McCaffrey v. Anderson
CourtUtah Supreme Court
Date FiledJuly 2, 2026
DocketCase No. 20251357
StatusPublished
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Full Opinion
This opinion is subject to revision before final
publication in the Pacific Reporter
2026 UT 14
IN THE
SUPREME COURT OF THE STATE OF UTAH
JENNIFER MCCAFFREY, et al., ∗
Appellees,
v.
DEREK ANDERSON,
Appellant.
No. 20251357
Heard February 27, 2026
Filed July 2, 2026
On Direct Appeal
Third District Court, Summit County
The Honorable Matthew Bates
No. 250500258
Attorneys:**
Janet M. Conway, Wanship, C. Michael Judd, Salt Lake City,
for appellees
Troy L. Booher, Caroline A. Olsen, Taylor P. Webb, Salt Lake City,
for appellant
JUSTICE NIELSEN authored the opinion of the Court,
in which JUSTICE PETERSEN, JUDGE CHRISTIANSEN FORSTER,
JUDGE ORME, JUDGE CHIARA, JUDGE FONNESBECK,
and JUDGE LARSEN joined.
__________________________________________________________
∗Additional appellees: Kurt Larsh, Kris Klein, Patsy Klein, Tyler
Gough, Chanelle McGregor, Lindy Sternlight, Dan Sternlight, Scott
Earl, and DeEtte Earl.
**Additional attorneys: Derek E. Brown, Att’y Gen., Sarah
Goldberg, Keith W. Barlow, Asst. Solics. Gen., Salt Lake City, for
appellee Lieutenant Governor Deidre M. Henderson.
MCCAFFREY v. ANDERSON
Opinion of the Court
Having recused themselves, CHIEF JUSTICE DURRANT and
ASSOCIATE CHIEF JUSTICE POHLMAN do not participate herein;
COURT OF APPEALS JUDGE MICHELE M. CHRISTIANSEN FORSTER and
DISTRICT COURT JUDGE ANGELA F. FONNESBECK sat.
DISTRICT COURT JUDGES SAMUEL P. CHIARA and MANDY LARSEN sat
as sixth and seventh members of the Court.***
JUSTICE HAGEN stepped down from the court before this case was
decided. COURT OF APPEALS JUDGE GREGORY K. ORME, having
reviewed the briefs and listened to a recording of the oral
argument, substituted for JUSTICE HAGEN and participated fully in
this decision.
JUSTICE JORGENSEN and JUSTICE DENT became members of the
Court after oral argument in this matter and did not participate.
JUSTICE NIELSEN, opinion of the Court:
INTRODUCTION
¶1 Derek Anderson wanted to form a new town called West
Hills along Highway 248 between Hideout and Kamas. Getting an
incorporation question on the ballot requires a sponsor like
Anderson to run a gauntlet of proposals, notices, and hearings,
often with multiple adjustments to the municipal map along the
way.
¶2 Under the incorporation code, 1 an incorporation sponsor
first proposes new municipal boundaries. That map must comply
with various requirements, like sweeping in sufficient would-be
inhabitants and land. The sponsor then submits the proposed map
to the Lieutenant Governor’s office and requests that she do a
feasibility study.
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***As of January 31, 2026, “The Supreme Court consists of seven
justices.” Utah Code § 78A-3-101(1).
1 See UTAH CODE §§ 10-2a-201 to -220 (2022). Because the
Legislature has since materially amended the incorporation code,
we cite and apply the version in effect at the time Anderson
brought his petition, in April 2023. State v. Clark, 2011 UT 23, ¶ 13,
251 P.3d 829 (“[W]e apply the law as it exists at the time of the event
regulated by the law in question.”).
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¶3 Before ordering the study, the Lieutenant Governor sends
out notice to would-be inhabitants, some of whom (called
“specified landowners”) have the chance to opt out of the proposed
municipality if certain conditions are met. If the opt-outs render the
proposed map statutorily noncompliant, the sponsor can then
redraw it. If the redrawn boundaries comply with the code, the
Lieutenant Governor orders the study.
