which takes little imagination to conjure: trips to the psychiatrist, the plastic surgeon, the abortion clinic, the
Knotts, of course, opens by adverting to Olmstead and the eventual vindication of the Olmstead dissent in Katz, and there is every evidence from the decision that the Court was acutely aware of its obligation in the post-Zafe era to assure, as one court has succinctly (and perhaps disapprovingly) put it, that Fourth Amendment jurisprudence âkeep[s] pace with the march of scienceâ (United States v Garcia, 474 F3d 994, 997 [7th Cir 2007, Posner, J.]). The science at issue in Knotts was, as noted, quite modest, amounting to no more than an incremental improvement over following a car by the unassisted eye (see id. at 998). This being so, the Court quite reasonably concluded that the technology âin this caseâ (Knotts, 460 US at 282 [emphasis added]) raised no Fourth Amendment issue, but pointedly acknowledged and reserved for another day the question of whether a Fourth Amendment issue would be posed if âtwenty-four hour surveillance of any citizen of this country [were] possible, without judicial knowledge or supervisionâ (id. at 283). To say that that day has arrived involves no melodrama; 26 years after Knotts, GPS technology, even in its present state of evolution, quite simply and matter-of-factly forces the issue.
It would appear clear to us that the great popularity of GPS technology for its many useful applications may not be taken simply as a massive, undifferentiated concession of personal privacy to agents of the state. Indeed, contemporary technology projects our private activities into public space as never before. Cell technology has moved presumptively private phone conversation from the enclosure of Katz's phone booth to the
It is, of course, true that the expectation of privacy has been deemed diminished in a car upon a public thoroughfare. But, it is one thing to suppose that the diminished expectation affords a police officer certain well-circumscribed options for which a warrant is not required and quite another to suppose that when we drive or ride in a vehicle our expectations of privacy are so utterly diminished that we effectively consent to the unsupervised disclosure to law enforcement authorities of all that GPS technology can and will reveal. Even before the advent of GPS, it was recognized that a ride in a motor vehicle does not so completely deprive its occupants of any reasonable expectation of privacy:
âAn individual operating or traveling in an automobile does not lose all reasonable expectation of privacy simply because the automobile and its use are subject to government regulation. Automobile travel is a basic, pervasive, and often necessary mode of transportation to and from oneâs home, workplace, and leisure activities. Many people spend more hours each day traveling in cars than walking on the streets. Undoubtedly, many find a greater sense of security and privacy in traveling in an automobile than they do in exposing themselves by pedestrian or other modes of travel. Were the individual subject to unfettered governmental intrusion every time he entered an automobile, the security guaranteed by the Fourth Amendment would be seriously circumscribed. As Terry v Ohio . . . recognized, people are not shorn of all Fourth Amendment protection when they step from their homes onto the public sidewalks. Nor are they shorn of those interests when they step from the sidewalks*444 into their automobiles. See Adams v. Williams, 407 U. S. 143, 146 (1972)â (Delaware v Prouse, 440 US 648, 662-663 [1979]).
This view has recently been reaffirmed by the Supreme Court in Arizona v Gant (556 US â, 129 S Ct 1710 [2009]), where the Court, in addressing the scope of the search incident to arrest exception to the warrant requirement in the context of a vehicle stop, had occasion to observe, âthe State seriously undervalues the privacy interests at stake. Although we have recognized that a motoristâs privacy interest in his vehicle is less substantial than in his home . . . the former interest is nevertheless important and deserving of constitutional protectionâ (556 US at â, 129 S Ct at 1720). And, we, of course, have held in reliance upon our own Constitution that the use of a vehicle upon a public way does not effect a complete surrender of any objectively reasonable, socially acceptable privacy expectation (People v Class, 63 NY2d 491, 495 n 3 [1984], revd 475 US 106 [1986], on remand 67 NY2d 431 [1986] [adhering to determination of state constitutional law]).
The residual privacy expectation defendant retained in his vehicle, while perhaps small, was at least adequate to support his claim of a violation of his constitutional right to be free of unreasonable searches and seizures. The massive invasion of privacy entailed by the prolonged use of the GPS device was inconsistent with even the slightest reasonable expectation of privacy.
