Waukesha County v. R. D. T.
CourtWisconsin Supreme Court
Date FiledJune 30, 2026
Docket2024AP001390
StatusPublished
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Full Opinion
2026 WI 24
WAUKESHA COUNTY,
Petitioner-Respondent,
v.
R.D.T.,
Respondent-Appellant-Petitioner.
No. 2024AP1390
Decided June 30, 2026
REVIEW of a decision of the Court of Appeals
Waukesha County Circuit Court (Cody J. Horlacher, J.) No.
2023ME178
REBECCA FRANK DALLET, J., delivered the majority opinion of the
Court, in which JILL J. KAROFSKY, C.J., and BRIAN K. HAGEDORN, JANET C.
PROTASIEWICZ, and SUSAN M. CRAWFORD, JJ., joined. REBECCA FRANK
DALLET, J., filed a concurring opinion, in which JILL J. KAROFSKY, C.J., and
JANET C. PROTASIEWICZ, J., joined. ANNETTE KINGSLAND ZIEGLER, J., filed a
dissenting opinion, in which REBECCA GRASSL BRADLEY, J., joined.
¶1 REBECCA FRANK DALLET, J. Ryden1 argues that a now-
expired order extending his involuntary commitment under WIS. STAT.
1 A pseudonym.
WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
§ 51.20 (2021–22)2 should be vacated because the circuit court relied on
inadmissible hearsay when it concluded that he was dangerous to himself
or others. This case presents two questions: (1) whether Ryden’s appeal of
the challenged order is moot; and (2) if not, whether an error by the circuit
court requires us to vacate that order. We hold that Ryden’s appeal is not
moot. We further conclude that the order should not be vacated because,
even if the circuit court erred, that error did not affect Ryden’s substantial
rights. See § 51.20(10)(c).
I
¶2 Under WIS. STAT. § 51.20(1)(a), individuals may be
involuntarily committed if they are (1) mentally ill, drug dependent, or
developmentally disabled; (2) proper subjects for treatment; and (3)
dangerous. A circuit court in Jefferson County made those findings in
October 2021, and committed Ryden for a period not to exceed six
months. Ryden was subsequently recommitted3 for one year in April 2022
and again for six months in April 2023. See § 51.20(13)(g)2r.–3. (permitting
recommitment if a circuit court again finds that the elements in
§ 51.20(1)(a) are met). Shortly after the April 2023 recommitment, Ryden
moved to Waukesha County for work, and his commitment was
transferred there. As the end of that recommitment period approached,
Waukesha County petitioned to recommit Ryden for another year.
¶3 At the recommitment hearing, the County presented
testimony from Danielle Weber, a licensed clinical social worker for
Waukesha County. Weber testified about the factual circumstances that
led to Ryden’s initial commitment in Jefferson County, and his history of
hospitalizations there. She described how, after Ryden discontinued
prescribed psychotropic medication, he displayed paranoid and
delusional beliefs, and became threatening and aggressive towards his
parents. Weber also testified that Ryden denied having a mental illness
2All subsequent references to the Wisconsin Statutes are to the 2021–22
version unless otherwise indicated.
3 The relevant statutes use both “recommitment,” see WIS. STAT.
§ 51.20(13)(g)2r., and “extension of a commitment,” see § 51.20(13)(g)3., to refer to
continuing a commitment after the initial commitment period. For consistency,
we will refer to this process as “recommitment.”
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WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
and needing medication, and that he has a history of stopping his
medication. Weber said she was concerned that, if he was not
recommitted, Ryden would stop his medications entirely and his
symptoms would worsen. Ryden, through his counsel, did not object to
any of Weber’s testimony. On cross-examination, Weber agreed that the
information she testified to regarding events that occurred in Jefferson
County came from either Ryden’s treatment records or conversations with
his previous treatment providers, and that she did not “see or hear or
participate in anything that happened in Jefferson County.”
¶4 Weber authored a report summarizing Ryden’s diagnoses,
medications, and treatment history, and recommending that Ryden be
recommitted. The report included descriptions of events that occurred in
Jefferson County prior to Weber’s personal involvement with Ryden’s
commitment and treatment. It also described several statements made by
Ryden’s parents about the circumstances leading to Ryden’s initial
commitment and subsequent hospitalizations, and statements made by a
third person about Ryden’s behavior. At the end of Weber’s direct
testimony, the County moved this report into evidence. Ryden’s attorney
objected to the admission of the report “[o]nly to reliance on hearsay for
the truth of the matter asserted.” The circuit court replied, “Noted. It will
be received.”
