Commonwealth v. Pua
CourtSupreme Court of The Commonwealth of The Northern Mariana Islands
Date FiledJuly 27, 2006
DocketCR-06-0035-GA
JudgeCastro, Borja, Manglona
StatusPublished
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Full Opinion
IN THE
SUPREME COURT
OF THE
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
____________________________________
COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS,
Plaintiff/Appellant,
v.
FOR PUBLICATION
FRANCISCO AGUON PUA,
Defendant/Appellee.
____________________________________
Supreme Court Appeal No. CR-06-0035-GA
Superior Court Criminal Case No. 05-0132D
____________________________________
OPINION
Cite as: CNMI vs. Pua, 2006 MP 19
Argued and submitted on August 1, 2006
Saipan, Northern Mariana Islands
Attorney for-Appellant: Attorney for Appellee:
Gregory Baka Edward C. Arriola, Esq.
Deputy Attorney Generals Law Office of Edward C. Arriola
Office of the Attorney General Third Floor, Bank of Guam Building
2nd Floor, Juan A. Sablan Memorial Bldg. P.O. Box 501969
Capitol Hill, Caller Box 10007 Saipan, MP 96950
Saipan, MP 96950
BEFORE: ALEXANDRO C. CASTRO, Acting Chief Justice; JOHN A. MANGLONA,
Associate Justice; JESUS C. BORJA, Justice Pro Tempore
PER CURIAM:
¶1 On petition for a writ of mandamus, the Commonwealth requests this Court to
overturn the trial court’s suppression of testimony regarding a lawful conversation
between Defendant and law enforcement, which was excluded based on its relationship to
an electronic recording of that conversation, which in turn was excluded pursuant to
Article 1, Section 3, of the NMI Constitution. Finding that jurisdiction is proper, and that
the trial court’s decision to exclude percipient witness testimony of a lawful conversation
was clearly erroneous, the Commonwealth’s petition for a writ of mandamus is hereby
GRANTED.
I.
¶2 The following facts are based on the lower court’s pretrial orders and the
uncontroverted factual assertions of each party:
¶3 On the morning of May 22, 2002, the body of Mostafa Faruk Parves (Parves) was
found in Tanapag, Saipan with multiple stab wounds. After viewing surveillance video
and interviewing local residents, detectives from the Department of Public Safety (DPS)
identified Francisco Aguon Pua (Defendant) as the primary suspect. On May 25, 2002, a
search warrant was executed at Defendant’s residence in Tanapag, resulting in the
discovery of a waist bag inside a trash bin on Defendant’s property. This bag, along with
other confiscated items, underwent forensic examination at the FBI laboratory in
Quantico, Virginia. Test results showed a match between Parves’s DNA and DNA found
on the waist bag.
¶4 Three years later, on May 1, 2005, FBI Special Agent Joseph E. Auther and DPS
Detective Juan M. Santos went to Defendant’s residence to interview him. Defendant
was informed that the two were members of law enforcement, that he was not in custody,
and that he could end the interview at any time. Nevertheless, Defendant consented to
the interview. During the course of the interview, Defendant allegedly admitted
ownership of the waist bag that had been linked to Parves via DNA evidence.
Unbeknownst to Defendant, Agent Auther was secretly recording the conversation,
including the alleged admission of ownership of the waist bag.
¶5 Prior to trial, Defendant moved to suppress the recording as a violation of Article
1, Section 3(b) of the NMI Constitution, which protects against searches and seizures
utilizing “wiretapping, electronic eavesdropping or other comparable means of
surveillance … except pursuant to a warrant.” The trial court agreed with Defendant,
finding that “[b]ecause no warrant was obtained from a Commonwealth court to record
the Defendant, and Defendant did not consent to the recording, the motion to suppress the
recorded evidence is [granted].”1
¶6 At the jury trial the Commonwealth attempted to call Agent Auther as a witness to
testify regarding his personal knowledge of the interview. Defendant moved to suppress
that testimony. Again, the trial court agreed with Defendant and, presumably2 based on
fruit of the poisonous tree rationale, excluded Agent Auther’s testimony to the extent it
related to his and Detective Santos’s interview of Defendant.
