State Ex Rel. Sugg v. Toulouse Oliver
Citation456 P.3d 1065, 2020 NMSC 002
Date Filed2019-12-19
Cited13 times
StatusPublished
Full Opinion (html_with_citations)
Office of Director New Mexico
15:22:34 2020.02.04 Compilation
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IN THE SUPREME COURT OF THE STATE OF NEW MEXICO
Opinion Number: 2020-NMSC-002
Filing Date: December 19, 2019
No. S-1-SC-37723
STATE OF NEW MEXICO ex rel.,
JOHN P. SUGG, DIANNA LUCE,
FRANCESCA MARTINEZ-ESTEVEZ,
CLINT WELLBORN, DONALD
GALLEGOS, ANDREA REEB,
PAULA PAKKALA, and
LEMUEL L. MARTINEZ,
Petitioners,
v.
MAGGIE TOULOUSE OLIVER,
Secretary of State for the
State of New Mexico,
Respondent.
ORIGINAL PROCEEDING
Released for Publication February 11, 2020.
John P. Sugg, District Attorney
Alamogordo, NM
for Petitioners
Hector H. Balderas, Attorney General
Olga Serafimova, Assistant Attorney General
Santa Fe, NM
for Respondent
InAccord, P.C.
Daniel A. Ivey-Soto
Albuquerque, NM
Walsh Gallegos Trevino Russo & Kyle, P.C.
Linda May Trujillo
Albuquerque, NM
for Amicus Curiae Legislative Sponsors
and
No. S-1-SC-37785
STATE OF NEW MEXICO ex rel.,
HON. MARY MARLOWE SOMMER,
HON. NANCY JEAN FRANCHINI,
HON. CONRAD FREDERICK PEREA,
HON. ABIGAIL ARAGON,
HON. WILLIAM G.W. SHOOBRIDGE,
HON. JENNIFER E. DELANEY,
HON. SHANNON MURDOCK,
HON. JEFF MCELROY,
HON. FRED TRAVIS VAN SOELEN,
HON. ALBERT J. MITCHELL, JR.,
HON. DAYLENE MARSH,
HON. DANIEL A. BRYANT,
HON. CINDY M. MERCER,
As New Mexico State District Court Judges
and Citizens of New Mexico,
DISTRICT METROPOLITAN COURT
JUDGESâ ASSOCIATION, INC.,
HON. VICTOR EDMUND VALDEZ, As a
Metropolitan Court Judge and
Citizen of the State of New Mexico,
Petitioners,
v.
MAGGIE TOULOUSE OLIVER,
Secretary of State for the
State of New Mexico,
Respondent.
ORIGINAL PROCEEDING
The Vargas Law Firm, LLC
Ray M. Vargas, II
Albuquerque, NM
for Petitioners
Hector H. Balderas, Attorney General
Olga Serafimova, Assistant Attorney General
Santa Fe, NM
for Respondent
InAccord, P.C.
Daniel A. Ivey-Soto
Albuquerque, NM
Walsh Gallegos Trevino Russo & Kyle, P.C.
Linda May Trujillo
Albuquerque, NM
for Amicus Curiae Legislative Sponsors
and
No. S-1-SC-37789
STATE OF NEW MEXICO ex. rel.,
NEW MEXICO ASSOCIATION OF
COUNTIES, MARK CAGE and
BOARD OF COUNTY COMMISSIONERS OF
THE COUNTY OF OTERO,
Petitioners,
v.
MAGGIE TOULOUSE OLIVER,
Secretary of State for the
State of New Mexico,
Respondent.
ORIGINAL PROCEEDING
New Mexico Association of Counties
Steven Kopelman
Grace Philips
Patrick F. Trujillo
Santa Fe, NM
for Petitioners
Hector H. Balderas, Attorney General
Olga Serafimova, Assistant Attorney General
Santa Fe, NM
for Respondent
InAccord, P.C.
Daniel A. Ivey-Soto
Albuquerque, NM
Walsh Gallegos Trevino Russo & Kyle, P.C.
Linda May Trujillo
Albuquerque, NM
for Amicus Curiae Legislative Sponsors
OPINION
VIGIL, Justice.
{1} These separate, but related mandamus proceedings challenge the
constitutionality of House Bill 407 (HB 407), 54th Leg., 1st Sess. (N.M. 2019), to the
extent it postpones the times of election and extends the terms of certain public offices.
2019 N.M. Laws, ch. 212. Petitioners are among the class of public officers who would
be affected by the election deferral provisions of HB 407; the petitioning groups
represent district attorneys, district and metropolitan court judges, and county public
officers. Petitionersâ arguments, though variously framed, each turn in part upon the
premise that HB 407 is unconstitutional insofar as it purports to extend their
constitutionally mandated terms of office. This Court assumed original jurisdiction over
the petitions under Article VI, Section 3 of the New Mexico Constitution. Concluding that
the application of HB 407 would result in an unconstitutional alteration to the terms of
office of all three petitioning groups, we issued writs of mandamus in each case
directing Respondent, as Secretary of State (the Secretary), to refrain from
implementing the affected provisions. In this opinion, we explain the reasoning and
rationale underlying our issuance of writs of mandamus.
