Guanuna v. Sawatzki
CourtCourt of Appeals of Utah
Date FiledAugust 20, 2026
DocketCase No. 20240191-CA
StatusPublished
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Full Opinion
2026 UT App 130
THE UTAH COURT OF APPEALS
JUAN MIGUEL GUANUNA,
Appellant,
v.
LINDSEY R. SAWATZKI AND JONATHAN C. SAWATZKI,
Appellees.
Opinion
No. 20240191-CA
Filed August 20, 2026
Third District Court, Salt Lake Department
The Honorable Barry G. Lawrence
No. 194904191
Taylor P. Webb and Erin B. Hull,
Attorneys for Appellant Juan Miguel Guanuna
Mark Wiser and Scott Wiser, Attorneys for Appellee
Lindsey R. Sawatzki
Julie J. Nelson, Attorney for Appellee
Jonathan C. Sawatzki
JUDGE MICHELE M. CHRISTIANSEN FORSTER authored this Opinion,
in which JUDGES GREGORY K. ORME and RYAN D. TENNEY
concurred.
CHRISTIANSEN FORSTER, Judge:
¶1 This appeal arises from a paternity action within a divorce
action in the district court. Jonathan C. Sawatzki and Lindsey R.
Sawatzki (Mother) were married for seven years. During this
marriage, Mother gave birth to two sons. Unbeknownst to
Jonathan, 1 Mother had been carrying on an affair with another
1. For clarity and consistency, and with no disrespect intended by
the apparent informality, we refer to Jonathan and Miguel by their
common names, as the district court did below.
Guanuna v. Sawatzki
man, Juan Miguel Guanuna, and Jonathan is not the biological
father of either child. Miguel, too, was continually deceived by
Mother about her relationship with Johnathan.
¶2 After petitioning for divorce from Mother, Jonathan was
awarded sole custody of the children. Miguel later learned about
the divorce and moved to intervene in the proceedings. Miguel
subsequently filed a petition to terminate Jonathan’s parental
rights, along with a motion to conduct genetic testing. Results of
that testing confirmed that Miguel is the biological father of both
children.
¶3 Thereafter, the district court held a hearing on Miguel’s
petition. Ultimately, the court concluded that it was in the
children’s best interest to remain in Jonathan’s care. The court
therefore issued an order disregarding the genetic testing results
and adjudicating Jonathan as the children’s legal father. After the
ruling, Miguel filed a posttrial motion for relief, which the court
denied without holding a hearing.
¶4 Miguel now appeals. Though we are sympathetic to the
situation Miguel, Jonathan, and the children have found
themselves in as a result of Mother’s years-long deception, we
discern no abuse of discretion in the district court’s rulings. We
therefore affirm.
BACKGROUND
¶5 Though lengthy and complicated, the factual background
of this case is not in dispute. We recount the facts relevant to the
issues on appeal.
The Relationships Begin
¶6 Jonathan and Mother began dating in late 2010 or early
2011. Jonathan and Mother became engaged in October 2011, and
they scheduled their wedding for April 2012. During this time,
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Mother represented that she was not dating anyone other than
Jonathan.
¶7 Mother and Miguel had met in junior high school,
although the two had little contact during their younger years. But
this changed in late 2010 or early 2011, when they started to date.
At the time, Mother told Miguel that she was not involved in any
other romantic relationships. And when Mother became engaged
to Jonathan, she concealed that fact from Miguel.
Mother Becomes Pregnant
¶8 In January 2012, Mother realized she was pregnant.
Because she had not had sex with Jonathan but had been intimate
with Miguel, she knew that Miguel was the father. Nevertheless,
Mother convinced Jonathan that “her pregnancy was the result of
his sperm finding its way to her vagina while they were engaged
in heavy petting resulting in him ejaculating.” To help conceal the
fact that the pregnancy had occurred before the two were married,
Jonathan and Mother moved up their wedding date and were
married in February 2012.
¶9 Mother also informed Miguel about the pregnancy.
Although Miguel suggested that he and Mother should marry,
Mother did not act on this suggestion. The two continued to date
and spend time together, and Miguel was actively involved in the
pregnancy. Miguel was not informed about Mother’s marriage to
Jonathan.
