State v. Reeds
Full Opinion (html_with_citations)
delivered the opinion of the Court.
A jury convicted defendant, Rahmann Reeds, of third-degree possession of heroin, N.J.S.A. 2C:35-10(a)(l), and second-degree possession of heroin with intent to distribute, N.J.S.A. 2C:35-5(a)(1) and (b)(2) (possessing quantity of one-half ounce or more, but less than five ounces). In this appeal, defendant contends that the Stateâs expertâs testimony on drug possession and distribution methods exceeded permissible limits. Specifically, defendant points to a portion of the expertâs testimony that responded to a hypothetical question. The hypothetical reflected the facts of defendantâs arrest. In response, the expert opined that defendant had been in âconstructive possessionâ of the drugs recovered by the police from the car in which he was driving. Defendant claims that the testimony violated State v. Odom, 116 N.J. 65, 560 A.2d 1198 (1989), and subsequent cases, because (1) the subject matter of the expertâs testimony, addressing who was in possession of the drugs found in the car, was not beyond the ken of average jurors; and (2) the expertâs opinion impermissibly invaded the juryâs province by addressing the ultimate issue of defendantâs guilt.
We agree that the expertâs testimony in this matter went too far and exceeded permissible limits. That this Court has recognized a beneficial and appropriate role for a drug expertâs testimony that explains unfamiliar drug trafficking methods to jurors was not
I.
To understand the import of the expertâs testimony in defendantâs trial, we summarize the facts that were adduced at trial.
On August 14, 2002, two Bergen County police officers stopped a vehicle traveling on Route 95 from the George Washington Bridge. The driver, defendant, allegedly had been driving excessively fast and erratically. Mark Whitley and Isaac Outen were passengers in the vehicle. When asked by one of the officers for his driving credentials, defendant provided a false name and explained that he did not have a license or an insurance card. During that colloquy with defendant, the officer smelled the odor of burnt marijuana and observed an open beer bottle in the rear portion of the interior cabin of the vehicle, near where Outen was seated. The officer made defendant exit the vehicle and, in response to further questioning, defendant admitted that his license was suspended and explained that the car was borrowed.
Returning to question the two passengers still in the car, the officer began with Whitley, the front seat passenger, when he noticed a burnt marijuana joint in the center console. After the officer had Whitley exit the vehicle, the officer saw several packages of heroin on the floor where Whitleyâs feet had been. The
A grand jury returned indictments against defendant, Whitley, and Outen for third-degree possession of a controlled dangerous substance, N.J.S.A 2C:35-10(a)(l) (count one); against defendant, Whitley, and Outen for second-degree possession of heroin with the intent to distribute, N.J.S.A. 2C:35-5(a)(l) and (b)(2) (count two); and against defendant and Outen for third-degree hindering apprehension, N.J.S.A. 2C:29-3(b)(4) (count three).
The defendants were tried together. During the four-day trial, the State presented several witnesses, including Detective David Swan, an expert in narcotics distribution and possession.
Q [Prosecutor] [A]ssume hypothetically that three individuals are driving in a borrowed vehicle. Letâs call the driver S-l, suspect one. Front passenger, suspect two. And assume there is a rear passenger behind the front passenger which weâll call suspect three, S-3.
A [Detective Swan] Okay.
Q And theyâre traveling from New York City on Route 95 so that you know that theyâre coming out of New York. And the individuals are traveling in the vehicle at night, approximately a little before 9:00 PM on a week night. Theyâre driving in an erratic fashion, pulled over. The front passenger and the rear passenger, back passenger at some point are asked their names and they give false names. An officer who asks the front passenger for their paperwork smells marijuana in the vehicle and notices in the vehicle an open container of beer.
*287 After that[,3 later found in the vehicle, in the front passenger section, right between â on the floor in front of the seat but where their feet would be are found loose folds of whatâs determined to be heroin and also scattered on the floor areâ by the feet of the front passenger are six bags of marijuana and underneath the seat are found fifteen bricks of heroin, determined to be heroin, as well as found additionally is a sixteenth brick. That sixteenth brick had been opened so that there were forty bags and seven or eight various loose folds.