While there may and, likely will, be exigent situations in which the requirement of a warrant issued upon probable cause authorizing the use of GPS devices for the purpose of official criminal investigation will be excused, this is not one of them. Plainly, no emergency prompted the attachment of the Q-ball to defendantâs van. Indeed, upon this record, it is impossible to discern any reason, apart from hunch or curiosity, for the Q-ballâs placement. But even if there were some retrospectively evident reason for the use of the device, it could not validate the search. âOver and again [the Supreme] Court has emphasized that the mandate of the (Fourth) Amendment requires adherence to judicial processes, and that searches conducted outside the judicial process, without prior approval by judge or magistrate, are per se unreasonable under the Fourth Amendmentâ subject only to a few specifically established and well-delineated exceptionsâ (Katz, 389 US at 357 [citations and internal quotation marks omitted]). The placement of the Q-ball and the
In reaching this conclusion, we acknowledge that the determinative issue remains open as a matter of federal constitutional law, since the United States Supreme Court has not yet ruled upon whether the use of GPS by the state for the purpose of criminal investigation constitutes a search under the Fourth Amendment, and, indeed, the issue has not yet been addressed by the vast majority of the Federal Circuit Courts. Thus, we do not presume to decide the question as a matter of federal law. The very same principles are, however, dispositive of this matter under our State Constitution. If, as we have found, defendant had a reasonable expectation of privacy that was infringed by the Stateâs placement and monitoring of the Q-ball on his van to track his movements over a period of more than two months, there was a search under article I, § 12 of the State Constitution. And that search was illegal because it was executed without a warrant and without justification under any exception to the warrant requirement. In light of the unsettled state of federal law on the issue, we premise our ruling on our State Constitution alone.
We note that we have on many occasions interpreted our own Constitution to provide greater protections when circumstances warrant and have developed an independent body of state law in the area of search and seizure (see e.g. People v Scott, 79 NY2d 474 [1992]; People v Harris, 77 NY2d 434 [1991]; People v Dunn, 77 NY2d 19 [1990]; People v Torres, 74 NY2d 224, 228 [1989]). We have adopted separate standards âwhen doing so best promotes âpredictability and precision in judicial review of search and seizure cases and the protection of the individual rights of our citizensâ â (People v P.J. Video, 68 NY2d 296, 304 [1986] [citations omitted]). What we articulate today may or may not ultimately be a separate standard. If it is, we believe the disparity would be justified. The alternative would be to countenance an enormous unsupervised intrusion by the police agencies of government upon personal privacy and, in this modern age where criminal investigation will increasingly be conducted by sophisticated technological means, the consequent marginalization of the State Constitution and judiciary in matters crucial to safeguarding the privacy of our citizens.
At a similar crossroads, Justice BrandĂŠis in Olmstead queried, â[c]an it be that the Constitution affords no protection against
Contrary to the dissenting views, the gross intrusion at issue is not less cognizable as a search by reason of what the Legislature has or has not done to regulate technological surveillance. Nor does the bare preference for legislatively devised rules and remedies in this area constitute a ground for treating the facts at bar as of subconstitutional import. Before us is a defendant whose movements have, for no apparent reason, been tracked and recorded relentlessly for 65 days. It is quite clear that this would not and, indeed, realistically could not have been done without GPS and that this dragnet use of the technology at the sole discretion of law enforcement authorities to pry into the details of peopleâs daily lives is not consistent with the values at the core of our State Constitutionâs prohibition against unreasonable searches.
We find persuasive the conclusions of other state courts that have addressed this issue and have held that the warrantless use of a tracking device is inconsistent with the protections guaranteed by their state constitutions (State v Jackson, 150 Wash 2d 251, 76 P3d 217 [2003]; State v Campbell, 306 Or 157, 759 P2d 1040 [1988]). The corresponding provision of the Washington State Constitution differs from and has been held to be more protective than the Fourth Amendment. However, the court noted that the use of a GPS device was not merely an augmentation of an officerâs senses (see Jackson, 150 Wash 2d at 261-262, 76 P3d at 223) and that the means of surveillance allowed the government to access an enormous amount of additional information, including a personâs associations and activities (see 150 Wash 2d at 260, 76 P3d at 222). The court concluded that âcitizens of this State have a right to be free from the type of governmental intrusion that occurs when a GPS device is attached to a citizenâs vehicle, regardless of
Similarly, the Supreme Court of Oregon held that the governmentâs use of a radio transmitter to monitor the location of defendantâs car was a search under the State Constitution as it was a significant limitation on the defendantâs freedom from scrutiny (Campbell, 306 Or at 171, 759 P2d at 1048), and that the warrantless use of the transmitter in the absence of exigent circumstances was ânothing short of a staggering limitation upon personal freedomâ (306 Or at 172, 759 P2d at 1049).