I. STATUTORY BACKDROP
{2} The enactment of HB 407 accomplished a major overhaul of this stateâs Election
Code, NMSA 1978 §§ 1-1-1 to -26 (1969, as amended through 2019). The challenged
provisions of HB 407 were motivated by what its legislative sponsors (the Sponsors)
describe in their amicus briefs as an intent âto standardize the election dates for certain
[county] offices[,]â âlevelâ or âbalance out the number of county officers on the ballot in
any given election year,â and âstagger the retention [elections]â of district and
metropolitan court judges. To this end, the Legislature brought about what the Sponsors
characterize as a âone-time realignmentâ of the ballot and term provisions governing
certain elected offices.
{3} With respect to the petitioning judges and county officers, the Legislature devised
different two-tiered frameworks to effectuate its intended âstaggeredâ election and
âleveledâ ballot goals. As to the county offices, the Legislature repealed the then existing
version of NMSA 1978, Section 1-10-8 (2015), in favor of a new version of the statute.
Subsection (A) of the amended version of Section 1-10-8 (2019) specifies the county
clerk, county treasurer, and âcounty commission districts and positions with odd-
numbered designationsâ as among the elected offices to be voted on in presidential
election years, 2019 N.M. Laws, ch. 212, § 103(A)(13)-(15), while subsection (B)
specifies the county sheriff, county assessor, probate judge, and âcounty commission
districts and positions with even-numbered designationsâ as among the elected offices
required to be on the ballot in gubernatorial election years. Id. § 103(B)(20)-(23). In
tandem with the amendments made to NMSA 1978, Section 1-10-8, the Legislature also
enacted a temporary provision designed to extend the terms of county offices as
follows:
The secretary of state shall provide a process to renumber district
numbers so that offices are aligned with the offices listed for election in
Section 1-10-8 NMSA 1978 and, where necessary, shall provide for an
extended term to the general election in 2022 or 2024 only as required to
align offices and positions to the offices listed for election in Section 1-10-
8 NMSA 1978; provided that where one member of a local governing body
must receive an extended term pursuant to this section, the secretary of
state shall have the members whose terms expire the same year draw lots
to make the determination.
2019 N.M. Laws, ch. 212, § 281 (emphasis added). Thus, HB 407, by express terms,
calls for the postponement of elections for certain county offices in 2020, while
expressly âextend[ing]â the terms of the incumbent office holders. See id. It appears that
the practical impact of these provisions, if enforced, would extend the terms of office of
nineteen county commissioners, three probate judges, two county clerks and sheriffs,
one county treasurer, and either one or two county assessors.
{4} The Legislature enacted a similarly intricate set of amendments to accomplish its
stated goal of staggering the retention elections of district and metropolitan court
judges. In this regard, the Legislature began by creating a new chapter of the Election
Code, denominated as the Nonpartisan Judicial Retention Act, NMSA 1978, §§ 1-26-1
to -6 (2019). 2019 N.M. Laws, ch. 212, §§ 172 to -77. As here relevant, Chapter 212
Section 176(A) of the New Mexico Laws of 2019 calls for a retention election to be held
for each eligible district court judge âat the general election in the last year of the six-
year term of office for the position in which the judge is serving[,]â while Section
176(B)(2)-(3) provides that the terms of office for district court positions âshall be
staggeredâ so that âthe term of office for division 2 and for every third division number
thereafter shall expire in 2022 and every six years thereafter[,]â and that âthe term of
office for division 3 and for every third division number thereafter shall expire in 2024
and every six years thereafter.â The term-staggering provision covering metropolitan
court judgeships is laid out in Section 177. Subsection (A) of that section requires
eligible metropolitan court judges to face a retention election âin the last year of the four-
year term of office for the position in which the judge is serving[,]â and Subsection (B)(2)
provides that âthe term of office for division 2 and for every second division number
thereafter shall expire in 2024 and every four years thereafter.â
{5} Mirroring the approach it used in connection with county offices, the Legislature
enacted temporary provisions addressed to district and metropolitan court judges,
extending their terms of office so as to phase-in a new staggered election system. By
these provisions, the terms of incumbent metropolitan court judges that were set to
expire at the end of 2022 were extended for a two-year period, 2019 N.M. Laws, ch.
212, § 280, while the terms of incumbent district judges, each set to expire at the end of
2020, were extended for a two-year or four-year period depending on the particular
judicial division involved. 2019 N.M. Laws, ch. 212, § 279(A)-(B). These term extensions
were made âsubject to the provisions of the Nonpartisan Judicial Retention Act and
Article 6 of the [C]onstitution of New Mexico.â Id. §§ 279(A)- (B), 280. Again, HB 407, by
its terms, changes the election cycle for certain offices, this time district and
metropolitan court judgeships, while expressly pushing back the expiration of sitting
incumbentsâ terms.
