Mills v. New York City
CourtCourt of Appeals for the Second Circuit
Date FiledNovember 10, 2026
Docket24-3308
StatusPublished
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Full Opinion
24-3308
Mills v. New York City
In the
United States Court of Appeals
for the Second Circuit
AUGUST TERM 2025
No. 24-3308-cv
CHARLES MILLS, CRAIG SOTOMAYOR, AND BRADEN HOLLIDAY,
Plaintiffs-Appellants,
v.
NEW YORK CITY, NEW YORK,
Defendant-Appellee.
__________
On Appeal from the United States District Court
for the Southern District of New York
__________
ARGUED: NOVEMBER 18, 2025
DECIDED: NOVEMBER 10, 2026
________________
Before: RAGGI, LIVINGSTON, and PARK, Circuit Judges.
________________
Plaintiffs appeal from a judgment entered in the United States District Court
for the Southern District of New York (Rakoff, J.) dismissing their complaint
raising Second Amendment challenges to various New York City rules governing
the acquisition, sale, registration, and carry of handguns. Plaintiffs submit that the
district court erred in dismissing the complaint (1) in part for failure plausibly to
allege the injury-in-fact element of standing necessary for the exercise of subject
matter jurisdiction, see Fed. R. Civ. P. 12(b)(1); and (2) in part for failure to state a
claim for which relief can be granted based on a determination that the rules and
regulations at issue did not regulate conduct covered by the plain language of the
Second Amendment as necessary to satisfy the first step of analysis under New
York State Rifle & Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1, 20 (2022); see Fed. R. Civ. P.
12(b)(6).
We identify no error in the dismissal of certain claims for lack of jurisdiction.
As to dismissal for failure to state a claim, plaintiffs’ fees challenge was correctly
dismissed in light of Kwong v. Bloomberg, 723 F.3d 160, 165–69 (2d Cir. 2013).
Certain of plaintiffs’ other claims, however, should not have been dismissed at
step one of the Bruen analysis.
AFFIRMED IN PART; VACATED AND REMANDED IN PART.
_________________
AMY L. BELLANTONI, The Bellantoni Law Firm, PLLC,
Scarsdale, NY, for Plaintiffs-Appellants.
JEREMY W. SHWEDER, Assistant Corporation Counsel, for
Muriel Goode-Trufant, Corporation Counsel of the City
of New York, New York, NY (Richard Dearing, Devin
Slack, Geoffrey E. Curfman, on the brief), for Defendant-
Appellee.
Janet Carter, William J. Taylor, Jr., Priyanka Gupta Sen,
Everytown Law, New York, NY, Sana S. Mesiya,
Everytown Law, Washington, DC, for Amicus Curiae
Everytown for Gun Safety, in support of Defendant-Appellee.
Paul D. Clement, Erin E. Murphy, Matthew D. Rowen,
Kevin Wynosky, Clement & Murphy, PLLC, Alexandria,
2
VA, for Amicus Curiae The National Shooting Sports
Foundation, Inc., in support of Plaintiffs-Appellants.
_________________
REENA RAGGI, Circuit Judge:
Plaintiffs are New York State residents who appeal from a judgment entered
on December 5, 2024, in the United States District Court for the Southern District
of New York (Jed S. Rakoff, Judge) dismissing their complaint raising Second
Amendment challenges to certain New York City (“City”) rules governing the
acquisition, sale, registration, and carry of handguns. See U.S. Const. amend. II;
Mills v. New York City, 758 F. Supp. 3d 250 (S.D.N.Y. 2024). Plaintiffs submit that
insofar as the district court dismissed certain of their claims for lack of jurisdiction,
see Fed. R. Civ. P. 12(b)(1), the court erred in concluding that they failed plausibly
to allege the injury-in-fact necessary to satisfy the standing requirement for
jurisdiction. Plaintiffs further submit that insofar as the district court dismissed
other claims—whether considered as facial or as-applied challenges—for failure
to state a claim for which relief can be granted, see Fed. R. Civ. P. 12(b)(6), the court
erred in concluding that the challenged rules regulated conduct not covered by the
plain language of the Second Amendment as necessary to satisfy the first step of
analysis under New York State Rifle & Pistol Ass’n, Inc. v. Bruen (“Bruen”), 597 U.S.
1, 20 (2022).
We identify no error in the dismissal of certain claims for lack of jurisdiction.