On the back passenger assume is found cigars or brown cigarettes, Phillies. And on the persons of the individuals are found a totality of currency of nine hundred fourteen dollarâs.
A Okay.
Q Assuming all those hypothetical facts, do you have an opinion as to why the drugs, specifically the heroin, totaling several hundred bags or folds, would be possessed?
A My opinion they would be possessed unth the intent to distribute.
Q And would that opinion be as to suspects one, two and three?
A All constructive possession unth the intent to distribute.
Q And in your training and experience, have you ever had an experience where three individuals would have been located in a vehicle under these hypothetical facts where it would not have been possessed by them?
[Defense counsel for Whitley]: Objection, judge. Thatâs a conclusion the jury has to make.
Court: Sheâs saying hypothetically in his training and experience has he ever found that.
[Defense counsel for Whitley]: X donât think she said hypothetically. I think she said has he ever been involved in a case where this happened. She wasnât phrasing it in hypothetical terms.
[Prosecutor rephrases the question]
Q Hypothetically considering these facts or in your experience would it be your opinion these drugs could be possessed not with the intent to be distributed? A I believe they would be possessed with the intent to be distributed.
Q Why else do you have that opinion besides the amount?
A The amount, the fact that thereâs three individuals in the vehicle. Itâs been my experience doing road stops, pulling people over during interdictions that generally when people go to purchase drugs they donât go alone because thereâs a danger involved where not only do they have to worry about the police, being detected by the police, but other drug dealers or potential robbers, stickup men. So one may act as a lookout. One may act as a money guy. One may act as security.
[(Emphasis added).]
After Detective Swanâs direct-examination testimony, the term âconstructive possessionâ came up again during co-defendant Whitleyâs counselâs cross-examination. Whitleyâs counsel asked
After cross-examination of Detective Swan, the concept of constructive possession was raised again by the prosecutor on redirect examination:
Q And youâve testified you believe in the hypothetical the defendants would have possessed the heroin constructively for distribution?
[Defense counsel for Whitley]: Objection. I donât think that was testimony. I believe thatâs legal conclusion.
The Court: Itâs leading. Sustained.
Q What was your position as to why approximately eight hundred decks of heroin in the scenario I gave you would be possessed for?
A I believe I said they were constructively possessed with the intent to distribute.
During the charge conference, counsel for all three defendants asked the court to provide a limiting instruction informing the jurors to consider Detective Swanâs opinion only to determine whether the defendants possessed the drugs for personal use or for distribution; and not to consider his opinion in determining whether the drugs were constructively possessed because that was an issue of fact for the jurors to decide themselves. The trial court responded by issuing the following limiting instruction:
In examining an expert witness counsel may propound to her or him a type of question known in the law has [sic] a hypothetical question. You healâd the Prosecutor say assuming this and assuming that. That was the form of the hypothetical question.
By such question the witness is asked to assume to be true a hypothetical state of facts and to give an opinion based on that assumption.
In permitting such a question the Court does not rule and does not necessarily find that all the assumed facts have been proved. It only determines that those assumed facts are within the possible range of the evidence.
It is for you, the jury, to determine and to find from all the evidence whether or not the facts assumed in a hypothetical question have been proved. And if you*289 should find that any assumption in such a question has not been proved, you are to determine the effect of the failure of proof on the value and weight of the expert opinion based on that assumption.
The testimony of Detective David Swan was limited to the issue of whether the drugs possessed were for personal use or for distribution. The issue of possession and/or constructive possession is for you to decide based on the actual facts presented.
The jury convicted defendant of third-degree possession of heroin and second-degree possession of heroin with the intent to distribute. Defendantâs motion for a new trial, based on the Stateâs purported failure to prove various elements of the charged offenses, was denied. The court merged counts one and two and sentenced defendant to an extended term of fifteen yearsâ incarceration with a six-year period of parole ineligibility pursuant to N.J.S.A. 2C:43 â 6(f).