¶5 The County additionally called Dr. Charles Rainey, a
forensic psychiatrist and one of Ryden’s court-appointed examiners. Dr.
Rainey testified that he was not able to schedule an in-person interview
before he was required to submit his report to the court. His report and
opinions, therefore, were based on a review of Weber’s report,
conversations with Weber, and an email he received from Weber about
Ryden’s progress and status.
¶6 In his testimony, Dr. Rainey opined to a reasonable degree of
medical certainty that Ryden suffers from a treatable mental illness that
affects his thoughts, mood, and perceptions. He agreed that Ryden’s
mental illness “grossly impair[s] . . . his judgment, behavior, [and]
capacity to recognize reality,” and described the symptoms of Ryden’s
mental illness as including grandiose and delusional beliefs and paranoia.
Dr. Rainey further opined that Ryden would experience decreased mood
stability, increased manic and grandiose beliefs, and would become
physically aggressive toward others if he stopped taking his prescribed
medications. Ryden, through his counsel, did not object to any of Dr.
Rainey’s testimony.
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WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
¶7 Like Weber, Dr. Rainey authored a report detailing his
opinions and the information on which those opinions were based,
including a one-paragraph summary of Ryden’s mental health history and
engagement with treatment. This summary was based on information
provided by Weber and included statements attributed to Ryden and one
of Ryden’s treatment providers. At the close of Dr. Rainey’s direct
testimony, the County moved his report into evidence. Ryden’s attorney
again objected to the admission of the report “only to receipt of hearsay
and other inadmissible evidence for truth of the matter asserted.” The
circuit court stated that “[t]he report will be admitted into evidence”
“[s]ubject to the objection.”
¶8 Neither party called additional witnesses or moved
additional items into evidence. After argument from both parties, the
court granted the recommitment petition. Relevant to this case, the circuit
court determined that Ryden was dangerous under the standards in
§ 51.20(1)(a)2.c. and (1)(am). Referencing the language of those statutes,
the circuit court concluded that there was “a substantial probability of
physical impairment or injury to [Ryden] . . . due to impaired judgment”
and that there was “a substantial likelihood based on [Ryden’s] treatment
record that [he] would be a proper subject for commitment if treatment
were withdrawn.” The circuit court subsequently entered an order
recommitting Ryden for one year (“the September 2023 recommitment
order”).
¶9 Ryden appealed, arguing that the circuit court relied on
inadmissible hearsay when concluding that he was dangerous and that
the non-hearsay evidence was insufficient to support that conclusion.
While the appeal was pending, Ryden was recommitted for a fourth time
in September 2024. Because Ryden was no longer subject to the September
2023 recommitment order, and vacating that order “[would] not have any
practical effect,” the court of appeals held that Ryden’s appeal was moot.
Waukesha County v. R.D.T., No. 2024AP1390, unpublished slip op., ¶¶8, 11
(Wis. Ct. App. Feb. 12, 2025). While the court of appeals stated that it
“therefore [would] not address the merits” of Ryden’s appeal, it
nonetheless opined that “any alleged errors that occurred during
[Ryden’s] September 2023 hearing are harmless.” Id., ¶¶14–15. Before this
court, Ryden argues that his appeal is not moot and renews his arguments
on the merits.
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WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
II
¶10 Whether Ryden’s appeal is moot is a question of law, which
we review de novo. Marathon County v. D.K., 2020 WI 8, ¶16, 390 Wis. 2d
50, 937 N.W.2d 901. We review a circuit court decision admitting or
excluding evidence for an erroneous exercise of discretion. Martindale v.
Ripp, 2001 WI 113, ¶28, 246 Wis. 2d 67, 629 N.W.2d 698. Even if hearsay
evidence was erroneously admitted at Ryden’s recommitment hearing,
however, WIS. STAT. § 51.20(10)(c) directs that we must “disregard any
error or defect in the . . . proceedings that does not affect the substantial
rights of either party.”
III
¶11 We begin with the question of whether Ryden’s appeal is
moot. “Appellate courts generally decline to reach moot issues, and if all
issues on appeal are moot, the appeal should be dismissed.”4 Portage
County v. J.W.K., 2019 WI 54, ¶12, 386 Wis. 2d 672, 927 N.W.2d 509. “An
issue is moot when its resolution will have no practical effect on the
underlying controversy.” PRN Assocs. LLC v. DOA, 2009 WI 53, ¶25, 317
Wis. 2d 656, 766 N.W.2d 559.