As to those dismissed for failure to state a claim, plaintiffs’ fees challenge was
correctly dismissed in light of Kwong v. Bloomberg, 723 F.3d 160, 165–69 (2d Cir.
2013). Plaintiffs’ other challenges—to rules (1) limiting to one the number of
handguns that a person can carry at any particular time, (2) mandating a 90-day
waiting period between handgun purchases, and (3) limiting to two the number
3
of handguns that a person can register on a carry license—should not have been
dismissed at the first step of the Bruen analysis. At that step a court properly asks
whether the activities being regulated fall within “the normal and ordinary
meaning of the Second Amendment’s language,” i.e., the right “to keep and bear
Arms,” Bruen, 597 U.S. at 20 (internal quotation marks omitted). Each of the
activities at issue warrants an affirmative answer to that question. This is not to
conclude that the challenged rules are necessarily unconstitutional. We hold
simply that the constitutionality of these rules must be determined at the second
step of the Bruen analysis, which requires the government to show that a
challenged rule is “consistent with the Nation’s historical tradition of firearm
regulation.” Id. at 24.
Accordingly, we affirm the judgment in part, vacate the judgment in part,
and remand for further proceedings consistent with this opinion.
BACKGROUND
In recounting the background to this case, we follow the standard applicable
to judicial review of motions to dismiss, i.e., we accept all allegations in plaintiffs’
complaint as true, and we consider those pleadings, as well as all matters of proper
judicial notice and public record, in the light most favorable to plaintiffs. See
Melendez v. City of New York, 16 F.4th 992, 996 (2d Cir. 2021).
I. The Challenged Rules
The rules subject to Second Amendment challenge in this case are as follows:
4
(1) Authorization requirements for the lawful acquisition of a handgun. See
38 R.C.N.Y. §§ 5-22(a)(9), 5-25(a), (c). 1
(2) A rule authorizing persons “to own only the handgun(s) that are listed
on their license.” Id. § 5-22(a)(8). 2
(3) A rule authorizing at most two handguns to be listed on a carry license.
See id. § 5-25(d)(4) (repealed 2024). 3
(4) A rule limiting to one the number of handguns that licensees can
“carr[y] on their person at any time.” Id. § 5-22(a)(7).
(5) A rule limiting to one the number of handguns that licensees can
purchase, acquire, or transfer within a 90-day period, and the reporting
1 Former 38 R.C.N.Y. § 5-25(a)—in effect at the time plaintiffs initiated this action and
recodified in 2024 as § 5-25(c)—required a person with a gun license to obtain “prior
written authorization from the Division Head, License Division” to acquire a handgun.
Section 5-22(a)(9) states that a “licensee shall not purchase or replace a handgun prior to
obtaining” such authorization. Current § 5-25(a) states that a licensee “who acquire[s]
and attempt[s] to register more than one (1) firearm in a ninety (90) day period, shall not
be granted an authorization form to take possession of an additional firearm until the
ninety (90) day period has elapsed.”
2
Title 38 R.C.N.Y. § 5-22(a)(8) requires a person to register every handgun that he owns
on one of his licenses.
3
Challenged § 5-25(d)(4)—in effect at the time plaintiffs initiated this action—permitted
holders of carry licenses to register no more than two handguns to those licenses, with
the Division Head of the License Division afforded discretion to “limit to one the number
of handguns that appear on the carry handgun license when the licensee’s needs do not
require possession of two handguns.” See id. § 5-25(d)(4)(i).
5
requirements imposed on firearms dealers to ensure compliance with
that limitation. See N.Y.C. Admin. Code § 10-302.1(a)–(e). 4
(6) Fees charged to apply for and to renew a handgun license. See id.
§ 10-131(a)(2). 5
II. Plaintiffs’ Claims
Plaintiff Braden Holliday, a Bronx resident, alleges that he has been unable
to obtain the licenses necessary for him to possess and carry a handgun in the City
because he cannot afford to pay the mandatory $340 application fee and attendant
$88.50 fingerprinting fee. Nor can he afford the $340 renewal fee that comes due
every third year after licensing. He asserts that, but for these fees, he would have
submitted a satisfactory application and been granted a handgun license.