Defendant appealed, raising several issues before the Appellate Division, but in light of our limited grant of certification in this matter, we note only one: that Detective Swanâs testimony exceeded the bounds of acceptable hypothetical question testimony. In respect of that argument, the Appellate Division held that the hypothetical line of questioning of Detective Swan complied with the parameters set forth in Odom, supra, 116 N.J. 65, 560 A.2d 1198, and State v. Summers, 176 N.J. 306, 823 A.2d 15 (2003). In reaching its conclusion, the panel applied the plain error standard of review because it found that defendantâs counsel did not object to Detective Swanâs use of the phrase âconstructive possessionâ during his testimony. Further, the Appellate Division determined that the trial courtâs limiting instruction during its charge to the jury quelled any potential prejudice that may have resulted from Detective Swanâs testimony about defendantâs constructive possession of the drugs found in the car.
We entered a limited grant of defendantâs petition for certification, State v. Reeds, 195 N.J. 523, 950 A.2d 909 (2008), to review
II.
Our analysis begins with the Rules of Evidence, specifically Rule 702, which governs the admissibility of expert testimony and provides that â[i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education may testify thereto in the form of an opinion or otherwise.â It is incumbent on the proffering party to show that (1) the intended testimony concerns a subject matter beyond the ken of an average juror; (2) the field is at a state of the art such that an expertâs testimony would be reliable; and (3) the witness has expertise sufficient to offer the intended testimony. See State v. Jenewicz, 193 N.J. 440, 454, 940 A.2d 269 (2008).
The use of expert testimony about the methods employed by drug traffickers to package and to distribute illegal drugs for sale has been long recognized as permissible under Rule 702 standards because such information is a specialized subject matter that is beyond the ken or normal life experience of the average juror. See Odom, supra, 116 N.J. at 76, 560 A.2d 1198 (permitting drug expertâs testimony, including opinion testimony on possessorâs likely intent and purpose to distribute based on particular characteristics of drug possession set forth through assumed facts). Such testimony, when provided through an expert, aids a juryâs understanding of the evidence adduced in a drug prosecution and often may be necessary to âexplain the significance of the properties, packaging and value of illegal drugs.â Ibid. Without such testimony about drug-trade practices, lay jurors would not â âknow what a person who possessed [a certain quantity of drugs in certain circumstances] was going to do with it.â â Id. at 76, 560 A.2d 1198 (quoting State v. Perez, 218 N.J.Super. 478, 485, 528
Odom, supra, involved a drug possession case in which the prosecutor asked the Stateâs expert to assume a number of facts, and then stated a set of facts consistent with those adduced at trial. 116 N.J. at 67-69, 560 A.2d 1198. Based on the facts so presented, the prosecutor asked the expert to opine whether the defendant would have possessed the drugs for his own use or with the intent to distribute them. Id. at 69, 560 A.2d 1198. In affirming on appeal the admission of that testimony, this Court explained that it was
satisfied in this case that the detectiveâs opinion was based exclusively on the surrounding facts relating to the quantity and packaging of the drugs and their addictive quality, as well as the absence of drug-use paraphernalia; his explanation of these facts was clearly founded on his expertise and specialized knowledge as an expert. The conclusion he drew â that possession of these drugs was for the purpose of distribution â was similarly derived from his experience. We therefore conclude that as long as the expert does not express his opinion of defendantâs guilt but simply characterizes defendantâs conduct based on the facts and evidence in light of his specialized knowledge, the opinion is not objectionable even though it embraces ultimate issues that the jury must decide.
Ud. at 78-79, 560 A.2d 1198.]
We also approved the use of a hypothetical question as an appropriate vehicle through which an expert could testify in respect of inferring intent or purpose when drugs are possessed under certain circumstances. See id. at 76-81, 560 A.2d 1198. And, we reaffirmed the use of such hypothetical questions when that practice was called into question in Summers, supra, 176 N.J. at 311, 317, 823 A.2d 15.