¶12 This court has previously addressed the mootness of an
appeal challenging the validity of an expired recommitment order under
WIS. STAT. § 51.20. In Sauk County v. S.A.M., we held that “an appeal of an
expired recommitment order is not moot because vacating the order
would still have practical effects on two of the order’s collateral
consequences.” 2022 WI 46, ¶27, 402 Wis. 2d 379, 975 N.W.2d 162. Those
consequences are “the liability for the cost of care received while subject to
the recommitment order,” and “the ability to restore [the] constitutional
right” to possess a firearm. Id.
¶13 The County argues that Ryden’s appeal from the September
2023 recommitment order is moot notwithstanding S.A.M. because there is
no evidence that vacating that order would have a practical effect on
4 Even when an issue is moot, we may still choose to address it if one of
several established exceptions applies. See Portage County v. J.W.K., 2019 WI 54,
¶12, 386 Wis. 2d 672, 927 N.W.2d 509.
5
WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
Ryden’s liability for the cost of his care or the restoration of his firearm
rights. We disagree and reaffirm our holding in S.A.M.
A
¶14 We first address the practical effect of vacating the
September 2023 recommitment order on Ryden’s liability for the cost of
his care. WISCONSIN STAT. § 46.10(2) imposes mandatory liability on
individuals committed under § 51.20 “for the cost of the care,
maintenance, services and supplies” received from state institutions or
county departments as part of their commitment. In S.A.M., we concluded
that “a direct causal relationship exists between vacating an expired
recommitment order and removing the liability it creates” for the cost of
care. 402 Wis. 2d 379, ¶24; see also Jankowski v. Milwaukee County, 104 Wis.
2d 431, 436–41, 312 N.W.2d 45 (1981) (concluding that individuals are not
liable under § 46.10 for the cost of care received pursuant to an invalid
commitment). We therefore held that the liability imposed by § 46.10(2)
“is a collateral consequence that renders recommitment appeals not
moot.” S.A.M., 402 Wis. 2d 379, ¶24. We made clear that “it is irrelevant
whether collection efforts have begun because, regardless, [the subject
individual] remains liable solely by virtue of § 46.10(2)’s mandatory
language (‘shall be liable’).” Id., ¶25. “The threat of potential collection
actions,” therefore, “may follow [the individual] unless and until [the]
recommitment order is vacated or the liability is satisfied.”5 Id.
¶15 The County argues that S.A.M. is distinguishable because
Ryden has not met his burden of showing that he is currently liable to
Waukesha County for a debt. The County acknowledges that the liability
imposed by § 46.10(2) is automatic, but notes that it may be fully satisfied
by the time of appeal if the committed individual or a third party has paid
5 The court of appeals nevertheless held that Ryden’s appeal was moot
because “there is no indication that the County is seeking . . . reimbursement” for
the cost of his care during the September 2023 recommitment. Waukesha County v.
R.D.T., No. 2024AP1390, unpublished slip op., ¶13 (Wis. Ct. App. Feb. 12, 2025).
“[W]ithout some likelihood of that occurring,” the court of appeals reasoned, the
effect of vacating the September 2023 order on Ryden’s liability for the cost of
that care “is an illusory consequence.” Id. This reasoning is directly contrary to
our holding in Sauk County v. S.A.M., and we therefore reject it. See 2022 WI 46,
¶25, 402 Wis. 2d 379, 975 N.W.2d 162.
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WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
for the care. Thus, without a showing by Ryden that the liability remains
unsatisfied, the County claims that his appeal is moot because he has not
established a “threat of potential collection actions” that vacating the
September 2023 recommitment order would remove. S.A.M., 402 Wis. 2d
379, ¶25.
¶16 There are two problems with the County’s argument. First, it
is the County’s burden to establish that the appeal is moot. See Wis. Mfrs.
& Com., Inc. v. DNR, 2024 WI App 18, ¶44, 411 Wis. 2d 462, 5 N.W.3d 903,
rev’d on other grounds, 2025 WI 26, 416 Wis. 2d 561, 21 N.W.3d 718. Ryden
therefore has no obligation to demonstrate that the liability for the cost of
his care during the September 2023 recommitment remains unsatisfied.