Mother Gives Birth
¶10 Drew 2 was born in September 2012. Jonathan was present
for the birth, but Mother did not tell Miguel when she was giving
birth, so he was not at the hospital, and Jonathan was named as
Drew’s father on the birth certificate.
2. We use pseudonyms for both children.
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¶11 Shortly after returning home from the hospital, Mother
took Drew to meet Miguel. Because Miguel had another son from
a previous relationship, he knew that because he and Mother were
not married, he needed to sign a voluntary declaration of
paternity (VDP) for Drew. Miguel asked Mother to go with him
to sign the VDP, which led to Mother disclosing to him that she
was married to Jonathan and that Jonathan’s name was on Drew’s
birth certificate. Mother promised that she would complete the
necessary steps to correct the birth certificate. After Mother failed
to take action for several weeks, Miguel hired an attorney and
filed a paternity action.
¶12 In December 2012, facing pressure from Miguel’s paternity
action, Mother came clean to Jonathan about being unfaithful
during their engagement, and she informed him that Miguel is
Drew’s biological father. Jonathan submitted to a paternity test,
the results of which confirmed that he is not Drew’s biological
father. Thereafter, Mother and Miguel stipulated to joint physical
and legal custody of Drew. Mother later withdrew that
stipulation, and the case was ultimately dismissed with prejudice
in December 2013 after Miguel, apparently relying on Mother’s
representations that “she would be taking care of things,” failed
to appear at a hearing.
Mother Continues Her Deception
¶13 Mother continued to maintain her relationships with both
Jonathan and Miguel, with neither man being fully aware of the
extent of Mother’s ongoing relationship with the other. By
January 2013, Mother began insisting that Jonathan allow Miguel
and his family contact with Drew. Though Jonathan initially
opposed such contact, he eventually gave in to Mother’s requests.
¶14 In March 2013, when Drew was six months old, Mother
and Jonathan separated. Although the couple did not divorce
until 2019, from January 2013 to June 2019 they lived separately
more than half of the time. Also, for some portion of this period,
Mother spent significant time with Miguel and was able to
convince him that they (meaning she and Miguel) lived together.
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Drew saw both Jonathan and Miguel during the times in which
Mother was “living” with them, and both men’s extended families
provided surrogate care during this period.
Mother Gives Birth Again
¶15 In February 2014, Mother informed Jonathan that she was
pregnant again. The two resumed living together in September
2014. Shortly thereafter, Mother gave birth to a second son,
Austin. Mother did not designate the child’s father on the birth
certificate but listed the child’s last name as Sawatzki.
Mother Marries Miguel
¶16 In April 2016, during one of Mother’s temporary
separations from Jonathan, Mother and Miguel married in Las
Vegas, Nevada. Prior to the ceremony, Mother had provided
Miguel a fake divorce decree that purported to show that her
marriage with Jonathan had been dissolved.
¶17 After the wedding, Mother and the children lived at least
part-time with Miguel. In January 2017, Austin’s birth certificate
was amended to reflect that Miguel is his biological father.
Mother Enters a Third Relationship
¶18 Mother and Jonathan separated for the final time around
March 2017, though they did not divorce for financial reasons. A
few months later, in October 2017, Mother entered a new romantic
relationship—this time with her current husband. Mother moved
out of Miguel’s house in September 2018 to pursue this new
relationship.
Jonathan Files for Divorce from Mother, and Miguel Intervenes
¶19 In July 2019, Jonathan filed for divorce from Mother. The
following month, the district court entered a decree of divorce
based on their stipulation. The decree provided, “The parties have
two children born to them as issue of the marriage . . . : [Drew],
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born in September of 2012, and [Austin], born in September of
2014.” Jonathan was awarded sole legal and physical custody of
the children, and Mother was awarded parent-time. Per the terms
of the stipulation, Mother was prohibited from allowing the
children to contact or see Miguel or his family.
¶20 Miguel soon learned about the divorce. And in November
2019, Miguel filed a motion to intervene in the divorce
proceedings, set aside the divorce decree, and alter the custody
order. The parties stipulated to Miguel’s intervention, and the
district court set aside the provisions of the divorce decree relating
to the children. The court then found it was in the children’s best
interest to remain in Jonathan’s custody as the case proceeded.
