United States v. Bayne
CourtCourt of Appeals for the Tenth Circuit
Date FiledSeptember 1, 2026
Docket25-4132
StatusPublished
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Full Opinion
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FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS September 1, 2026
Christopher M. Wolpert
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 25-4132
MARK ERIC BAYNE,
Defendant - Appellant.
_________________________________
Appeal from the United States District Court
for the District of Utah
(D.C. No. 2:24-CR-00240-JNP-1)
_________________________________
Scott Keith Wilson, Federal Public Defender (Bretta Pirie, Assistant Federal Public
Defender, with him on the briefs), Office of the Federal Public Defender, Salt Lake City,
Utah, for Defendant-Appellant.
Melissa Holyoak, First Assistant United States Attorney (Briggs Matheson, Assistant
United States Attorney, with her on the brief), Office of the United States Attorney,
District of Utah, Salt Lake City, Utah, for Plaintiff-Appellee.
_________________________________
Before HOLMES, Chief Judge, TYMKOVICH, and MORITZ, Circuit Judges.
_________________________________
TYMKOVICH, Circuit Judge.
_________________________________
Mark Bayne is in pretrial detention for charges related to threats he made
online. Concerned by Bayne’s history of mental health issues and limited
participation in the pretrial proceedings, the government moved for a psychiatric
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evaluation of his competence to stand trial under 18 U.S.C. § 4241. Section 4241(a)
requires a district court to order a competency hearing whenever it has reasonable
cause to believe the defendant may be incompetent. And, to aid its competency
determination, § 4241(b) gives the court discretion to order a psychiatric or
psychological examination of the defendant before the date of the hearing. United
States v. Landa-Arevalo, 104 F.4th 1246, 1253 (10th Cir. 2024).
Bayne opposed the motion because he considers psychiatric examination an
invasion of his privacy rights. But the district court found reasonable cause to
question his competence and ordered an evaluation. Bayne now challenges that order
through this interlocutory appeal. He argues the district court abused its discretion
by determining that it was required to order an evaluation once it found reasonable
cause to question his competency, thereby contradicting the statute’s grant of
discretion. And he claims the court further abused its discretion because its
reasonable cause determination was not supported by the record.
We hold that we lack jurisdiction and therefore DISMISS Bayne’s appeal.
Criminal defendants must typically wait to bring an appeal until after the district
court enters final judgment. This finality rule supports the efficient administration of
cases for the benefit of both the defendant and the public and preserves the respect
due to trial judges by limiting appellate interference with their prejudgment
decisions. The collateral-order doctrine provides a narrow exception for orders that
have “practical” finality. Because of the public interest in prompt trials, however, the
doctrine is applied with “the utmost strictness in criminal cases.” Flanagan v. United
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States, 465 U.S. 259, 265 (1984). Among its requirements is the condition that the
district court’s order resolved an important issue separate from the merits.
Importance has a special meaning in this context and requires a balancing of the
individual interest at stake against the societal interests advanced by adherence to the
final judgment rule. When a defendant is already detained, his interest in avoiding
the intrusion posed by a competency evaluation does not outweigh the public interest
in the prompt administration of justice. The collateral-order doctrine therefore does
not apply, and we dismiss for lack of jurisdiction. As a result, we do not address
Bayne’s merits challenges to the evaluation order.
I. Background
In July 2024, the United States charged Mark Bayne with multiple counts of
making threats in interstate commerce in violation of 18 U.S.C. § 875(c) and stalking
in violation of 18 U.S.C. § 2261A. Bayne allegedly sent over one hundred messages
through a Department of Veterans Affairs communication system complaining that he
was not getting benefits and health services to which he believed he was entitled.
Some messages contained “vile, odious, and graphic language.” R., Vol. 1 at 70.
This is not the first time Bayne has faced charges for making threats online. In
2010, he was indicted for three counts of violating § 875(c). But after Bayne
underwent a psychiatric evaluation, the district court declared him incompetent to
stand trial. The district court later found that Bayne’s competence had been restored
and set the case for trial in 2013. Bayne then communicated that he would assert an
insanity defense, and, upon the government’s request, underwent another psychiatric
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evaluation. After reviewing the examination results, the court found Bayne not guilty
by reason of insanity.