Second, there is nothing in the record demonstrating that the liability has
been fully satisfied.6 See State ex rel. Wolf v. Town of Lisbon, 75 Wis. 2d 152,
155, 248 N.W.2d 450 (1977) (explaining that our review is limited to facts
in the record). Without any such evidence, this case is in the same posture
as S.A.M.: Ryden is subject to automatic statutory liability for the cost of
his care, and is thus threatened by potential collection actions. See
§ 46.10(8)(a), (c) (permitting the Department of Health Services to
continually probe Ryden’s financial condition to evaluate his ability to pay
and to bring suit against him to recover payment); S.A.M., 402 Wis. 2d
379, ¶¶24–25. Because vacating the September 2023 recommitment order
would have the practical effect of removing that threat, we hold that
Ryden’s appeal is not moot.
B
¶17 We next consider the practical effect that vacating the
September 2023 recommitment order would have on Ryden’s ability to
restore his right to possess firearms. Ryden has been prohibited from
possessing firearms under § 51.20(13)(cv)1. since his initial commitment.7
6We acknowledge that the County moved to supplement the record with
evidence not presented below purportedly showing that the cost of Ryden’s care
during the relevant recommitment period was paid by a third party. That motion
was denied.
7 Section 51.20(13)(cv)1. provides that when committing an individual
under § 51.20, “the court shall order the individual not to possess a firearm . . . if
the court determines that the individual is prohibited, under 18 U.S.C.
§ 922(g)(4), from possessing a firearm.” Under 18 U.S.C. § 922(g)(4), it is unlawful
7
WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
An individual subject to such a prohibition, however, may petition a court
to restore their firearm-possession rights. § 51.20(13)(cv)1m.a. When
determining whether to grant such a petition, the court considers whether
“the circumstances regarding [the individual’s commitment] and the
individual’s record and reputation indicate that the individual is not likely
to act in a manner dangerous to public safety” and whether granting the
petition would be contrary to the public interest. § 51.20(13)(cv)1m.b.
¶18 In S.A.M., we held that the appeal of an expired
recommitment order is not moot because vacating that order could have a
practical effect on these factors.8 402 Wis. 2d 379, ¶23. “[T]he fact that the
recommitment order no longer exists,” we said, would “practically alter a
committed person’s ‘record and reputation’ for dangerousness” and
“might influence the reviewing court’s weighing of whether restoring gun
rights would be consistent with the ‘public interest.’” Id. (quoting
§ 51.20(13)(cv)1m.b.).
¶19 The County argues that S.A.M. is distinguishable because
S.A.M. involved only a single recommitment while Ryden has been
recommitted multiple times. According to the County, vacating Ryden’s
recommitment order would have no practical effect on his ability to
for any person “who has been adjudicated as a mental defective or who has been
committed to a mental institution” to “possess in or affecting commerce, any
firearm or ammunition; or to receive any firearm or ammunition which has been
shipped or transported in interstate or foreign commerce.”
8The court of appeals also held that Ryden’s appeal was moot because
vacating the September 2023 recommitment order would have no practical effect
on Ryden’s firearm rights. R.D.T., No. 2024AP1390, at ¶13. The court of appeals
reasoned that because Ryden’s subsequent recommitment in September 2024 also
included a firearms prohibition, Ryden would remain prohibited from
possessing firearms even if the September 2023 recommitment order was
vacated. Id. In S.A.M., however, we held that the appeal of an expired
recommitment order was not moot even though vacating that order would not
immediately terminate a prohibition on possessing firearms stemming from a
separate, unchallenged commitment order. See 402 Wis. 2d 379, ¶¶22–23. That
Ryden remains subject to a firearms prohibition even if the September 2023
recommitment order is vacated is therefore insufficient to render his appeal
moot.
8
WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
restore his firearm-possession rights since a court’s assessment of his
record and reputation for dangerousness and the public interest would
still include multiple recommitments. In S.A.M., however, we made clear
that the effect of vacating a recommitment order on an individual’s ability
to restore their firearm rights is “no minor consequence,” even where that
effect is “marginal.” 402 Wis. 2d 379, ¶23. Vacating the September 2023
recommitment order would practically affect Ryden’s ability to restore his
firearm-possession rights because the order would no longer be part of the
record the court considers when assessing Ryden’s record and reputation
for dangerousness and the public interest. We hold that this practical
effect, even if marginal, is sufficient to render Ryden’s appeal not moot.9
IV
¶20 We next address Ryden’s merits argument: that the
September 2023 recommitment order should be vacated because the
circuit court relied on inadmissible hearsay when concluding that Ryden
was dangerous, and the non-hearsay evidence was insufficient to support
that conclusion.
