State v. Wahlstrom
CourtCourt of Appeals of Utah
Date FiledSeptember 17, 2026
DocketCase No. 20220988-CA
StatusPublished
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Full Opinion
2026 UT App 143
THE UTAH COURT OF APPEALS
STATE OF UTAH,
Appellee,
v.
MARK ALLAN WAHLSTROM,
Appellant.
Opinion
No. 20220988-CA
Filed September 17, 2026
Second District Court, Farmington Department
The Honorable David R. Hamilton
No. 211702082
Scott L Wiggins, Attorney for Appellant
Derek E. Brown and Karen A. Klucznik,
Attorneys for Appellee
JUDGE JOHN D. LUTHY authored this Opinion, in which
JUDGES MICHELE M. CHRISTIANSEN FORSTER and RYAN M. HARRIS
concurred.
LUTHY, Judge:
¶1 Mark Allan Wahlstrom was arrested when
officers found him intoxicated and sitting in the driver seat of
a truck parked in the mountains with the key in the ignition.
At trial, his counsel (Counsel) argued that Wahlstrom had
not been in actual physical control of the truck, as required for
the driving-under-the-influence crime (DUI) with which he
was charged. After deliberating for some time, the jury did
not reach a consensus on DUI, and the court gave the jury an
State v. Wahlstrom
Allen charge 1 to encourage it to reach a verdict. The jury
subsequently convicted Wahlstrom of DUI, among other things.
Wahlstrom appeals, arguing that Counsel performed
deficiently by failing to object to the Allen charge because it was
coercive. We agree that the Allen charge was coercive and
that Counsel’s failure to object constituted ineffective
assistance. We therefore reverse Wahlstrom’s conviction for
DUI and remand this matter for a new trial or other
proceedings as may be appropriate on that charge. Wahlstrom
does not challenge his other convictions, and we do not disturb
them.
¶2 Wahlstrom also asserts that the trial court erred by not
correcting an alleged error in his presentence investigation report
(PSI). Because Wahlstrom’s other convictions stand, our decision
on the DUI charge does not render this issue moot, and the State
concedes error on this issue. Thus, we remand this matter for the
additional limited purpose of the trial court appropriately
addressing the apparent error in the PSI.
1. In Allen v. United States, 164 U.S. 492 (1896), the United States
Supreme Court approved the use of supplemental jury
instructions to help a deadlocked jury reach a unanimous verdict.
See id. at 501–02.
20220988-CA 2 2026 UT App 143
State v. Wahlstrom
BACKGROUND 2
Wahlstrom and a Friend Drive into the Mountains
¶3 One day in October 2021, Wahlstrom and an “old friend”—
Sadie —agreed to “hang out.” Sadie “was going through a
3
breakup” and “needed a friend . . . to talk to,” so the two headed
into the mountains in Wahlstrom’s work truck. The pair
eventually made it “pretty far up” the mountain. At some point
while Sadie and Wahlstrom were together, three other things
occurred: Sadie began drinking alcohol, Wahlstrom “pulled out a
bottle of vodka from the back and started drinking it,” and the
pair parked the truck. 4 After they got into an argument,
Wahlstrom pushed Sadie out of the truck. Sadie walked down one
portion of the mountain, received a ride down another portion
from passersby, and then called the police.
2. “On appeal, we review the record facts in a light most favorable
to the jury’s verdict and recite the facts accordingly. We present
conflicting evidence only as necessary to understand issues raised
on appeal.” State v. Jimenez, 2025 UT App 76, n.1, 571 P.3d 834
(cleaned up), cert. denied, 581 P.3d 560 (Utah 2025). “Recognizing,
however, that our reversal of [Wahlstrom’s DUI] conviction
causes the presumption of innocence to reattach [as to that
charge], we apply the foregoing standard somewhat guardedly
here. Specifically, concerning the facts surrounding [DUI], we
identify the evidence that supports the verdict, while refraining
from characterizing the alleged criminal conduct as established
fact.” See id.
3. A pseudonym.
4. The timeline of these events was disputed; we recount Sadie’s
and Wahlstrom’s versions of the events in more detail below.