Indeed, in Summers, this Court relied again on Odomâs guidelines for the appropriate use of a hypothetical question:
The question must be limited to the facts adduced at trial. The prosecutor may ask the expert to express an opinion, based on those facts, whether the drugs were possessed for distribution or for personal consumption. The expert should inform jurors of the information on which the opinion is based, and must avoid parroting statutory terminology whenever possible. Obviously, the expert must walk a fine line. His or her opinion can be âexpressed in terms of ultimate issues of fact, namely, whether drugs were possessed with the intent to distribute,â but it cannot*292 contain an explicit statement that âthe defendant is guilty of the crime charged under the statute.â Finally, trial courts should instruct the jury in respect of the proper weight to be given to the expertâs opinion, reminding jurors that the ultimate decision concerning a defendantâs guilt or innocence rests solely with them.
[Id. at 314-15, 823 A.2d 15 (quoting Odom, supra, 116 N.J. at 80-82, 560 A.2d 1198) (internal citations omitted).]
Thus, we carefully permit an expert to express an opinion in response to a hypothetical even when such testimony âembraces an ultimate issue to be decided by the trier of fact,â N.J.R.E. 704, so long as the probative value of the circumscribed testimony is not substantially outweighed by the risk of causing undue prejudice, N.J.R.E. 403. See State v. Berry, 140 N.J. 280, 298, 658 A.2d 702 (1995) (explaining necessity for Rule 403 balancing, stating that â[i]n drug prosecutions, the risk of prejudice has prompted courts to exercise caution in determining whether expert testimony touching on ultimate issues properly was admitted at trialâ).
Because it is the exclusive responsibility of the jury to determine guilt, State v. Simon, 79 N.J. 191, 199, 398 A.2d 861 (1979), there is always the concern about the potential for an expertâs opinion on a hypothetical question to slip dangerously close to usurpation of the juryâs role by essentially telling the jurors how to resolve a case. See State v. Nesbitt, 185 N.J. 504, 514, 888 A.2d 472 (2006) (discussing courtâs duty to perform gatekeeper role in determining whether testimony is reasonably needed and is not unduly prejudicial); see also Odom, supra, 116 N.J. at 81-82, 560 A.2d 1198. To guard against that concern, Odom emphasized that, when using a hypothetical question in cases involving possession and distribution of narcotics, the question must be limited to the evidence adduced at trial and must focus on
the manner of packaging and processing for use or distribution, the significance of various quantities and concentrations of narcotics, the roles of various drug paraphernalia, characteristics of the drugs themselves, the import of circumstances surrounding possession, the conduct of the possessor and the manner in which drugs may be secreted or otherwise possessed for personal use or [distribution],
[Odom, supra, 116 N.J. at 81-82, 560 A.2d 1198 (quoting State v. Odom, 225 N.J.Super. 564, 573, 543 A.2d 88 (App.Div.1988)).]
Odom continues to govern the use of expert testimony in narcotics prosecutions, permitting the incorporation of responses to hypothetical questions to help jurors understand the likely intent or purpose of a defendant in respect of drugs possessed. That said, Odomâs continued application is not without boundaries. In Nesbitt, supra, we cautioned that âOdom does not license the use of a narcotics expert to tell a jury that which is obvious.â 185 N.J. at 514, 888 A.2d 472. Because Odom should not result in the automatic use of expert testimony in all drug eases, we explained in Nesbitt that
[t]rial courts are expected to perform a gatekeeper role in determining whether there exists a reasonable need for an expertâs testimony, and what the parameters of that testimony may be____ The failure of a defendant to object to expert testimony does not relieve the trial court of its gatekeeper responsibilities____
[Id. at 514-15, 888 A.2d 472.]
The Nesbitt Court instructed trial courts to be sensitive to whether there is true need for the hypothetical and expert testimony, id. at 517-19, 888 A.2d 472, and underscored the importance of preventing the expert testimony from tracking too closely the language of the pertinent criminal statute, id. at 517, 888 A.2d 472. Further, Nesbitt discouraged the use of legal terminology with specialized meanings and emphasized Odomâs requirement that the governing statutory language be paraphrased where possible. Id. at 518-19, 888 A.2d 472. By adhering to such cautionary instructions, trial courts can ensure that a drug expertâs testimony plays a legitimate and valuable role in drug possession and distribution cases by helping the jury in realms unknown and unfamiliar to them when assessing the likely intent of a putative drug trafficker.
A.