1 The Commonwealth did not appeal the suppression of the electronic recording at that time, and has conceded
the point for purposes of this writ. We express no opinion as to the propriety of the recordings exclusion, or
the general principle that such recordings are unconstitutional.
2 We say “presumably” because we do not have the benefit of a written order suppressing this evidence or a
transcript whereby we could determine the trial court’s reasoning. Instead we rely on the record provided by
counsel which consists of counsels’ recollection of the trial court’s oral suppression decision.
¶7 Immediately after the trial court suppressed Agent Auther’s testimony, the
Commonwealth requested the trial court stay the jury trial so that it could seek appellate
review of the suppression order. The trial court denied the stay, and the Commonwealth
immediately filed a notice of appeal in this Court, followed by a Com. R. App. P. 27(f)
emergency motion to stay the jury trial pending resolution of the appeal. We granted the
stay and ordered an expedited briefing schedule so that we might have adequate
opportunity to consider the issues presented, while bearing in mind the time sensitive
nature of a stayed jury trial where the jury has already been sworn.
¶8 Pursuant to the expedited schedule, the Commonwealth timely filed its opening
brief, but captioned it as a petition for a writ of mandamus. In its brief/petition, the
Commonwealth noted that the statute it originally cited in its request for a stay, which it
relied upon for authority to appeal the suppression order, did not actually provide the
necessary authority to appeal once a jury was empanelled and before a verdict was
reached. At oral argument Defendant objected to this re-captioning as a thinly veiled
attempt at circumventing our appellate rules. He argued that since the Commonwealth
admitted its original basis to seek appellate review was invalid, and since no petition for
mandamus was ever properly filed and accepted by this Court, we are without jurisdiction
in this matter. The Commonwealth responds that in the interests of fairness we should
invoke our Com. R. App. P. 2 authority to suspend the appellate rules, forgo the usual
requirements for mandamus jurisdiction, and recast this matter as one utilizing our
inherent supervisory power.
II.
A. Jurisdiction
1. Jurisdiction is not available under 6 CMC § 8101(b).
¶9 The Commonwealth initially filed for an emergency stay of the jury trial in order to seek
an interlocutory appeal of the trial court’s suppression of Agent Auther’s testimony. In
its motion seeking a stay, the Commonwealth appeared to find authority for such an
interlocutory appeal based on 6 CMC § 8101 (b), which states in relevant part:
An appeal by the Commonwealth government shall lie to the
Supreme Court from a decision or order of the Superior Court suppressing
or excluding evidence or requiring the return of seized property in a
criminal proceeding, not made after the defendant has been put in jeopardy
and before the verdict or finding on an information, if the Attorney
General certifies to the Superior Court that the appeal is not taken for
purpose of delay and that the evidence is a substantial proof of a fact
material in the proceeding.
…
The provisions of this section shall be liberally construed to
effectuate its purpose.
¶10 Aside from the fact that the Attorney General did not “certif[y] to the Superior
Court that the appeal is not taken for purpose of delay and that the evidence is a
substantial proof of a fact material in the proceeding” - which will not necessarily defeat
jurisdiction, see U.S. v. Becker, 929 F.2d 422, 445 (9th Cir. 1991) (finding that failure to
certify pursuant to analogous federal statute is correctable at the court’s discretion) – this
statute is clearly inapplicable to the present case. It has long been recognized by federal
courts that any right of the government to appeal in criminal cases must be narrowly
construed. U.S. v. Gilchrist, 215 F.3d 333, 335 (3rd Cir. 2000) (citing three U.S.