20220988-CA 3 2026 UT App 143
State v. Wahlstrom
Officers Speak with Sadie and Find and Arrest Wahlstrom
¶4 Officers came to Sadie’s location and spoke with her. She
told them she was intoxicated, and they noticed signs of
intoxication in her appearance and behavior. She related that she
had come up the mountain with a friend, that they “did . . . some
shots,” and that “at one point, there [was] a verbal altercation.”
She also stated that “she was not the one driving, . . . her friend
was” and that after pushing her from the vehicle, he “had
continued up the mountain.” She gave officers a description of her
friend’s work truck, though she was reluctant to provide his
name.
¶5 When asked about the drinking the pair had done, Sadie
“point[ed] up to the mountain” and said, “We just drank up
there.” After officers explained the risks associated with her
friend driving down the mountain while intoxicated and asked if
her friend “is DUI,” Sadie responded, “I can’t say that he is.” She
added, “He wasn’t drinking and driving today. We started
drinking up on the mountain.”
¶6 One officer (Sergeant) gave Sadie a ride down the
remainder of the mountain, while another (Deputy) waited to see
if the vehicle Sadie had described came down the mountain.
During the drive, Sadie provided Wahlstrom’s name to Sergeant,
who passed it on to Deputy. Deputy performed a records check
and discovered that Wahlstrom had a suspended driver license
and was required to use an ignition interlock device. Once
Sergeant returned from dropping Sadie off, he and Deputy
headed up the mountain to try to locate Wahlstrom. They split up
at a fork, and Deputy eventually came upon the described truck,
which was located about eight miles from where officers had met
with Sadie.
20220988-CA 4 2026 UT App 143
State v. Wahlstrom
¶7 The truck was “pulled to the side of the road facing south
with its lights on.” Deputy parked behind the truck, turned on his
overhead white lights, and approached the truck on foot. “The
window was rolled down on the driver’s side, and [Deputy] was
able to identify, by the picture that was on the driver’s record,
that” Wahlstrom was the person sitting in the driver seat.
Wahlstrom was awake, “[a]ppeared to be listening to music,” and
was looking at his phone. The truck’s engine was not running.
Deputy asked Wahlstrom to step out of the vehicle, but
Wahlstrom did not immediately comply, so Deputy “opened the
door to further persuade him out of the vehicle.” Upon opening
the door, Deputy noted that “[t]he keys were in the ignition . . .
and the door chime was going off.” Deputy saw no interlock
device in the truck. He “could smell the heavy odor of alcohol . . .
emitting [from] the vehicle.” Wahlstrom turned the key to the off
position and then put the key “to his right side either on the seat
or on the center console.”
¶8 Wahlstrom got out of the truck, and Deputy asked him to
perform field sobriety tests, but he refused. As Deputy moved
Wahlstrom to the front of Deputy’s vehicle, Deputy noticed that
Wahlstrom “had kind of glazed, glossy eyes” that were “kind of
[drooped] down low,” as well as slurred speech, and that while
he walked he was taking “swaying, stuttered steps” and appeared
unable “to maintain his balance.” Deputy “could smell [alcohol]
emitting from his person and from his breath.” Deputy
handcuffed Wahlstrom and informed him that he was under
arrest. Wahlstrom argued that he was just “sitting in the truck . . .
while . . . waiting for a ride,” though he would not provide the
name of the driver he was waiting for. He said the key was “in the
car” but “not in the ignition.” He also said that Sadie was the one
who had driven the truck up the mountain. Deputy placed
Wahlstrom inside Deputy’s vehicle and transported him to jail,
where Deputy obtained a warrant for a blood draw. Wahlstrom’s
blood alcohol concentration (BAC) was .17.
20220988-CA 5 2026 UT App 143
State v. Wahlstrom
¶9 Sergeant performed an inventory of Wahlstrom’s truck
and found, among other things, a “large” bottle of vodka “[i]n the
back seat, underneath the passenger seat in the rear.” The bottle
was about half empty.
Opening Statements at Trial Focus on Actual Physical Control
¶10 Wahlstrom was charged with DUI, operating or being in
actual physical control of a vehicle without an ignition interlock
device, driving on a suspended license (alcohol-related), and
having an open container of alcohol in a vehicle.