Plaintiff Charles Mills, a Queens resident, holds two City handgun licenses,
one allowing him to keep handguns in his home (“premises license”), the other
4N.Y.C. Admin Code § 10-302.1(a) imposes a 90-day waiting period on firearms dealers
in selling or transferring a handgun to the same person. Section 10-302.1(b) imposes the
same 90-day waiting period on a handgun customer. Sections 10-302.1(c)–(e) require
dealers to ensure compliance with this limitation by contacting the police department or
other relevant licensing authority prior to selling or transferring a handgun and by
keeping records of “the efforts made by such dealer to ensure compliance with the
requirements of this section, any exception or exemption set forth in this section that such
dealer reasonably believes would authorize the disposal of such [handgun], and the
grounds for such dealer’s belief that such exception or exemption applies.”
5
N.Y. Penal Law § 400.00(14) authorizes the New York City Council to set handgun
license fees. Since 2004, the fee to secure and (every three years) to renew such a license
has been $340. N.Y.C. Admin. Code § 10-131(a)(2). License applicants must also pay for
fingerprinting, for which the New York City Police Department charges a fee of $88.50.
NYPD License Division, New Application Instructions, https://perma.cc/W56H-CAW5 (last
visited Sep. 29, 2026). Elsewhere in New York State, other than Nassau and Westchester
Counties, such license fees are capped at ten dollars. N.Y. Penal Law § 400.00(14).
6
allowing him to carry a concealed handgun on his person (“carry license”). Mills
alleges that he has registered multiple handguns to his premises license. But,
insofar as he can only carry a handgun registered to his carry license, see N.Y. Penal
Law § 400.00(15) (making it Class A Misdemeanor to carry firearm not registered
to carry license), Mills asserts that his right to bear arms is being unconstitutionally
limited by City rules prohibiting him from registering more than two of his
handguns to his carry license and from carrying more than one of these handguns
on his person at a time. Mills submits that but for this regulatory scheme, he
would register more of his handguns to his carry license and routinely carry a
second, back-up handgun on his person for self-defense. He further asserts that
but for the 90-day limitation on handgun acquisitions, he would have purchased
a Glock handgun from a Queens gun shop within that time frame.
Plaintiff Craig Sotomayor, a resident of Nassau County, holds a New York
State concealed carry handgun license as well as a City special license, the latter of
which allows non-City residents such as himself with valid out-of-City carry
licenses to carry handguns within the City. Like Mills, Sotomayor challenges City
rules prohibiting him from registering more than two of his many handguns to his
City special license and from carrying more than one handgun at a time for self-
defense. He further challenges the 90-day limitation period for handgun
acquisitions and the allegedly unduly burdensome prior-authorization process.
III. Dismissal
Plaintiffs filed this action in the Southern District of New York on August
23, 2022. The City moved to dismiss all claims under either Federal Rule of Civil
Procedure 12(b)(1) for lack of the standing necessary to support jurisdiction, or
Rule 12(b)(6) for failure to state a claim for which relief can be granted. While the
motion was pending, the Supreme Court decided United States v. Rahimi, 602 U.S.
680 (2024) (clarifying how Bruen test applies to regulations alleged to constrain
7
Second Amendment rights), prompting the district court to order further briefing.
In its supplemental filing, the City advised that on August 12, 2024, the version of
38 R.C.N.Y. § 5-25 challenged by plaintiffs had been repealed and replaced with a
new version that, inter alia, no longer strictly limits the number of handguns that
can be registered to a carry license, see id. § 5-25(g)(3).
On December 5, 2024, the district court entered judgment granting the City’s
motion to dismiss plaintiffs’ complaint in its entirety. As to the City’s standing
challenges, the district court found that plaintiffs failed to demonstrate the
requisite injury-in-fact from certain handgun acquisition, registration, and
disposal requirements and, accordingly, dismissed those claims for lack of
jurisdiction. See Mills v. New York City, 758 F. Supp. 3d at 260–61. At the same
time, the district court found that one or more plaintiffs had demonstrated
standing to challenge the one-gun-carry rule, the 90-day rule for acquiring a
further handgun, the repealed two-gun-carry-license rule (for purposes of
retrospective damages), and fees charged to acquire and maintain a handgun
license. See id. at 261–63. Nevertheless, it dismissed these claims for failure to state
a claim for which relief can be granted, concluding, at the first step of the Bruen
analysis, that the rules at issue did not regulate activity covered by the plain
language of the Second Amendment. See id. at 263–68.
This timely appeal followed.
DISCUSSION
We review de novo the grant of a motion to dismiss, whether for lack of
jurisdiction or failure to state a claim. See Mosaic Health, Inc. v. Sanofi-Aventis U.S.,
LLC, 156 F.4th 68, 75 (2d Cir. 2025) (Fed. R. Civ. P. 12(b)(6)), petition for cert. filed,
No. 25-1070 (Mar. 11, 2026); Bugliotti v. Rep. of Argentina, 67 F.4th 102, 104 (2d Cir.