Supreme Court decisions to this effect covering a time span of eight decades). This Court
has also recognized the necessity of narrowly construing statutes that grant the
Commonwealth a right to appeal in criminal cases. Commonwealth v. Nethon, 1 N.M.I.
458-60, 4621 (1990). Although it is interesting to note the seeming inconsistency of
narrowly reading 6 CMC § 8101(b) when that statute expressly states it should be
“liberally construed to effectuate its purpose,” we need not address that here. 6 CMC §
8101(b) is clear that it only provides the Commonwealth a right of appeal when such an
appeal is “not made after the defendant has been put in jeopardy and before the verdict or
finding on an information …” In the present case, a jury has been sworn – thereby
putting Defendant in jeopardy – but the jury has not yet rendered its verdict. Clearly the
Commonwealth has no right to appeal based on this statute. If we were to “liberally
construe” 6 CMC § 8101(b) in such a way as to negate its plain language, we would
cause the exception to swallow the statute.
2. This Court may exercise its mandamus power when jurisdiction is otherwise lacking.
¶11 Apparently realizing that 6 CMC § 8101(b) did not provide authority for an
appeal, the Commonwealth couched its opening brief – which it was ordered to file
pursuant to this Court’s expedited briefing schedule – as a petition for a writ of
mandamus. The Commonwealth asks this Court to allow it to bypass the Rule 21 criteria
for writs of mandamus by utilizing our inherent supervisory powers and by exercising our
Rule 2 authority to suspend appellate rules in the interests of justice or economy.
Defendant argues that this amounts to little more than a sleight of hand, and that since no
proper petition for a writ of mandamus was filed, and thus no separate mandamus action
docketed, this Court is without jurisdiction to proceed. We disagree. Without first
looking to our broad Rule 2 authority, or relying exclusively on such sweeping principles
as inherent supervisory powers, we first point out that this Court’s discretionary
administrative authority, as expressly provided in our appellate rules over appeals by
right, gives us adequate means to address the Commonwealth’s claims under our
mandamus jurisdiction.
¶12 The U.S. Supreme Court has noted that although appellate filing rules must be
followed, compliance with their import, rather than technical perfection, is the controlling
standard. See Torres v. Oakland Scavenger Co., 487 U.S. 312, 108 S.Ct. 2405, 101
L.Ed.2d 285 (1988). This gives appellate courts latitude to effectuate the policy behind
the rules. The importance of this latitude is evidenced by the fact that the U.S. Supreme
Court highlighted the flexible nature of the appellate rules in the same decision where it
interpreted the filing requirements under Rules 3 and 4 as amounting to jurisdictional
prerequisites. Id. at 315-317, 108 S.Ct. at 2408 (finding compliance with Rule 3(c) to be
necessary for jurisdiction, and noting the persuasive nature of an Advisory Committee
Note that Rules 3 and 4, taken together, amount to “a single jurisdictional threshold”).
Some state courts have held similarly. See e.g. Stephenson v. Bartlett, 628 S.E.2d 442,
443 (N.C. 2006) (court could “liberally construe notice of appeal” to see if jurisdiction
was proper, even though “‘[t]he provisions of Rule 3 are jurisdictional, and failure to
follow the requirements thereof requires dismissal of an appeal.’”) (citation omitted).
¶13 Our Appellate Rule 3(a) states: “[f]ailure of an appellant to take any step other
than the timely filing of a notice of appeal does not affect the validity of the appeal, but is
ground only for such action as this Court deems appropriate …” Com. R. App. Pro. 3(a).