¶11 The case proceeded to a jury trial, which was scheduled for
two days. From the attorneys’ opening statements, it was clear
that the chief issue would be whether Wahlstrom had been in
actual physical control of the vehicle. Specifically, the State told
the jury:
What you’re not going to hear today is some sort of
driving pattern. . . . What you are going to hear is
that [Wahlstrom] was in actual physical control of
the vehicle. . . . DUI, it’s a unique law. It’s
preventative and reactionary, but this is a
preventative portion of it[,] [t]hat if you are in actual
physical control of the vehicle and you are
intoxicated, you are DUI.
¶12 Similarly, Counsel said that the defense was “not disputing
that [Wahlstrom] was drunk” but that the jury was “going to have
to decide . . . actual physical control.” He asserted that the
evidence would show that “[n]obody drank until they got up on
the mountain” and that the “truck [was] parked in the mountains”
for several hours while “Wahlstrom had the opportunity to drive
his truck down” but did not do so. Counsel informed the jury that
a witness—a different friend of Wahlstrom’s (Friend)—would
“testify that [Wahlstrom] had called him and asked him to come
20220988-CA 6 2026 UT App 143
State v. Wahlstrom
get [Wahlstrom]” and that Friend confirmed he would pick
Wahlstrom up after getting off work and would bring his
girlfriend to drive Wahlstrom’s truck down the mountain. Then
Counsel stated, “[T]hat’s the sole issue here . . . . He was drunk,
sitting in the truck, but he wasn’t going to drive anywhere. That’s
the defense position.”
The Jury Hears Testimony and Evidentiary Stipulations
¶13 The State called Sadie as a witness, and she testified
that Wahlstrom picked her up from her house in his work truck
so the pair could hang out. She said she “wanted a drink” so—
before heading to the mountains—Wahlstrom drove her to a
store, where she purchased “a small bottle” of what she later
recollected to have been whiskey—“the cheapest one [she] could
find.” She said she began drinking this while Wahlstrom drove
and that at no point did she share any with Wahlstrom. Instead,
she testified, Wahlstrom pulled out the vodka and began drinking
it while the pair “were on [their] way up the mountain.” She
continued, “I got really frustrated, and I didn’t understand why
he was drinking and driving. I didn’t know that he was going to
be drinking and driving. That’s why I got upset. And I asked him
not to drink . . . .” When asked how he responded to that request,
Sadie replied, “He said, ‘Don’t worry about it. I’m fine.’” She
testified that she told him, “I don’t think that it’s a good idea for
[you] to be doing that, especially [because] it’s dangerous, . . .
we’re in the mountains, and I don’t want to be put in harm’s way.”
She said the two argued and then “[h]e pushed [her] out of the
truck.”
¶14 On cross-examination, Counsel suggested that Sadie
had driven her car to Wahlstrom’s house and then had been
the one to drive the truck. Sadie countered, “I never drove his
truck.” She reiterated that she began drinking before
Wahlstrom did—and before the pair got to the mountain—and
that he began drinking “once [they] got up to the mountain,”
20220988-CA 7 2026 UT App 143
State v. Wahlstrom
“while [he was] driving the vehicle” “up the dirt road.” Counsel
asked, “But at the time when you talked to [Deputy], you said,
‘We didn’t start drinking until we got up on top of the
mountain’?” Sadie replied, “I—I’m sorry if I—I think I was
drinking before we got up there.” Sadie also stated that the pair
“were parked for a little bit and talking” before Wahlstrom
“pushed [her] out of the truck.”
¶15 The State called Deputy and Sergeant as witnesses, and
they testified in accordance with the facts recounted above.
Additionally, Deputy estimated that an hour and a half to two
hours passed between when Sergeant drove Sadie down the
mountain and when Deputy found Wahlstrom. Sergeant testified
that he had searched Sadie before giving her a ride and had not
located a bottle of whiskey on her. The State presented bodycam
footage of Deputy’s interactions with Wahlstrom and Sergeant’s
inventory of the truck.
¶16 After the State presented its evidence, the court took a
recess, during which the attorneys decided that the presentation
of evidence could be completed that day through evidentiary
stipulations. When the jury returned, the court announced the
parties’ stipulation that Friend would have testified that he had a
long friendship with Wahlstrom; that Wahlstrom called him,
asking for a ride down the mountain; and that he told Wahlstrom
he would be there around 8:00 p.m., after he got off work. The
parties also stipulated that at the time of these events,
Wahlstrom’s license had been suspended for an alcohol-related
offense and Wahlstrom was an ignition interlock restricted driver.