Miguel Petitions to Terminate Jonathan’s Parental Rights
¶21 In November 2020, Miguel filed a petition to terminate
Jonathan’s parental rights and “re-establish” his own parental
rights and paternity, which he claimed had “been wrongfully
terminated.” Miguel asserted that he, not Jonathan, was “the
actual biological father” of the children, and he requested that the
district court order genetic testing to establish biological
parentage. Later, Miguel moved to have the court recognize the
results of DNA testing showing that he is the children’s biological
father.
¶22 In response to the request for genetic testing, Jonathan
noted that Drew’s paternity had been resolved by the paternity
action that was dismissed with prejudice in December 2013 after
Miguel failed to appear at a hearing. Jonathan argued that, as a
result, res judicata barred Miguel from asserting any rights as to
Drew. As to Austin, Jonathan asserted that Miguel’s action was
governed by Utah Code section 81-5-608 (Section 608), 3 which
3. The statutory provisions that govern this case have been
renumbered since the proceedings at issue. But because the
provisions have not been substantively amended, we cite the
current version of the code for convenience.
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allows a court to deny a motion seeking an order for genetic
testing if denying the motion for genetic testing is in the best
interest of the child.
¶23 Following an evidentiary hearing, the district court
rejected Jonathan’s res judicata argument. After then addressing
the best-interest factors in Section 608, the court concluded that
the evidence supported ordering genetic testing, and it
accordingly granted Miguel’s motion for genetic testing. But the
court made clear that this decision concerned only whether to
order genetic testing; it was not intended “to be the dispositive
ruling regarding custody,” and the results would “have no force
and effect going forward regarding the best interests or custody
determinations.”
¶24 Thereafter, Jonathan stipulated that Drew is Miguel’s
biological child and waived testing as to him. Genetic testing for
Austin was performed, which confirmed that Miguel is his
biological father too.
The Court Orders a Custody Evaluation
¶25 The district court ordered a custody evaluation. From
January 2022 through April 2023, a custody evaluator (Evaluator)
conducted extensive interviews and prepared a detailed report.
¶26 Evaluator explained that in the summer of 2019, as the
divorce between Jonathan and Mother was being finalized, the
children “had their world change dramatically” when they were
removed from Mother’s primary care, placed in Jonathan’s
primary care, and cut off from Miguel and his family. Evaluator
observed that in the nearly four years since these events, the
children had adjusted to the changes and were “doing quite well”
in the existing arrangement. Evaluator credited this success to
Jonathan’s “efforts to give them stability and predictability.”
¶27 Evaluator noted that there had been no reported concerns
with Jonathan’s ability to meet the children’s needs since they
were placed in his primary care in July 2019. By contrast, Miguel
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had “chosen to refrain from attempting to directly engage [with]
either [Jonathan] or the [children] over th[e] course of that time.”
And Evaluator found that Miguel had “no history with any of his
3 sons in a primary care role”; though Miguel is “responsive” to
his oldest son’s needs, the son’s mother assumes the primary
parental role. Given this fact, Evaluator opined that “having the
primary parental role is not Miguel’s aspirational intention for his
sons” but that, if permitted, Miguel could “be a supportive and
responsive coparent partner in meeting the needs of his children.”
¶28 Evaluator found that from the time of their births until the
divorce in 2019, the children “had frequent and continuous
participation with both their Guanuna family and their Sawatzki
family.” Evaluator recognized that since July 2019, when Jonathan
became the children’s “only parental figure,” their bonds with
Jonathan had continued to develop but there was no opportunity
to maintain their bonds with Miguel or his family. Evaluator
found that it was in the children’s “long term best interest . . . to
have opportunities to persist in the exercise and development of
all of their previously established bonds and significant
relationships.”
