Republican Party of Connecticut v. Merrill
CourtSupreme Court of Connecticut
Date FiledSeptember 26, 2012
DocketSC19010
JudgeRogers; Norcott; Palmer; Zarella; Eveleigh; Harper and
Vertefeuille
StatusPublished
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Full Opinion
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REPUBLICAN PARTY OF CONNECTICUT v. DENISE
W. MERRILL, SECRETARY OF THE STATE
(SC 19010)
Rogers, C. J., and Norcott, Palmer, Zarella, Eveleigh, Harper and
Vertefeuille, Js.
Argued September 12—officially released September 26, 2012*
Proloy K. Das, with whom was Richard P. Healey,
for the appellant (plaintiff).
Gregory T. D’Auria, solicitor general, with whom
were Jane R. Rosenberg and Maura Murphy Osborne,
assistant attorneys general, and, on the brief, George
Jepsen, attorney general, for the appellee (defendant).
Opinion
ROGERS, C. J. The primary issue to be resolved in
this matter is the proper construction of General Stat-
utes (Sup. 2012) § 9-249a.1 The plaintiff, the Republican
Party of Connecticut, brought a declaratory judgment
action in which it sought a determination that, because
its candidate for the office of governor in the 2010
election received the highest number of votes under
the designation of the Republican Party line on the
ballot, the defendant, Denise W. Merrill, the secretary
of the state, was required to list the candidates of the
Republican Party first on the ballots for the 2012 elec-
tion pursuant to § 9-249a (a). The defendant contended
in response that the action was barred by sovereign
immunity and that, because the Democratic Party candi-
date for the office of governor in the aggregate received
the highest number of votes in the 2010 election, the
candidates of the Democratic Party should be listed
first on the 2012 ballots. The trial court granted the
joint request of the parties to reserve the following
questions for the advice of the Appellate Court or this
court, pursuant to General Statutes § 52-235 and Prac-
tice Book § 73-1: (1) ‘‘Is the [plaintiff’s] complaint barred
by sovereign immunity?’’; and (2) ‘‘Does . . . § 9-249a
require that the [plaintiff’s] candidates for office be
placed on the first line of the ballots for the November
6, 2012 election?’’2 After oral argument before this court,
we ordered the parties to submit supplemental briefs
on two questions, which we later reframed as follows:3
‘‘Did the plaintiff have an available administrative rem-
edy in the present case? If so, did the plaintiff exhaust
the administrative remedy?’’ Thereafter, on September
26, 2012, we issued a summary decision in the form of
an order in which we stated that the answer to the two
questions on which we had ordered supplemental briefs
was ‘‘yes,’’ the answer to the first reserved question
was ‘‘no,’’ and the answer to the second reserved ques-
tion was ‘‘yes.’’ We also indicated that a full written
opinion would follow. This is that opinion.
The record reveals the following undisputed facts
and procedural history. On July 26, 2012, Jerry Labriola,
Jr., the chairman of the Republican Party, John McKin-
ney, the Senate Republican leader, and Lawrence F.
Cafero, Jr., the House of Representatives Republican
leader (collectively, Republicans), in their capacities as
party leaders as well as candidates for state office, sent
a letter to the defendant in which they stated that Tom
Foley, the Republican candidate for the office of gover-
nor in the 2010 election, had received 560,874 votes, all
of which were on the Republican Party line, and Dannel
Malloy, the Democratic candidate for the office of gov-
ernor, had received 540,970 votes on the Democratic
Party line and 26,308 votes on the party line for the
Working Families Party. The Republicans also pointed
out that, in the 2011 municipal elections, the Democratic
Party had been listed first on the ballots. The Republi-
cans contended that, under § 9-249a, the Republican
Party should have been listed first on the ballots in the
2011 election and it should be listed first on the ballots in
the 2012 election because Foley had ‘‘polled the highest
number of votes in the last-preceding election’’ for the
office of governor on the Republican Party line. General
Statutes § 9-249a (a). In support of their argument, the
Republicans relied on a similar situation that had
occurred in New York in 1995, when it was determined
that the party whose candidate had received the most
votes on the candidate’s party line in the preceding
election should be placed first on the ballot.