{6} A different legislative landscape is presented with respect to HB 407âs treatment
of the election cycle for district attorneys. Even though district attorneys have appeared
on the ballot in presidential election years since the dawn of New Mexicoâs statehood,
these state officers were included among the list of officials slated to face election in
gubernatorial election years. 2019 N.M. Laws, ch. 212, § 103(B)(17). This is so
notwithstanding the absence from the house bill of any separate transitional provision
addressing any change in election cycles. As the Sponsors now acknowledge, this
situation was created by a scrivenerâs error stemming from the âinadvertent[ ]
place[ment]â of the district attorneys âin the incorrect columnâ of Section 103 during the
legislative drafting process. Accepting the Sponsorsâ representation that this change in
election cycles was unintentional, its practical effect was nonetheless to remove the
district attorneys from the 2020 ballot and place them instead on the 2022 ballot.
II. DISCUSSION
A. Mandamus Jurisdiction is Proper
{7} Before addressing Petitionersâ constitutional claims, we explain the basis of our
exercise of original mandamus jurisdiction in these matters. In determining whether to
exercise our original jurisdiction in mandamus, this Court applies a multi-factor test
under which we will assume jurisdiction
when the petitioner presents a purely legal issue concerning the non-
discretionary duty of a government official that (1) implicates fundamental
constitutional questions of great public importance, (2) can be answered
on the basis of virtually undisputed facts, and (3) calls for an expeditious
resolution that cannot be obtained through other channels such as a direct
appeal.
State ex rel. King v. Lyons, 2011-NMSC-004, ¶ 21,149 N.M. 330
,248 P.3d 878
(internal quotation marks and citation omitted); see also N.M. Const. art. VI, § 3 (âThe supreme court shall have original jurisdiction in quo warranto and mandamus against all state officers, boards and commissions . . . .â); NMSA 1978, § 44-2-5 (1884) (âThe writ shall not issue in any case where there is a plain, speedy and adequate remedy in the ordinary course of law.â). Although relief by mandamus is most often applied âto compel the performance of an affirmative act by another where the duty to perform the act is clearly enjoined by law,â Rainaldi v. Pub. Emps. Ret. Bd.,1993-NMSC-028
, ¶ 6,115 N.M. 650
,857 P.2d 761
(internal quotation marks and citation omitted), the writ may also be used in appropriate circumstances âin a prohibitory manner to prohibit unconstitutional official action.â AFSCME. v. Martinez,2011-NMSC-018, ¶ 4
,150 N.M. 132
,257 P.3d 952
. For example, prohibitory mandamus has been invoked to enjoin a secretary of state from undertaking a ballot-related action that is beyond her authority, see Unite N.M. v. Oliver,2019-NMSC-009
, ¶ 1,438 P.3d 343
, or submitting to the voters an unconstitutional initiative proposal, see McFadden v. Jordan,196 P.2d 787
(Cal. 1948) (in bank) (cited approvingly in State ex rel. Clark v. Johnson, 1995-NMSC- 048, ¶ 19,120 N.M. 562
,904 P.2d 11
).
{8} In view of the legal nature and public importance of the election issues raised
herein, the need for an expeditious resolution of those issues in the face of stringent
ballot access requirements, and the unavailability of an adequate alternate remedy, we
conclude that Petitionersâ claims call for the use of prohibitory mandamus. Notably, the
Secretary, far from objecting to the exercise of our original jurisdiction, seemingly
endorses it, urging us to provide an âearly resolutionâ of the constitutional questions
raised in the petitions. As a general rule, this would preclude the Sponsors, in their role
as amici curiae, from raising any such objection on their own behalf. See St. Vincent
Hosp. v. Salazar, 1980-NMSC-124, ¶ 9,95 N.M. 147
,619 P.2d 823
(âAmicus must accept the case on the issues as raised by the parties, and cannot assume the functions of a party.â (internal quotation marks and citation omitted)). That rule is not absolute, however, and may give way in circumstances where, as here, a case presents issues of a purely legal nature that are of widespread impact and importance. See Reichert v. State ex rel. McCulloch,2012 MT 111, ¶¶ 24-27
,365 Mont. 92
,278 P.3d 455
(reaffirming but departing from the general rule in considering a judicial recusal question of significant importance that was raised in a legislative amicus brief but not by the parties themselves); Fisher v. City of Berkeley,693 P.2d 264
, 270-72 (Cal. 1984) (in
bank) (considering an amicus argument in support of invalidating a rent control
ordinance).
