State v. Baum
Full Opinion (html_with_citations)
delivered the opinion of the Court.
This Court granted defendant Jermel Moore’s motion for leave to appeal from the Appellate Division’s judgment that reversed the trial court’s order suppressing evidence. From the time when the suppression motion was filed before the trial court and continuing through the argument and decision on appeal, defendant framed the issue in terms of his assertion that the items he sought to suppress had been seized during a warrantless search of the automobile in which he was a passenger.
During the proceedings before this Court, however, it became apparent that the critical element in defendant’s analysis was the alleged illegal detention and coercive interrogation of the vehicle’s driver, co-defendant Angela Baum. That is, defendant argued that
It has become plain that, regardless of the theory on which defendant’s suppression motion was considered and decided by the motion court and the appellate panel, its essential predicate was the attempted vicarious assertion of Baum’s constitutional right against self-incrimination. That right, however, both as articulated in the Fifth Amendment of the United States Constitution and as embraced in our statutory and common law, is a purely personal one. We therefore conclude that defendant lacks standing to assert the violation of that right as the basis for his challenge to the search at issue.
In the alternative, because defendant’s possessory interest in the contraband affords him automatic standing to challenge the warrantless search of the automobile, we have separately considered his motion in that light. Having done so, we conclude that the Appellate Division correctly analyzed the issue and applied the appropriate precedents in reaching its judgment.
We affirm and modify the decision of the Appellate Division vacating the order of suppression, and we remand this matter for further proceedings.
I.
The facts and circumstances surrounding the stop and search of the automobile in which defendant was a passenger are fully described in the published decision of the Appellate Division, see State v. Baum, 393 N.J.Super. 275, 280-84, 923 A.2d 276 (App.Div. 2007), and we therefore need only summarize them briefly.
When Baum, the driver, could not produce a license or an insurance card, and when she turned over a vehicle registration that was not in her name or in the name of any of the passengers, the officer asked her to step out of the vehicle. As his inquiries continued, defendant, who was the front seat passenger, and Baum, who was standing behind the vehicle and in front of the patrol car, gave the officer conflicting explanations and answers, providing different information about where they had been and where they were going. When the officer questioned her further, Baum’s responses were inconsistent with what she had said earlier.
Because Baum had neither a license nor any other form of identification with her, the officer asked for her name, address, and birth date in order to verify that she was a validly licensed driver. Due to other, unrelated police business on the radio, it took several minutes for the officer to transmit that request and receive a response. While he was waiting for that information, he continued to make inquiries of her. As the encounter continued, the officer told Baum that her answers did not match defendant’s, and he made his disbelief apparent. Another officer arrived and stood nearby.
Eventually, the first officer told Baum that he suspected that there was something in the car that should not be there and asked her if she wanted to tell him what was going on. Baum said that
A short time later, the officer learned from the dispatcher that Baum’s license was suspended, at which point he arrested her and advised her of her rights. See Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). She then waived her rights and revealed where in the vehicle a container of drugs could be found. When the officers located it, they found cocaine and marijuana inside. After being advised of his rights, defendant told the officers that the cocaine was his, but that the marijuana was Baum’s. The entire encounter, from the time of the initial stop through Baum’s arrest, lasted twenty-six minutes.
II.
Based on the evidence retrieved from the vehicle, defendant and Baum were indicted for possession of a controlled dangerous substance (cocaine), N.J.S.A. 2C:35-10(a)(l), and possession, more than fifty grams, (marijuana), N.J.S.A. 2C:35-10(a)(3). Both Baum and defendant filed motions to suppress the evidence discovered in the vehicle in which they challenged the warrantless search conducted at the roadside.
The Law Division judge conducted a hearing on the motions during which he reviewed the videotape taken by equipment located in the police cruiser and which depicted the stop, the officer’s questioning of both Baum and defendant, and the search. In addition, the officer who initiated the stop and conducted the investigation testified. After considering the evidence, the court granted the motion suppressing the drugs found in the vehicle.