On July 27, 2012, the defendant responded to the
Republicans’ letter. The defendant stated that the
Republicans had failed to ‘‘differentiate between the
appearance of a candidate on the ballot by ‘party’ nomi-
nation and by nominating petition with a ‘party designa-
tion.’ Taking this crucial difference into account results
in the conclusion reached by my office in 2011: the
Democratic Party is listed on the first row on the ballot
followed by the Republican Party listed on the second
row. Governor Malloy was a candidate of only a single
‘party’ on the ballot in 2010, that of the Democratic
Party. Ballot access by Governor Malloy on the Working
Families Party line was achieved by nominating petition
with ‘party designation’ in 2010.’’
Thereafter, the plaintiff brought this action for declar-
atory and injunctive relief seeking a judicial determina-
tion that § 9-249a required the defendant to place the
candidates for the Republican Party on the first line of
the ballots for the November 6, 2012 election and a
mandatory injunction requiring the defendant to comply
with the statute. The parties then jointly requested that
the trial court submit the reserved questions to the
Appellate Court and indicated that, upon the granting
of the request, they would request an immediate trans-
fer of the reserved questions to this court. The trial
court granted the request and we transferred the reser-
vation to this court.
After oral argument on the reserved questions before
this court, we ordered the parties to submit supplemen-
tal briefs on the two additional questions we previously
set forth, which we subsequently reframed. The defen-
dant contended in its supplemental brief that the plain-
tiff was required to request a declaratory ruling
pursuant to General Statutes § 4-176 (a)4 and that its
failure to do so deprived the trial court of subject matter
jurisdiction. The plaintiff submitted a brief in which it
contended, inter alia, that it had exhausted its adminis-
trative remedies when the Republicans submitted the
July 26, 2012 letter to the defendant.
We agree with the plaintiff that it exhausted its admin-
istrative remedies. Accordingly, we treat this action as
an administrative appeal, with respect to which the
state has waived its sovereign immunity by statute. On
the merits of the plaintiff’s statutory claim, we conclude
that § 9-249a requires the defendant to list the plaintiff’s
candidates first on the ballot for the 2012 election.
I
We first address the question of whether the plaintiff
exhausted its administrative remedies. As we have indi-
cated, in her supplemental brief, the defendant con-
tended that the plaintiff was required pursuant to § 4-
176 to request from the defendant a declaratory ruling
on the meaning and proper application of § 9-249a
before the plaintiff could bring an action in the trial
court. The plaintiff contends that it had no administra-
tive remedy because, among other reasons, the power
to interpret § 9-249a lies with the attorney general, pur-
suant to General Statutes § 3-125, not with the defen-
dant. See footnote 16 of this opinion for the text of § 3-
125. Alternatively, the plaintiff argues that it had, in
fact, exhausted this administrative remedy. We con-
clude that the plaintiff was required to request a declara-
tory ruling from the defendant before it could seek
redress in the trial court and that the Republicans’ July
26, 2012 letter to the defendant constituted such a
request.5 We also conclude that the defendant’s July 27,
2012 letter in response constituted a declaratory ruling.
Accordingly, we conclude that the action is not barred
by the exhaustion doctrine.
‘‘The doctrine of exhaustion of administrative reme-
dies is well established in the jurisprudence of adminis-
trative law. . . . Under that doctrine, a trial court lacks
subject matter jurisdiction over an action that seeks a
remedy that could be provided through an administra-
tive proceeding, unless and until that remedy has been
sought in the administrative forum. . . . In the absence
of exhaustion of that remedy, the action must be dis-
missed.’’ (Citation omitted; internal quotation marks
omitted.) Piteau v. Board of Education, 300 Conn. 667,
678, 15 A.3d 1067 (2011); see also id., 684 (‘‘[i]f the
available administrative procedure . . . provide[s] the
[plaintiff] with a mechanism for attaining the remedy
that [he] seek[s] . . . [the plaintiff] must exhaust that
remedy’’ [internal quotation marks omitted]).
Section 4-176 (a) provides in relevant part that ‘‘[a]ny
person may petition an agency . . . for a declaratory
ruling as to . . . the applicability to specified circum-
stances of a provision of the general statutes . . . .’’