¶4 Once the feasibility study is done, the Lieutenant
Governor sets two public hearings. After the first hearing, specified
landowners have another chance to opt out. If those opt-outs defeat
the proposed map, the sponsor can redraw it a second time and
make an amended request for a feasibility study. If the amended
request complies with the code, the Lieutenant Governor sets a
second public hearing. There is no third chance for specified
landowners to opt out at this point, even though some of them—
having been added for the first time in the third proposed map—
may not have had any prior chance to opt out.
¶5 After Anderson went through all these steps, the
Lieutenant Governor determined that the West Hills proposal
satisfied the statutory requirements and certified the incorporation
petition for the 2025 general election.
¶6 Appellees are a group of landowners (Landowners) who
sued to stop the incorporation election. Anderson added them to
the final modified map between the first and second public
hearings, after the statutory right to request exclusion from the
proposed boundaries had (twice) passed. They argued on
summary judgment that the incorporation code violates section 24
of article I of the Utah Constitution—the Uniform Operation of
Laws Clause—by allowing certain landowners to request exclusion
while depriving similarly situated landowners of that same
privilege.
¶7 The district court granted Landowners’ motion for
summary judgment. It recognized that no suspect class nor
fundamental right was at issue and conducted a rational basis
review. It ruled that the incorporation code’s classification of
landowners fails rational basis scrutiny because it creates
classifications that are unreasonable and not reasonably connected
to the legislative purpose of the code. Specifically, the district court
ruled that the classification of landowners unreasonably “arises
from an arbitrary legislative decision to lock the boundaries of the
municipality after the first public hearing” and “puts the
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Opinion of the Court
determination of which specified landowners can request exclusion
in the hands of the sponsor,” while only having a “tenuous”
relationship to any legislative purpose.
¶8 The district court was correct to apply rational basis
review but erred in its analysis. Courts declare a legislative
classification unconstitutional under this standard only if they
cannot think of “any rational or reasonable basis” for the
classification. DIRECTV v. Utah State Tax Comm’n, 2015 UT 93, ¶ 51,
364 P.3d 1036 (cleaned up). Here there is at least one reasonable
basis for the landowner classification that the district court
acknowledged (though it ultimately found it “unpersuasive”): the
need to prevent endless boundary modifications and repeated
feasibility studies. Cutting off exclusion rights at a certain point
locks the boundaries and moves the incorporation process forward.
Any potential for gamesmanship is mitigated by other
safeguards—such as feasibility requirements and the incorporation
election itself. And while we acknowledge Landowners’ frustration
that they will not have the same exclusion rights enjoyed by their
neighbors, the legislature had to draw the line somewhere. See
Bingham v. Gourley, 2024 UT 38, ¶ 36, 556 P.3d 53. That is enough to
pass rational basis review.
¶9 Accordingly, we hold that the incorporation code’s
scheme of exclusion rights does not violate the Uniform Operation
of Laws Clause. And under the circumstances of this case, we
decline to reach Landowners’ argument that the original or historic
interpretation of the Uniform Operation Clause provides an
alternative ground for affirmance.
¶10 We reverse and reinstate the Lieutenant Governor’s
certification of the incorporation petition for the 2026 general
election.
BACKGROUND
¶11 Before recounting the facts and procedural history here, it
helps to understand the statutory context within which they took
place. Under Utah’s municipal incorporation code, UTAH CODE
§§ 10-2a-201 to -220 (2022), a private-citizen sponsor wishing to
incorporate a town draws proposed boundaries that must include
at least 100 people and meet density and contiguity requirements.