¶29 Based on the foregoing findings, Evaluator recommended
that the parties adopt a triangulated parenting plan with Jonathan
and Mother moving toward equal parent-time, Miguel receiving
minimum parent-time, and all parties being involved with
substantive decisions. To implement this plan, Evaluator
recommended that Jonathan and Mother build on the existing
parenting structure by continuing to participate in the children’s
lives while simultaneously working to reunify the children with
Miguel and his family. Evaluator recommended that for the time
being, Jonathan should “remain the primary residential parent”
and “maintain presumptive legal authority for day-to-day
decision making.” But Evaluator suggested that going forward,
Jonathan’s “authority and practices as a primary residential
parent [would] need to be both limited in scope and inclusive of
the [children’s] other parents for substantive decisions affecting”
the children.
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¶30 Evaluator clarified that the recommendation to maintain
Jonathan as the children’s primary physical and legal custodian
was not “an endorsement of [Jonathan] as [his] preferred choice”
but instead reflected his belief that, “at present,” maintaining the
current situation was “the least detrimental alternative” for the
children. (Emphasis omitted.) However, Evaluator cautioned that
maintaining the children in Jonathan’s care “[m]ust be
conditioned upon [Jonathan] supporting [the triangulated
parenting plan]” and that if he refused to do so, “then maintaining
his primary residential and legal authority is the wrong long-term
choice.”
The Case Proceeds to Trial
¶31 In advance of trial, the parties submitted briefs to the court.
Miguel stated that the primary “[i]ssues to be addressed at trial”
included the following: (1) “[c]onsidering that Miguel is the
biological father of both the children, the Court needs to address
the factors of Utah Code [section 81-5-608(3)]”; (2) “[w]hether
[Jonathan] or Miguel is the legal father of the minor children”; and
(3) “[w]hether the Court can issue an equitable order allowing all
three parents to be a part of the minor children’s lives.” Regarding
the second issue, Miguel argued that he was “the legal father
according to the factors of Utah Code [section 81-5-608(3)].” And
regarding the third issue, Miguel argued that should Jonathan be
adjudicated as the legal father, the court should “issue an
equitable ‘third-party’ visitation plan under Utah Code [section
81-9-402].”
¶32 On September 18, 2023, the district court held a bench trial
on Miguel’s outstanding petition to terminate Jonathan’s parental
rights and motion to recognize genetic testing results. Miguel and
Jonathan testified as to the facts recounted above. Evaluator also
testified as to the findings in his report as described above. In
addition, immediately before his testimony at trial, the court had
the following exchange with Evaluator:
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[The court]: I appreciate your report. . . . So I sort
of look at your report as sort of a square hole in a
round peg in this case because this analysis is the
sort of analysis I would have between two parents
who have parental rights and we’re trying to figure
out, well, one is the primary and the other isn’t, and
we’re going to have reunification.
This is different. The job that I have is to . . .
pick one. . . . [I]t’s not a binary determination. I have
to make a best-interest determination.
As I read your report, what I hear you saying
is—and correct me if I’m wrong—the [children] are
stable. They’re in a predictable place right now, and
they are doing well. You would have hoped that we
could have some sort of reunification with Miguel
going forward.
That sort of indicates to me that, if we’re
looking at things right now, that[] it’s in the
children’s best interest to stay with [Jonathan]. Do
you disagree with that? Or not?
[Evaluator]: I agree with that.
The Court Rules Against Miguel
¶33 Following trial, the district court adjudicated Jonathan as
the children’s legal father. The court found both Jonathan and
Miguel to be credible witnesses. The court recognized that both
men “share a deep love for the children and the goal of preserving
their relationship with” the children. The court found that Mother
had “maintained a double life, deceiving Jonathan and Miguel,
living in two households, and bearing two boys.” But the court
explained that “[w]hile Jonathan and Miguel may have
experienced similar circumstances in regards to [Mother], they
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[were] not similarly situated . . . before the Court.” Specifically,
the court found that while Miguel is the children’s biological
father, Jonathan is the presumed father under Utah Code section
81-5-204(1)(a) because he was married to Mother at the time of the
children’s births. The court determined that, as the presumed
father, Jonathan “had no obligation to do anything to perfect that
relationship.” The court determined that Miguel, however, “as an
unmarried father, would have had to take certain steps to assert
his paternity,” which he did not do (or at least did not complete)
until he intervened in the divorce in 2019.