¶21 As an initial matter, Ryden did not object to any portion of
Weber’s or Dr. Rainey’s testimony at his recommitment hearing. Ryden
thus forfeited any argument that testimony from either witness was
improperly admitted or considered by the circuit court. See WIS. STAT.
§ 901.03(1)(a) (requiring a timely objection or motion to strike in the record
before error may be predicated on a ruling admitting evidence); State v.
Ndina, 2009 WI 21, ¶30, 315 Wis. 2d 653, 761 N.W.2d 612 (explaining that
the purpose of requiring a timely objection is, in part, “to enable the circuit
court to avoid or correct any error with minimal disruption of the judicial
process”). Ryden did, however, object to the admission of alleged hearsay
within Weber’s and Dr. Rainey’s reports, thus preserving that issue for
appeal.
¶22 We need not decide whether admission of those reports was
in fact erroneous. That is because even if it was, the error is harmless. An
9Ryden also argued that the stigma associated with involuntary mental
commitment is a collateral consequence that renders appeals from expired
recommitment orders not moot. We decline to address this argument because we
hold that Ryden’s appeal is not moot on other grounds.
9
WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
error is harmless if it does not affect the substantial rights of either party.
Martindale, 246 Wis. 2d 67, ¶30; see also WIS. STAT. § 51.20(10)(c) (requiring
a court to disregard any error in a § 51.20 proceeding that does not affect a
party’s substantial rights). An error does not affect the substantial rights of
either party when “the outcome [is] strongly supported by evidence”
admitted at the hearing. Martindale, 246 Wis. 2d 67, ¶32. Here, we
conclude that the admission of the reports did not affect Ryden’s
substantial rights because the unobjected-to testimony of Weber and Dr.
Rainey alone strongly supports the circuit court’s conclusion that Ryden
was dangerous.
¶23 The circuit court concluded that Ryden was dangerous
pursuant to § 51.20(1)(a)2.c. and (1)(am). Section 51.20(1)(a)2.c. states that
an individual is dangerous if he “[e]vidences such impaired judgment,
manifested by evidence of a pattern of recent acts or omissions, that there
is a substantial probability of physical impairment or injury to
himself . . . or other individuals.” Section 51.20(1)(am) applies in
recommitment proceedings10 and provides that the requirement of a
“pattern of recent acts or omissions” in § 51.20(1)(a)2.c. “may be satisfied
by a showing that there is a substantial likelihood, based on the subject
individual’s treatment record, that the individual would be a proper
subject for commitment if treatment were withdrawn.” Putting those two
standards together, an individual is dangerous if, based on the
individual’s treatment record: (1) there is a substantial likelihood that the
individual would evidence impaired judgment if treatment were
withdrawn; and (2) the likely impairment to judgment would create a
substantial probability of physical impairment or injury to the individual
or others.
¶24 Testimony from both Weber and Dr. Rainey supports the
circuit court’s conclusion that there is a substantial likelihood that Ryden
would evidence impaired judgment if treatment were withdrawn. Weber
testified that she was concerned, based on Ryden’s history, that he would
discontinue his medications and his symptoms would worsen if he was
not recommitted. Dr. Rainey agreed, opining that if Ryden were to stop
10 Section 51.20(1)(am) applies where, as here, “the individual has been
the subject of outpatient treatment for mental illness . . . immediately prior to
commencement of the proceeding as a result of a commitment ordered by a court
under [§ 51.20].”
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WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
taking his prescribed medications, he would experience increased manic
and grandiose beliefs and decreased mood stability. Dr. Rainey also
testified that Ryden’s mental illness “grossly impair[s] . . . his judgment”
and “capacity to recognize reality.” Finally, Weber gave examples of
Ryden, when untreated, displaying delusional and paranoid beliefs. Those
beliefs included “that his parents were going to be murdered” and that
“there were intruders who were trying to enter his home that he had to
protect himself and his family from.”
¶25 The testimony from both witnesses also supports the
conclusion that the likely impairment to Ryden’s judgment would create a
substantial probability of physical impairment or injury to Ryden or
others. Dr. Rainey testified that Ryden “has a tendency when not on
medications to become physically aggressive towards others.” Weber also
described instances of Ryden acting on paranoid and delusional beliefs in
a threatening way. On one occasion, Ryden “conceal[ed] a knife in his
sleeve” and “[became] aggressive towards his mother, push[ing] his
mother into a corner causing her pain and causing her to feel unsafe.”