Id. §§ 10-2a-201.5, -202 (2022). The sponsor submits a request for a
feasibility study with the Lieutenant Governor, who notifies all
landowners in the boundaries of the proposed town. Id. §§ 10-2a-
202, -203(2)(a) (2022). Within thirty days of receiving this notice, a
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“[s]pecified landowner”—a landowner who owns property valued
at more than 1% of the assessed value of the land or owns 10% of
the private land area within the proposed town’s boundaries—may
request that the Lieutenant Governor exclude the landowner’s
property from the proposed incorporation. Id. § 10-2a-203(1)(c), (3)
(2022). The Lieutenant Governor must grant the request unless the
property receives a majority of its municipal services from the
county and the exclusion will leave an unincorporated island
within the proposed town. Id. § 10-2a-203(4) (2022).
¶12 If the Lieutenant Governor grants enough exclusion
requests that the proposal no longer meets statutory requirements,
the sponsor may modify the boundaries and submit an amended
feasibility study request. Id. §§ 10-2a-204, -205(4)(a)(ix), -206 (2022).
If the amended request is certified, the Lieutenant Governor hires
an independent consultant to conduct the feasibility study and
determine the viability of the proposed town. Id. § 10-2a-205 (2022).
¶13 If the proposed town passes its feasibility study, the
Lieutenant Governor then holds two public hearings. Id. § 10-2a-
207(2) (2022). The first public hearing triggers a second exclusion
window for specified landowners, who once again have thirty days
to opt out. Id. § 10-2a-207(5)(a) (2022).
¶14 If the Lieutenant Governor grants any exclusion requests
at this point, the sponsor must request a supplemental feasibility
study, which may again include changes to the proposed
boundaries. Id. §§ 10-2a-207(5)(d)(i), -206(1)(a) (2022). If the
supplemental feasibility study passes muster, the Lieutenant
Governor then holds a second public hearing. Id. § 10-2a-207(6)
(2022). But unlike the first public hearing, the code does not permit
specified landowners to request exclusion from the proposed town
after the second public hearing. See id. § 10-2a-207(6), (9)(a)(iii)
(2022).
¶15 Once the public hearing process is complete, the sponsor
has a year to submit an incorporation petition with signatures from
10% of all registered voters within the boundaries. Id. § 10-2a-208(1)
(2022). If the incorporation petition complies with all applicable
requirements, the Lieutenant Governor must certify the petition
and schedule an incorporation election for the town, “to be held on
the date of the next regular general election.” Id. § 10-2a-210(1)(a)
(2022); see also id. § 10-2a-209 (2022). “If a majority of those who vote
in an incorporation election . . . vote[] in favor of incorporation, the
area shall incorporate.” Id. § 10-2a-210(6) (2022).
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MCCAFFREY v. ANDERSON
Opinion of the Court
¶16 The relevant facts are not disputed. Derek Anderson
sought to incorporate a town called West Hills between Hideout
and Kamas in Summit County. He filed a request for a feasibility
study with the office of the Lieutenant Governor in April 2023. The
Lieutenant Governor provided notice to all landowners of the
intent to incorporate and the opportunity for exclusion. The
Lieutenant Governor certified Anderson’s request and
commissioned a feasibility study, which was favorable.
¶17 The Lieutenant Governor then published notice of the first
public hearing to present the results of the feasibility study. That
notice advised all specified landowners of the deadline to exercise
their exclusion rights. Approximately fifty specified landowners
exercised their right to be excluded.
¶18 Anderson then submitted second and third modified
requests for a feasibility study with updated boundaries. The
Lieutenant Governor’s office certified the third modified request,
and the final modified feasibility study was completed in late 2024.
After a second public hearing, Anderson submitted a petition to
place the incorporation of West Hills on the ballot. The Lieutenant
Governor certified the incorporation measure for a vote during the
November 2025 election.