Finally, the parties stipulated that Wahlstrom’s BAC was .17.
After the court informed the jury of the stipulations, both sides
rested.
20220988-CA 8 2026 UT App 143
State v. Wahlstrom
Jury Instructions Define DUI and Actual Physical Control
¶17 The court then read the closing jury instructions.
Instruction 49 provided the elements of DUI as follows:
I. The defendant, [Wahlstrom], either operated a
vehicle, or was in actual physical control of a
vehicle;
AND
II. The defendant, [Wahlstrom]:
a. Had sufficient alcohol in his body that a
subsequent chemical test showed that the
defendant had a blood or breath alcohol
concentration of .05 grams or greater at the
time of the test[.]
¶18 Instruction 53 read, in relevant part:
2. In determining actual physical control under the
totality of the circumstances, no single factor is
dispositive. Some factors may include:
a. Whether the person was asleep or
awake when discovered
b. The position of the automobile
c. Whether the automobile’s motor was
running
d. Whether the person[] was positioned
in the driver’s seat of the vehicle
e. Whether the person was the vehicle’s
sole occupant
f. Whether the person had possession of
the ignition key
20220988-CA 9 2026 UT App 143
State v. Wahlstrom
g. The person’s apparent ability to start
and move the vehicle
h. How the car got to where it was
found; and
i. Whether the person drove it there.
3. A person need not actually move, or attempt to
move, a vehicle in order to have actual physical
control; the person only needs to have the
apparent ability to start and move the vehicle.
Closing Arguments Focus on Actual Physical Control
¶19 The parties then made their closing arguments. The
prosecutor began by thanking the jurors for their patience and
saying, “I apologize. We’re going to keep you a little late. Hope
that you will forgive us because we’re giving you tomorrow off.”
The prosecutor then walked through the elements of each charge
and the evidence that supported each element. Based on the
stipulated and undisputed facts, the prosecutor asserted that all
that was really at issue was whether Wahlstrom had actual
physical control of the truck, and the prosecutor argued that
Wahlstrom did because “[l]iterally nothing” was stopping him
from turning on the truck.
¶20 When it was Counsel’s turn, he also acknowledged that it
had “been a long day.” He said, “I’m going to try to move through
this pretty quick so we can get the day over with.” Counsel
conceded that Wahlstrom was guilty of the open container charge.
Beyond that, he argued that Sadie was not credible based on her
intoxication and the differences between her story on the day of
the events and her testimony in court. Accordingly, he
encouraged the jury to accept Wahlstrom’s statement that Sadie
was the one who drove up the mountain and to find that
Wahlstrom did not drink until they were parked in the
mountains. Regarding the DUI charge, Counsel argued:
20220988-CA 10 2026 UT App 143
State v. Wahlstrom
When you look at the totality of
circumstances in this case, I think it cuts against that
. . . Wahlstrom was in actual physical control of the
vehicle.
Think about [it.] [H]e’s sitting in that truck.
And I think [Deputy] said about one and a half
hours—from the time [the officers] made contact
[with Sadie], [took] her down and then [went] up,
there’s one and a half hours. He could have dr[iven]
home. He didn’t. There’s an eight-mile difference.
He could have dr[iven] down the mountain. He
didn’t.
....
The State stipulated to the testimony that
[Friend] was his buddy that had been called and
was on his way to go up there and get him. And so
he was waiting in his car for a ride to come get him,
so he didn’t have to drive home.
The Jury Poses Several Questions to the Court
¶21 The court excused the jury to deliberate at 6:37 p.m.,
saying, “You’re going to go back to the jury room. You are to
deliberate and discuss matters . . . and reach a verdict. Do
whatever you need to to accomplish that.”
¶22 At 7:59 p.m., the court and attorneys held a telephone
conference about two questions the jury had submitted: “When
were rights read to the defendant?” and “Is that an issue to
consider?” After this conference, the court responded to the jury,
“[T]hat is not an issue to consider. The evidence and instructions
as provided are all you are to consider.”