2023) (Fed. R. Civ. P. 12(b)(1)). As earlier noted, on such review, we accept all
8
factual allegations as true and draw all reasonable inferences from those facts in
plaintiffs’ favor. See Melendez v. City of New York, 16 F.4th at 996. Nevertheless, to
survive a Rule 12(b)(6) motion to dismiss, plaintiffs must allege “enough facts to
state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550
U.S. 544, 570 (2007); see Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Further, when, as
here, facial claims are asserted, plaintiffs must plausibly allege that the challenged
rules are unconstitutional in all applications, making facial claims “the most
difficult to mount successfully.” City of Los Angeles v. Patel, 576 U.S. 409, 415 (2015)
(alteration accepted) (quoting United States v. Salerno, 481 U.S. 739, 745 (1987)); see
also National Shooting Sports Found., Inc. v. James, 144 F.4th 98, 107–08 (2d Cir. 2025)
(defining burden of facial challenge at motion to dismiss stage), cert. denied, 146 S.
Ct. 2724 (2026).
I. Dismissal of Claims for Lack of Jurisdiction
Plaintiffs submit that the district court erred in dismissing their claims
challenging the City’s handgun acquisition and registration requirements for lack
of jurisdiction. 6 We are not persuaded.
To present a “case” or “controversy” supporting the exercise of federal
jurisdiction, U.S. Const. art. III, § 2, cl. 1, a plaintiff must demonstrate that he has
standing to sue. See Clapper v. Amnesty Int’l USA, 568 U.S. 398, 408 (2013). Three
elements constitute the “irreducible constitutional minimum” for Article III
standing: (1) an injury in fact, i.e., “an invasion of a legally protected interest which
is (a) concrete and particularized, and (b) actual or imminent, not conjectural or
6
Insofar as plaintiffs do not appeal the Rule 12(b)(1) dismissal of their claim challenging
the City’s handgun disposal requirements, we deem that argument abandoned and
“decline to exercise our discretion” to review that claim further in this opinion. United
States v. Prawl, 149 F.4th 176, 187 (2d Cir. 2025), cert. denied, 146 S. Ct. 1811 (2026).
9
hypothetical”; (2) a causal connection, i.e., “the injury has to be fairly traceable to
the challenged action of the defendant”; and (3) redressability, i.e., “it must be
likely, as opposed to merely speculative, that the injury will be redressed by a
favorable decision.” Lujan v. Defenders of Wildlife, 504 U.S. 555, 560–61 (1992)
(citations and internal quotation marks omitted; alterations accepted); accord
Clapper v. Amnesty Int’l USA, 568 U.S. at 408–09; Coalition for Competitive Elec.,
Dynergy Inc. v. Zibelman, 906 F.3d 41, 58 (2d Cir. 2018). In considering these
requirements, a court is properly mindful that “standing is not dispensed in gross;
rather, plaintiffs must demonstrate standing for each claim that they press and for
each form of relief that they seek.” TransUnion LLC v. Ramirez, 594 U.S. 413, 431
(2021). Applying these principles here, we identify no error in the district court’s
dismissal of certain claims for failure to demonstrate Article III standing.
A. The Purchase-Authorization Rules
Insofar as plaintiffs challenge the rules requiring licensees to procure official
authorization to purchase a handgun, see 38 R.C.N.Y. §§ 5-22(a)(9), 5-25(a), (c), the
district court correctly determined that no plaintiff had alleged a cognizable injury
traceable to those rules. While the rules impose an administrative obligation on
licensees seeking to acquire a handgun, the obligation does not cause
constitutional injury because the rules themselves mandate that the NYPD “will
provide a handgun authorization form” to qualified licensees when requested. Id.
§ 5-25(c) (emphasis added). Neither Mills nor Sotomayor, each of whom possesses
both premises and carry licenses, alleges that he was unable to purchase a
handgun because of the purchase-authorization rules. Rather, as the district court
noted, Mills alleges only that he was unable to purchase a handgun while
authorization forms were temporarily unavailable on the NYPD website. Any
injury from such delay, however, was caused by that administrative failure, not
by the purchase-authorization rules themselves. Similarly, to the extent Holliday
10
alleges that he cannot obtain a handgun because of the high cost of the application
fee—a point we discuss further infra at section II.F—that too is not an injury caused
by the purchase-authorization rules. Thus, the district court correctly determined
that plaintiffs failed to demonstrate standing to challenge the purchase-
authorization rules and properly dismissed that claim for lack of jurisdiction.