In its analysis, the motion court concluded that the initial vehicle stop was lawful and that the length of time involved in the stop and the investigation, although somewhat delayed, was permissible because of the time needed to receive information about
The Appellate Division reversed the suppression order and directed that the evidence seized could be used in the prosecution of both defendant and Baum. Baum, supra, 393 N.J.Super. at 292, 923 A.2d 276. In its analysis, the appellate panel reasoned that the officer’s suspicions increased as the answers to his questions about the vehicle and its occupants continued to yield conflicting responses. The panel commented that, under such circumstances, “the constitution does not require police officers to ignore the suspicion engendered by these conflicts, provided the detention is not unduly extended.” Id. at 288, 923 A.2d 276. The panel noted that officers must investigate using the “least intrusive” techniques in a way “likely to confirm or dispel their suspicions quickly,” id. at 287, 923 A.2d 276, and recognized that this Court has imposed restrictions based on whether a particular encounter has become more intrusive than necessary, id. at 288, 923 A.2d 276.
Noting that it was reasonable for the officer to separate Baum, the driver, from defendant, the front seat passenger, and finding that Baum’s responses gave the officer reason to suspect that there were drugs in the vehicle, the appellate panel disagreed with the motion court’s conclusion that the search was conducted without probable cause. Id. at 289-90, 923 A.2d 276. Further, the panel rejected the argument that the officer’s comment to Baum that he could summon a drug-sniffing dog was unduly coercive, id. at 290, 923 A.2d 276, and disagreed that the roadside questioning of Baum constituted a custodial interrogation, id. at
We granted defendant’s motion for leave to appeal, 192 N.J. 473, 932 A.2d 25 (2007), and we heard oral argument on the merits on March 11, 2008. Following oral argument, we directed the parties
III.
We begin with our evaluation of the question addressed in the supplemental briefing, namely, whether defendant has standing to assert that the questioning of Baum violated her rights against self-incrimination. That issue arises based on two separate arguments on which defendant relied during the initial argument on the appeal, each of which was an important part of the
The most direct answer to the question that we posed in our request for supplemental briefs is that we have not and we do not today accord standing to a third party, like defendant, to vicariously assert that another’s right against self-incrimination has been violated. Regardless of whether the question is analyzed in terms of Fifth Amendment jurisprudence, or seen in light of the state-based counterpart found in our common law, see State v. Brown, 190 N.J. 144, 153, 919 A.2d 107 (2007) (observing that our Constitution does not include a provision that mirrors the Fifth Amendment; recognizing its deep roots in our common law, and codification in statute and evidence rule (quoting State v. Muhammad, 182 N.J. 551, 567, 868 A.2d 302 (2005))), the result is the same.
The Fifth Amendment affords individuals the right to be free from self-incrimination; the United States Supreme Court has never interpreted it to create a broader right that would extend that protection to a third party. Rather, that Court has long held that “the privilege against compulsory self-incrimination should be ‘limited to its historic function of protecting only the natural individual from compulsory incrimination through his own testimony or personal records.’ ” Bellis v. United States, 417 U.S. 85, 89-90, 94 S.Ct. 2179, 2184, 40 L.Ed.2d 678, 684 (1974) (quoting United States v. White, 322 U.S. 694, 701, 64 S.Ct. 1248, 1252, 88 L.Ed. 1542,1547 (1944)). As the Court noted in Bellis, not only is it true that “the Fifth Amendment privilege is a purely personal one,” but the Court regards this to be a “fundamental policy limiting the scope of the privilege.” Id. at 90, 94 S.Ct. at 2184, 40 L.Ed.2d at 684-85.
Similarly, state courts that have considered whether to permit a vicarious assertion of a claimed Fifth Amendment violation have agreed with the analysis of their federal counterparts. See, e.g., State v. Ducharme, 601 A.2d 937, 941 (R.I.1991) (“One may not complain about compulsion that may be applied to another, even though that application may result in the production of evidence that may be used against a defendant.”); State v. Hawkins, 490 So.2d 594, 598-99 (La.Ct.App.) (holding that defendant did not have standing to allege that statements used to support search warrants were obtained in violation of third party’s Fifth Amendment rights), cert. denied, 494 So.2d 1174 (La.1986).