Weber described these actions as stemming from “the hallucinations and
delusions that [Ryden] had that . . . there were intruders who were trying
to enter his home.” As another example, Weber explained that after Ryden
“had made some homicidal ideations . . . towards family members,” he
had “broken into his parent[s’] bedroom in the middle of the night
causing them to be fearful.”
¶26 Because the unobjected-to testimony of Weber and Dr.
Rainey strongly supports the circuit court’s conclusion that Ryden was
dangerous under § 51.20(1)(a)2.c. and (1)(am), the admission of the
objected-to reports did not affect his substantial rights. We therefore
conclude that any error in admitting the reports was harmless and must
be disregarded. See § 51.20(10)(c).
V
¶27 We hold that Ryden’s appeal of the now-expired September
2023 recommitment order is not moot because vacating the order would
have a practical effect on two collateral consequences of that order:
Ryden’s liability for the cost of care received during that period of his
commitment and his ability to restore his firearm rights. We further
conclude that the September 2023 order should not be vacated. The circuit
court’s finding that Ryden was dangerous was strongly supported by the
unobjected-to testimony admitted at Ryden’s recommitment hearing. Any
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WAUKESHA COUNTY v. R.D.T.
Opinion of the Court
error in the admission of reports purportedly containing hearsay was
therefore harmless. We thus reverse court of appeals’ dismissal of Ryden’s
appeal but affirm the circuit court’s recommitment order.
By the Court.—The decision of the court of appeals is reversed.
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WAUKESHA COUNTY v. R.D.T.
JUSTICE DALLET, concurring
REBECCA FRANK DALLET, J., with whom JILL J. KAROFSKY, C.J., and
JANET C. PROTASIEWICZ, J., join, concurring.
¶28 Hearsay is inherently unreliable. See State v. O’Brien, 2014 WI
54, ¶57, 354 Wis. 2d 753, 850 N.W.2d 8. Because hearsay is a statement
made outside of court, see WIS. STAT. § 908.01(3), the declarant cannot be
cross examined and her statement thus cannot be subjected to the kind of
adversarial testing we typically rely on to reveal the truth. For this reason,
the default rule is that hearsay is inadmissible unless it falls within one of
the exceptions or exemptions developed by the common law and codified
in our rules of evidence. See O’Brien, 354 Wis. 2d 753, ¶57; WIS. STAT. ch.
908 (defining hearsay and the conditions under which it may be
admissible). WISCONSIN STAT. ch. 51 incorporates these rules “[e]xcept as
otherwise provided in th[at] chapter.” WIS. STAT. § 51.20(10)(c).1
¶29 In this case, the County makes the novel argument that WIS.
STAT. § 51.20(1)(am) “otherwise provide[s]” that hearsay is admissible at a
recommitment hearing, so long as it is contained in the subject
individual’s treatment records. § 51.20(10)(c). In other words, the County
argues that in recommitment hearings we should dispense with the
carefully crafted hearsay rules and exceptions, and declare open season on
any hearsay statements contained in the subject individual’s treatment
records. But if hearsay is too unreliable to be admitted in a garden variety
breach-of-contract case, then the same should be true in an involuntary
commitment case where “significant liberty interests [are] at stake.”
Waukesha County v. E.J.W., 2021 WI 85, ¶30, 399 Wis. 2d 471, 966
N.W.2d 590. I write separately to explain why the County is wrong, and to
underscore that the ordinary hearsay rules apply in recommitment
hearings.2
1 Under WIS. STAT. § 51.20(10)(c), “the rules of evidence in civil
actions . . . apply” to proceedings under Chapter 51 “[e]xcept as otherwise
provided in th[at] chapter.” Those rules are found in WIS. STAT. ch. 901–11. See
WIS. STAT. § 911.01(2).
2 The majority opinion correctly declines to address the County’s
argument because it is not necessary to resolve this case. Even assuming that the
circuit court erred in admitted two reports containing hearsay, that error was
harmless. See majority op., ¶22.
WAUKESHA COUNTY v. R.D.T.
JUSTICE DALLET, concurring
¶30 To understand the County’s argument, it is important first to
explain what a county must show when it seeks a recommitment order. In
order to recommit an already-committed individual, a county must prove
that the individual is dangerous under one of the standards in
§ 51.20(1)(a)2.a.–e. or the standard in § 51.20(1)(am). See § 51.20(13)(g)3.