20220988-CA 11 2026 UT App 143
State v. Wahlstrom
¶23 At 8:43 p.m., the attorneys met in chambers with the court
regarding another message from the jury. This one read, “If the
instructions stipulate ‘physical control’ on Count 1, why is there
no reference to it on the actual verdict? But are we required to use
the instructions to make our argument?” On the back of the page,
the jury provided further explanation, saying, “Some of us are not
comfortable voting on an inconsistency of the language in the
instructions and the verdict form.” Based on the jury’s questions,
the attorneys and court realized that the verdict form for the DUI
charge inadvertently contained a recitation of the elements of
DUI, while the verdict forms for the other charges contained no
such recitations, and they agreed to alter the verdict form for the
DUI charge to remove the recitation of the elements. 5 During this
discussion, the bailiff said, referring to the verdict form for the
DUI charge, “I only need that one because they’ve already come
to an agreement on the other two and signed that.” 6 The court sent
the following response to the jury: “The verdict form for count one
has been revised. There is no stipulation regarding the elements[.]
But they are not in the verdict form. The elements are only noted
in [I]nstruction 49.”
¶24 The revised verdict form for count one made no mention
of actual physical control, saying only:
5. The record does not contain a copy of this page of the verdict
form as it appeared when first given to the jury. We therefore
cannot say whether “actual physical control” was identified as
one of the elements provided on the verdict form.
6. Given that Wahlstrom had conceded guilt on the open
container charge, the reference to “the other two” was to the
charges of operating or being in actual physical control of a
vehicle without an ignition interlock device and driving on a
suspended license (alcohol-related).
20220988-CA 12 2026 UT App 143
State v. Wahlstrom
We, the Jurors impaneled in the above case, find
[Wahlstrom] . . .
____ NOT GUILTY of DRIVING UNDER THE
INFLUENCE OF ALCOHOL
OR
____ GUILTY of DRIVING UNDER THE
INFLUENCE OF ALCOHOL.
In contrast, the verdict form for count two mentioned actual
physical control, referring to the charge as “OPERATING OR
BEING IN ACTUAL PHYSICAL CONTROL OF A VEHICLE
WITHOUT AN IGNITION INTERLOCK SYSTEM.”
¶25 At 9:20 p.m., the court and attorneys again met in
chambers regarding two new jury questions: “[I]s actual
physical control considered driving?” and “Should we consider
49(I) in jury instructions even though it doesn’t show on the
verdict form?” 7 The court’s response to the first question was,
“This is not a driving case. For actual physical control see
[I]nstruction 53 for the definition of ‘actual physical control.’” Its
response to the second question was, “The verdict form
represents your conclusions after considering [I]nstruction 49 in
its totality.”
7. We believe that the jury’s apparent confusion as to whether the
DUI charge could be satisfied by a finding that Wahlstrom was in
“actual physical control” of the vehicle relates to the absence of
that phrase in the name of the DUI charge as given on the verdict
form and the concurrent inclusion of that phrase in the name of
the interlock charge as given on the verdict form.
20220988-CA 13 2026 UT App 143
State v. Wahlstrom
The Court Gives the Jury an Allen Charge
¶26 At 10:10 p.m., the attorneys again met in chambers, and the
court said on the record, “[The attorneys] have been in
consultation with the [c]ourt after we were advised by [the bailiff]
that the jury had not come to a total consensus as to how to move
forward. Counsel[8] undertook some investigation and located a
[case] . . . [t]hat contained an appropriate Allen charge, which we
have now reduced to writing, and we’ll deliver it to the jury, and
see if this helps them in that regard.” The prosecutor indicated
that the charge was taken from State v. Dalton, 2014 UT App 68,
331 P.3d 1110. But the court provided the jury with only a portion
of the Allen charge that was given in Dalton. The charge that the
court used here stated, in full:
If a larger number of your panel are for conviction,
a dissenting juror should consider whether a doubt
in his or her own mind is a reasonable one if it makes
no impression on the minds of so many other jurors
who are equally honest and intelligent and have
heard the same evidence and taken the same oath.
On the other hand, if a larger number of your panel
are for an acquittal, the minority should ask
themselves whether they ought to reasonably doubt
seriously the correctness of judgment which is not
concurred in by most of those with whom they are
associated, and distrust the weight and sufficiency
8. It is not clear whether by “counsel” the court was referring to
the prosecutor, Counsel, or both. However, because (as we soon
recount) the prosecutor was the one who identified State v. Dalton,
2014 UT App 68, 331 P.3d 1110, as the case from which the
language for the proposed Allen charge came, it is possible that
the prosecutor was the “counsel” the court was referring to.