{9} In addressing the Sponsorsâ arguments opposing mandamus review, we remain
convinced that mandamus is the appropriate remedy in these cases. It is clear that the
electoral timing and term of office provisions of HB 407âpostponing the elections for
and extending the terms of a number of vital public officesâpresent issues of the
utmost public importance. These issues implicate our citizensâ fundamental right to vote,
see State ex rel. League of Woman Voters v. Herrera, 2009-NMSC-003, ¶ 8,145 N.M. 563
,203 P.3d 94
(reiterating âthe longstanding and fundamental principle that the right to vote is of paramount importance[,]â and encouraging courts to âguard against voter disenfranchisement whenever possibleâ), and bear on the accountability of our elected officials. See Christopher R. Berry & Jacob E. Gersen, The Timing of Elections,77 U. Chi. L. Rev. 37
, 40 & n.9 (â[T]he frequency of elections or, equivalently, the duration for which a selected politician is able to stay in office without reelection may effect government accountability and the legitimacy of public policy.â). That being so, the satellite issue addressed by the parties as to whether Petitioners would be subject to removal by way of a writ of quo warranto during their extended terms is not determinative of our decision to entertain Petitionersâ writ applications. We note, nonetheless, that the Sponsorsâ stated position on the issueâthat quo warranto will lie only where the party proceeded against has committed an act that works a forfeiture of his or her officeâtoo narrowly states the parameters of the writ. To the contrary, quo warranto has long been recognized under New Mexico law as an appropriate vehicle to âascertain whether one is constitutionally authorized to hold the office he claims, whether by election or appointment,â State ex rel. Anaya v. McBride,1975-NMSC-032
, ¶ 16,88 N.M. 244
,539 P.2d 1006
, and this irrespective of any active fault or wrongdoing on the office holderâs part. See Clark v. Mitchell,2016-NMSC-005, ¶¶ 8-9
,363 P.3d 1213
(stating the above-quoted principle in entertaining but rejecting a private
petitionerâs claim that the respondent district judge was not constitutionally authorized to
be appointed to the district court following his nonretention in the previous general
election); see NMSA 1978, § 44-3-4(A) (1919) (authorizing an action for a writ of quo
warranto âwhen any person shall usurp, intrude into or unlawfully hold or exercise any
public office . . . within this stateâ (emphasis added)).
{10} We turn next to the Sponsorsâ contention, directed solely to the district attorneysâ
petition, that issuance of a writ of mandamus is unnecessary at this juncture given the
Sponsorsâ stated âmotivat[ion]â to remedy the drafting âmisplacementâ error at the
upcoming legislative session, a remedy which they characterize as âa doable
proposition.â The Sponsorsâ assurances about the potential passage of an amendment
to HB 407 at the next legislative session remain subject to the uncertainties of the
political process. As such, these assurances, while no doubt sincere, provide an
insufficient basis for us to withhold exercise of original jurisdiction over the district
attorneysâ writ petition. See Howell v. McAuliffe, 788 S.E.2d 706, 724 n.17 (Va. 2016) (stating that an alternate remedy is sufficient to displace the need for mandamus relief where, among other things, it âsecure[s] the whole right of the party in a perfect manner, at the present time and in the futureâ (emphasis added) (internal quotation marks and citation omitted)). But see Denish v. Johnson,1996-NMSC-005
, ¶ 57,121 N.M. 280
,910 P.2d 914
(concluding that a writ of mandamus was unnecessary where the
respondent Governor had âagreed to the act in questionâappointing the successors to
[the petitioners] in accordance with the State Constitutionâ). Having determined that
prohibitory mandamus is an appropriate means of addressing Petitionersâ constitutional
claims, we proceed to analyze those claims.
B. The Constitutionality of Election Deferral Statutes
{11} The challenged portions of HB 407, whether by design or oversight, all share a
common feature, i.e., they postpone the time of election of certain public offices by
either two or four years, thus extending their terms of office. The election deferral aspect
of HB 407 is raised in each of the underlying mandamus proceedings, with Petitioners
questioning the constitutionality of HB 407 to the extent it alters the term duration
requirements of their respective offices. See N. M. Const. art. X, § 2(A) (mandating that
the ordinary term for a county official is four years); id. art. VI, § 24 (providing that a
district attorney âshall be elected for a term of four yearsâ); id. art. VI, § 33(C)-(D)
(stating that each district and metropolitan court judge âshall be subject to retention or
rejection in like manner at the general electionâ every sixth and fourth year,
respectively). The narrow but important question we need address, then, is whether the
challenged provisions of HB 407, in delaying Petitionersâ election cycles and
extendingâeither expressly or, in the case of the office of the district attorney, by
necessary implicationâtheir term limits, exceeded the Legislatureâs authority. See
generally State ex rel. Sandel v. N.M. Pub. Util. Commân, 1999-NMSC-019, ¶ 11,127 N.M. 272
,980 P.2d 55
(limiting the issues presented by the parties in exercising our
mandamus authority). For reasons that follow, we answer that question in the
affirmative and thus abide by our decision striking down the offending provisions, i.e.,
2019 N.M. Laws, ch. 212, Sections 103(A)(13)-(15), 103(B)(17), 103(B)(20)-(23),
176(B), 177(B), and 279 to -81.