¶34 Relying in part on Evaluator’s report and testimony, the
district court then made findings regarding each of the relevant
Section 608 factors. As to factor (a)—the length of time between
the adjudication proceeding and when the presumed father was
put on notice he might not be the genetic father—and factor (c)—
the facts surrounding the presumed father’s discovery of his
possible nonpaternity—the court found that Jonathan and Miguel
both knew that Miguel was Drew’s biological father “for over a
decade.” The court found that despite this knowledge, Miguel
failed to act to “perfect” his rights until 2019.
¶35 The district court next addressed factor (e)—the age of the
children. The court found that the children were nine and eleven
years old, they had “resided exclusively with Jonathan for over
four years,” and they were “doing well in [his] care.” Given their
ages, their “current thriving relationship[s]” with Jonathan, and
the importance of maintaining “stability and predictability” in the
children’s lives, the court found that factor (e) favored Jonathan.
¶36 The district court grouped together factor (b)—the length
of time the presumed father has assumed the role of father—and
factor (d)—the nature of relationship between the children and
the presumed father. The court recognized that from 2013 to 2018,
Miguel had “a substantial relationship with the children” and was
involved in their lives. However, the court found that in 2019,
things changed when Jonathan assumed the role of the children’s
primary caregiver. The court found that since 2019, the children
had developed “a strong relationship with Jonathan and they
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[were] thriving under his care.” Conversely, the court found that
the children “had no contact with Miguel during this four year
time period.”
¶37 Though the district court recognized that the matter had
been delayed due to the COVID-19 pandemic, an event for which
Miguel was not at fault, it nevertheless rejected Miguel’s
argument that it would be “unfair” to weigh the four years during
which the children were in Jonathan’s care in favor of Jonathan.
The court explained that its ruling would necessarily result in
unfairness to one of the parties but concluded that its “role [was]
not to apply its sense of fairness to the parties, but to determine
what [was] in the children’s best interest, specifically whether it
would be inequitable to disrupt the existing father-child
relationship[s].”
¶38 Based on all of this, the district court found that factors (b)
and (d) weighed “strongly” in Jonathan’s favor. In addition, the
court concluded that Jonathan not only had demonstrated the
ability to care for the children during the pendency of the case,
but also that he was “better situated to retain his role as the
children’s primary physical custodian.” The court noted that this
latter conclusion was bolstered by the fact that Miguel was
seeking only “visitation with the children, not that he be named
their primary caregiver.”
¶39 Finally, the district court assessed factor (f)—the harm that
may result to the children if presumed paternity is disestablished.
The court noted that Evaluator had described maintaining the
current situation as the “least detrimental alternative” and that
“harm . . . would result if Jonathan were uprooted from the
[children’s] lives.” The court agreed with Evaluator, finding that
allowing Miguel to displace Jonathan in the children’s lives would
cause the children “serious harm” and “would be horribly
destructive, would require reunification efforts by all involved,
and would clearly not be in the children’s best interest.”
¶40 After weighing the Section 608 factors, the district court
concluded that it was “in the children’s best interest to disregard
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the genetic testing and declare Jonathan to be the children’s legal
father.” The court noted that while it was “sensitive to
[Evaluator’s] recommendation that it adopt a triangulated
parenting plan,” that was “beyond the scope of the Court’s
review.” Because “a child can have only one legal father,” the
court emphasized that its role was simply “to consider the
children’s best interests and to choose one father over the other,
but not both, based on a best interests analysis.”
¶41 Thereafter, the district court issued an order disregarding
the genetic testing results and adjudicating Jonathan as the
children’s legal father. The court also reinstated the portions of the
divorce decree that had been previously set aside and denied
Miguel’s motion to intervene, dismissing his claims with
prejudice.
Miguel Files a Posttrial Motion
¶42 With new counsel, Miguel filed a posttrial motion asking
the district court to alter or “amend the judgment to reflect that
[he] is the legal father of [Austin] and [Drew],” citing newly
discovered evidence as well as asserted legal errors. Miguel
claimed that “[i]n preparation for filing this motion,” he
“discovered” a VDP, purportedly signed by him, and an
accompanying denial of paternity (DOP), purportedly signed by
Jonathan on the same day in 2017, on file for Austin with the Utah
Office of Vital Records and Statistics. Miguel averred that he “was
unaware that either the VDP or the [DOP] were on file,” and he
asserted that “[n]either [Mother] nor Jonathan ever disclosed the
existence of the VDP or the [DOP] to [him] or to th[e] Court . . .
even though the documents [were] material to the issues before
the Court.”