Regardless of whether Counsel also had some role in preparing
the Allen charge used here, he did not object to it.
20220988-CA 14 2026 UT App 143
State v. Wahlstrom
of that evidence which fails to carry conviction to
the minds of their fellow jurors.
¶27 At 10:21 p.m., the jury returned with a verdict, finding
Wahlstrom guilty on all charges.
The Court Fails to Resolve an Alleged Inaccuracy in the PSI at
Sentencing
¶28 At sentencing, Counsel informed the trial court of a
possible error in Wahlstrom’s PSI. Counsel highlighted an
incident listed among Wahlstrom’s prior criminal history that
Wahlstrom did not recall and “did not think [had] happened.”
The court responded, “All right,” but it did not address the matter
further before sentencing Wahlstrom.
ISSUES AND STANDARDS OF REVIEW
¶29 Wahlstrom now appeals, arguing first that he received
ineffective assistance of counsel when Counsel failed to object to
the Allen charge, which Wahlstrom claims was coercive. “When a
claim of ineffective assistance of counsel is raised for the first time
on appeal, there is no lower court ruling to review and we must
decide whether the defendant was deprived of the effective
assistance of counsel as a matter of law.” State v. Craft, 2017 UT
App 87, ¶ 15, 397 P.3d 889 (cleaned up).
¶30 Wahlstrom also asserts that the trial court erred in failing
“to properly resolve the claimed inaccuracy contained in” his PSI.
“Whether the trial court properly complied with a legal duty to
resolve on the record the accuracy of contested information in
sentencing reports is a question of law that we review for
correctness.” State v. Maroney, 2004 UT App 206, ¶ 23, 94 P.3d 295
(cleaned up).
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State v. Wahlstrom
ANALYSIS
I. Ineffective Assistance of Counsel
¶31 Wahlstrom asserts that Counsel provided ineffective
assistance by failing to object to a coercive Allen charge. We first
consider whether the Allen charge was, in fact, coercive.
Concluding that it was, we then consider whether Counsel
provided ineffective assistance by failing to object to it, ultimately
determining that he did.
A. Whether the Allen Charge Was Coercive
¶32 Under both federal and Utah law, courts are permitted,
after learning that jurors are struggling to reach a unanimous
decision, to provide an Allen charge, which “impress[es] upon
them the importance of the case, urge[s] them to come to
agreement, and send[s] them back for further deliberation.”
Lowenfield v. Phelps, 484 U.S. 231, 236 (1988) (cleaned up); see also
State v. Lactod, 761 P.2d 23, 30 (Utah Ct. App. 1988) (“We, likewise,
uphold the non-coercive use of Allen charges because we believe
such charges to be a reasonable and proper exercise of the court’s
power to guide the jury to a fair and impartial verdict.”). “In
determining whether a particular Allen instruction is coercive, we
consider [1] whether the language of the supplemental charge can
properly be said to be coercive per se, and [2] whether it is
coercive under the specific circumstances of the case.” State v.
Dalton, 2014 UT App 68, ¶ 47, 331 P.3d 1110 (cleaned up). We take
up each inquiry in turn.
1. The Allen Charge Was Coercive Per Se
¶33 When it comes to Allen charges, we have previously
“express[ed] our preference that the ABA [model] instruction be
utilized by Utah trial judges.” State v. Harry, 2008 UT App 224,
¶ 25, 189 P.3d 98. This instruction directs, among other things,
20220988-CA 16 2026 UT App 143
State v. Wahlstrom
“that jurors have a duty to consult with one another and to
deliberate with a view to reaching an agreement, if it can be done
without violence to individual judgment”; “that in the course of
deliberations, a juror should not hesitate to reexamine his or her
own views and change an opinion if the juror is convinced it is
erroneous”; and “that no juror should surrender his or her honest
belief as to the weight or effect of the evidence solely because of
the opinion of the other jurors, or for the mere purpose of
returning a verdict.” ABA Standards for Criminal Justice
Discovery & Trial by Jury § 15–5.4(a)(2), (4)–(5) (3d ed. 1996),
reproduced in Lactod, 761 P.2d at 30 n.3. In State v. Harry, 2008 UT
App 224, 189 P.3d 98, “we agree[d] that the ABA version is an
even-handed approach designed to foster productive
deliberations without putting undue pressure on dissenting
jurors,” and we declared that “the inherent danger of coercion
resulting from a supplemental instruction is dissipated, if not lost,
if such instruction conforms to the ABA standards.” Id. ¶ 25
(cleaned up).