This language is extremely permissive.3 Only in the instance of untimely filing is an
appeal beyond the power of this Court to resurrect. Further, Rule 3(c) states, “[a]n appeal
shall not be dismissed for informality of form or title of the notice of appeal.” Such
3 In this regard, our appellate rules are similar to Civil Procedure Rule 8(f), which requires a court to construe
pleadings so as to do substantial justice.
wording leads us to believe that our authority to waive procedural technicalities is broad,
without need to resort to suspension of rules pursuant to Rule 2. Indeed, it is language
such as this that led the U.S. Supreme Court to interpret their Rules 3 and 4 more as
guideposts aiding judicial discretion rather than inviolable dictates, such that “if a litigant
files papers in a fashion that is technically at variance with the letter of a procedural rule,
a court may nonetheless find that the litigant has complied with the rule if the litigant’s
action is the functional equivalent of what the rule requires. Torres, 487 U.S. at 316-17,
108 S.Ct. at 2408-09, 101 L.Ed.2d 285 (1988) (emphasis added).
¶14 Of course we are not dealing here with a technically flawed notice of appeal, but
rather the change from an interlocutory appeal to a petition for a writ of mandamus.
However, in this case, we believe the above reasoning provides us ample authority to
waive the normal procedural steps required for filing a petition pursuant to Rule 21. It
stands to reason that if this Court has broad authority to correct a party’s missteps within
the context of appeals, then that power should be at least as great when moving to
mandamus jurisdiction; a jurisdiction predicated on this Court’s duty to supervise lower
courts and provide tailored remedies in unusual or extreme circumstances. The main
purpose of the rules for filing a notice of appeal and a petition for mandamus – to apprise
the Court and interested parties of the intent to raise certain issues in the Supreme Court
and give the opportunity to be heard – are the same. And many of the requirements
themselves, such as naming and serving interested parties with a statement of what
order/issue is to be argued, are similar.
¶15 The requirements for a petition for mandamus under Rule 21 do include more
detailed filings, such as “a statement of the facts necessary for an understanding of the
issues presented by the application; a statement of the issues presented and of the relief
sought; [and] a statement of the reasons why the writ should issue …” but that does not
change our decision here. The Commonwealth’s filings, both the application for a stay of
the jury trial and its opening brief/petition, contained all information necessary for a
petition of mandamus pursuant to Rule 21(a). Additionally, this Court’s order granting
the stay and setting an expedited briefing schedule further distilled the issue to be
addressed and gave each party adequate time to research and respond to that issue and to
each other.
¶16 Furthermore, we are not the first court to find mandamus jurisdiction may be
accorded even when appellate jurisdiction is lacking. In U.S. v. Baker, 878 F.2d 153
(1989), the Ninth Circuit held that where the Government had plead in the alternative for
1) jurisdiction pursuant to 18 U.S.C. § 3731 (the federal analog to our 6 CMC § 8101), or
2) mandamus relief, even though no jurisdiction could be had under 18 U.S.C. § 3731,
mandamus relief was still available due to the gravity of issue. See also U.S. v.
Collamore, 868 F.2d 24 (1st Cir. 1989) (holding similarly that mandamus was proper
when 18 U.S.C. § 3731 jurisdiction was questionable.) Even more broadly, the Ninth
Circuit has stated, “[w]e have jurisdiction to issue a writ of mandamus in any case for
which we would have the power to entertain appeals at some stage of the proceedings.”
Rosenfeld v. U.S., 859 F.2d 717, 722-23 (1989).
¶17 Finally, mandamus may also be had when, in situations similar to the present
case, the trial court’s actions radically depart from accepted norms. The Fifth Circuit,
after expressing great reserve in utilizing mandamus to overturn a pretrial criminal order,
nevertheless explained:
The district court's … order in these circumstances was so plainly
and substantially in excess of its authority, and so significantly contrary to
the established rules and precedents governing depositions in criminal
cases, as to constitute a clear and indisputable abuse of its more general
discretion to control the incidents of trial and pretrial procedure in cases
before it. There is no available remedy other than mandamus. This, then, is
that most rare and exceptional case where relief by mandamus is
appropriate respecting a criminal case … order.