In the present case, police stopped a car transporting a large quantity of heroin â sixteen bricks â into the state allegedly for purposes of distribution, not just for personal possession and use. The trial and appellate courts reasonably determined that jurors might not be familiar with the common practices used by those in the drug distribution trade when acquiring and transporting drugs for distribution, such as the practice of traveling with multiple persons in a borrowed car to secure drugs at less expensive rates from a marketplace like New York City. Just as jurors are unfamiliar with the variety of methods used in the hand-to-hand sale of drugs on the street, see Nesbitt, supra, 185 N.J. at 515, 888 A.2d 472, a similar lack of knowledge and unfamiliarity can extend to the many ways in which drugs make their way to ultimate purchasers for use.
In this matter, the trial court did not err by allowing an expert to testify that a drug possessorâs likely intent and purpose in possessing heroin in the amount and circumstances present here was to engage in distribution. Such testimony reasonably was determined to be helpful to jurors in understanding a specialized area that was beyond their ken.
Here, after introducing a hypothetical that tracked Odomâs foundational requirements for reflecting the facts as presented by the State, the following exchange occurred between the prosecutor and the expert:
Q [Prosecutor] Assuming all those hypothetical facts, do you have an opinion as to why the drugs, specifically the heroin, totaling several hundred bags or folds, would be possessed?
A [Expert] My opinion they would be possessed with the intent to distribute.
Q And would that opinion be as to suspects one, two and three?
A All constructive possession with the intent to distribute.
[(Emphasis added).]
Although the prosecutor appeared to ask for an opinion about the intent of the participants, the last response by the expert inappropriately addressed the point of constructive possession. Thus, the expert reached to address the factual issue about who in the car could be found to be in possession of the drugs. That should not have been permitted.
Repeatedly, this Court has cautioned against the admission of expert testimony that tracks the âprecise terminology,â and particularly the legalese, of an applicable criminal statute. Odom, supra, 116 N.J. at 82, 560 A.2d 1198. âConstructive possession,â the phrase used by Detective Swan, is a legal term referenced in the statutes under which defendant was charged. See N.J.S.A. 2C:35-10(a)(l) (âIt is unlawful for any person, knowingly or purposely, to obtain, or to possess, actually or constructively, a
Although expert testimony may be employed when a defendantâs drug charge involves possession that may be constructive, courts have used care in defining the parameters of permissible expert testimony to ensure that the expert does not answer for the jury the actual question of whether the drugs or other items in issue were constructively possessed. For example, in Spivey, supra, the determination about constructive possession of a firearm was left to the jury, although the Stateâs drug expert was allowed to give limited testimony that informed the jurors about the practice by drug dealers of arming themselves with guns for protection. 179 N.J. at 240, 844 A.2d 512; see also State v. Hurdle, 311 N.J.Super. 89, 94-98, 709 A.2d 298 (App.Div.1998) (affirming jury determination of constructive possession of drugs where form of expert testimony in response to hypothetical question complied with Odom and expertâs testimony focused on his opinion that drugs were possessed with intent or purpose to resell or distribute).
Here, by mimicking the language of the statute, and positing on the pivotal legal element, the expertâs testimony on constructive
Moreover, the resulting jury instruction did not cure the prejudice. See Odom, supra, 116 N.J. at 82, 560 A.2d 1198. When explaining to the jury the proper weight to be accorded to the expert testimony presented, the trial court added that
[t]he testimony of Detective David Swan was limited to the issue of whether the drugs possessed were for personal use or for distribution. The issue of possession and/or constructive possession is for you to decide based on the actual facts presented.
That confounding instruction only exacerbated the original error. Rather than striking the offensive portion of the expertâs testimony, the court essentially instructed the jury that, in deciding the issue of constructive possession, Detective Swanâs opinion remained viable â an opinion that answered the very question with which the jury was charged.
B.