¶19 Appellees Jennifer McCaffrey, Kurt Larsh, Kris and Patsy
Klein, Tyler Gough, and Chanelle McGregor are specified
landowners whose properties were added to the modified
boundaries by Anderson after the statutory deadline to request
exclusion had passed. 2 These Landowners filed suit asking the
district court to enjoin the Lieutenant Governor from certifying the
question of West Hills’s incorporation on the ballot. Relevant here,
they claimed that the code’s unequal treatment of landowners
violates the Uniform Operation of Laws Clause of the Utah
__________________________________________________________
2 Four Appellees (Lindy and Dan Sternlight, and Scott and
DeEtte Earl) are property owners whose property is not within the
proposed boundaries of West Hills, but who nevertheless seek to
block incorporation. Though there is some dispute as to whether
these four landowners have standing to pursue the uniform
operation claim at issue in this appeal, the district court ruled that
it could grant Landowners’ motion for summary judgment without
resolving the question because at least one landowner had
standing. We likewise do not reach the standing question here.
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Constitution, which states, “All laws of a general nature shall have
uniform operation.” UTAH CONST. art. I, § 24.
¶20 Landowners moved for summary judgment on their
uniform operation claim. They argued that the incorporation code
discriminates against certain landowners (those added after opt-
outs were available) for no legitimate reason. Anderson opposed
and filed his own motion for summary judgment. The Lieutenant
Governor took no position on the constitutional arguments and
asserted only that she properly followed all applicable statutory
procedures.
¶21 The district court granted summary judgment to
Landowners. It applied our so-called “modern interpretation” of
uniform operation and found that the incorporation code creates
classifications and operates to treat similarly situated landowners
within those classifications disparately. The court then conducted
a rational basis review and ruled that the code’s disparate
treatment of landowners was not reasonable because the
boundaries lock after the first public hearing for no apparent
reason, and because the sponsor can manipulate the boundaries so
that late-added landowners have no exclusion rights. The court
also ruled that this disparate treatment is not reasonably related to
the legislative purposes of certainty or preventing endless
boundary modifications.
¶22 Anderson appealed. 3
STANDARD OF REVIEW
¶23 On review of a district court’s grant of summary judgment,
we review both the district court’s “legal conclusions and ultimate
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3 Anderson first sought emergency relief from this court under
rule 19 to allow the incorporation election to occur in November
2025. We denied the petition on October 28, 2025, ruling that
“[u]nder the unique circumstances of this case, [the sponsor] has
not persuaded us to exercise our discretion to grant extraordinary
relief given the potential disruption to the election process by
issuing a writ at this juncture.” Anderson v. Hon. Bates, 2025 UT 51,
¶ 5, 582 P.3d 728. We issued a written opinion elaborating our
reasons for denying the petition on November 6, 2025, noting that
the denial was “without prejudice to the sponsor appealing the
district court’s order in the ordinary course.” Id. ¶ 42.
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Opinion of the Court
grant or denial of summary judgment for correctness.” Orvis v.
Johnson, 2008 UT 2, ¶ 6, 177 P.3d 600 (cleaned up).
ANALYSIS
¶24 Anderson argues that the district court erred in its rational
basis analysis under the modern meaning of the Uniform
Operation Clause because there were multiple rational bases on
which the legislature could cut off opt-outs at the point that it did.
We agree. Though Landowners argue that we should exercise our
discretion to affirm on an alternative basis—that the incorporation
statutes violate the original meaning of the Uniform Operation
Clause—we decline that invitation based on how the litigation
unfolded here. 4
I. UNDER THE MODERN FORMULATION OF THE UNIFORM OPERATION
OF LAWS CLAUSE, STATUTES NOT AFFECTING FUNDAMENTAL
RIGHTS PASS MUSTER SO LONG AS THERE IS A RATIONAL BASIS FOR
THEM
¶25 Under our modern formulation of Utah’s Uniform
Operation Clause, “A statute is not uniform in its operation, and is
thus unconstitutional, if (1) the statute creates any classifications,
(2) those classifications impose any disparate treatment on persons
similarly situated, and (3) the legislature had no reasonable
objective that warrants the disparity.” State v. Outzen, 2017 UT 30,
¶ 16, 408 P.3d 334 (cleaned up).