Technological advances have produced many valuable tools for law enforcement and, as the years go by, the technology available to aid in the detection of criminal conduct will only become more and more sophisticated. Without judicial oversight, the use of these powerful devices presents a significant and, to our minds, unacceptable risk of abuse. Under our State Constitution, in the absence of exigent circumstances, the installation and use of a GPS device to monitor an individualâs whereabouts requires a warrant supported by probable cause.
In light of this disposition, it is not necessary to address defendantâs remaining contentions.
Accordingly, the order of the Appellate Division should be reversed, defendantâs motion to suppress the evidence obtained from the GPS device should be granted and a new trial ordered.
Smith, J. (dissenting). Using a GPS device, the police discovered that defendantâs car was in a K-Mart parking lot on Christmas Eve. This was obviously not a private place, and no one claims that defendantâs constitutional rights would be infringed if his car had been observed there by a human eye or a hidden camera. But the majority finds that evidence of the carâs location must be suppressed because the police used a more technologically sophisticated way of obtaining it. I think this holding is unsound. The attempt to find in the Constitution a line between ordinary, acceptable means of observation and more efficient, high-tech ones that cannot be used without a warrant seems to me illogical, and doomed to fail.
I am more troubled by another aspect of the case: the surreptitious attachment of the device to the car, without the car ownerâs consent. (This event is highlighted in the first sentence of the majorityâs opinion, but goes virtually unmentioned after that.) I conclude, with some hesitation, that this trespass,
I
It is beyond any question that the police could, without a warrant and without any basis other than a hunch that defendant was up to no good, have assigned an officer, or a team of officers, to follow him everywhere he went, so long as he remained in public places. He could have been followed in a car or a helicopter; he could have been photographed, filmed or recorded on videotape; his movements could have been reported by a cellular telephone or two-way radio. These means could have been used to observe, record and report any trips he made to all the places the majority calls âindisputably private,â from the psychiatristâs office to the gay bar (majority op at 441-442). One who travels on the public streets to such destinations takes the chance that he or she will be observed. The Supreme Court was saying no more than the obvious when it said that a personâs movements on public thoroughfares are not subject to any reasonable expectation of privacy (United States v Knotts, 460 US 276, 281 [1983], quoted in majority op at 440). What, then, is the basis for saying that using a GPS device to obtain the same information requires a warrant?
The majorityâs answer is that the GPS is new, and vastly more efficient than the investigative tools that preceded it. This is certainly trueâbut the same was true of the portable camera and the telephone in 1880, the automobile in 1910 and the video camera in 1950. Indeed, the majority distinguishes Knotts on the ground that it involved a beeperââwhat we must now . . . recognize to have been a very primitive tracking deviceâ (majority op at 440). I suspect that the GPS used in this case will seem primitive a quarter of a century from now. Will that mean that police will then be allowed to use it without a warrant?
The proposition that some devices are too modern and sophisticated to be used freely in police investigation is not a defensible rule of constitutional law. As technology improves, investigation becomes more efficientâand, as long as the investigation does not invade anyoneâs privacy, that may be a good thing. It bears remembering that criminals can, and will, use the most modern and efficient tools available to them, and will not get warrants before doing so. To limit police use of the same tools is to guarantee that the efficiency of law enforcement will increase more slowly than the efficiency of law breakers. If the people of
The Federal and State Constitutionsâ prohibition of unreasonable searches should be enforced not by limiting the technology that investigators may use, but by limiting the places and things they may observe with it. If defendant had been in his home or some other private place, the police would, absent exigent circumstances, need a warrant to follow him there, whether by physical intrusion or by the use of sophisticated technology (see Kyllo v United States, 533 US 27 [2001] [use of thermal-imaging device to detect relative amounts of heat in the home an unlawful search]; United States v Karo, 468 US 705, 714 [1984] [monitoring a beeper in a private home violates the rights of those justifiably expecting privacy there]). But the police were free, without a warrant, to use any means they chose to observe his car in the K-Mart parking lot.