¶34 Nonetheless, “[w]e have [also] held that an Allen
instruction need not be strictly confined to the ABA model or to
the precise language in Harry in order to be deemed noncoercive.”
Dalton, 2014 UT App 68, ¶ 50. But while “there is no prescribed
ritual of words indicating whether the language of an Allen charge
is coercive[,] . . . there are certain inherently coercive ideas which
should not be included in an Allen charge.” Lactod, 761 P.2d at 30–
31 (cleaned up). These include statements such as, “You have got
to reach a decision in this case,” as well as statements that
“overemphasize the importance of an agreement, suggest that any
juror surrender his [or her] independent judgment, or say or do
anything from which the jury could possibly infer that the court
is indicating anxiety for or demanding some verdict, or subjecting
the jury to the hardships of long deliberations.” Id. at 31 (cleaned
up).
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State v. Wahlstrom
¶35 While the charge the court used here was taken verbatim
from the Allen charge given in Dalton and the Dalton court
determined that the charge in that case was not coercive per se,
that charge included additional language not utilized here. See
2014 UT App 68, ¶¶ 51–52.
¶36 We begin with the language that the charge in this case
shared with the charge given in Dalton—namely, the language
directing minority jurors, whether for acquittal or conviction, to
reconsider the reasonableness of their positions based on the fact
that the evidence had led the majority to the other result.
Regarding this language, we said in Dalton,
This language . . . is similar to that used in Harry. . . .
Although we recognized that an instruction
delivered to a deadlocked jury that is directed only
to the minority jurors is more likely to be
problematic, we concluded that the instruction as a
whole was not coercive per se because it instructed
both the jurors in favor of conviction and those in
favor of acquittal to reexamine their conclusions. In
this case, we similarly conclude that [the charge]
was not coercive per se because it directed minority
or dissenting jurors to reexamine their conclusions
whether a larger number of [the] panel was in favor
of or against conviction.
Id. ¶ 53 (cleaned up). Accordingly, the inclusion of the language
from Dalton that was used in this case did not alone make the Allen
charge here coercive per se.
¶37 Next, we consider the additional language from the charge
given in Dalton that was missing from the charge that was given
here. First, the charge in Dalton told the jury, “[I]t is your duty to
decide this case if you can without yielding your conscientious
convictions.” Id. ¶ 51. We noted there that this language was
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State v. Wahlstrom
important because it “conveyed the idea that the jury did not have
an absolute duty to reach a verdict.” Id. No such language was
present in the Allen charge here. Moreover, the charge in Dalton
also stated, “The verdict to which each of you agree must be your
own and the result of your own convictions and not a mere
acquiescence in the conclusion of your fellow jurors.” Id. ¶ 52. We
reasoned that this additional language likewise “serve[d] to
counterbalance any coercive impact the ‘duty to decide’ language
might have had if taken in isolation.” Id.
¶38 We acknowledge that the Allen charge here did not include
such “duty to decide” language and, thus, lacked the coercive
power related specifically to that phrase. But the
counterbalancing language that is also missing here has import
even in the absence of such a phrase. Here, by commanding
dissenting jurors to reevaluate their position, the court was
exerting pressure on the minority jurors. And without language
directing these jurors to not yield their convictions or simply
acquiesce, there was nothing in the Allen charge to relieve its
coercive force.9
9. In Dalton, we noted that in conjunction with contemporaneous
counterbalancing language in the Allen charge, the jury
instructions provided before deliberation also contained
counterbalancing language similar to the counterbalancing
language in the Allen charge. State v. Dalton, 2014 UT App 68, ¶ 52,
331 P.3d 1110. Here, the jury was instructed as follows before
deliberation: “Your verdict must be your own. Do not make a
decision just to agree with everyone else.” This language
admittedly urged jurors at the outset of their deliberations against
reaching a decision for the sake of agreement. But this prior
instruction alone provided an inadequate counterbalance when
the minority of deadlocked jurors were later specifically
instructed to “consider whether a doubt in [their] own mind[s]
(continued…)
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State v. Wahlstrom
¶39 We have repeatedly emphasized the importance of such
counterbalancing language. For example, in State v. Lactod, 761
P.2d 23 (Utah Ct. App. 1988), we upheld an Allen charge
instructing the jurors, “Be compromising as best you can without
surrendering your honest and true feelings, because we don’t
want you to go in there and let everybody walk all over you.” Id.