Bayne stayed in custody until 2015, when he was conditionally released with
terms including psychiatric treatment and a regimen of psychotropic medication. He
eventually violated these conditions, was re-arrested in 2018, and was committed to a
federal medical center for treatment. He was again conditionally released in 2023,
and, despite breaching his release terms, obtained a discharge in February 2024. A
few months later, he allegedly committed the offenses involved in the current case.
After his July 2024 indictment, the court ordered Bayne detained because he
would not agree to the pretrial release conditions. It set his trial for June 2025. In
April 2025, Bayne moved to be tried in absentia. A week later, the government
moved for a psychiatric evaluation to determine whether Bayne was competent to
stand trial, under 18 U.S.C. § 4241. The district court held a status conference and
hearing on the motions, but Bayne did not attend. In fact, Bayne had not attended a
series of status conferences, often refusing to be transported from the detention center
in Pahrump, Nevada to the courthouse in Utah. Bayne’s counsel later explained that
Bayne refused transfer because of chronic pain and the discomfort caused by long
transport rides.
Sometime after a status conference on August 20, 2025, Bayne’s attorneys
persuaded him to attend a hearing scheduled for September 10. At the September
hearing, Bayne stated he did not wish to attend his trial but represented that he was
participating in his defense. His attorneys, notwithstanding earlier concerns, told the
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court they believed Bayne was competent. The government argued there was not
enough evidence to make a competency determination and urged the court to order an
evaluation. The court withheld judgment so it could research “what the legal
standard is regarding ordering a competency hearing.” R., Vol. 1 at 66.
On October 8, the court published an order finding reasonable cause to
question Bayne’s competence. It also determined that an “evaluation is required
unless the ‘reasonable cause’ standard is not met.” R., Vol. 1 at 72–73 (quoting
United States v. Ramirez, 304 F.3d 1033, 1035 (10th Cir. 2002)). And since the court
believed “a psychiatric evaluation would assist in evaluating Mr. Bayne’s
competency,” R., Vol. 1 at 75, it granted the government’s motion. 1 Bayne
challenges the evaluation order in this interlocutory appeal.
II. Discussion
We dismiss Bayne’s appeal for lack of jurisdiction. Our appellate jurisdiction
is typically limited to “final decisions of the district courts.” 28 U.S.C. § 1291. As a
result, a criminal defendant must usually wait until after “the district court enters
final judgment” to raise an appeal. United States v. Tucker, 745 F.3d 1054, 1062
(10th Cir. 2014). The Supreme Court has articulated a limited carveout to this
1
Read together, these two statements from the district court introduce some
ambiguity about whether it was making a discretionary ruling. We need not decide
that issue since we dismiss on jurisdictional grounds. Even so, § 4241(b)’s text is
clear that the decision to order an evaluation is always discretionary. 18 U.S.C.
§ 4241(b) (“[T]he court may order that a psychiatric or psychological evaluation of
the defendant be conducted . . . .” (emphasis added)); see also Landa-Arevalo, 104
F.4th at 1253.
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requirement, known as the collateral-order doctrine. Cohen v. Beneficial Indus. Loan
Corp., 337 U.S. 541, 546 (1949). The doctrine allows for immediate appeal of “a
small class of orders not resolving the entire case because they have ‘practical’
finality.” Dressen v. AstraZeneca AB, 182 F.4th 1232, 1241 (10th Cir. 2026)
(quoting GEO Grp., Inc. v. Menocal, 607 U.S. 438, 444 (2026)). “Such orders ‘are
said to be too important to be denied review and too independent of the cause itself to
justify waiting out the rest of the adjudication.’” Id. (quoting Mohamed v. Jones, 100
F.4th 1214, 1218 (10th Cir. 2024)).
To fall within the exception, a district court order must “[1] conclusively
determine the disputed question, [2] resolve an important issue completely separate
from the merits of the case, and [3] be effectively unreviewable on appeal from a
final judgment.” Tucker, 745 F.3d at 1063 (alterations in original) (quoting Coopers
& Lybrand v. Livesay, 437 U.S. 463, 468 (1978)). The appellant “bears the burden of
showing that its appeal satisfies all three of these conditions.” Dressen, 182 F.4th at
1241. Jurisdiction is defeated if any prong is not satisfied. Geo Grp., Inc., 607 U.S.
at 444.