B. The Handgun-Registration Rule
In a related claim, plaintiffs challenge the requirement that a person
authorized to acquire a handgun register that gun to a valid license before he takes
possession of the weapon. See 38 R.C.N.Y. § 5-22(a)(8). As the district court
observed, the challenge is pleaded in a cursory fashion, with no allegation of
specific injury to any plaintiff’s right to keep and bear arms. See Mills v. New York
City, 758 F. Supp. 3d at 261. Because a “generalized grievance” is insufficient to
demonstrate standing, United States v. Hays, 515 U.S. 737, 743 (1995), the district
court correctly dismissed plaintiffs’ handgun-registration-rule claim for failure to
demonstrate the standing necessary for jurisdiction.
II. Dismissal for Failure To State a Plausible Second Amendment Claim
The district court recognized, and the City does not dispute, plaintiffs’
standing to challenge rules (1) limiting to one the number of handguns that a
licensed person can carry at any particular time, (2) prohibiting the acquisition of
more than one handgun during any 90-day period, (3) limiting to two the number
of handguns that can be registered to a carry license, and (4) imposing fees to
acquire and maintain a gun license. At issue on this appeal is the district court’s
dismissal of these challenges for failure to state a claim for which relief can be
granted. See Fed. R. Civ. P. 12(b)(6).
We affirm the dismissal of plaintiffs’ fees challenge, which is foreclosed by
this court’s decision in Kwong v. Bloomberg, 723 F.3d at 165–69, upholding the very
11
fees here at issue. As for the remaining claims, we conclude that they should not
have been dismissed at step one of the Bruen analysis and, accordingly, we vacate
the challenged judgment in that respect and remand to the district court for further
consideration of these claims. To explain, we begin by summarizing relevant
principles of Second Amendment analysis.
A. Bruen’s Two-Step Analysis for Second Amendment Claims
The Second Amendment states that “[a] well regulated Militia, being
necessary to the security of a free State, the right of the people to keep and bear
Arms, shall not be infringed.” U.S. Const. amend. II. The Supreme Court has
construed the Amendment to guarantee individuals the “right to possess and
carry weapons in case of confrontation,” i.e., for potential self-defense, without
regard to service in a militia. District of Columbia v. Heller, 554 U.S. 570, 592 (2008);
see id. at 579 (observing that Second Amendment codifies “individual,” not
“collective,” right to keep and bear arms); Bruen, 597 U.S. at 8–10 (holding that
Second Amendment affords individuals right to carry handguns for self-defense
outside home, as well as to possess such weapons inside home); accord United
States v. Rahimi, 602 U.S. at 690 (citing Bruen in reiterating that Second Amendment
“right to keep and bear arms . . . secures for Americans a means of self-defense”).
Further, the Court has recognized the Second Amendment to apply to the states
through the Fourteenth Amendment. See McDonald v. City of Chicago, 561 U.S. 742,
750 (2010).
Mindful that the right protected by the Second Amendment, like other
constitutional rights, is “not unlimited,” the Court has set forth a two-step
framework for determining when government action infringes that right. Bruen,
597 U.S. at 21 (internal quotation marks omitted); accord United States v. Hemani,
608 U.S. 772, 780 (2026); see New York State Firearms Ass’n v. James, 157 F.4th 232,
244 (2d Cir. 2025). At the first step of the Bruen analysis, a court asks whether “the
12
Second Amendment’s plain text”—i.e., its acknowledgment of “the right of the
people to keep and bear Arms”—“covers an individual’s conduct” that the
government proposes to regulate. Bruen, 597 U.S. at 24. If conduct is so covered,
then it is “presumptively” protected, in which case a challenged rule is
constitutional only if, at the second step of analysis, the government shows the
rule to be “consistent with the Nation’s historical tradition of firearm regulation.”