at 31. We reasoned that this language “clearly did not force the
jurors to reach a decision or to give up their conscientiously held
beliefs.” Id. In Harry, we likewise emphasized the following
counterbalancing language:
Remember at all times that no juror is expected to yield
a conscientious conviction he or she may have as to the
weight or effect of the evidence; but remember also
that after full deliberation and consideration of the
evidence in the case, it is your duty to agree upon a
verdict if you can do so without surrendering your
conscientious conviction.
State v. Harry, 2008 UT App 224, ¶ 12, 189 P.3d 98. And in State v.
Ginter, 2013 UT App 92, 300 P.3d 1278, we declared that “the
presence of cautionary language helps counterbalance any
[was] a reasonable one [where] it [made] no impression on the
minds of so many other jurors who [were] equally honest and
intelligent and [had] heard the same evidence and taken the same
oath.” Moreover, unlike the pre-deliberation instruction in Dalton,
the pre-deliberation instruction here did not suggest the
permissibility of the jury not returning a verdict. See id.
(explaining that the pre-deliberation jury instruction there stated,
“Try to reach unanimous agreement, but only if you can do so
honestly and in good conscience.” (emphasis added)). Ultimately, the
pre-deliberation instruction here was not as robust as the pre-
deliberation instruction in Dalton, and the fact that it contained
some counterbalancing language does not alone overcome the
lack of any such language within the Allen charge itself.
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State v. Wahlstrom
coercive effect in the instruction” and held that where “only a
portion of the cautionary language from Harry” was provided, we
were “not convinced” that the language “was sufficient to
counterbalance the factors weighing in favor of coercion.” Id.
¶¶ 13–14.
¶40 And we are not the only court to highlight the significance
of such language. See United States v. McElhiney, 275 F.3d 928, 943
(10th Cir. 2001) (“This court has never, at least not to our
knowledge nor in any of the cases supplied by the government,
approved of an Allen charge that failed to incorporate an
admonition regarding the juror’s conscientiously held
convictions.”); Smalls v. Batista, 191 F.3d 272, 279 (2d Cir. 1999)
(“[A] necessary component of any Allen-type charge requires the
trial judge to admonish the jurors not to surrender their own
conscientiously held beliefs.”); United States v. Mason, 658 F.2d
1263, 1268 (9th Cir. 1981) (“It is essential in almost all cases to
remind jurors of their duty and obligation not to surrender
conscientiously held beliefs simply to secure a verdict for either
party.”); United States v. Rogers, 289 F.2d 433, 435 (4th Cir. 1961)
(“[I]f [an Allen charge] were stripped of its complementary
reminder that jurors were not to acquiesce in the views of the
majority or to surrender their well-founded convictions
conscientiously held, it might readily be construed by the
minority of the jurors as coercive, suggesting to them that they
should surrender their views in deference to the majority and
concur in what really is a majority, rather than a unanimous,
verdict.”), abrogated on other grounds by Bell v. United States, 462
U.S. 356 (1983); cf. Darks v. Mullin, 327 F.3d 1001, 1014 (10th Cir.
2003) (determining that a supplemental instruction was not
coercive despite “lack[ing] protective language assuring minority
jurors they were not required to relinquish firmly held
convictions,” because, critically, “it did not include any language
asking the jurors to reconsider their positions and to change their
positions if they believed they were wrong”).
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State v. Wahlstrom
¶41 Because the Allen charge the trial court provided here
directed the minority of jurors to question the reasonableness of
their positions without also instructing pressured jurors that they
were not to relinquish their independently held convictions, this
charge was impermissibly coercive per se.
2. The Allen Charge Was Coercive Under the Circumstances
¶42 This Allen charge was also coercive under the
circumstances. “Factors which we may consider in assessing
coercive effect include any colloquy between the judge and the
jury fore[person], circumstances surrounding the giving of the
instruction, and consideration of the American Bar Association
Standards on Criminal Justice Relating to Trial by Jury.” Lactod,
761 P.2d 23, 31 (cleaned up).
¶43 Even though