The Supreme Court has described the doctrine as a narrow exception to
§ 1291’s finality requirement and admonished that rulemaking by the United States
Judicial Conference, rather than court decision, is the “preferred means for
determining whether and when prejudgment orders should be immediately
appealable.” Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100, 113 (2009). Further,
“[b]ecause of the compelling [public] interest in prompt trials,” and the right of
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innocent defendants to challenge the charges against them, “the Court has interpreted
the requirements of the collateral-order exception to the final judgment rule with the
utmost strictness in criminal cases.” Flanagan, 465 U.S. at 265.
Reflecting that stringency, the Supreme Court has traditionally applied the
doctrine “in only three categories of criminal cases: appeals from (1) motions to
reduce bail; (2) motions to dismiss based on double jeopardy grounds; and
(3) motions to assert immunity under the Speech or Debate Clause of the
Constitution.” Tucker, 745 F.3d at 1063. And our court has “rarely permitted
interlocutory criminal appeals that do not precisely fit one of these three traditional
categories.” Id. at 1064.
Bayne asks us to extend the doctrine to cover a new class of orders: those
directing already-detained criminal defendants to submit to psychiatric evaluation
under 18 U.S.C. § 4241(b). We decline the invitation because such orders do not
satisfy the doctrine’s second prong, specifically the requirement that the order
resolve an important issue. In the collateral-order context, “importance” has a
specialized meaning that requires us to decide “whether the interests that ‘would
potentially go unprotected without immediate appellate review are significant relative
to efficiency interests sought to be advanced by adherence to the final judgment
rule.’” Kell v. Benzon, 925 F.3d 448, 455–56 (10th Cir. 2019) (quoting Pierce v.
Blaine, 467 F.3d 362, 370–71 (3d Cir. 2006)). Here, they do not.
When a defendant is already detained, his interest in avoiding an unwanted
competency evaluation does not outweigh the “societal interest in providing a speedy
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trial.” Flanagan, 465 U.S. at 264 (quoting Barker v. Wingo, 407 U.S. 514, 519
(1972)). Under the circumstances, Bayne “will be in custody in one place or
another.” Pierce, 467 F.3d at 370. And any added intrusion upon liberty that
accompanies observation and evaluation by a psychiatric professional is outweighed
by competing interests. 2 If Bayne chooses to participate in the evaluation by
answering questions, he may do so. And even if he continues to view such
questioning as an unwanted intrusion, he can refuse to answer. “[T]hen all that will
happen to him is that he will be housed in a custodial setting and observed, just as he
is now.” Id. at 371.
Bayne’s personal stake in avoiding this hypothetical intrusion on his liberty
contrasts starkly with society’s “compelling interest in prompt trials.” Flanagan, 465
U.S. at 265. The public interest in speedy trials is multi-faceted and includes the
prosecution’s interest in preserving evidence, maintaining the reliability of witness
testimony, and possibly reopening its investigation if the defendant is acquitted. Id.
It also embraces the community’s interest in “swiftly bringing the person responsible
[for a crime] to justice,” and in mitigating the expenses of long pretrial detentions.
Id. Further, speedy trials maximize the “prospects for [offender] rehabilitation” and
2
We have no doubt that Bayne sincerely wishes to avoid what he perceives
will be a forced intrusion into his psychiatric health. His willingness to delay his
trial and extend his detention while his appeal is pending implies as much. But we
make collateral-order doctrine determinations “by category, not case-specific
circumstances.” GEO Grp., Inc., 607 U.S. at 444. Our inquiry is therefore guided by
objective criteria, rather than the subjective importance that an appellant assigns to
the interest.
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allow the impacted community to “begin to heal” from the wounds inflicted by the
crime. Id. at 264–65.
Simply put, the balance of interests “tips in favor of rigorous application of the
final judgment rule.” Pierce, 467 F.3d at 369. Bayne has not shown that his interest
in avoiding a competency evaluation meets the collateral-order doctrine’s stringent
standard for importance.
Bayne counters that our precedent establishes, or at least suggests, that we can
hear his appeal. We disagree. As Bayne points out, we allow undetained criminal
defendants to immediately appeal § 4241 evaluation orders that require their
commitment to a mental health facility. United States v. Deters, 143 F.3d 577, 581
(10th Cir. 1998). But we do so because the resulting “confinement during the
preliminary evaluation period” would violate a “constitutional liberty interest.” Id.