Id. As the Supreme Court recently stated in clarifying the two-step Bruen
framework, “when the Government regulates arms-bearing conduct, . . . it bears
the burden to justify its regulation.” United States v. Rahimi, 602 U.S. at 691 (internal
quotation marks omitted; emphasis added). In short, the focus of the Bruen step-
one inquiry is on what is being regulated, to determine if it is conduct covered by
the text of the Second Amendment. The focus of the Bruen step-two inquiry is on
how and why a regulation operates, to determine its consistency with historic
firearm regulation. See Wolford v. Lopez, 609 U.S. 185, 196–97 (2026); see also id. at
217–21 (Barrett, J., concurring) (detailing “how” and “why” inquiry at Bruen step
two); United States v. Hemani, 608 U.S. at 780. Because we here consider whether
the district court correctly concluded that plaintiffs failed to state a claim at Bruen
step one, we discuss that step further.
The Supreme Court has instructed that the first step of the Bruen analysis is
essentially “textual,” i.e., focused on “the normal and ordinary meaning of the
Second Amendment’s language” pronouncing “the right of the people to keep and
bear Arms.” Bruen, 597 U.S. at 20 (internal quotation marks omitted).
Nevertheless, mindful that the Second Amendment did not confer a new right but,
rather, “codified a pre-existing right,” one known at English law even before the
Founding, the Supreme Court has approved looking to history and tradition in
13
determining the meaning of the text. Id. (emphasis in original). 7 Because the Court
has itself already done so in construing many of the Second Amendment’s key
words, lower courts can simply follow those precedents. Thus, the Court has ruled
that “the people” referred to in the Second Amendment means “all members of
the political community,” not some subset thereof, such that the referenced “right”
is afforded to the people as “individual[s],” not “collective[ly].” District of
Columbia v. Heller, 554 U.S. at 579–80 (rejecting argument that Second Amendment
rights pertain only to militia service). As for the substance of the right, i.e., “to
keep and bear Arms,” the Court has construed “Arms” to mean “all instruments
that constitute bearable arms, even those that were not in existence at the time of
the founding.” Id. at 582. It has recognized “the most natural reading of ‘keep
Arms’ in the Second Amendment [to be] to ‘have weapons,’” in short, to possess
them. Id. As for the word “bear,” the Court has stated that it means simply to
“carry.” Id. at 584. Nevertheless, the Court has instructed that “[w]hen used with
‘arms,’” the word “bear” is properly understood to “refer[] to carrying for a
particular purpose—confrontation,” i.e., for self-defense. Id. “Putting all of these
textual elements together,” the Court has thus construed the text of the Second
Amendment to “guarantee the individual right to possess and carry weapons in
7
Looking to history and tradition at step one of Bruen should not be confused with doing
so at step two. The former is done to construe constitutional text to determine whether it
covers the conduct at issue; the latter is done to determine whether a challenged rule
regulating that conduct can be located within “the Nation’s historical tradition of firearm
regulation.” Bruen, 597 U.S. at 24; see Wolford v. Lopez, 609 U.S. at 210–12 (looking to
historical tradition at time of enactment of both Second and Fourteenth Amendments
when considering challenge to state rule); see also id. at 213–14 (Barrett, J., concurring)
(observing that history plays different role at two steps of Bruen analysis, at first step to
elucidate how contemporaries understood phrase “keep and bear Arms,” and at second
step to identify historical laws that pursued analogous goal in analogous way).
14
case of confrontation.” Id. at 592. Thus, at the first step of the Bruen analysis, the
proper inquiry is (1) “does the law apply to ‘the people’—which is to say, all
members of the political community”; (2) “does it concern any form of ‘Arms,’ i.e.,
any weapon customarily used for offensive or defensive purposes”; and (3)
“does the law place any restrictions on either the ‘keep[ing]’ (i.e., possession) or
the ‘bear[ing]’ (i.e., carrying) of arms?” Wolford v. Lopez, 609 U.S. at 195 (brackets
in original; some internal quotation marks omitted). If the answer to these
questions is “yes,” then the Second Amendment covers the conduct being
regulated, and a presumption of unconstitutionality arises without regard to the
regulation’s scope, prevalence, or rationale. Those matters are properly
considered as relevant to a historical tradition assessment at step two of the Bruen
analysis. See Bruen, 597 U.S. at 24; accord Wolford v. Lopez, 609 U.S. at 195. 8
In defending the dismissal of some claims pursuant to Rule 12(b)(6), the City
does not dispute that plaintiffs are among “the people” referenced in the Second
Amendment or that the conduct being regulated concerns arms, specifically,
handguns, which the Supreme Court has recognized as “the quintessential self-
defense weapon” in common use. Bruen, 597 U.S. at 47 (quoting District of
8 The trio of questions identified in Wolford as pertinent to Bruen step one analysis now
supplants those articulated by this court in Antonyuk v. James, 120 F.4th 941 (2d Cir. 2024),
cert. denied, 145 S. Ct. 1900 (2025), i.e., (1) “whether the conduct at issue is protected” by
the normal and ordinary meaning of the text of the Second Amendment as construed by
the Supreme Court; (2) whether the weapon concerned is “in common use” for self-
defense; and (3) “whether the affected individuals are ‘ordinary, law-abiding, adult
citizens’ and thus ‘part of “the people” whom the Second Amendment protects,’” id. at
982 (quoting Bruen, 597 U.S. at 31–32). To the extent the district court thought a more
searching inquiry was necessary lest Bruen step one be satisfied “whenever a regulation
has the slightest connection to guns,” Mills v. New York City, 758 F. Supp. 3d at 264
(emphasis added), we understand Wolford to require some restriction on conduct
protected by constitutional text, not merely a connection. In any event, we are bound by
the Supreme Court’s clarification of the appropriate inquiry at Bruen step one.