The theory that some investigative tools are simply too good to be used without a warrant finds no support in any authority interpreting the Federal or New York Constitution. Knotts, despite the majorityâs attempt to distinguish it, seems to me to establish conclusively that the Fourth Amendment did not prohibit the police âfrom augmenting the sensory faculties bestowed upon them at birth with such enhancement as science and technology afforded themâ (460 US at 282). And no New York authority suggests that we would reject Knotts as a matter of state constitutional law. Knotts was a unanimous decision as to its result (though three Justices declined to endorse the language I have quoted [460 US at 288 (Stevens, J., concurring)]); and, in my view, it was an easy one. If the majority is holdingâas it apparently isâthat police may never, in the absence of exigent circumstances or probable cause, track a suspect with a GPS device, it has imposed a totally unjustified limitation on law enforcement. It has also presented future courts with the essentially impossible task of deciding which investigative tools are so efficient and modern that they are subject to the same prohibition.
II
For the reasons explained above, I would have no problem at all with this case if the device had been attached to the car with the consent of the carâs owner or co-owner, or if the police had
As the majority points out, the privacy protected by the constitutional prohibition of unreasonable searches and the property rights protected by the laws against trespass have been divorced for decades. The Supreme Court held in Katz v United States (389 US 347, 353 [1967]) that Fourth Amendment protections turn not on whether there was an intrusion upon private property but on whether government conduct âviolated the privacy upon which [a person] justifiably relied.â The accepted test for whether there has been a âsearchâ for Fourth Amendment purposes has become that stated in Justice Harlanâs concurrence in Katz: Did government action invade a âreasonable expectation of privacyâ (id. at 360; see e.g. Samson v California, 547 US 843, 847 [2006])? The test under the New York Constitution is the same (e.g. People v Quackenbush, 88 NY2d 534, 541 [1996]). The attachment of the GPS device in this case violated defendantâs property rights, but it did not invade his privacy.
The device was attached to the outside of the car while it was parked on a public street. No one who chooses to park in such a location can reasonably think that the outsideâeven the undersideâof the car is in a place of privacy. He may reasonably expect that strangers will leave his car alone, but that is not an expectation of privacy; it is an expectation of respect for oneâs property rights. This distinction is critical: âthe existence of a property interest does not mean that defendant also had a privacy interest protectable by the State and Federal guarantees against unreasonable searches and seizuresâ (People v Natal, 75 NY2d 379, 383 [1990]; see also People v Reynolds, 71 NY2d 552 [1988]). No authority, so far as I know, holds that a trespass on
I am admittedly relying on a fine distinction, but I think I am justified in doing so. When the government violates privacy, and not just property, rights, the exclusionary rule applies; that rule is a blunt instrument, whose effect is often to guarantee an unjust result in a criminal caseâin Judge Cardozoâs famous phrase, to set the criminal free because the constable has blundered (People v Defore, 242 NY 13, 21 [1926], cert denied 270 US 657 [1926]). The ruleâs application should not be expanded to punish every action by a police officer that a court may find distasteful; it should be strictly limited to the protection of constitutional rightsâin this case, the privacy rights that are the concern of the Search and Seizure Clauses of the State and Federal Constitutions. Because no one invaded defendantâs privacy here, his motion to suppress the evidence obtained from the GPS device should be denied.
Read, J. (dissenting). The majority opinionâwhile destined to elicit editorial approvalâis wrong on the law and unnecessarily burdens law enforcement and the courts, and, more importantly, all New Yorkers. Although aspects of this case are indeed troublingânotably, the unexplained length of time (65 days) the GPS tracking device was affixed to defendantâs vanâI agree with Judge Smith that there was simply no search within the meaning of the Federal or State Constitution. I write separately to emphasize two untoward consequences of todayâs decision: first, our state constitutional jurisprudence has been brushed aside; second, we are handcuffing the Legislature by improperly constitutionalizing a subject more effectively dealt with legislatively than judicially in our system of government.