In re United States of America, 878 F.2d 153, 159 (1989). As will be explained
more fully below, we are faced here with a gross deviation from accepted norms
governing exclusion of evidence. As the Fifth Circuit noted, it is only in such extreme
cases that mandamus is appropriate.
¶18 We conclude that mandamus jurisdiction is proper here. We see no need to resort
to a Rule 2 suspension of rules since there is clear authority that it is the substance and
timeliness of pleadings, rather than strict adherence to procedure that controls
jurisdiction. Although the U.S. Supreme Court’s ‘functional equivalent’ standard is in
specific reference to Rule 3 and 4 requirements, we see no reason not to extend it to
mandamus jurisdiction as well. Since mandamus jurisdiction is permissive, it stands to
reason that the court’s discretion to hear such cases should not be held hostage to
technical pleading rules. The Commonwealth’s filings, taken as a whole, amount to the
functional equivalent of a petition for a writ of mandamus.4 However, even if this
‘functional equivalent’ doctrine was held not to extend to mandamus, we may still
4 Defendant’s claim, which he first raised at oral argument, that to proceed under this Court’s mandamus
jurisdiction would deprive him of due process is without merit. Defendant knew the issue to be addressed.
Indeed, we had previously narrowed the proceeding to a single issue when we set the briefing schedule. The
fact that the Commonwealth sought to change the basis of this Court’s jurisdiction to hear that issue had no
effect on the issue itself. The essence of due process is notice and the ability to be heard – both of which
Defendant enjoyed. Defendant was given adequate time to brief both the issue of suppression and the issue of
jurisdiction. Additionally, broad leeway was provided Defendant in oral argument, as time limits were not
strictly enforced. It would be convenient for both the parties and this Court if we had more time, but it must
be remembered that a jury has already been sworn and is waiting to resume the trial. We find that Defendant’s
due process rights are not violated by our decision to modify this action to one in mandamus.
entertain this case pursuant to Rule 2. Thus, to whatever extent – if any – that mandamus
jurisdiction is not proper pursuant to such ‘functional equivalent’ reasoning, we find that
we may still hear this case via our authority to suspend appellate rules.
B. Suppression of Agent Auther’s Testimony was Clearly Erroneous
A. Tenorio Factors.
¶19 We analyze writs for mandamus according to the five factors described in Tenorio v.
Superior Court, 1 N.M.I. 1. Kevin Int’l Corp. v. Superior Court, 2006 MP 3 ¶ 14. Those
factors are:
1. The party seeking the writ has no other adequate means, such as a
direct appeal, to attain the relief desired;
2. The petitioner will be damaged or prejudiced in a way not correctable
on appeal;
3. The lower court’s order is clearly erroneous as a matter of law;
4. The lower court’s order is an oft-repeated error, or manifests a
persistent disregard of applicable rules; and
5. The lower court’s order raises new and important problems, or issues
of law of first impression.
Id. These factors are not set against any objective standard, but are balanced and
weighed against the costs of issuing a writ, such as interfering with trial court
proceedings prior to final adjudication. “The considerations are cumulative, and proper
disposition will often require a balancing of conflicting indicators.” Commonwealth v.
Superior Court (Ada), 2004 MP 14 ¶ 8.
¶20 Tenorio factors (1) and (2) are clearly present. Because the underlying action is a
criminal trial, and the Commonwealth has no means of seeking an interlocutory review of
the trial court’s suppression decision, the Commonwealth has no other option but a writ
of mandamus. The suppression of Agent Auther’s testimony will be unreviewable when
as the jury returns a verdict. If the jury convicts, the issue would be moot since it would
not have prejudiced the prosecution’s case. If the jury acquits, the issue would be moot
because acquittals are not appealable. Thus, the people of the Commonwealth, who are
the true plaintiffs in a criminal action, have no recourse other than a writ of mandamus.
¶21 Tenorio factor (4) is not present. It has not been brought to this Court’s attention
that mid-trial suppression motions are an oft-repeated error in the trial courts. Having no
evidence to this effect we presume they are not.