The defendant in Deters had been released on pretrial bond when the court directed
her to undergo a psychiatric evaluation. Rather than allow her to be evaluated on an
outpatient basis, as she requested, the district court ordered her into the Attorney
General’s custody for commitment. In permitting her appeal, we explained that the
“issue is important because the defendant’s liberty will be curtailed for up to forty-
five days.” Id. Indeed, the commitment order effectively revoked the defendant’s
bail, thereby analogizing to a category of orders that the Supreme Court had found
appealable. See id. But we emphasized that the “disputed question . . . is the
decision to confine the defendant, not the underlying decision to conduct an
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examination.” Id. at 582. As a result, Deters does not counsel towards allowing an
appeal by an already-detained defendant.
Next, Bayne urges us to adopt the reasoning of United States v. Visinaiz, 96 F.
App’x 594 (10th Cir. 2004), an unpublished case from our court that found
jurisdiction over an appeal from an evaluation order brought by an already-detained
defendant. But we are not bound by Visinaiz, nor are we persuaded by its reasoning
on the collateral-order doctrine’s importance prong. Visinaiz determined an
evaluation order raised an important issue based on the Supreme Court’s ruling in
Vitek v. Jones, 445 U.S. 480 (1980). Vitek held that a post-conviction prison inmate
must be afforded due process before prison administrators can involuntarily transfer
him to a mental health facility for treatment. That was so because the “loss of liberty
produced by an involuntary commitment [in a mental hospital] is more than a loss of
freedom from confinement.” Id. at 492. The Court reasoned that the “stigma” of
commitment could “engender adverse social consequences” for the inmate which,
combined with “compelled treatment in the form of mandatory behavior modification
programs,” triggered due process protection. Id. (citation modified).
But Vitek was not a collateral-order doctrine case and is therefore “not
particularly instructive.” Pierce, 467 F.3d at 371. In determining that an inmate was
entitled to certain due process protections before being transferred to a mental health
facility, the Court did not address the question of “importance” as it relates to the
efficiency interests advanced by the final judgment rule. Plus the circumstances in
Vitek were drastically different from Bayne’s. “Vitek involved an open-ended civil
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commitment and involuntary treatment unrelated to any ongoing court proceedings”
rather than a psychiatric evaluation “for the limited purpose of determining
competence.” Id. Thus, neither Visinaiz nor Vitek convinces us that we have
jurisdiction over Bayne’s appeal.
Finally, Bayne argues that the Supreme Court opened a fourth category of
appealable collateral orders in Sell v. United States, 539 U.S. 166 (2003), that covers
his evaluation order. Sell held that a criminal defendant could immediately appeal a
pretrial order forcing him to receive antipsychotic drugs. As to importance, the Court
explained that its precedent established that “involuntary medical treatment raises
questions of clear constitutional importance.” Id. at 176. It based that finding on
cases involving forced surgery to retrieve evidence from an individual’s body,
Winston v. Lee, 470 U.S. 753 (1985), a compelled heavy dose of antipsychotic
medication during trial, Riggins v. Nevada, 504 U.S. 127 (1992), artificial feeding of
a person in a vegetative state, Cruzan v. Director, Mo. Dept. of Health, 497 U.S. 261
(1990), and forced antipsychotic medication for a convicted prisoner, Washington v.
Harper, 494 U.S. 210 (1990).
We do not think that Sell opened the door for Bayne’s appeal. Importantly, the
district court’s order does not authorize any form of medical treatment—it directs
only evaluation. And unlike Sell and the cases it relied on, we are not faced with the
imposition of forced medication or severe physical intrusion into a person’s body.
In sum, Bayne has not convincingly argued that orders for already-detained
defendants to undergo psychiatric evaluations to assess competence meet the
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collateral-order doctrine’s importance prong. Our court’s cases do not hold
otherwise, and neither does Supreme Court precedent. Given the Supreme Court’s
current stance on the collateral-order doctrine, “we must be cautious about applying
it.” Dressen, 182 F.4th at 1242. And since “there is no traditionally recognized basis
for assuming jurisdiction” in this context, Pierce, 467 F.3d at 372, we will not extend
Sell or Deters any further.
III. Conclusion
For the foregoing reasons, we dismiss the appeal for lack of jurisdiction. We
grant the parties’ motions for the court to take judicial notice of documents from
Bayne’s previous federal case.
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