The Federal Background
To date, the United States Supreme Court has never defined a search within the meaning of the Fourth Amendment to encompass the governmentâs use of tracking devices in lieu of or supplemental to visual surveillance, so long as the tracking occurs outside the home (see United States v Knotts, 460 US
Interpreting Our State Constitution
We set out our methodology for state constitutional interpretation in People v P.J. Video (68 NY2d 296, 302 [1986]), which described two bases for relying on independent state constitutional grounds: interpretive and noninterpretive review. Interpretive review essentially flows from textual differences between a provision of the State Constitution and its federal counterpart, and is not available here since the operative language of the Fourth Amendment and article I, section 12 is the same (see People v Harris, 77 NY2d 434, 437 [1991] [âBecause the language of the Fourth Amendment. . . and section 12 of article I . . .is identical, it may be assumed, as a general proposition, that the two provisions confer similar rightsâ]). âTo contrastâ with interpretive analysis, we stated that
ânoninterpetive review proceeds from a judicial perception of sound policy, justice and fundamental fairness. A noninterpretive analysis attempts to discover, for example, any preexisting State statutory or common law defining the scope of the individual right in question; the history and traditions of the State in its protection of the individual right; any identification of the right in the State Constitution as being one of peculiar State or local concern; and any distinctive attitudes of the State citizenry toward the definition, scope or protection of the individual rightâ (P.J. Video, 68 NY2d at 303 [citation omitted]).
Here, the majority has not come close to justifying its holding as a matter of state constitutional law in the way called for by P.J. Video. First, the majority states that âwe have on many occasions interpreted our own Constitution to provide greater protections when circumstances warrant and have developed an independent body of state law in the area of search and seizureâ (majority op at 445). This is the assertion of a truismâi.e., that we can and have interpreted article I, section 12 more broadly than the Supreme Court has interpreted the Fourth Amendment. The majority does not identify, much less discuss, the âcircumstancesâ requiring a departure from the federal approach here.
Finally, the majority adverts to the decisions of the highest courts in Washington and Oregon. But the majority does not explain how other state courtsâ decisions interpreting their own (and different) constitutions are possibly relevant to a noninterpretive analysis, which is explicitly keyed to factors peculiar to the State of New York.
As our case law now stands, then, the State Constitution does not require the police to obtain a warrant in order to follow or âtailâ my car to an abortion clinic or a strip club (see majority op at 441-442). The police may gather such details as, for example, whether I was actually in the car for this trip, and, if so, whether I was the driver or a passenger, whether I was traveling alone or with others, whether I met anyone outside an abortion clinic or a strip club, and whether I walked inside these establishments, either by myself or accompanied. In addition, the police may photograph me while I am doing these things. A warrant is also not required by the State Constitution in order for the police to review telephone toll billing records or use a pen register and thereby find out how often someone (not necessarily me) calls an abortion clinic or a strip club from my residence. But, as a result of todayâs decision, a warrant is mandated before the police may attach a GPS tracking device to my car and thereby discover if or how often someone (again, not necessarily me) drives my car by or parks it near an abortion clinic or a strip club. These results are difficult to reconcile; the Court seems to interpret article I, section 12 as affording the greatest state constitutional protection to the surveillance technique that garners the least specific information about â[t]he whole of [my] progress through the worldâ (majority op at 441).
The facts in this case illustrate how GPS monitoring technology is less revealing than old-fashioned physical surveillance. Defendant apparently owned two vehiclesâa van and a Mercedes Benz automobile. The investigator from the New York State Police attached the battery-powered GPS tracking device to the van on December 21, 2005. The data subsequently
According to the investigator, the State Police maintain a âsmall fleet of undercover cars,â which may be made available to assist local police agencies with surveillance. The GPS monitoring technology used in this case was less intrusive or informative than physical surveillance of defendant would have been; it was a less optimal way for the police to figure out defendantâs movements. But the State Police have limited resources. They may not always have personnel handy to engage in surveillance at the request of a local police agency, or a vehicleâs location (for example, in a sparsely populated area) may make it difficult to trail or watch undetected. As Judge Smith observes, to limit police use of GPS monitoring technology, which is readily available to criminals, âguarantee[s] that the efficiency of law enforcement will increase more slowly than the efficiency of law breakersâ (Smith, J., dissenting at 448).