An aggrieved party can appeal from a declaratory ruling
to the Superior Court pursuant to General Statutes § 4-
183. See General Statutes §§ 4-166 (3)6 and 4-176 (h).7
In addition, if an agency declines to issue a declaratory
ruling, the person who requested the ruling may bring
a declaratory judgment action pursuant to General Stat-
utes § 4-175 (a).8 The defendant is expressly authorized
by statute to issue declaratory rulings. See General Stat-
utes § 9-3.9
This court repeatedly has held that when a plaintiff
can obtain relief from an administrative agency by
requesting a declaratory ruling pursuant to § 4-176, the
failure to exhaust that remedy deprives the trial court
of subject matter jurisdiction over an action challenging
the legality of the agency’s action. See Polymer
Resources, Ltd. v. Keeney, 227 Conn. 545, 557–58, 630
A.2d 1304 (1993) (plaintiff’s claim for injunctive relief
was barred by exhaustion doctrine when plaintiff failed
to seek declaratory ruling from commissioner of depart-
ment of environmental protection pursuant to § 4-176);
Housing Authority v. Papandrea, 222 Conn. 414, 422
n.6, 610 A.2d 637 (1992) (principle that ‘‘procedures set
forth in § 4-176 [a] must be exhausted before an action
challenging the applicability of a regulation may be
brought in the Superior Court applies with equal force
to the plaintiff’s challenge . . . to the commissioner’s
statutory authority’’ to engage in challenged conduct);
Housing Authority v. Papandrea, supra, 424 (‘‘[e]ven
a claim that an administrative agency has exceeded its
statutory authority or jurisdiction may be the subject
of an administrative appeal’’ [internal quotation marks
omitted]); Savage v. Aronson, 214 Conn. 256, 269, 571
A.2d 696 (1990) (request for declaratory ruling would
have been available administrative remedy for purposes
of exhaustion doctrine if plaintiff had claimed only that
defendant’s 100 day emergency housing limit conflicted
with statutes, but action was not barred because plain-
tiffs could not have raised constitutional claims in peti-
tion for declaratory ruling); Connecticut Mobile Home
Assn., Inc. v. Jensen’s, Inc., 178 Conn. 586, 588–89, 424
A.2d 285 (1979) (declaratory judgment action seeking
determination that certain lease provisions violated
state statute was barred by exhaustion doctrine when
plaintiff failed to seek declaratory ruling from real
estate commission pursuant to § 4-176, which confers
on state agencies power to interpret statutes and regula-
tions); see also Liberty Mobile Home Sales, Inc. v. Cas-
sidy, 6 Conn. App. 723, 726, 507 A.2d 499 (1986)
(plaintiff’s declaratory judgment actions were barred by
exhaustion doctrine when it failed to seek declaratory
rulings on issue from department of consumer protec-
tion pursuant to § 4-176).10 We conclude, therefore, that,
prior to bringing an action in the trial court, the plaintiff
in the present case was required to exhaust its adminis-
trative remedies by requesting a declaratory ruling from
the defendant on the question of whether § 9-249a
required the defendant to list the plaintiff first on the
ballot in the 2012 election.11
We further conclude that the plaintiff exhausted its
administrative remedies under § 4-176 because the July
26, 2012 letter to the defendant constituted a request
for a declaratory ruling. This court previously has con-
cluded that, under certain circumstances, a letter to
a state agency by a person seeking a determination
regarding the applicability of a statute to specific facts
may be treated as a petition for a declaratory ruling
even if the person does not expressly invoke § 4-176.
In Cannata v. Dept. of Environmental Protection, 239
Conn. 124, 680 A.2d 1329 (1996), the plaintiff landown-
ers submitted a letter to the commissioner of environ-
mental protection (commissioner) in which they
requested a determination that the proposal to clear-cut
their land was exempt from regulation by the defendant
department of environmental protection (department)
or, if it was not, that they were entitled to a permit
authorizing them to clear-cut the land. Id., 126–27. They
did not, however, expressly seek a declaratory ruling
pursuant to § 4-176. The commissioner concluded that
the land was not exempt from the department’s regula-
tions and the plaintiffs were not entitled to a permit.
Id., 131. The plaintiffs appealed from the decision pursu-
ant to § 4-183, and the department and the defendant
attorney general moved to dismiss the appeal on the
ground that the decision was not a final decision in a
contested case pursuant to § 4-166 (2). Id., 131–32. The
plaintiffs conceded that the decision was not a final
decision in a contested case, but contended that it was
a declaratory ruling and, therefore, was appealable pur-
suant to § 4-166 (3) (B). Id., 135. The trial court denied
the motion to dismiss, concluding that ‘‘the plaintiffs
had requested, and the commissioner had issued, a
declaratory ruling . . . .’’ Id., 133.