¶26 The first two steps of this analysis are largely undisputed
in this case. The code classifies certain landowners as “specified
landowners,” depending on the size or value of their property. It
then subclassifies specified landowners into two groups relevant
here: those whose property is added to the proposed boundaries
before the first public hearing, and who thus have exclusion rights;
and those whose property is added to the proposed boundaries
after the first public hearing, who do not have any exclusion rights.
The law thus treats similarly situated landowners differently based
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4 Because we reverse the district court and hold that the
incorporation code’s scheme of exclusion rights does not violate the
Uniform Operation Clause, we do not address Anderson’s
alternative arguments that the district court erred in treating
Landowners’ facial challenge as an as-applied constitutional
challenge, or that Landowners failed to meet their burden in
bringing an as-applied challenge.
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on when their property is added to the proposed boundary by the
incorporation sponsor. See State v. Angilau, 2011 UT 3, ¶¶ 22–23, 245
P.3d 745 (concluding the first two prongs of uniform operation
claim satisfied because the relevant statute treated sixteen-year-
olds who committed murder differently than similarly situated
fifteen-year-olds who committed murder).
¶27 The third step—analyzing “the legislature’s reasonable
objectives underlying the disparate treatment”—requires us to
“determine the level of scrutiny that must be applied to the
statutory scheme.” Outzen, 2017 UT 30, ¶ 16 (cleaned up). “Where
a legislative enactment implicates a fundamental or critical right or
creates classifications which are considered impermissible or
suspect in the abstract, we apply a heightened degree of scrutiny.
But where there is no suspect classification at work and no
apparent fundamental right at issue, we apply a rational basis
review.” Id. (cleaned up).
¶28 We agree with the district court that no suspect class or
fundamental right is at stake and apply rational basis scrutiny—“a
low bar under which classifications employed by the legislature are
presumptively permissible.” Taylorsville City v. Mitchell, 2020 UT
26, ¶ 43, 466 P.3d 148 (cleaned up). In conducting this inquiry, “a
classification is reasonably related to its legitimate objectives” if
(1) “the classification is reasonable,” (2) “the objectives of the
legislative action are legitimate,” and (3) “there is a reasonable
relationship between the classification and the legislative purpose.”
Id. (cleaned up). The standard is “quite generous: any rational or
reasonable basis for legislative classification is sufficient, meaning
that any legitimate governmental objective suffices, and any
reasonable relationship between classification and purpose is
adequate.” Tischmak v. Utah State Tax Comm’n, 2025 UT 24, ¶ 39, 574
P.3d 63 (cleaned up).
¶29 We hold that the classification creating different exclusion
rights for landowners is a reasonable time-based line; that the
objectives of providing certainty, protecting landowners, and
preventing endless boundary modifications during the
incorporation process are legitimate; and that the landowner
classification scheme is reasonably related to these objectives.
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MCCAFFREY v. ANDERSON
Opinion of the Court
A. The Statutory Classification Treating Later-added
Landowners Differently Than Earlier-added Ones In The
Incorporation Process Is Reasonable
¶30 The district court ruled that the classification dividing
specified landowners into those with opt-out rights and those
without is “not reasonable on its face because it arises from an
arbitrary legislative decision to lock the boundaries of the
municipality after the first public hearing” and “grant[s] a right to
some and not to other similarly situated citizens merely for the sake
of ending debate.” We disagree.
¶31 A time-based line is inherently arbitrary on some level, but
that does not make it unreasonable. We have repeatedly upheld
time-based lines in various statutory contexts. See, e.g., Bingham v.
Gourley, 2024 UT 38, ¶¶ 54–55, 556 P.3d 53 (holding the medical
malpractice four-year statute of repose reasonable); Angilau, 2011
UT 3, ¶ 28 (upholding the age-based line in criminal prosecution
statute while acknowledging that such a line “will necessarily
appear somewhat arbitrary, because people close to the boundary
on either side may be very similarly situated”); Jacobs v. Hafen, 917
P.2d 1078, 1081 (Utah 1996) (holding that statute of limitations was
a reasonable line-drawing exercise because “parties need a time
certain within which they can assert their ownership rights” while
also preventing unfair surprise); State v. Loughton, 747 P.2d 426, 429
(Utah 1987) (upholding classification based on age of victim, even
though “it may be difficult to distinguish between a particular”
child on either side of the line); see also Gregory v. Ashcroft, 501 U.S.