Recent dangerous acts or omissions by the individual are required to
establish dangerousness under § 51.20(1)(a)2.a.–e.3 Because a committed
individual is receiving treatment, however, there may not be evidence of
such recent acts or omissions. Section 51.20(1)(am) thus provides “an
alternative evidentiary path” for proving that a committed individual is
dangerous that “reflect[s] [the] change in circumstances occasioned by
[the] individual’s commitment and treatment.” Portage County v. J.W.K.,
2019 WI 54, ¶19, 386 Wis. 2d 672, 927 N.W.2d 509. Under that statute, a
county may prove that a committed individual is dangerous by “showing
that there is a substantial likelihood, based on the subject individual’s
treatment record, that the individual would be a proper subject for
commitment”—i.e., dangerous—“if treatment were withdrawn.”
§ 51.20(1)(am).
¶31 According to the County, § 51.20(1)(am) does something
more than just create an alternative path by which dangerousness may be
proven at a recommitment hearing. The County argues that it also creates
an exception to the ordinary rules of evidence. By permitting
dangerousness to be proven “based on the subject individual’s treatment
record,” the County maintains that § 51.20(1)(am) establishes the
admissibility of all evidence contained in an individual’s treatment
records, including otherwise-inadmissible hearsay.
¶32 The text of § 51.20(1)(am), however, does not support this
interpretation. Section 51.20(1)(am) contains no language expressly
3 See § 51.20(1)(a)2.a. (requiring “evidence of recent threats of or attempts
at suicide or serious bodily harm”), b. (requiring “evidence of recent homicidal
or other violent behavior” or “a recent overt act, attempt or threat to do serious
physical harm”), c. (requiring “evidence of a pattern of recent acts or
omissions”), d. (requiring that the dangerous characteristic be “manifested by
recent acts or omissions”), e. (requiring that the dangerous characteristic be
“demonstrated by both the individual’s treatment history and his or her recent
acts or omissions”).
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WAUKESHA COUNTY v. R.D.T.
JUSTICE DALLET, concurring
establishing the categorical admissibility of treatment records or hearsay
contained within them. Indeed, the words “admissible” and “hearsay,” or
any related word or phrase, do not appear in § 51.20(1)(am) at all.
¶33 By contrast, such express language is included in other
statutes that permit the admissibility of otherwise-inadmissible evidence.
WISCONSIN STAT. § 51.35(1)(e)4. (emphasis added), for example, expressly
provides that “[h]earsay evidence is admissible” at a hearing to evaluate a
proposed transfer of a committed individual between treatment facilities
“if the hearing officer makes a determination that the evidence is reliable.”
WISCONSIN STAT. § 48.299(4)(b) (emphasis added) similarly directs that
“[h]earsay evidence may be admitted” at certain hearings under WIS. STAT.
ch. 48 “if it has demonstrable circumstantial guarantees of
trustworthiness.” And while the results of polygraph tests are generally
inadmissible in civil proceedings,4 WIS. STAT. § 51.375(2)(b) (emphasis
added) states that a “committing court to which the results of a [lie
detector] test have been disclosed may admit the results in evidence in a
proceeding under ch. 980.”5 These statutes unequivocally create
exceptions to the rules of evidence by identifying a type of typically
inadmissible evidence (hearsay and the results of lie detector tests) and
expressly stating that the evidence is admissible in certain identified
proceedings. Section 51.20(1)(am) notably does neither.
¶34 Section 51.20(1)(am) differs from the hearsay exceptions in
§§ 51.35(1)(e)4. and 48.299(4)(b) in another important way. Both
exceptions limit admissibility to hearsay that is determined to be reliable,
§ 51.35(1)(e)4., or that “has demonstrable circumstantial guarantees of
trustworthiness,” § 48.299(4)(b). These limitations make sense, as we have
held that “[r]eliability is the hallmark of admissible hearsay.” O’Brien, 354
Wis. 2d 753, ¶57. Section 51.20(1)(am), however, contains no such
limitation. If § 51.20(1)(am) were read to contain a hearsay exception, it
would therefore be strikingly broad, allowing the admission of hearsay in
treatment records regardless of reliability in proceedings at which an
individual’s liberty is at stake. See Langlade County v. D.J.W., 2020 WI 41,
4See Estate of Neumann ex rel. Rodli v. Neumann, 2001 WI App 61, ¶¶59–62,
242 Wis. 2d 205, 626 N.W.2d 821.
5 “Lie detector” in this context is defined by statute to include polygraph
tests. See WIS. STAT. §§ 51.375(1)(b), 111.37(1)(b).