On appeal, this court concluded that the plaintiffs’
express request for a decision as to whether the pro-
posed use of the land was exempt from regulation by
the department fell ‘‘squarely within the purview of § 4-
176 (a).’’ Id., 135. This court rejected the defendants’
contention that the failure of the parties to comply with
the notice requirements regarding declaratory rulings
in the department’s regulations meant that the plaintiffs’
letter should not be treated as a declaratory ruling.12
Id., 136–37. In addition, the court noted that ‘‘[t]he
defendants have not claimed that the form or content
of the plaintiffs’ submission contravened any such
requirement promulgated by the department.’’ Id., 135
n.19; see also Peruta v. Commissioner of Public Safety,
128 Conn. App. 777, 785–86, 20 A.3d 691 (trial court’s
determination that plaintiff’s e-mail to department of
public safety could not be treated as petition for declara-
tory ruling was not clearly erroneous when plaintiff
did not ask department of public safety to ‘‘apply or
examine a regulation or statute with respect to a speci-
fied set of circumstances’’ and e-mail ‘‘lack[ed] any indi-
cation that [the plaintiff] sought any form of reasoned
analysis or decision from the department’’ [emphasis
in original]), cert. denied, 302 Conn. 919, 28 A.3d 339
(2011); cf. Housing Authority v. Papandrea, supra, 222
Conn. 432 n.16 (declining to treat letter from third party
to defendant raising issues similar to those raised by
plaintiff on appeal as petition for declaratory ruling
from which plaintiff could have appealed, because
defendant’s response to letter did not meet statutory
requirements for declaratory ruling).
In the present case, the Republicans’ July 26, 2012
letter to the defendant clearly sought a decision on the
‘‘applicability to specified circumstances of a provision
of the [G]eneral [S]tatutes,’’ as required by § 4-176 (a).
In addition, it met all of the substantive requirements
of the defendant’s regulations governing declaratory
rulings13 because it was in writing, it clearly stated the
substance and nature of the request, it identified the
statute under which the inquiry was made, and it pro-
vided supporting data, facts and arguments. Specifi-
cally, the plaintiff clearly explained that the Republican
Party had received the highest number of votes on the
designated party line for the office of governor in the
2010 election and that it believed that that party should
therefore be listed first on the ballot in the 2012 election,
and it provided authority for that proposition. In addi-
tion, although the letter apparently did not contain the
addresses and telephone numbers of the persons mak-
ing the request, as required by the regulation, it clearly
identified the authors as the Republicans, all of whom
were presumably well-known to the defendant.
We are mindful that the plaintiff did not characterize
the Republicans’ letter as a request for a declaratory
ruling in the proceedings before the trial court and
continues to claim before this court that § 4-176 (a)
does not provide an adequate remedy. Indeed, because
the Republicans’ letter sought written confirmation of
the defendant’s intended prospective application of the
statute shortly before initiation of the present declara-
tory judgment action, the logical inference is that the
plaintiff’s intention was merely to obtain a statement
of the defendant’s position to support the plaintiff’s
entitlement to declaratory relief in the likely event that
the defendant declined to change the ballot order for
the 2012 election. See Wilson v. Kelley, 224 Conn. 110,
121, 617 A.2d 433 (1992) (‘‘An action for declaratory
judgment is a special proceeding . . . [that] requires
the existence of an actual bona fide and substantial
question in dispute which requires settlement between
the parties. . . . [T]he declaratory judgment procedure
may not be utilized merely to secure advice on the law
. . . or to secure the construction of a statute if the
effect of that construction will not affect a plaintiff’s
personal rights.’’ [Citation omitted; internal quotation
marks omitted.]). Nevertheless, the plaintiff’s intention
in filing the letter does not change the essential fact
that, for purposes of exhaustion of administrative reme-
dies, the letter meets all of the defendant’s substantive
requirements for a request for a declaratory ruling, nor
does that intention bear on the defendant’s election to
respond to the letter in a manner bearing all of the
hallmarks of a declaratory ruling. The letter clearly
raised an actual controversy regarding the application
of § 9-249a to the specific facts of this case, and the
Republicans clearly had taken the position that the
defendant was violating the statute, thereby affecting
their existing rights both as candidates and as party
leaders. Thus, the letter cannot reasonably be character-
ized as a request either for an advisory opinion or for
instructions.14 We conclude, therefore, that, because the
July 26, 2012 letter had all of the characteristics of a
request for a declaratory ruling and met the statutory
and regulatory requirements for such a request, as in
Cannata, the letter constituted a request for a declara-
tory ruling.15
We also conclude that the defendant’s July 27, 2012
letter in response constituted a declaratory ruling. The
defendant gave no indication in the letter that her posi-
tion that the Democratic Party should be listed first on
the ballot pursuant to § 9-249a was anything other than
a full and final disposition of the issue raised by the
Republicans in their July 26, 2012 letter or that she
might reconsider her position if they resubmitted the
letter with an express request for a declaratory ruling.