452, 473 (1991) (upholding state law mandating judicial retirement
at age 70, even though “[i]t is far from true that all judges suffer
significant deterioration in performance at age 70. It is probably not
true that most do. It may not be true at all.”).
¶32 Thus, even if appearing arbitrary, we see no evidence that
the legislature drew this time-based line for the mere sake of ending
debate. Indeed, an incorporation debate may actually intensify
when boundaries are set, stakes become clear, and opposing sides
prepare for the municipal election.
¶33 Landowners and the district court also worry that the
classification allows the incorporation sponsor to strategically
decide which specified landowners will be able to request
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Opinion of the Court
exclusion and which will not. 5 That is an understandable concern,
but while we acknowledge the possibility for gamesmanship, the
sponsor’s influence is necessarily checked by other safeguards in
the code. Population, density, and contiguity requirements prevent
willy-nilly line drawing. And the ultimate safeguard is the
incorporation election itself, where the voters—not the sponsor—
make the ultimate call on the boundaries. This mitigates the
gamesmanship concern.
¶34 While there might be better ways to draw the line to avoid
the potential for gamesmanship while ensuring exclusion rights,
“perfection is by no means required,” Spencer v. Utah State Bar, 2012
UT 92, ¶ 27, 293 P.3d 360 (cleaned up), and “any rational or
reasonable basis for legislative classification is sufficient” to pass
rational basis review, Tischmak, 2025 UT 24, ¶ 39 (cleaned up). At
the very least, it was rational to end exclusion rights and lock
boundaries after the first hearing because there must be an end to
opt-outs sometime; otherwise, there would potentially be no end to
the preliminary stages of the incorporation process. With this line,
there can be an end to the preliminary stages and a beginning to
the electoral stage. We uphold the classification as reasonable on
that basis.
B. The Legislative Objectives Of Ensuring Finality And
Favoring Incorporation Are Legitimate
¶35 The parties dispute the legislative purposes behind the
incorporation code. According to Anderson, the purposes include
encouraging incorporation and promoting finality in the
incorporation process. Landowners say the main purpose is to
protect the rights and interests of landowners during that
incorporation process.
¶36 Though the parties disagree on primacy of purpose, their
proposed purposes are not mutually exclusive. There is “often
more than one purpose behind legislation.” Mitchell, 2020 UT 26,
¶ 44. “[M]ost legislation . . . is not aimed at advancing a single
objective at the expense of all others, but instead is a result of a
legislative give-and-take that balances multiple concerns.” VCS,
Inc. v. Utah Cmty. Bank, 2012 UT 89, ¶ 20, 293 P.3d 290 (cleaned up).
We “judge enactments on the basis of reasonable legislative
__________________________________________________________
5 This is a hypothetical worry here, as the district court found
“no evidence” supporting an assertion that Anderson manipulated
the boundaries in a nefarious way.
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Opinion of the Court
purposes under the plain text of the legislation at issue.” Mitchell,
2020 UT 26, ¶ 44 (cleaned up). “We will sustain a classification if
we can reasonably conceive of facts which would justify the
distinctions.” State v. Robinson, 2011 UT 30, ¶ 24, 254 P.3d 183
(cleaned up).
¶37 The statutory text here promotes incorporation by
providing sponsors multiple opportunities to redraw boundaries,
provides finality by stopping endless boundary disputes, and
protects the interests of landowners by various means, including
feasibility requirements, exclusion rights, and the right to vote on
the proposed incorporation. These are all legitimate objectives.