¶43 Miguel raised four new theories for why he, and not
Jonathan, should be deemed the children’s legal father. First, he
argued that the court should give effect to the VDP and DOP, both
of which “necessitate[d]” him being adjudicated as Austin’s legal
father. Second, he argued that “[S]ection 608 d[id] not govern the
outcome in this case,” because he had already rebutted Jonathan’s
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presumed paternity under the statute. Third, he argued that even
if Section 608 applied, the court “erred in its analysis of the factors,
giving improper weight to certain factors.” Fourth, Miguel argued
that applying Section 608 to deny him paternity would violate his
constitutional rights and, thus, the court should apply the canon
of constitutional avoidance to accept one of his aforementioned
arguments.
¶44 Jonathan opposed Miguel’s motion and filed a cross-
motion to have the VDP and DOP declared void because they did
not meet the statutory requirements for validity and Jonathan’s
signature was forged. Jonathan also argued that Miguel had
waived most of the theories raised in his motion. Mother also
opposed Miguel’s motion; she filed a declaration asserting that
she forged the DOP, and she stipulated to Jonathan’s cross-motion
to have both documents declared void.
The Court Denies Miguel’s Posttrial Motion
¶45 After considering the parties’ briefing, the district court
denied Miguel’s motion in its entirety. The court did so without
conducting a hearing, explaining that the issues had “all been
‘authoritatively decided.’” (Quoting Utah R. Civ. P. 7(h).)
¶46 The district court first addressed Miguel’s argument
regarding the VDP and DOP. The court construed this claim to be
based on rule 60(b)(3) of the Utah Rules of Civil Procedure, which
allows relief from judgment based on fraud, misrepresentation, or
other misconduct of an opposing party. But the court concluded
that Miguel was not entitled to relief under rule 60(b)(3) because
he had failed to “cogently explain how Jonathan’s and [Mother’s]
conduct was fraudulent.” The court continued:
Although there was plenty of evidence
presented at trial showing that [Mother] had been
deceptive with both men, Miguel fails to persuade
the Court that [Mother’s] conduct in relation to the
VDP defrauded him. Indeed, under Miguel’s view
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of the facts, all three parties were equally culpable
as all allegedly knew of the VDP and DOP. Miguel
essentially argues that, at trial, even though all three
parties had awareness of, and failed to reveal the
existence of, the VDP/DOP, only two of the three
should be deemed to have fraudulent intent based
on their nonaction.
¶47 As to Miguel’s remaining arguments, which were
“independent of his fraud claim,” the district court determined
that Miguel was “essentially asking th[e] Court to reconsider its
ruling.” The court declined to do so, concluding that these
arguments either had been “considered and rejected at trial or
could have and should have been raised at trial, but were not,”
thus rendering them “waived.”
ISSUES AND STANDARDS OF REVIEW
¶48 Miguel now appeals, raising three primary issues for our
review. First, he argues the district court erred in interpreting the
Utah Uniform Parentage Act (the Act). See Utah Code §§ 81-5-101
to -902. Specifically, he claims the court improperly refused to
recognize that Miguel was the children’s presumed father, which
would have foreclosed the need to conduct a Section 608 analysis.
Miguel frames this issue as a question of statutory interpretation,
but as discussed below, Miguel did not advance this particular
interpretation until his posttrial motion, at which point the court
deemed the argument to be waived. Our review, therefore,
concerns the court’s ruling on the posttrial motion. We review
such decisions for an abuse of discretion, while “any underlying
legal questions” are reviewed for correctness. Robinson v. Baggett,
2011 UT App 250, ¶ 13, 263 P.3d 411.
¶49 Second, Miguel argues the district court erred in its
analysis of the Section 608 factors. A court’s decision to disregard
genetic testing results under Section 608 “involves a
determination of the best interest of the child and is discretionary
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by statute.” In re I.C., 2025 UT App 20, ¶ 32, 565 P.3d 876, cert.
denied, 570 P.3d 663 (Utah 2025). Thus, such a decision is entitled
to deference and will not be overturned “unless it goes against the
clear weight of the evidence or leaves the appellate court with a
firm and definite conviction that a mistake has been made.” Id.