To the extent that the defendant claims that she might
have given notice to other interested parties, conducted
a hearing on the issue or requested an opinion from
the attorney general pursuant to General Statutes § 3-
12516 if the Republicans had expressly characterized
their letter as a request for a declaratory ruling, we
are not persuaded. Those procedures are discretionary
even when a formal request has been filed pursuant to
§ 4-176, and nothing prevented the defendant from
doing any of those things if she thought that they were
necessary for a considered determination of the mean-
ing of § 9-249a.17 We conclude, therefore, that, because
the July 26, 2012 letter constituted a request for a declar-
atory ruling, and because the July 27, 2012 letter consti-
tuted a declaratory ruling, the plaintiff exhausted its
administrative remedy pursuant to § 4-176.
Finally, we conclude that, under the circumstances
of this case, we may treat this declaratory judgment
action as an administrative appeal pursuant to § 4-183.
See Mario v. Fairfield, 217 Conn. 164, 167 n.6, 585
A.2d 87 (1991) (treating declaratory judgment action
as administrative appeal). The plaintiff has reaped no
procedural advantage by bringing a declaratory judg-
ment action and seeks the same remedy and relief that
it would have been entitled to seek in an administrative
appeal.18 See Stepney Pond Estates, Ltd. v. Monroe,
260 Conn. 406, 422, 797 A.2d 494 (2002).19 In addition,
because the question before us is a pure legal question,
the absence of an administrative record does not render
the plaintiff’s claim unreviewable. Accordingly, we con-
clude that it would elevate form over substance to
require the plaintiff to initiate a new proceeding that
in all material respects would be identical to this one.20
Id. We conclude, therefore, that we have jurisdiction
to address the merits of the second reserved question.
II
A
We begin our analysis of the second reserved question
with the standard of review. The meaning of § 9-249a
is a question of statutory interpretation over which our
review is plenary.21 ‘‘When construing a statute, [o]ur
fundamental objective is to ascertain and give effect to
the apparent intent of the legislature. . . . In other
words, we seek to determine, in a reasoned manner,
the meaning of the statutory language as applied to the
facts of [the] case, including the question of whether
the language actually does apply. . . . In seeking to
determine that meaning, General Statutes § 1-2z22
directs us first to consider the text of the statute itself
and its relationship to other statutes. If, after examining
such text and considering such relationship, the mean-
ing of such text is plain and unambiguous and does
not yield absurd or unworkable results, extratextual
evidence of the meaning of the statute shall not be
considered. . . . When a statute is not plain and unam-
biguous, we also look for interpretive guidance to the
legislative history and circumstances surrounding its
enactment, to the legislative policy it was designed to
implement, and to its relationship to existing legislation
and common law principles governing the same general
subject matter . . . .’’ (Internal quotation marks omit-
ted.) Bysiewicz v. DiNardo, 298 Conn. 748, 765, 6 A.3d
726 (2010).
The present case concerns the order of candidates
on a general election ballot. Specifically, it requires us
to determine the order of parties on general election
ballots when the current governor required the votes
of a cross-endorsing party to prevail in the election
contest. According to the plaintiff, the top line on the
ballot is reserved for the party with the most votes on
its party line in the preceding gubernatorial election.
In contrast, the defendant contends that the party of
the current governor should be placed first, regardless
of whether the margin of victory was achieved through
votes on a different line as a cross-endorsed candidate.
