United States v. Carlucci
CourtCourt of Appeals for the Tenth Circuit
Date FiledOctober 23, 2026
Docket26-4078
StatusUnpublished
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Full Opinion
Appellate Case: 26-4078 Document: 20-1 Date Filed: 10/23/2026 Page: 1
FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 23, 2026
_______________________________________
Christopher M. Wolpert
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 26-4078
(D.C. No. 2:04-CR-00765-DS-1)
GINO CARLUCCI, (D. Utah)
Defendant - Appellant.
_______________________________________
ORDER AND JUDGMENT *
_______________________________________
Before BACHARACH, McHUGH, and CARSON, Circuit Judges.
_______________________________________
This case grew out of the defendant’s conviction for misprision of a
felony. See 18 U.S.C. § 4. For this conviction, the defendant obtained
probation for 60 months. After serving part of the term, however, the
defendant requested early termination. The district court denied the
request, reasoning that early termination was unwarranted in light of
*
Oral argument would not help us decide the appeal, so we have
decided the appeal based on the record and the briefing. See Fed. R. App.
P. 34(a)(2)(C); 10th Cir. R. 34.1(G).
This order and judgment does not constitute binding precedent except
under the doctrines of law of the case, res judicata, and collateral estoppel.
But the order and judgment may be cited for its persuasive value if
otherwise appropriate. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A).
Appellate Case: 26-4078 Document: 20-1 Date Filed: 10/23/2026 Page: 2
opposition from both the U.S. Attorney and the supervising probation
officer and concern that the defendant had inaccurately represented the
view of his former supervising probation officer. The defendant argues that
(1) the district court should have inquired further to find out what the
former probation officer had said and (2) the government mischaracterized
the defendant’s conviction when opposing his request for early
termination.
The first issue is whether the district court could deny early
termination without an evidentiary hearing. We affirm because the
defendant didn’t dispute the district court’s understanding of what the
probation officer had said.
The defendant bore the burden to show that early termination was
warranted by his conduct and the interests of justice. 18 U.S.C. § 3564(c).
Trying to satisfy this burden, the defendant represented twice to the
district court that his supervising probation officer “supported” his request
for early termination. R. at 81, 83.
The government contested these representations, stating that the
probation officer hadn’t taken any position on the request for early
termination. Id. at 88. The defendant then explained that
• the probation officer had said that he would tell the court, if
asked, that the defendant had done “very well while on
probation” and “remained compliant with all conditions of
supervision,” id. at 90–91, and
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• the defendant understood the probation officer’s statements to
mean that he “did not oppose early termination and would
communicate Defendant’s successful compliance to the Court if
requested,” Id. at 91.
With this explanation, the district court concluded that the defendant had
“appear[ed]” to make false statements about the probation officer’s
position. Id. at 96.
The defendant argues that the district court should have decided
whether the defendant had actually made a false statement (rather than
saying only that he had “appear[ed]” to make a false statement). To
address this argument, we apply the abuse-of-discretion standard. United
States v. Hartley, 34 F.4th 919, 928 (10th Cir. 2022).
In our view, the district court didn’t abuse its discretion because the
defendant had
• stated in his motion that the probation officer supported early
termination and
• acknowledged later that the probation officer would have said
only that the defendant had done well in complying with his
conditions.
The two statements were different: Acknowledging the defendant’s
compliance with his conditions isn’t the same thing as supporting early
termination of probation. Given the difference and the defendant’s
acknowledgment that the probation officer hadn’t actually expressed
support for early termination, the district court could reasonably rely on
what appeared to be a false statement.
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The defendant challenges not only the district court’s explanation,
but also the government’s statement in district court that the defendant had
been “convicted of defrauding hundreds of investors in the United
Kingdom.” R. at 88. Disputing this characterization, the defendant says
that he was convicted only of misprision of a felony. For the sake of
argument, we can assume that the government had misstated the nature of
the conviction. But the district court didn’t rely on the government’s
statement or suggest reliance on the nature of the underlying conviction.
See United States v. Aguilar-Calvo, 945 F.3d 464, 469–70 (6th Cir. 2019)
(declining to assume that the district court relied on the government’s
“speculative or erroneous” representations at sentencing). So the
government’s alleged mischaracterization of the conviction doesn’t support
reversal.
***
The district court didn’t abuse its discretion in denying the
defendant’s request for early termination of probation.
We reject his first argument because the defendant
• said that his probation officer supported the request and
• acknowledged later that the probation officer had actually said
only that the defendant was doing well in complying with his
conditions.
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Given this acknowledgment, the district court reasonably concluded that
the defendant had appeared to make a false statement about the probation
officer’s position.
The defendant insists that the district court should have reached a
more definitive conclusion about whether the defendant had made a false
statement. But the defendant had already acknowledged what the probation
officer had actually said, and the court could reasonably conclude that the
defendant had appeared to make a false statement about the probation
officer’s position.
In denying the request, the district court relied on the defendant’s
apparent misstatement and the views of the U.S. Attorney and the
probation officenot the nature of the defendant’s conviction. So the
government’s alleged mischaracterization of the conviction was
immaterial.
Absent an abuse of discretion, we affirm the denial of the
defendant’s request for early termination of probation.
Entered for the Court
Robert E. Bacharach
Circuit Judge
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