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WAUKESHA COUNTY v. R.D.T.
JUSTICE DALLET, concurring
¶¶42–43, 391 Wis. 2d 231, 942 N.W.2d 277. There is no basis in the text,
context, or legislative history6 to read § 51.20(1)(am) as creating such an
anomalous exception.
¶35 The County contends that § 51.20(1)(am) would be
meaningless if hearsay contained in treatment records is generally
excluded because it requires dangerousness to be proven “based on the
subject individual’s treatment record” and treatment records frequently
contain hearsay. This is incorrect for two reasons. First, treatment records
may be admitted when they are admissible under the ordinary rules of
evidence. When a treatment record contains hearsay, that record may
nevertheless be admissible if one of the ordinary hearsay exceptions
applies.
¶36 Second, there are many ways to provide evidence that is
“based on” a committed individual’s treatment record, even if the actual
records are not admitted. For example, testimony from the individual’s
treatment providers7 or case workers about the individual’s diagnoses,
treatment, or likely response to the withdrawal of treatment is evidence
“based on” the individual’s treatment record. Furthermore, recommitment
hearings regularly involve expert testimony from physicians appointed by
the court to examine the committed individual. These experts may review
the individual’s treatment records, including hearsay contained within
them, when forming their opinions.8 When these experts testify about
6 While “carefully weighed, relevant legislative history can be an
indicator of a statute’s meaning,” no relevant legislative history was found here.
Clean Wis., Inc. v. DNR, 2021 WI 71, ¶43, 398 Wis. 2d 386, 961 N.W.2d 346 (Dallet,
J., concurring).
7 While a patient typically “has a privilege . . . to prevent any other person
from disclosing confidential communications made or information obtained or
disseminated for purposes of” the patient’s diagnosis or treatment among the
patient and certain health-care providers, WIS. STAT. § 905.04(2), this privilege
does not apply in commitment proceedings under § 51.20. See § 905.04(4)(a).
8See WIS. STAT. § 907.03 (providing that the facts or data on which an
expert bases an opinion “need not be admissible in evidence”); Karl v. Emps. Ins.
of Wausau, 78 Wis. 2d 284, 299, 254 N.W.2d 255 (1977) (“[I]t [is] proper for a
physician to make a diagnosis based in part upon medical evidence of which he
has no personal knowledge but which he gleaned from the reports of others.”).
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WAUKESHA COUNTY v. R.D.T.
JUSTICE DALLET, concurring
their opinions, they are also providing evidence that is “based on” the
individual’s treatment record.9
¶37 Finally, the County claims that excluding hearsay contained
in treatment records leads to the absurd result “of calling fact witnesses to
testify to dangerous events year after year after year.” But there is nothing
absurd about following the same evidentiary rules at recommitment
hearings that apply in nearly all other civil proceedings, even if that
means some witnesses may be asked to testify more than once.
¶38 In sum, § 51.20(1)(am) establishes an alternative method for
proving dangerousness at recommitment hearings, not a rule about the
admissibility of evidence. See J.W.K., 386 Wis. 2d 672, ¶19. It describes
what must be proven (that the subject individual is substantially likely to
become dangerous if treatment were withdrawn) and how that must be
proven (based on the individual’s treatment record). See § 51.20(1)(am).
None of this, however, establishes or implies the categorical admissibility
of treatment records or hearsay contained within those records. Because
the legislature has not provided otherwise, the ordinary rules of evidence
apply to recommitment proceedings under § 51.20. See § 51.20(10)(c).
Hearsay is inadmissible under those rules unless it falls within one of
chapter 908’s exceptions. Accordingly, I respectfully concur.
9Importantly, however, while “WIS. STAT. § 907.03 allows an expert to
base an opinion on hearsay, it does not transform the hearsay into admissible
evidence.” Walworth County v. Therese B., 2003 WI App 223, ¶8, 267 Wis. 2d 310,
671 N.W.2d 377; see also § 907.03 (providing that when an expert relies on
otherwise-inadmissible facts or data when forming an opinion, that evidence
“may not be disclosed to the [factfinder] by [the expert] unless the court
determines that their probative value in assisting the [factfinder] to evaluate th