As to the narrow issue before this Court, however, an analysis of our own protection against self-incrimination yields the same conclusion as that announced by the courts that have interpreted the Fifth Amendment. As with the Miranda warnings, the purpose advanced by our statute and rule is to protect the individual’s right against self-incrimination rather than to advance the goals of another who tries to claim the benefit of that purely personal right. Were we to part company with the federal courts on this issue and allow defendant to vicariously assert Baum’s right against self-incrimination, we would adopt an approach that would, in effect, read Miranda in a manner so inconsistent with the clear guidance of our federal counterparts as to be inappropriate. As we have recognized, the United States Supreme Court “has advised against extending Miranda unless the holding ‘is in harmony with Miranda’s underlying principles.’ ” State v. Boretsky, 186 N.J. 271, 278, 894 A.2d 659 (2006) (quoting Fare v. Michael C., 442 U.S. 707, 717, 99 S.Ct. 2560, 2568, 61 L.Ed.2d 197, 207 (1979)).
IV.
Our conclusion that the right against self-incrimination is a personal one, however, does not entirely resolve the issue before the Court. Defendant argues that the Fifth Amendment would only be the correct focus of his challenge if the State were attempting to use Baum’s statements against him directly and if, as a result, he sought to suppress those statements.
Instead, defendant argues that his suppression motion was, and is, based on his right to be free from an unreasonable search and seizure as guaranteed by the Fourth Amendment of the United States Constitution and Article I, Paragraph 7 of the New Jersey Constitution. He points out that because he was charged with possession of the contraband that was eventually found in the automobile, he has automatic standing to challenge the search. That is, he asserts that the stop of the vehicle, the continued investigation conducted by the officer, and the eventual search of the vehicle, which uncovered the drugs that are the basis of the criminal charges against him, were unreasonable. He contends that this ground for his suppression motion is entirely separate
The State responds with two alternative arguments, either of which would require that we conclude that the search was permissible. First, the State asserts that the alleged Fifth Amendment violation was so inextricably intertwined in the continuing investigation by the officer that defendant cannot challenge the search or the fruits thereof except by an attack on the circumstances that led to Baum’s statements. Second, the State asserts that even if this Court only analyzes the challenge to the search of the vehicle through the Fourth Amendment and Article I, Paragraph 7, as to which defendant concededly has standing, the Appellate Division’s analysis is unassailable and its judgment that the suppression motion should have been denied must be affirmed.
We address these arguments in turn. Our analysis of the question before the Court in this appeal is informed by our recent decisions addressing the applicable principles governing warrant-less searches of automobiles, see State v. Pena-Flores, 198 N.J. 6, 28-30, 965 A.2d 114 (2009), and standing to challenge warrantless searches generally, see State v. Johnson, 193 N.J. 528, 541-46, 940 A.2d 1185 (2008). The reasoning and the historical underpinnings of the doctrines that are expressed in those decisions are thorough and, although each of these decisions is relevant to our analysis, we need not recite their essential principles here.
Rather, we note that, as we held in Johnson, both the Fourth Amendment and Article I, Paragraph 7 of the New Jersey Constitution guarantee “[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.” Id. at 541, 940 A.2d 1185 (quoting U.S. Const, amend. IV and N.J. Const, art. I, 117). When circumstances have warranted it, we have construed Article I, Paragraph 7 so as to give our citizens greater protection against unreasonable searches and seizures than the rights as analyzed under the Federal Constitution, see, e.g., State v. Eckel, 185 N.J. 523, 538, 888 A.2d 1266 (2006) (noting that “we have not hesitated in the
There is no question that defendant has standing to argue that the search of the vehicle that led to the discovery of the contraband and the charge that he possessed it was unreasonable. Our longstanding jurisprudence accords a defendant automatic standing to move to suppress evidence derived from a claimed unreasonable search or seizure “if he has a proprietary, possessory or participatory interest in either the place searched or the property seized.” State v. Alston, 88 N.J. 211, 228, 440 A.2d 1311 (1981). We have explained this to mean as well that a defendant has standing if he “is charged with an offense in which possession of the seized evidence at the time of the contested search is an essential element of guilt.” Ibid.