Finally, the majority does not examine relevant state statutory law, as called for by noninterpretive analysis. In fact, the Legislature has enacted elaborate statutory provisions to regulate police surveillance; in particular, CPL articles 700 (eavesdropping and video surveillance warrants) and 705 (pen registers and trap and trace devices), adopted after our decision in Guerra. But Penal Law § 250.00 (5) (c) specifically states that an â[electronic communicationâ does not include âany communication made through a tracking device consisting of an electronic or mechanical device which permits the tracking of the movement of a person or object.â CPL article 700 only requires warrants for those electronic communications covered
The analytical methodology embodied in our decision in P.J. Video has its critics (see generally James A. Gardner, Interpreting State Constitutions: A Jurisprudence of Function in a Federal System, at 41-45 [University of Chicago Press 2005]). And there are certainly alternative theories of state constitutional interpretation available for us to adopt (id.). Unless the Court frankly embraces another approach, however, we should decide our state constitutional cases in accordance with the principles enunciated in P.J. Video: precedent is not âa custom [m]ore honored in the breach than the observanceâ (Hamlet, act I, scene iv). By disregarding our precedent in this area, a methodology already seen by some as excessively malleable is rendered patently standardless. The public may be left with the impression that we do indeed treat the State Constitution as âa handy grab bag filled with a bevy of clauses [to] be exploited in order to circumvent disfavored United States Supreme Court decisionsâ (see Ronald K.L. Collins, Reliance on State ConstitutionsâAway From a Reactionary Approach, 9 Hastings Const LQ 1, 2 [1981]).
The Role of the Legislature
We are all familiar with GPS monitoring technology, which is widely used in modern society and serves many worthwhile purposes. For example, GPS tracking devices help us drive our automobiles without getting lost; they may be used to find a stolen vehicle; they assist employers in routing their fleet vehicles and knowing the location of their employees; they can identify the location of miners who are trapped underground as a result of an accident; they may pinpoint the whereabouts of an errant pet; and parents may install GPS devices on their childrenâs cell phones so as to keep track of them.
Certainly, GPS monitoring technology may be abused by law enforcement authorities. As a result, many states have enacted comprehensive legislation governing its use by police for investigative purposes. Generally speaking, these provisions require the police or a prosecutor to make an application to a judge before installing or using a mobile tracking device. The provisions differ considerably in terms of the quantum and nature of the proof required for judicial authorization; but they
For example, at one end of the spectrum are those states that permit the installation and use of a mobile tracking device upon a showing by the applicant âthat the information likely to be obtained is relevant to an ongoing criminal investigationâ (Utah Code Ann § 77-23a-15.5 [3] [b]; see also Minn Stat § 626A.37 [1]; Fla Stat § 934.42 [2] [b]). At the other end of the spectrum are those states requiring a showing of probable cause. But the probable cause in these statutes is not the same as that mandated by the majority hereâprobable cause to believe that installation of the GPS tracking device on a vehicle will disclose evidence of a crime. Rather, these states merely call for the applicant to certify that âprobable cause exists to believe that the information likely to be obtained [from installation and use of a mobile tracking device] is relevant to an ongoing criminal investigationâ (SC Code Ann § 17-30-140 [B] [2]; see also Okla Stat, tit 13, § 177.6 [A] [no warrant for tracking device âshall issue unless probable cause is shown for believing that such installation or use will lead to the discovery of evidence, fruits, or instrumentalities of the commission or attempted commission of an offenseâ]; Haw Rev Stat § 803-44.7 [b] [judge should be satisfied âthat there are sufficient facts and circumstances contained within the application to establish probable cause to believe that the use of a mobile tracking device will discover the fruits, instrumentalities, or evidence of a crime or is relevant to an ongoing criminal investigationâ]). In the middle of the spectrum are those states that apply a âreasonable suspicionâ requirement. In Pennsylvania, for example, an applicant must âprovide a statement setting forth all facts and circumstances which provide the applicant with a reasonable suspicion that criminal activity has been, is or will be in progress and that the use of a mobile tracking device will yield information relevant to the investigation of criminal activityâ (18 Pa Cons Stat § 5761 [c] [4]; see also Tex Code Grim Proc Ann, art 18.21, § 14 [c] [5]).