1. The proper âlevel of scrutinyâ to be applied in evaluating Petitionersâ
constitutional challenges to HB 407
{12} As a preliminary matter, the Sponsors raise concerns over the appropriate âlevel
of scrutinyâ that we should apply in evaluating Petitionersâ constitutional challenges to
HB 407. They cite as guideposts this Courtâs decisions in Crum v. Duran, 2017-NMSC-
013, ¶ 10, 390 P.3d 971(applying the balancing test articulated in Burdick v. Takushi,504 U.S. 428, 433-34
(1992), in determining whether the stateâs interests outweighed the burdens imposed on voters by certain preelection registration requirements), and Kane v. City of Albuquerque,2015-NMSC-027, ¶ 9
,358 P.3d 249
(recognizing that governmental restrictions on the âright to candidacy and the right to vote are subjected to differing levels of scrutinyâ). The cited portions of these two cases, however, focus on the merits of challenges to restrictions on access to the electoral process and not, as involved here, threshold claims addressing the Legislatureâs constitutional authority to act in the first instance. The controlling inquiry in these latter circumstances poses the more elemental question of whether the reviewing court is âsatisfied beyond all reasonable doubt that the Legislature went outside the Constitution in enacting the challenged legislation.â Espanola Hous. Auth. v. Atencio,1977-NMSC-074
, ¶ 3,90 N.M. 787
,568 P.2d 1233
. In determining this discrete issue, the Court does not âinquire into
the wisdom, the policy or the justnessâ of the legislative act under review. Id.
2. The relevant authorities
{13} We begin our substantive analysis by affirming the time-worn principle that a
legislative body cannot generally âextend the term of the incumbent of an elective office
where the term is fixed by the constitution[,]â and the corollary that the altering of a
constitutional term of office may be accomplished only by âthe vote of the people
ratifying a constitutional amendment[.]â 63C Am. Jur. 2d Public Officers and Employees
§ 138 (2009). These precepts have been widely applied by courts nationwide. See, e.g.,
In re Advisory Op. to the GovernorâTerms of Cty. Court Judges, 750 So.2d 610, 613- 14 (Fla. 1999) (recognizing that âthe right of selecting officers for fixed terms belongs to the people, and the legislature is not permitted to defeat this right by changing the length of term of office after an officer has been electedâ (internal quotation marks and citation omitted)); In re Munnelly v. Newkirk,692 N.Y.S.2d 195, 198
(N.Y. App. Div. 1999) (per curiam) (concluding that âthe statutory provision for biennial, odd-numbered- year town elections for town officers [and] the common practice of staggering the terms of town justicesâ were insufficient to âoverride[] the constitutional four-year termâ of those justices found in the âplain languageâ of the state constitution. (citation omitted), affâd716 N.E.2d 182
(N.Y. 1999)); People ex rel. Bua v. Powell,234 N.E.2d 801, 804
(Ill. 1968) (stating that the General Assembly âhad no more power to continue the
judges in office by . . . means [inconsistent with the state constitution] than [it] would
have had to provide that no election should be thereafter held, so as to continue the
incumbents of the offices therein during their livesâ (internal quotation marks and citation
omitted)). Notably, neither the Secretary nor the Sponsors directly question the efficacy
or application of these precepts here.
{14} The constitutional waters become muddied, however, in situations where the
terms of public officers are impliedly extended as a result of statutes which serve to
defer the time of an election. See R.P. Davis, Annotation, Power of Legislature to
Extend Term of Public Office, 97 A.L.R. 1428, § VI, at 1448 (1935) (â[I]t is impossible to state any general rule governing the question whether the legislature may, incidentally to postponing the time for an election, extend the term of an incumbent of an office.â). Constitutional review of such statutes often turns on the proper interpretation of a constitutional or statutory provision allowing public officers to hold office until their successors have been qualified, a so-called holdover provision of the type found in Article XX, Section 2 of the New Mexico Constitution. No New Mexico case has dealt with this type of statute, and the out-of-state decisions on the subject yield no firm rule, a circumstance due in part to the dependence of those decisions on the particular language of the constitutional and statutory provisions there under review. See Davis, Annotation,97 A.L.R. 1428
, § VI, at 1448-57.