(quotation simplified).
¶50 Third, Miguel challenges the district court’s denial of his
posttrial motion for relief based on fraudulent concealment of the
VDP and DOP. We review a district court’s ruling on a posttrial
motion “for an abuse of discretion,” but we review “any
underlying legal questions for correctness.” Robinson, 2011 UT
App 250, ¶ 13 (quotation simplified). Whether a party is entitled
to a hearing on a posttrial motion under the Utah Rules of Civil
Procedure is a question of law, which is reviewed for correctness.
See Pang v. International Document Services, 2015 UT 63, ¶ 8, 356
P.3d 1190.
ANALYSIS
I. Interpretation of the Act
¶51 Miguel first argues the district court erred in failing to
recognize him as the children’s presumed father under the Act.
He contends that recognizing him as such would have obviated
the need for a Section 608 analysis because that section authorizes
a court to disregard genetic testing results only where the results
exclude the presumed father. In response, Jonathan contends that
we should not consider this argument because the court below
deemed it to be waived and none of the exceptions to our
preservation rule apply. We agree with Jonathan.
¶52 Under the Act, a “father-child relationship is established
between a man and a child by,” among other things, “an
unrebutted presumption of the man’s paternity.” Utah Code § 81-
5-201(2). A presumption of paternity arises in several situations.
As relevant here, those situations include where (1) “the man and
the birth mother of the child are married to each other and the
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child is born during the marriage” or (2) “after the birth of the
child, the man and the birth mother of the child married each
other in apparent compliance with law, . . . the man voluntarily
asserted the man’s parentage of the child, and there is no other
presumptive father of the child.” Id. § 81-5-204(1)(a), (d). Once a
man is presumed to be the father of a child, that presumption may
be rebutted only in certain ways, including by “genetic test results
that exclude the presumed father.” Id. § 81-5-607(3)(a).
¶53 But rebutting a presumption of paternity is necessary but
not sufficient to displace a presumed father. “The Act . . .
contemplates that, in some situations, a court can ignore genetic
test results when determining paternity.” Scott v. Benson, 2023 UT
4, ¶ 31, 529 P.3d 319. Pursuant to Section 608, a court may choose
to disregard genetic test results that exclude the presumed father
where it determines that doing so is in the best interest of the
children. See Utah Code § 81-5-608(2), (3).
¶54 Here, Miguel filed a posttrial motion pursuant to rules
52(b), 59(c), 59(e), and 60(b)(3) of the Utah Rules of Civil
Procedure, asking the district court to alter or amend the
judgment to reflect that he is the children’s legal father. Among
other arguments, Miguel asserted that the court should interpret
the Act in a manner different from which it already had.
Specifically, he argued for the first time that the court did not need
to conduct a Section 608 analysis as that section did “not govern
the outcome in this case, because Miguel had rebutted Jonathan’s
presumption of parentage under the [Act].”
¶55 In ruling on this motion, the district court declined to
address the merits of Miguel’s new Section 608 argument. The
court explained, “[Miguel’s] motion . . . makes several general
arguments, independent of his fraud claim”—including that
Section 608 does not apply—“essentially asking this Court to
reconsider its ruling.” But because these arguments had “either
been considered and rejected at trial or could have and should
have been raised at trial, but were not,” the court “deemed [them]
to be waived.”
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Guanuna v. Sawatzki
¶56 “Although a new argument may be advanced when
moving for a new trial, the trial court may refuse to consider the
merits of the argument because it may find the issue waived.”
State v. Pinder, 2005 UT 15, ¶ 46, 114 P.3d 551 (quotation
simplified). Because the district court here took that route and did
not address the merits of Miguel’s new Section 608 argument, “the
issue remains unpreserved for appellate review and may be
addressed only if the challenging party can show plain error or
exceptional circumstances.” Id. Miguel suggests that review is
appropriate under either the plain error or ineffective assistance
of counsel exceptions to our preservation rule. 4 We disagree on
both counts.