C. The Classification Is Reasonably Related To The Legitimate
Legislative Objectives
¶38 In the third and last point of the rational-basis inquiry, we
ask “whether the legislature’s classification is reasonably related to
its legitimate objectives.” Merrill v. Utah Lab. Comm’n, 2009 UT 26,
¶ 22, 223 P.3d 1089, modified on reh’g, 2009 UT 74, 223 P.3d 1099. The
district court acknowledged that “preventing some landowners
from leaving the proposed municipality at a certain point
guarantees an end to boundary modifications,” but then ruled that
if the legislature provides exclusion rights it must give them to all
similarly situated landowners.
¶39 We disagree. Under rational basis review, “any reasonable
relationship between classification and purpose is adequate.”
Tischmak, 2025 UT 24, ¶ 39 (cleaned up). Having a cutoff to
boundary modifications locks in the proposed boundaries, giving
sponsors and opponents certainty and time to prepare for the
incorporation election. It moves the incorporation process forward.
That is a sufficient relationship for rational basis review.
¶40 While the legislature “could have chosen more lenient
means to further these same objectives”—such as by permitting
exclusion until the conclusion of both public hearings, when
signatures are gathered for the ballot—“there is no requirement
that an otherwise permissible classification be the best of all
alternatives.” Angilau, 2011 UT 3, ¶ 32. And here, despite any
unfairness, the rights of landowners remain protected by the right
to vote and by other safeguards, such as feasibility studies and
contiguity requirements.
¶41 In sum, there is a reasonable relationship between the
classification and legislative objectives identified by the parties.
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II. WHERE THE PARTIES BELOW DID NOT ADDRESS THE ORIGINAL
MEANING OF THE UNIFORM OPERATION CLAUSE AND THIS COURT
HAS ADDRESSED IT ALMOST ENTIRELY IN DICTA IN PRIOR CASES,
WE WILL NOT ANALYZE IT FULLY FOR THE FIRST TIME HERE
¶42 Landowners argue that even if we were to conclude that
the statutory scheme here passes the modern formulation of
uniform operation, we should affirm on the alternative basis that it
violates the original meaning of uniform operation. We decline to
do so.
¶43 We have discretion whether to consider an alternative
basis for affirmance. Scott v. Scott, 2020 UT 54, ¶ 31, 472 P.3d 897
(explaining that while we may “affirm the judgment appealed from
if it [is] sustainable on any legal ground or theory apparent on the
record,” we have “no obligation to do so.” (cleaned up)). Prudence
counsels against considering an alternative ground if that ground
was not ruled on by the lower court, was not adequately briefed on
appeal, or deals with an unsettled area of law. See, e.g., Kay v. Barnes
Bullets, 2022 UT 3, ¶ 20, 506 P.3d 530 (declining to address a legal
question in the first instance “without the benefit of full briefing on
the subject”); Fire Ins. Exch. v. Oltmanns, 2018 UT 10, ¶¶ 18, 20, 416
P.3d 1148 (declining to address an alternative argument because
“the law in this area is unsettled” and “[w]e need adversarial
briefing before we can fairly” decide the issue); In re Estate of Willey,
2016 UT 53, ¶ 16, 391 P.3d 171 (declining to rule on an unsettled
area of law “because the parties do not adequately brief this issue,
because other jurisdictions are split on this issue, and because
resolution of this issue is not necessary to the disposition of this
case”); see also Siebach v. Brigham Young Univ., 2015 UT App 253,
¶ 36, 361 P.3d 130 (“Although we possess the ability to affirm on
any legal ground or theory apparent on the record, we also possess
the discretion to conclude that the district court should be afforded
the opportunity to rule on the arguments in the first instance.”);
R.O.A. Gen. Inc. v. Salt Lake City Corp., 2022 UT App 141, ¶ 39, 525
P.3d 100 (remanding to allow the district court to address a legal
issue “in the first instance,” because “we are mindful that we are a
court of review, not of first view” (cleaned up)).
¶44 Each of those bases cuts against affirmance on an
alternative ground here. Landowners raised the originalist
argument for the first time in their opposition to Anderson’s
request for expedited briefing of this appeal. The district court
never had the opportunity to consider and rule on this argument.