{15} Broadly speaking, the jurisdictions that have weighed in on the constitutionality of
election deferral statutes are divided into two camps. Courts that uphold legislative acts
which delay elections for offices with constitutionally mandated term lengths generally
draw a distinction between an impermissible extension of terms and what has been
described variously as an interim, hiatus, interval, or interregnum separating terms. In
urging us to uphold the constitutionality of HB 407, the Sponsors rely on two such
cases, State ex rel. Martin v. Preston, 385 S.E.2d 473(N.C. 1989), and Murray v. Payne,21 P.2d 333
(Kan. 1933). In Preston, the North Carolina Supreme Court
explained and upheld the statutory election regime there under review as follows:
[T]he legislature eliminated staggered terms within multi-seat judicial
districts by creating a one-time interim or hiatus between certain terms of
office. The current terms were not extended; they expire at the end of their
eight-year duration. The next eight-year terms do not commence
immediately upon the expiration of the old terms, however, but are instead
made to commence two years, or in one case four years, later. Since no
successors will be elected and qualified at the expiration of the old terms,
the incumbent judges will continue to serve. Our [c]onstitution anticipates
such âhold overâ situations by providing that elected judges remain in
office âuntil their successors are elected and qualified.â N.C. Const. art. IV,
§ 16.
Preston, 385 S.E.2d at 480 (emphasis added). While acknowledging that the âdistinction
between extended terms and an interim or hiatus separating terms may appear artificial
at first,â the Preston Court ultimately adhered to this distinction, placing strong reliance
on the premise that it was the state constitutional âhold overâ provision, not the
legislative act, that allowed the judges to remain in office. Id. at 480, 482. See id. at 482
(âWhere, as here, the incumbentsâ terms end without successors having been elected
and qualified, and new terms of office have not begun, the [c]onstitutionâs âhold overâ
provision operates and allows the incumbents to continue serving in the interim.â).
{16} Of a similar mind was the majority of the Kansas Supreme Court in Murray,
whose views on the issue the Preston Court adopted as âpersuasive.â Preston, 385
S.E.2d at 481. The Depression-era special legislation under consideration in Murray, largely intended as a cost-saving measure to âavoid[] expense of unnecessary elections,â dispensed with biennial elections in cities of a certain population for, among other offices, the commissioner of parks and public property whose regular term was four years, and provided for quadrennial elections in the future. Murray,21 P.2d at 333
- 34. The court in Murray easily and unanimously rejected the plaintiffâs narrow challenge to the election deferral aspect of the statute based on the legislatureâs âundoubted powerâ to determine the frequency of elections in order to serve âthe public interest and welfare.âId. at 335
. Although that limited holding disposed of the plaintiffâs central claim, the Murray majority, in dicta specifically intended to forestall future lawsuits, and over a two-member dissent, went on to address the âincidental and collateralâ issue of whether any incumbent officers could legally hold over beyond their four-year term limits during the âintervalâ created by the statute.Id. at 335-36
. Endorsing such a âprovisionalâ holdover arrangement so long as the postponement of elections is âreasonableâ in duration,id. at 336
, the majority in Murray stated as follows, in language quoted
approvingly in Preston, 385 S.E2d at 481:
When there is an interval between the end of a term and the beginning of
another, the public business must go on without interruption. Some one
must do the business in the capacity of a public officer . . . The prevailing
rule in the United States is that in the absence of a constitutional or
statutory provision to the contrary, express or implied, an officer is entitled
to hold until his successor is chosen and has qualified.
Murray, 21 P.2d at 335.
{17} Other courts view the issue differently, taking the position that âthe legislature
cannot, by an act postponing the election to an office, the term of which is limited by the
[c]onstitution, extend the incumbentâs term beyond the period so limited.â Davis,
Annotation, 97 A.L.R. 1428, § VI, at 1448. Illustrative of this approach are two Indiana cases, Robinson v. Moser,179 N.E. 270
(Ind. 1931), and Gemmer v. State ex rel. Stephens,71 N.E. 478
(Ind. 1904). In each case, the Indiana Supreme Court struck down the election deferral statute under review as unconstitutional. In Robinson, the court concluded that the legislature was âwithout power to dispense with the election of prosecuting attorneysâ for a two-year period extending beyond their two-year constitutional term of office.179 N.E. at 274
. In Gemmer, the court similarly determined that the legislature âcannot arbitrarily delayâ the election of successors to the county treasurer office and âthereby render the incumbents of the offices eligible to hold overâ past the expiration of their constitutionally prescribed two-year term.71 N.E. at 483
. Significantly, in both Robinson and Gemmer, Indianaâs high court rejected the use of the stateâs constitutional holdover provision as a means to extend constitutional offices beyond the term for which they were elected. Robinson,179 N.E. at 276
(Myers, J., concurring); Gemmer,71 N.E. at 482-83
. Other aspects of these two cases also cast
doubt on the viability of the Preston/Murray doctrine in New Mexico, as will be
addressed in Section II (B)(4), infra.