¶57 First, plain error review does not apply in most civil cases.
See Kelly v. Timber Lakes Prop. Owners Ass’n, 2022 UT App 23, ¶ 41,
507 P.3d 357. While this court has left open the possibility that
plain error review might be available in civil cases that “involve
significant interests on par with those at issue in criminal cases,
such as” cases involving the “termination of parental rights,” id.
¶ 42 n.10, the issue remains unsettled, see Cove at Little Valley
Homeowners Ass’n v. Traverse Ridge Special Service Dist., 2022 UT
23, ¶¶ 40 & n.5, 44, 513 P.3d 658. Miguel did not acknowledge this
fact in his opening brief, much less argue why we should extend
plain error review to this civil paternity action. Consequently,
Miguel did not “devote adequate attention” to this claim and has
therefore “fail[ed] to carry [his] burden of persuasion on appeal.”
Bank of Am. v. Adamson, 2017 UT 2, ¶¶ 12–13, 391 P.3d 196
(quotation simplified); see also Cove, 2022 UT 23, ¶ 44 (“The parties
in this case do not address the viability of the plain error exception
in civil cases. This places us in a disadvantageous position to
make broad pronouncements about the doctrine. . . . [W]e leave
the broader question for a case in which it is briefed and before
us.”).
4. Miguel does not challenge the district court’s waiver
determination.
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Guanuna v. Sawatzki
¶58 Second, the ineffective assistance of counsel exception
likewise does not apply. “[C]riminal defendants are
constitutionally entitled to effective representation under the
Sixth Amendment to the United States Constitution.” Thomas v.
Hillyard, 2019 UT 29, ¶ 13 n.11, 445 P.3d 521. But the same is not
true for civil litigants. Id. Because there is “no parallel [to the Sixth
Amendment] in the civil context,” the constitutional “protection
against ineffective assistance of counsel” does not ordinarily
extend to civil cases. Davis v. Grand County Service Area, 905 P.2d
888, 894 (Utah Ct. App. 1995), abrogated on other grounds by Gillett
v. Price, 2006 UT 24, 135 P.3d 861.
¶59 This general rule is subject to one key exception: “Parents
are entitled to the effective assistance of counsel in child welfare
proceedings.” In re R.D., 2024 UT App 91, ¶ 33, 554 P.3d 318; see
also In re adoption of K.A.S., 2016 UT 55, ¶¶ 22, 38, 390 P.3d 278
(holding that in some circumstances, a parent facing termination
of parental rights may enjoy a constitutional due process right to
counsel); In re E.H., 880 P.2d 11, 13 (Utah Ct. App. 1994) (holding
that parents are statutorily entitled to the effective assistance of
counsel in juvenile proceedings). But because this proceeding
concerns a paternity determination rather than a termination of
parental rights, there is no indication that this exception applies.
See Marchand v. Marchand, 2006 UT App 429, ¶ 12, 147 P.3d 538
(declining to “recognize ineffective assistance of counsel as a
proper ground for a new trial in a custody dispute”).
¶60 In sum, we conclude that Miguel waived his argument that
Section 608 does not apply in this case. We further conclude that
it would be inappropriate to reach the merits of this argument
under either the plain error or ineffective assistance of counsel
exceptions to our preservation rule. These exceptions are not
ordinarily available in civil cases, and Miguel has not persuaded
us that this case warrants expanding either exception.
II. Section 608 Factors
¶61 Miguel next argues that the district court’s Section 608
analysis was “flawed.” Specifically, he contends the court
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Guanuna v. Sawatzki
(A) “failed to comply with [Evaluator’s] recommendation,”
(B) “misunderstood the scope of its task in adjudicating
parentage,” and (C) “erred in applying [S]ection 608.” We address
each point in turn.
A. Evaluator’s Recommendation
¶62 Miguel argues the district court erred in rejecting
Evaluator’s recommendation that “it was in the [c]hildren’s best
interest to be reunited with Miguel.” He contends the court relied
on a “single exchange” with Evaluator at the outset of his trial
testimony and “completely disregarded” Evaluator’s testimony
and report with