We begin with the language of the statute. General Stat-
utes (Sup. 2012) § 9-249a (a) provides: ‘‘The names of
the parties shall be arranged on the ballots in the follow-
ing order: (1) The party whose candidate for Governor
polled the highest number of votes in the last-preceding
election; (2) Other parties who had candidates for Gov-
ernor in the last-preceding election, in descending
order, according to the number of votes polled for each
such candidate; (3) Minor parties who had no candidate
for Governor in the last-preceding election; (4) Petition-
ing candidates with party designation whose names are
contained in petitions approved pursuant to section
9-453o; and (5) Petitioning candidates with no party
designation whose names are contained in petitions
approved pursuant to section 9-453o.’’
‘‘The test to determine ambiguity is whether the stat-
ute, when read in context, is susceptible to more than
one reasonable interpretation.’’ (Internal quotation
marks omitted.) DaimlerChrysler Services North
America, LLC v. Commissioner of Revenue Services,
274 Conn. 196, 203, 875 A.2d 28 (2005). As we explain
in the following paragraphs, we conclude that the text
and surrounding statutes allow for more than one rea-
sonable interpretation of § 9-249a for the purposes of
determining the order of parties on the ballot.
We begin by noting that the subject matter of the
statute is the order of parties on election ballots, and
the text of General Statutes (Sup. 2012) § 9-249a begins
with the command: ‘‘The names of the parties shall be
arranged on the ballots in the following order . . . .’’
(Emphasis added.) Section 9-249a thus appears primar-
ily addressed to political parties, not candidates. It is
therefore reasonable to conclude that the statute
intends to measure party, not candidate, support. We
recognize, however, that the plain language of the stat-
ute could be subject to reasonable contrary interpre-
tations.
The defendant contends that ‘‘the statute focuses on
the candidate’s vote total, not the party’s vote total,’’
arguing that the placement of the word ‘‘polled’’ follow-
ing the word ‘‘candidate’’ compels an interpretation of
the statute whereby the party of the candidate with the
most total votes has precedence on the ballots in the
subsequent general election. Although we have held
that referential words and phrases usually refer to the
last antecedent, this instruction applies only to the
extent that ‘‘no contrary intention appears’’ and the
construction does not otherwise impair the meaning
of the sentence. (Emphasis added; internal quotation
marks omitted.) Foley v. State Elections Enforcement
Commission, 297 Conn. 764, 786, 2 A.3d 823 (2010);
see 2A N. Singer & J. Singer, Sutherland Statutory Con-
struction (7th Ed. 2007) § 47:33, pp. 487–90. Here, the
order of the words in § 9-249a is not sufficient to support
the defendant’s argument that the statute is clear and
unambiguous on its face.
The defendant’s interpretation, while plausible, does
not overcome the statute’s ambiguity. Most fatal to the
defendant’s view of the statute’s plain meaning is the
fact that the term ‘‘party’’ is not defined in § 9-249a, and
has different meanings in related statutes. In her July
27, 2012 letter to the Republicans, the defendant relied
on the definition of party provided in General Statutes
§ 9-37223 to assert that ‘‘Governor Malloy was a candi-
date of only a single ‘party’ on the ballot in 2010, that
of the Democratic Party.’’ The Working Families Party
appeared in the 2010 gubernatorial race pursuant to a
nominating petition for then candidate Malloy with a
‘‘party designation’’ under General Statutes § 9-453.24
The defendant argues that because the Working Fami-
lies Party was not a major or minor party under § 9-
372 in 2010, all of the votes for Governor Malloy, who
was listed on both the Democratic Party and the Work-
ing Families Party lines, must accrue only to the Demo-
cratic Party under § 9-249a.
The definitions in § 9-372, however, do not, by their
own terms, apply to the ballot ordering statute. Indeed,
§ 9-249a is conspicuously absent from the list of statutes
to which the definitions in § 9-372 apply.25 ‘‘Unless there
is evidence to the contrary, statutory itemization indi-
cates that the legislature intended the list to be exclu-
sive.’’ (Internal quotation marks omitted.)