It follows that because defendant was charged with a possessory offense, if his challenge is solely to the search of the automobile, he has automatic standing to move to suppress the drugs found in that vehicle. It was in this context that the motion court and the Appellate Division should have considered the arguments. Instead, it appears that the motion court, without recognizing that there was an impermissible, embedded challenge to the questioning of Baum, made its findings, and its decision, on that basis. As a consequence, the Appellate Division also did not consider whether the order suppressing the evidence could be sustained, absent the motion court’s finding that the questioning of Baum was coercive.
Viewing the facts as they unfolded through the lens of the Fourth Amendment and Article I, Paragraph 7, we conclude, as did the Appellate Division, that the motion to suppress should have been denied. Applying our usual rules governing automobile stops to these facts, we begin with the recognition that the detention, even if brief, qualifies as a “seizure” of “persons” within the meaning of the Fourth Amendment. State v. Dickey, 152 N.J. 468, 475, 706 A.2d 180 (1998) (quoting Whren v. United States, 517 U.S. 806, 809-10, 116 S.Ct. 1769, 1772, 135 L.Ed.2d 89, 95 (1996)). “Therefore, any automobile stop, however brief, must satisfy the Fourth Amendment’s basic requirement of ‘reasonableness.’” State v. Hickman, 335 N.J.Super. 623, 634, 763 A.2d 330 (App.Div. 2000) (quoting Dickey, supra, 152 N.J. at 475, 706 A.2d 180).
More to the point, in response to simple and straightforward questions about their travel during the day, the officer was given directly contrary, mutually exclusive explanations from the driver and defendant. These circumstances supported the continued inquiries by the officer, see Dickey, supra, 152 N.J. at 479-80, 706 A.2d 180; Hickman, supra, 335 N.J.Super. at 637-38, 763 A.2d 330, and his suspicions about the possibility of some illegal activity beyond Baum’s licensing and the inspection status of the vehicle were justifiably aroused. As we have held, when the reasonable inquiries by the officer related to the circumstances that justified the stop “ ‘give rise to suspicions unrelated to the traffic offense, an officer may broaden [the] inquiry and satisfy those suspicions.’ ” Dickey, supra, 152 N.J. at 479-80, 706 A.2d 180 (alteration in original) (quoting United States v. Johnson, 58 F.3d 356, 357-58 (8th Cir.), cert. denied, 516 U.S. 936, 116 S.Ct. 348, 133 L.Ed.2d 245 (1995)). At that point, the officer may give voice to his suspicions in an effort to dispel them if that technique is most likely to be effective. See id. at 477, 706 A.2d 180; State v. Davis, 104 N.J. 490, 504, 517 A.2d 859 (1986) (framing inquiry as to whether officer used techniques that would both be least intrusive and be effective in shortest time).
Moreover, during the stop and the officer’s investigation, defendant remained seated inside the vehicle; it was Baum who was standing outside of, and at the rear of, the vehicle. As to Baum, there is no question that removing her from the vehicle that had been lawfully stopped is permitted. State v. Smith, 134 N.J. 599, 611, 637 A.2d 158 (1994); see Pena-Flores, supra, 198 N.J. at 31 n. 7, 965 A.2d 114 (describing right of officer to remove driver from lawfully stopped vehicle as “established precedent”). Regardless of whether the driver was inside or at the rear of the vehicle, however, there is nothing in this record that suggests any unreasonable or intrusive investigatory technique focused on defendant. We concur with the conclusion of the appellate panel that there is nothing “unreasonably extended, or ... more intrusive than necessary” in this stop and in this investigation. Baum, supra, 393 N.J.Super. at 289, 923 A.2d 276.