3. The plain terms of HB 407 establish that the Legislature exceeded its
authority in extending the terms of office of the petitioning judges and
county officers
{18} HB 407, as written, appears to mix apples and oranges in combining two
divergent elements: the election deferral provisions at the center of the
Preston/Robinson judicial divide, alongside express term extension language of the kind
typically struck down as unconstitutional. This approachâreadily acknowledged by the
Sponsors to be ânovelââprecludes our adoption of the Preston/Murray line of cases in
assessing the constitutionality of HB 407.
{19} As previously indicated, the Legislature, in enacting HB 407, expressly extended
the terms of office of certain district and metropolitan court judgeships, see 2019 N.M.
Laws, ch. 212, §§ 279 to -80, and authorized the Secretary to âprovide for an extended
term to the general election in 2022 or 2024â of certain county offices. Id. § 281. It is
these explicit term extension provisions that are a dominant feature of HB 407 and that
markedly differentiate the house bill from the election deferral statute upheld as
constitutional by the North Carolina Supreme Court in Preston, under which â[t]he
current terms [of certain superior court judges] were not extended[,]â 385 S.E.2d at 480(emphasis added), and the similar statute upheld by the Kansas Supreme Court in Murray, whose provisions created âan interval between the end of a term and the beginning of another[.]â21 P.2d at 335
(emphasis added). Given these major conceptual differences, it is difficult, if not impossible, to reconcile our Legislatureâs clear statutory intent to extend the terms of certain judgeships and county offices, as expressed by the plain language it chose in HB 407, with the âhiatusâ and âintervalâ concepts applied in Preston and Murray, concepts premised on the ending of an incumbentâs term of office. To adopt the Preston/Murray approach in reviewing and upholding the constitutionality of HB 407, as the Sponsors now ask us to do, would require this Court, under the guise of judicial interpretation, to rewrite the provisions of HB 407 by excising its unambiguous term extension provisions. This we cannot do. See State v. Frawley,2007-NMSC-057
, ¶ 30,143 N.M. 7
,172 P.3d 144
, superseded by statute, NMSA 1978, § 31-18-15.1 (as amended 2009) (âIt is a fundamental principle that we cannot rewrite or add language to a statute in order to make it constitutional.â (citing United States v. Natâl Treasury Emps. Union,513 U.S. 454
, 479 & n.26 (1995)); see also In re Gach,889 N.W.2d 707, 717
(Mich. Ct. App. 2016) (refusing to âjudicially
effect a substantial revision of [a] statute to salvage its constitutionalityâ).
4. The Preston/Murray approach is incompatible with our state constitution
{20} Even had HB 407 been devised and drawn as a pure election deferral statute,
unencumbered by any express term extension provisions, the end result would be the
same, for the âhiatusâ and âintervalâ constructs underlying the Preston/Murray line of
cases are inconsistent with the purpose and effect of the relevant provisions of our state
constitution. Put differently, had the Legislature omitted from HB 407 any explicit
references to term extensions, it is not altogether clear by what mechanism it could
create an election deferral statute sufficient to both accomplish its stated goals and pass
constitutional muster. As indicated, examination of the constitutional provisions at play
in a particular case generally provides the point of departure in evaluating the
constitutionality of an election deferral statute. See, e.g., Preston, 385 S.E.2d at 481(distinguishing and declining to follow Gemmer,71 N.E. 478
, based on the differences between the constitutional provisions governing those cases). As to the petitioning judges and district attorneys, the Legislatureâs attempts to modify their election cycles contravened clear and unambiguous constitutional mandates. Specifically, in requiring district and metropolitan court judges to face âretention or rejectionâ at general elections every sixth and fourth year, respectively, see N.M. Const. art. VI, § 33(C)-(D), the framers of our Constitution evinced a clear intent to establish outer time limits by which retention elections for these classes of judges must be held. Compare Gemmer,71 N.E. at 482
(invalidating legislation intended to modify a constitutional election schedule which, among other provisions, required elections for the county office in dispute every two years), with Preston,385 S.E.2d at 481
(noting the absence from North Carolinaâs
constitution of an election schedule for judges and the inclusion into its constitution of
election schedules for other public offices, and concluding that the disparity âevidences
a constitutional intent for flexibility in setting the times for holding judicial electionsâ).
Because eligible district and metropolitan court judges most recently faced retention
elections at the 2014 and 2018 general elections, respectively, our constitution
demands that they again face the voters at the 2020 and 2022 general elections,
respectively.