15
Columbia v. Heller, 554 U.S. at 629). Thus, the only Wolford question requiring
consideration at step one of the Bruen analysis is whether the rules pertain to the
“‘keep[ing]’ (i.e., possession) or ‘bear[ing]’ (i.e., carrying) of arms.” Wolford v.
Lopez, 609 U.S. at 195.
We note one caveat. As this court has recognized, Second Amendment
protection can extend to conduct “ancillary” to the actual possession and carry of
firearms—e.g., the acquisition of such weapons or of the ammunition necessary to
use them for self-defense. That is because, as this court has observed, “to ‘keep’
and ‘bear’ arms, one must also be able to acquire them and maintain them in
operable condition.” United States v. Vereen, 152 F.4th 89, 95 (2d Cir. 2025), cert.
denied, 146 S. Ct. 1519 (2026); see also Gazzola v. Hochul, 88 F.4th 186, 196 (2d Cir.
2023) (“The right to keep arms, necessarily involves the right to purchase them, to
keep them in a state of efficiency for use, and to purchase and provide ammunition
suitable for such arms, and to keep them in repair.” (quoting Andrews v. State, 50
Tenn. (3 Heisk.) 165, 178 (1871))). Nevertheless, mindful that the same conclusion
does not apply to all ancillary conduct, we have held the Second Amendment to
cover such conduct “only . . . to the extent that it is necessary to the realization of
the textually specified right to keep and bear arms.” New York State Firearms Ass’n
v. James, 157 F.4th at 244 (internal quotation marks omitted; alteration accepted).
Thus, we have held that a challenged rule pertaining to ancillary conduct will be
deemed covered by the plain language of the Second Amendment at step one of
the Bruen analysis if it “meaningfully constrain[s]” an individual’s ability to
possess and carry firearms. United States v. Vereen, 152 F.4th at 95 (holding that
criminal prohibition on transportation of firearm into state of residence from
outside state did not “meaningfully constrain the right to possess and carry arms”
because person could still acquire firearm (presumably more easily) in home state
(emphasis in original)). But where a challenged rule proposes to regulate, not
ancillary conduct, but the actual keeping or bearing of arms, step one is satisfied
16
without regard to the degree of constraint, and infringement is presumed unless
the government carries its burden at Bruen step two. To conclude otherwise would
be to import into Bruen’s step-one inquiry the very “means-end” test that the
Supreme Court there specifically rejected. Bruen, 597 U.S. at 18–19 (rejecting
inquiry focused on “how close [challenged] law comes to the core” of Second
Amendment rights as compared to “severity of the law’s burden” on those rights).
Mindful of these precedents, we conclude that, with the exception of those
pertaining to fees, see infra at section II.F, plaintiffs’ claims should not have been
dismissed under Rule 12(b)(6) at step one of the Bruen analysis.
B. General Errors
At the outset, we note two errors that appear generally to have informed
the Rule 12(b)(6) dismissal of plaintiffs’ claims.
1. The Second Amendment Does Not Protect Against Only
Permanent Infringement of the Right To Keep and Bear Arms
Before undertaking Bruen step-one analysis of plaintiffs’ specific challenges,
the district court distinguished this case from those in which the Supreme Court
recently discussed the right to keep and bear arms on the ground that none of the
rules here at issue “operates to permanently deprive applicants of their right to
own and carry firearms.” Mills v. New York City, 758 F. Supp. 3d at 264 (collecting
cases from Heller to Rahimi). To the extent this suggests that the Second
Amendment protects against only permanent or complete deprivations of the
right to keep and bear arms, that is mistaken.