Commissioner of Environmental Protection v. Mellon,
286 Conn. 687, 693, 945 A.2d 464 (2008). Consequently,
invoking definitions from another section of title 9 of
our General Statutes does not cure the ambiguity in the
ballot ordering statute.26
In addition, another election statute, General Statutes
§ 9-453t,27 allows the Working Families Party to be clas-
sified as a party during the 2010 election. Pursuant to
§ 9-372 (6), minor party status is determined on an
office-by-office basis, according to the number of votes
received by the party’s candidate for that office in the
preceding election.28 The Working Families Party was
not a ‘‘minor party’’ in the 2010 governor’s race, but it
had achieved ‘‘minor party’’ status for other offices on
the 2010 ballot.29 Indeed, the cross endorsement of Dem-
ocratic Party candidate Malloy by nominating petition
was possible only because the Working Families Party
was ‘‘(1) . . . an existing minor party with the same
party designation at the time of [the] nomination, and
(2) . . . otherwise qualified to nominate candidates
on the same ballot.’’ General Statutes § 9-453t.30 Thus,
in 2010, the Working Families Party was a ‘‘minor party’’
for the purposes of § 9-453t, which permitted it to cross
endorse a major party candidate, but not a ‘‘minor
party’’ under the § 9-372 definition, which does not gov-
ern the section we are called on to interpret. Given
the multiple plausible definitions of the crucial term
‘‘party,’’ the statutory language does not have a plain
meaning. We conclude that § 9-249a is not clear and
unambiguous on its face and turn to extratexutal
sources for guidance.
B
In seeking to determine the legislative intent behind
an ambiguous statute, we turn to ‘‘the legislative history
and circumstances surrounding [the statute’s] enact-
ment, to the legislative policy it was designed to imple-
ment, and to its relationship to existing legislation and
common law principles governing the same general sub-
ject matter . . . .’’ (Internal quotation marks omitted.)
Bysiewicz v. DiNardo, supra, 298 Conn. 765. We con-
clude that these interpretive aids support the plaintiff’s
construction of the statute, under which the party
whose candidate received the most votes for the office
of governor on its party line is entitled to the top line
on the ballot in the succeeding election.
Most important to our analysis is the legislative his-
tory of § 9-249a and its predecessor statutes. It is undis-
puted that, before 1953, the ballot ordering statute
directed that the party with the most support on its
party line in a governor’s race be given the top place in
the next election. The defendant urges that subsequent
changes in the language of the ballot ordering statutes
were substantive, and changed the meaning of the stat-
ute so that the party of the candidate who received the
most votes across all party endorsements is placed first.
A review of the legislative history, however, shows that
the 1953 revisions were merely organizational, and were
not intended to change the meaning of the ballot order-
ing statute as it had been understood to award the top
line to the party with the most support on its party line.
We turn to a review of the genealogy and legislative
history of Connecticut’s ballot ordering statutes. Before
1953, the relevant statutory language was set forth in
General Statutes (1949 Rev.) § 1199, which provides in
relevant part that ‘‘[t]he name of the political party
polling the largest number of votes for governor shall
be first, and the party polling the next largest number
of votes for the same office shall be second, and so on.
. . .’’ This language had been substantially similar since
1903, and was reenacted in various ballot ordering mea-
sures throughout the years.31 The current wording of
the statute dates to the 1953 revisions of our election
statute. See Public Acts 1953, No. 368, § 214. The lan-
guage of that provision, which survives in relevant part
in § 9-249a, provided that ‘‘[t]he names of the political
parties shall be arranged on the machine, either in col-
umns or horizontal rows, in such order as the secretary
of [the] state may determine, precedence being given
to the party whose candidate for governor polled the
highest number of votes at the last-preceding election
for such office, and so on in descending order. . . .’’
Public Acts 1953, No. 368, § 214.
According to the defendant, this change is significant
and compels the conclusion that the legislature
intended to modify the meaning of the ballot ordering
statute from one focused on a party’s support to one
focused on a candidate’s support. We have already
noted that the plain language of the statute is ambiguous
and could support either party’s construction. An exam-
ination of the legislative history, moreover, contradicts
the defendant’s assertion, and demonstrates that the
1953 revisions were not intended to change the meaning
of the statute.