We recognize that defendant asserts that the questioning of Baum, and in particular the officer’s tone and his reference to the drug-sniffing dog,
V.
We affirm, as modified, the judgment of the Appellate Division, reversing the grant of the motion to suppress and remanding the matter for further proceedings.
After the initial oral argument and after this Court had directed the parties to submit the supplemental briefs, counsel for Baum filed a separate motion seeking to participate in the appeal. Unlike defendant, Baum had not appeared for the second day of the suppression hearing, at which time a bench warrant was issued for her arrest, and had not participated in the appeal from the trial court order. We denied her motion for leave to participate in accordance with longstanding principles because she was, and remains, a fugitive. See Matsumo-to v. Matsumoto, 171 N.J. 110, 119-20, 792 A.2d 1222 (2002) (commenting that " 'fugitive from justice may not seek relief from the judicial system whose authority he or she evades’ ” (quoting Martha B. Stolley, Sword or Shield: Due Process and the Fugitive Disentitlement Doctrine, 87 J.Crim. L. & Criminology 751, 752 (1997))); State v. Morales, 91 N.J. 213, 450 A.2d 542 (1982) (summarily dismissing appeal because of fugitive status of defendant); State v. Rogers, 90 N.J. 187, 189-90, 447 A.2d 537 (1982) (dismissing appeal of fugitive over objection raised concerning importance of issue); State v. Ackerson, 25 N.J.L. 209, 211 (Sup.Ct.1855) (equating fugitive status with contempt that negates defendant’s entitlement to consideration by judiciary).
Some federal courts have theorized that there might be an exception to this rule if police conduct directed toward a co-defendant in violation of the co-defendant’s Fifth Amendment right was "so shocking and intentional that ... introduction [of evidence obtained as a result] could deny the defendant a fair trial.” United. States v. Richardson, 1 F.Supp.2d 495, 497 (D.V.I.1998); see, e.g., United States v. Fortna, 796 F.2d 724, 732 n. 8 (5th Cir.) (noting that defendant may have standing if third party’s statements were derived through "shocking and intentional police misconduct”), cert. denied, 479 U.S. 950, 107 S.Ct. 437, 93 L.Ed.2d 386 (1986); United States v. Chiavola, 744 F.2d 1271, 1273 (7th Cir. 1984) (recognizing exception where evidence is obtained by "extreme coercion or torture”); Bradford v. Johnson, 476 F.2d 66, 66 (6th Cir.1973) (holding that defendant’s rights were violated by government's "knowing use of coerced testimony obtained by torture, threats and abuse of a witness"). We need not consider recognizing such an exception in this matter because we do not regard the assertions in this record as constituting a "shocking and intentional” violation of Baum's rights.
As defendant correctly points out, Baum's statements would not be admissible in the prosecution of defendant in any event, and a vicarious assertion of her Fifth Amendment right for that purpose would be unnecessary. See State v. Young, 46 N.J. 152, 156, 215 A.2d 352 (1965) (holding that it is "beyond dispute" that out-of-court statement of co-defendant is inadmissible against another defendant based on hearsay and confrontation rights).
We need not address the separately raised argument to the effect that the Appellate Division overstepped its bounds in undertaking its independent review of the videotape of the stop and the investigation of Baum and of defendant. See State v. Elders, 192 N.J. 224, 244, 927 A.2d 1250 (2007) (noting that availability of videotape does not extinguish deference owed to trial court). We are satisfied that the panel's review of that videotape was not intended to and did not lead it to substitute its view of the facts for that of the motion judge. Instead, its review assisted it in its evaluation of the motion court’s application of legal principles to the essentially undisputed facts it had recited.
We decline the invitation to consider whether the reference to the dog was so unduly coercive as to be constitutionally infirm. By the time the officer said that he could have a dog brought to the scene, he had discovered that Baum did not have a valid license and Baum had already admitted that some of her earlier responses were false and that they had been involved in illegal use of narcotics