{21} The situation presented by HB 407âs inadvertent postponement of the anticipated
2020 elections for district attorneys also involves the modification of a constitutionally
prescribed election schedule, one established by the combined effect of two provisions
of our state constitution, i.e., Article VI, Section 24 (creating the office of district attorney
in each judicial district and requiring that a district attorney âbe elected for a term of four
yearsâ), and Article XXII, Section 22 (providing that the term of office of all state officers
elected at the initial statewide election âshall commence on the date of their qualification
and shall expire at the same time as if they had been elected on the Tuesday next after
the first Monday of November in the year nineteen hundred and twelveâ). See also State
ex rel. Ward v. Romero, 1912-NMSC-011, ¶ 35,17 N.M. 88
,125 P. 617
(recognizing that âthe district attorney under the [c]onstitution[] is a [s]tate officerâ). In Robinson, the Indiana Supreme Court was presented with analogous circumstances and similar constitutional language, including provisions that a prosecuting attorney âshall be elected in each judicial circuit by the voters thereof . . . [and] shall hold his office for two years[,]â and that the first election for prosecuting attorney was to be held âat the general election in the year one thousand eight hundred and fifty-two . . . .â179 N.E. at 271
. The majority in Robinson invalidated the election deferral statute there under review, with the principal opinion concluding that âthe mandateâ of its state constitution was to elect prosecuting attorneys biennially, consistent with the officeâs constitutionally prescribed two-year term of office.Id. at 272
. The concurring opinion added that this was so even in the absence of any âexpress constitutional provision requiring that prosecuting attorneys be elected at any fixed time,â reasoning that the constitutional requirement that prosecuting attorneys hold office for two years itself âserves to inhibit the [l]egislature from passing any law that would prevent the voters [from] electing prosecuting attorneys at each biennial general election, thereby avoiding extending a constitutionally fixed term or the creating of a vacancy.âId. at 275-76
(Myers, J.,
concurring). Applying these principles, and considering that district attorneys last
appeared on the ballot in New Mexico in 2016, our Legislature was without authority to
dispense with their elections in 2020, and thereby extend their constitutional four-year
terms of office.
{22} Finally, we reject the notion that the holdover provision set out in Article XX,
Section 2 of the New Mexico Constitutionârequiring public officers, unless removed, to
hold office until successors are âduly qualifiedââcan properly be construed to furnish a
constitutional safe haven for election deferral statutes of the type endorsed in the
Preston/Murray line of authority. First, as the Secretary appropriately acknowledges, it
cannot be said that the term of office âhiatusâ and âintervalâ constructs applied in those
cases fit, neatly or otherwise, within the contours of our constitutional holdover provision
as interpreted by this Court. See Denish, 1996-NMSC-005, ¶ 51 (recognizing in a
different but related context that, with respect to electoral systems involving staggered
terms, our constitutional holdover provision âis not a simple extension of the expired
term[, but] . . . an intrusion of the term followingâ). Our stated view in Denish of a
holdover period as an âintrusionâ into the ensuing term leaves little room to adopt the
âinterval between termsâ theory embraced in Preston and Murray, at least with respect
to staggered election systems. Even putting aside the analytic differences, there is an
inconsistency from a policy perspective as well. It appears plain that the purpose of
Article XX, Section 2 is to ensure continuity in governmental operations during
unexpected times of transition when there is no successor to fill a vacancy in office, and
not to facilitate a delay in election cyclesâeven for well-intended reasonsâin the
normal course of affairs. See generally N.M. Attây Gen. Op. 23-3687, at *35 (1923)
(recognizing that holdover provisions of the type set forth in Article XX, Section 2 are not
designed to give an incumbent office holder âtwo terms in case his successor die[s]
before qualifying[,]â but rather âsimply to prevent a hiatus in the office in case the new
officer for any reasons fail[s] to qualifyâ (internal quotation marks and citation omitted)).
The language used by the Indiana Supreme Court in Gemmer in explaining the purpose
of that stateâs counterpart holdover provision rings true and carries the day here:
The [holdover] provision was intended to prevent vacancies in the public
offices to which it applies. It cannot be understood to confer on the
[l]egislature the power to unnecessarily postpone the election of a
successor to the office, and thereby create a condition authorizing the
incumbent to hold over after the expiration of his term. The mischiefs
which would result from this construction of the [c]onstitution and the
recognition of this authority in the [l]egislature are too evident to require
discussion. By the adoption of measures of this character the legislative
department could appropriate to itself an extensive and dangerous power
and influence over a great number of offices and officers.
71 N.E. at 483.
III. CONCLUSION
{23} We hold that the challenged provisions of HB 407 impermissibly alter the
constitutionally prescribed terms of office of the three petitioning groups. In reaching this
conclusion, we are of course mindful that the Legislature is vested with broad authority
to regulate the timing, process, and conduct of elections. See N.M. Const. art. VII, §
1(B). That authority, despite its breadth, must be exercised within constitutional limits,
Unite N.M., 2019-NMSC-009, ¶ 6, a requirement clearly not met here. Assuming, as
appears to be the case, that the Legislature wishes to pursue the election-related policy
goals sought to be effectuated through the portions of HB 407 that we strike down
today, it is its prerogative to propose, and the voters to adopt, a constitutional
amendment to that end.
{24} IT IS SO ORDERED.
BARBARA J. VIGIL, Justice
WE CONCUR:
JUDITH K. NAKAMURA, Chief Justice
MICHAEL E. VIGIL, Justice