Police surveillance techniques implicate competing values of great importance to all New Yorkersâprivacy and security. Absent this decision, our Legislature would have been in a position to look at the variety of GPS-related investigative tools currently available to law enforcement authorities, balance these competing values and fashion a comprehensive regulatory
Of course, the Legislature is still free to act in this area. But by constitutionalizing this particular GPS monitoring technology, my colleagues in the majority have defined what the Legislature cannot do in a fashion that may make little sense. For example, perhaps the most controversial aspect of this case was the length of timeâ65 daysâthe GPS tracking device remained attached to defendantâs van. The Legislature might have considered whether to allow law enforcement (with or without a warrant) to place such a device on a vehicle for a limited period of time, based on a reasonable suspicion that this would produce information relevant to an investigation of criminal activity. Because of todayâs decision, however, this and any number of other potential options that the Legislature (and most New Yorkers) might view as respectful of both privacy and security are off the table: instead, law enforcement authorities will have to obtain a warrant based on probable cause to believe that installation of a GPS tracking device will disclose evidence of a crime. Further, different judges may impose different temporal or other restrictions in the warrant, creating a lack of uniformity even where GPS tracking is permitted. As a result, the utility of this particular GPS monitoring technology as a police investigative tool has been significantly diminished. In effect, by torturing precedent to âfindâ a new subject of state constitutional protection, the majority has limited the Legislatureâs liberty to act in the best interests of the stateâs citizens as a whole.
Conclusion
Surely, it is up to the judiciary to protect New Yorkersâ individual constitutional rightsâthere is no doubt whatsoever about that; surely, we may establish a greater level of protection under our State Constitution for those rights than the Supreme Court recognizes under a parallel provision of the national Constitutionâequally, there is no doubt whatsoever about that; and surely, technological advances may threaten individual privacy by enabling otherwise prohibitively costly surveillance. As a result, safeguards against potential government (and perhaps
Judges Ciparick, Pigott and Jones concur with Chief Judge Lippman; Judge Smith dissents in a separate opinion in which Judges Graffeo and Read concur; Judge Read dissents in another opinion in which Judge Graffeo concurs.
Order reversed, etc.
The Court noted: âThe Amendment itself shows that the search is to be of material thingsâthe person, the house, his papers or his effects. The description of the warrant necessary to make the proceeding lawful, is that it must specify the place to be searched and the person or things to be seizedâ (277 US at 464).
. The Court did not, in Knotts, âpointedly acknowledge[ ] and reserve[ ] for another day the question of whether a Fourth Amendment issue would be posed if âtwenty-four hour surveillance of any citizen of this country [were] possible, without judicial knowledge or supervisionâ â (majority op at 442, quoting Knotts, 460 US at 283 [which, in turn, was quoting the respondentâs brief in that case]). The Court merely noted that the respondent âexpresse[d] the generalized viewâ that this would be the result of the holding sought by the government (460 US at 283). The Court responded that âif such dragnet type law enforcement practices as [the] respondent envisions should eventually occur, there will be time enough then to determine whether different constitutional principles may be applicableâ (id. at 284 [emphasis added]; see also United States v Garcia, 474 F3d 994, 998 [7th Cir 2007] [After refusing to suppress evidence obtained from GPS tracking device placed on the defendantâs car without a warrant, court observed that â(i)t would be premature to rule that... a program of mass surveillance could not possibly raise a question under the Fourth Amendmentâ]). This caseâlike Knotts and Garciaâinvolves the use of GPS monitoring technology in the criminal investigation of an individual suspect, not dragnet-type or mass surveillance.
. Despite an implication to the contrary, the Supreme Courtâs recent decision in Arizona v Gant (556 US â, 129 S Ct 1710 [2009]) does not support the majorityâs position. Gant addressed a search of the interior of a car, an unquestionably protected area. The decision suggests nothing about whether tracking the movements of a vehicle on public roadways constitutes a search under the Fourth Amendment.
. State v Jackson (150 Wash 2d 251, 76 P3d 217 [2003]) relied in large part on the broader language of the Washington State Constitutionâs search- and-seizure clause. And State v Campbell (306 Or 157, 759 P2d 1040 [1988]) rejected the reasonable-expectation-of-privacy test in Katz v United States (389 US 347, 360 [1967, Harlan, J., concurring]) in holding that the warrant-less use of a GPS tracking device violated the Oregon State Constitution. The operative language of article I, section 12 of the New York State Constitution and the Fourth Amendment isâas previously notedâidentical. Moreover, we
. The âQ-ballâ involved in this case is apparently relatively cheap and widely available to the public (see Kyllo, 533 US at 34 [suggesting that law enforcement does not engage in a constitutionally prohibited search when it uses technology readily accessible to the public]). There is no reason to doubt that private citizens (say, for example, a suspicious spouse) have used these GPS tracking devices to surreptitiously monitor the movements of fellow citizensâ vehicles. Todayâs decision does nothing to prevent this from happening or to curb its incidence.