The 1953 revisions originated in a Special Act direct-
ing the secretary of the state to ‘‘prepare a revision
of the sections of the [G]eneral [S]tatutes relating to
elections, primaries, caucuses and conventions for the
purpose of consolidating and clarifying the same
. . . .’’ 26 Spec. Acts 363, No. 521 (1951). The report
of the then secretary of the state, Alice Leopold, to the
legislature listed the proposed revisions alongside the
current statutes. See A. Leopold, Proposed Revision
of the Sections of the General Statutes Pertaining to
Elections (1953). In the preface to the report, Leopold
was careful to note that the proposed revisions dealt
only with ‘‘clarification and recodification’’ of Connecti-
cut’s election laws.32 Upon presenting the revisions to
the General Assembly, Leopold appeared before the
Joint Standing Committee and explained that ‘‘[t]his
legislation is not a change in the meaning of any laws,
it is a rearrangement and re-codification of the existing
laws. We were empowered to make only that kind of
change by the last [l]egislature. . . . We did not intrude
into the [l]egislative field in making changes in meaning
only reorganization.’’ Conn. Joint Standing Committee
Hearings, Elections, 1953 Sess., p. 34, remarks of Leo-
pold. The legislature adopted the revisions with little
debate. See Public Acts 1953, No. 368. This legislative
history provides strong evidence that the legislature
intended the meaning of the revised ballot ordering
provisions to be consistent with the way the statute
had previously been interpreted. ‘‘It is well established
that testimony before legislative committees may be
considered in determining the particular problem or
issue that the legislature sought to address by legisla-
tion.’’ (Internal quotation marks omitted.) Castonguay
v. Commissioner of Correction, 300 Conn. 649, 664 n.15,
16 A.3d 676 (2011). Moreover, there is no indication
that the legislature intended to change the existing
meaning of the ballot ordering provision in the amended
history of Public Acts 1953, No. 368, or any subse-
quent codifications.33
This conclusion is supported by an analysis of the
statute in the context of contemporaneous elections.
At the time that the revisions were adopted, the meaning
of the ballot ordering statute was well settled. First, the
plain meaning of the statutory text in General Statutes
(1949 Rev.) § 1199, providing that ‘‘[t]he name of the
political party polling the largest number of votes for
governor shall be first,’’ clearly directed that prece-
dence be given to the party with the most votes. Any
doubt as to the meaning of the statute was settled in
1939, when a controversy similar to the one now before
us was raised as a result of the 1939 governor’s race.
In that election, the Republican candidate for the office
of governor, Raymond E. Baldwin, received 358 fewer
votes than his Democratic Party opponent, but was
declared governor by a margin of 3046 votes due to his
cross endorsement on the Union Party line.34
Subsequent to the election, then Secretary of the
State Sara B. Crawford, sought the opinion of then
Attorney General Francis A. Pallotti on the following
question: ‘‘[D]ue to the fact that the [g]overnor was
elected at the last general election by the combined
votes polled by two parties, which major party shall,
therefore, be placed in the first column of election bal-
lots to be used in coming elections?’’ Opinions, Conn.
Atty. Gen. (March 21, 1939) p. 230. The attorney general
was charged with interpreting General Statutes (1930
Rev.) § 587, which provided in relevant part that ‘‘[e]ach
column shall be headed by the name of the party whose
candidates are listed therein . . . precedence being
given to the party which polled the highest number of
votes for governor at the last preceding general election
for such office, and so on. . . .’’35 In Pallotti’s opinion,
the legislature ‘‘intended that preference be given to
that party which has polled more votes for its candidate
as governor than the other parties did for their respec-
tive candidates. It did not intend that preference be
given to a party, which did not poll the highest number
of votes, but whose candidate was elected with the
votes received as an indorsed candidate of another
party.’’ Opinions, Conn. Atty. Gen., supra, p. 232. Conse-
quently, the party whose candidate lost the election,
but who had received the most votes on its party line,
was listed first in the subsequent presidential election.
This language was retained in General Statutes (1949
Rev.) § 1199, the last version of the ballot ordering stat-
ute prior to the 1953 revisions.36
This genealogy clarifies the legislature’s understand-
ing of the language adopted in 1953 and preserved in
the current revision of § 9-249a. Pallotti’s 1939 opinion
settled any questions arising from the application of
the ballot ordering statute to races for the office of
governor decided by the votes on a cross endorsing
party’s line. A review of the legislative history and gene-
alogy reveals no evidence of legislative objection to this
interpretation. Subsequently, when the legislature did
change the language of the statute in 195