To explain, as indicated supra at 13–15, the focus of the step-one inquiry is
on what is being regulated. If the conduct at issue is covered by the plain text of
the Second Amendment, how the challenged rule regulates that conduct—e.g.,
whether permanently or temporarily—is a matter for consideration at step two of
17
the Bruen analysis by reference to the Nation’s historical tradition of firearm
regulation, i.e., whether tradition supports regulation to the degree at issue. See
Bruen, 597 U.S. at 19–20.
Certainly, none of the Supreme Court cases cited by the district court
references the permanent/temporary distinction drawn by the district court, much
less does any do so in identifying conduct covered by the Second Amendment.
Rather, the Supreme Court having identified the Bruen step-one analysis as
textual, it has rejected atextual distinctions in identifying what conduct is covered
by the Second Amendment. Thus, just as the Court has observed that “[n]othing
in the Second Amendment’s text draws a home/public distinction with respect to
the right to keep and bear arms,” Bruen, 597 U.S. at 32, we are obliged to recognize
that nothing in the text draws a temporary/permanent distinction with respect to
the right to keep and bear arms. Further, to the extent history and tradition can
inform text, see supra at 13–14 & n.7, the district court did not cite, and the City
does not point, to anything supporting a conclusion that the right to keep and bear
arms was historically understood to protect against only permanent, not
temporary, deprivations of the right. 9 As the Supreme Court has observed, history
and tradition show that the right to keep and bear arms, particularly in public, has
been “subject to well-defined restrictions governing the intent for which one could
carry arms, the manner of carry, or the exceptional circumstances under which one
could not carry arms.” Id. at 38 (emphasis added). But whether modern
9
See Bruen, 597 U.S. at 24–25 (drawing analogy to First Amendment, where government
bears burden to show that regulated expressive conduct “belongs to a historic and
traditional category of constitutionally unprotected speech” (internal quotation marks
omitted; alteration accepted)). After Heller and before Bruen, several of our sister circuits
placed a similar burden on the government at the first step of the then-operative test.
While Bruen rejected the second, means-end step of that test, the Court deemed the first
step “broadly consistent with Heller.” Bruen, 597 U.S. at 18–19.
18
regulations are analogous to such traditional restrictions is a question on which
the government bears the burden at step two of the Bruen analysis regardless of
whether the challenged limitation effects a permanent or temporary deprivation
of the right.
No different conclusion about what is covered by the “right of the people to
keep and bear arms” can be drawn from the fact that what the Amendment
prescribes is that such right “shall not be infringed.” U.S. Const. amend. II
(emphasis added). The two-step inquiry established by Bruen suggests that
“infringement,” i.e., a constitutional violation of the Second Amendment, is
properly identified at the conclusion of both steps. See supra at 16–17. But neither
the presumption of infringement that can arise at step one, nor the conclusive
identification of infringement that can be made at step two depend on a complete
deprivation of the people’s right to keep or bear arms. At the time the Second
Amendment was adopted, the word “infringe” was understood to mean “to
violate,” “to destroy,” or “to hinder,” SAMUEL JOHNSON, A DICTIONARY OF THE
ENGLISH LANGUAGE (9th ed. 1790), also “to violate, break, transgress,” NOAH
WEBSTER, A COMPENDIOUS DICTIONARY OF THE ENGLISH LANGUAGE (1806), or to
“destroy or hinder,” NOAH WEBSTER, AN AMERICAN DICTIONARY OF THE ENGLISH
LANGUAGE (1828). 10 These definitions make clear that permanent or complete
deprivations of a right certainly constitute “infringement,” but they do not limit
the word to such circumstances. “Infringe” also reaches temporary or partial
deprivations. See, e.g., SAMUEL JOHNSON, A DICTIONARY OF THE ENGLISH
LANGUAGE (9th ed. 1790) (defining “hinder” as “[t]o obstruct; to stop; to impede”);
NOAH WEBSTER, AN AMERICAN DICTIONARY OF THE ENGLISH LANGUAGE (1828)
(defining “hinder” as “[t]o stop; to interrupt; to obstruct; to impede or prevent
10
The City points us to no different definitions from the time of the adoption of the
Fourteenth Amendment.
19
from moving forward by any means”). Indeed, writings contemporary to the
Founding demonstrate particular concern with rights being infringed
incrementally or by degree, even when not permanently or completely
destroyed. 11
Finally, constr