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And while we commend Landowners for their thorough briefing
of the history of the Uniform Operation Clause (and Anderson’s
analysis in response), the parties’ briefing necessarily gave primary
focus to the modern interpretation of uniform operation because
that was the basis of the district court’s ruling.
¶45 But the most salient reason we decline to reach
Landowners’ alternative argument is the unsettled nature of our
uniform operation jurisprudence. Though we have discussed the
original meaning in a few modern cases, we have done so mostly
in dicta, either without conducting a full originalist inquiry 6 or by
holding that the original understanding simply was not
implicated. 7 We did decide in Taylorsville City v. Mitchell that a
statute was “clearly constitutional under the original meaning of
the Uniform Operation of Laws Clause,” because the plaintiff
“ha[d] not argued that similar defendants are being treated
disparately within [the] classifications” created by the legislature.
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6 See Count My Vote, Inc. v. Cox, 2019 UT 60, ¶¶ 28–41, 452 P.3d
1109 (describing the historic understanding of the Uniform
Operation Clause but then deciding the case under the modern
interpretation without further discussion of the historical
meaning); Salt Lake City Corp. v. Utah Inland Port Auth., 2022 UT 27,
¶¶ 13–19, 524 P.3d 573 (same).
7 See DIRECTV v. Utah State Tax Comm’n, 2015 UT 93, ¶¶ 47–48,
364 P.3d 1036 (noting that “the traditional (historical) application
of the ‘uniform operation’ guarantee is directed to application or
enforcement of the law by the executive” and holding that “[t]his
strand of uniform operation analysis is not implicated” because
“[t]he satellite providers are not complaining that the Tax
Commission has granted special privileges or exemptions . . .
[t]heir complaint concerns legislative classification”); In re Adoption
of J.S., 2014 UT 51, ¶ 66, 358 P.3d 1009 (noting “no tenable
infringement of [the historic uniform operation] guarantee”
because appellant’s “complaint is with legislative classification, not
practical operation”); State v. Canton, 2013 UT 44, ¶ 37, 308 P.3d 517
(holding that “[t]he historical requirement of consistent application
or enforcement . . . is not at all implicated here, as Canton’s gripe is
that the statute sweeps too broadly;” that concern “runs precisely
counter to that of the historical domain of uniform operation, which
was to prescribe broad, uniform application across the entirety of a
legislative class.”).
14
Cite as: 2026 UT 14
Opinion of the Court
2020 UT 26, ¶ 40. But we made this holding with only cursory
analysis of the history of the Uniform Operation Clause, without
attempting to reconcile our modern jurisprudence with the original
understanding, discussing and distinguishing older cases, or
otherwise setting forth a coherent standard for applying the
original understanding. See id. ¶¶ 36–46. This area of the law
remains unsettled.
¶46 True, Landowners have expressly invited us to use this
case to “sharpen” our “slightly messy body of Uniform Operations
jurisprudence.” And in an appropriate case we would welcome
that opportunity. But this is not the right case to engage in that
“difficult task.” It would be unusual to consider an affirmance on
an alternative basis that would require us to engage in a thorough
historical analysis, reconcile (and perhaps refute) conflicting
jurisprudence, articulate the precise rule, and only then determine
whether the legislative classification here violates that rule—which,
at the end of the analysis, it may not, rendering the entire process
academic. And we would have to do all of this without the benefit
of a ruling by the district court and with less than full briefing by
the parties. That is a fraught path we decline to take.
¶47 Accordingly, we exercise our discretion and decline to
reach Landowners’ originalist uniform operation argument.
CONCLUSION
¶48 We reverse. The incorporation code creates classes of
landowners and treats similarly situated landowners differently,
but that treatment is reasonably related to the legitimate legislative
purpose of preventing endless boundary changes so that
incorporation questions can proceed to the ballot box. The code is
constitutional under the modern understanding of the Uniform
Operation of Laws Clause of the Utah Constitution.
15