Defendant asserts that this case should be decided based on the harmless-error standard of review. Defendant claims entitlement to that standard because co-defendant Whitleyâs attorney objected to the constructive-possession question and answer that occurred during the direct examination of Detective Swan and
Ordinarily, when counsel fails to object to offensive testimony, we would apply the plain error standard of review, meaning that the error must âhave been clearly capable of producing an unjust result.â R. 2:10-2. We need not perseverate over which standard of review ought to control in this setting, however, because under either standard we would reverse this conviction. Allowance of the constructive possession testimony was plainly erroneous and the resulting prejudice was not harmless. The court did not strike the constructive-possession testimony or otherwise act immediately to curtail its impact on the jury. In this ease involving expert testimony that reached and addressed the ultimate issue of defendantâs possession of the drugs found in the ear, we conclude that any âfailure of ... defendant to object to [the] expert testimony d[id] not relieve the trial court of its gatekeeper responsibilitiesâ in relation to Odomâs requirements. Nesbitt, supra, 185 N.J. at 515, 888 A.2d 472. Further, as noted, we perceive the courtâs limiting instruction during the jury charge to be not only ineffective in curing the problem, but also confounding for the jury because it allowed the testimony to be considered when the jury assessed defendantâs guilt.
Many cases have found plain error when a trial court erroneously admitted expert testimony in a drug distribution trial that involved a straightforward drug transaction, in which police officers observed the defendant hand an object to an alleged purchaser in exchange for money. See, e.g., State v. Boston, 380 N.J.Super. 487, 489, 882 A.2d 987 (App.Div.2005), certif. denied, 186 N.J. 243, 892 A.2d 1290 (2006); State v. Singleton, 326 N.J.Super. 351, 741 A.2d 168 (App.Div.1999); State v. Baskerville, 324 N.J.Super.
Similarly, the present case involved a straightforward vehicle stop and search, during which police recovered sixteen bricks of heroin and six bags of marijuana in defendantâs vehicle. The evidence at trial included the testimony of the arresting officer who observed the drugs in the vehicle that defendant drove, and a forensics expert who verified that the recovered materials contained illegal narcotics. Although we had no difficulty agreeing with the courts below that Detective Swanâs testimony regarding general practices and customs of drug procurement for distribution purposes was admissible, the further testimony in respect of constructive possession usurped the juryâs role as the ultimate fact-finder and irredeemably tainted all of the evidence presented. Therefore, by admitting Detective Swanâs testimony opining on defendantâs constructive possession of the drugs found in the car, and by failing to cure that prejudicial portion of Swanâs testimony when instructing the jury, plain error was allowed to occur.
Contrary to the Stateâs argument, we find this matter to be distinguishable from Nesbitt, supra, where we did not find plain
In the present ease, the expert testimony simply went too far. Unlike Nesbitt, there was nothing unusual about the vehicle stop that the police conducted. Detective Swanâs testimony simply and impermissibly reached an ultimate issue that the jury was well-equipped to decide and, thus, encroached on the juryâs role as the ultimate fact-finder. That, coupled with the fact that the testimony closely tracked the legalistic construct of âconstructive possessionâ by incorporating the pertinent statutory language, leads to the conclusion that this case presents precisely the type of situation that cannot be countenanced.
In sum, defendant suffered undue prejudice from the evidence in the form of expert testimony opining, in effect, that he constructively possessed the drugs found in the vehicle he was driving. This ultimate-issue testimony usurped the juryâs singular role in the determination of defendantâs guilt and irredeemably tainted the remaining trial proofs. We therefore conclude that the admission of the constructive-possession testimony, and the confounding effect from the instruction provided to the jury, caused trial error
IV.
The judgment of the Appellate Division, which affirmed defendantâs convictions, is reversed and the matter is remanded for a new trial.
Count three was dismissed prior to jury selection.
Detective Swanâs qualifications as an expert in this drug possession case were not challenged. At the time, Detective Swan had been a member of the Bergen County Prosecutor's Office Narcotics Task Force for more than eleven years. He had investigated fifty-five to sixty heroin cases, had provided an expert opinion, without testifying, approximately 300 times, and had thrice testified as an expert in heroin possession prosecutions.
The Appellate Division dismissed defendant's other claims of error on the merits and affirmed defendant's convictions and sentence, remanding only for a calculation of defendantâs gap time credits.
The criticism that has been leveled at Odom and its progeny contends that the probative value of expert testimony concerning a defendant's intent or