¶22 Tenorio factor (5) is present. Although the rules of criminal procedure would
seem to obviate our need to address mid-trial suppression orders, see Com. R. Crim. P.
12(b)(3), the fact that it is before this court in such an emergency posture indicates that
the issue is one for which we have not provided adequate guidance on. It is surely a new
and important matter that needs to be addressed.5
¶23 We mention Tenorio factor (3) last because it is where the crux of this case lies.
Not only does the degree of error committed by the lower court tip the balance in favor of
granting this writ, but it also requires a more thorough discussion to prevent the need for
such writs in the future. Both procedurally and substantively, the trial court was in error.
Although we are without the benefit of a written order or a transcript, we know from the
parties’ briefs that the trial court suppressed Agent Auther’s testimony based on the
exclusionary rationale embodied in the fruit of the poisonous tree doctrine. This is
clearly erroneous.
2. The underlying conversation is not a ‘fruit’ of the electronic recording.
5 This issue might also be one of first impression, but we need not determine this in order to exercise
jurisdiction.
¶24 The well-known fruit of the poisonous tree doctrine stems from Justice
Frankfurter’s decision in Silverthorne Lumber Co., v. U.S. Nix. v. Williams, 467 U.S.
431, 441, 104 S.Ct. 2501, 2507-08, 81 L.Ed.2d 377 (1984). There, Justice Frankfurter
stated:
The essence of a provision forbidding the acquisition of evidence in a
certain way is not merely evidence so acquired shall not be used before the
Court but that it shall not be used at all. Of course this does not mean that
the facts thus obtained become sacred and inaccessible. If knowledge of
them is gained from an independent source they may be proved like any
others …
Silverthorne Lumber Co., v. U.S., 251 U.S. 385, 392, 40 S.Ct. 182, 183, 64 L.Ed. 319
(1920). Thus, early in the twentieth century the beginnings of the present day
exclusionary rule jurisprudence can be seen.
¶25 Over the following years, the U.S. Supreme Court extended the exclusionary rule to
cover evidence which would not have been secured but for unlawful police conduct,
Wong Sun v. U.S., 371 U.S. 471, 83 S.Ct. 407, 9 L.Ed.2d 441 (1963), as well Fifth and
Sixth Amendment violations. Nix, 467 U.S. at 442, 104 S.Ct. at 2508. However, the fruit
of the poisonous tree doctrine is not without exceptions. The independent source rule
exempts evidence procured by means unrelated to the constitutional violation and the
inevitable discovery rule exempts evidence when the prosecution can show by a
preponderance of the evidence that its discovery by lawful means was inevitable. Nix,
467 U.S. at 443-44, 104 S.Ct. at 2509. Taken together, the policy behind the fruit of the
poisonous tree doctrine is clear:
The core rationale consistently advanced by [the Supreme] Court
for extending the exclusionary rule to evidence that is the fruit of unlawful
police conduct has been that this admittedly drastic and socially costly
course is needed to deter police from violations of constitutional and
statutory protections. [The Supreme] Court has accepted the argument
that the way to ensure such protections is to exclude evidence seized as a
result of such violations notwithstanding the high social cost of letting
persons obviously guilty go unpunished for their crimes. On this
rationale, the prosecution is not to be put in a better position than it would
have been in if no illegality had transpired.
Id. at 442-43, 104 S.Ct. at 2508.
¶26 With this in mind, we turn to the present case. The trial court excluded Agent
Auther’s testimony due to that testimony’s association with the recorded conversation
which the trial court had previously suppressed based on N.M.I. Constitution, Article 1,
Section 3(b). This is clear error and an abuse of discretion. Although there might be
good reasons to exclude Agent Auther’s testimony, finding it to be a ‘fruit’ of the
suppressed recording – which was by necessity contemporaneous with the actual
conversation – is not one of them. Agent Auther’s testimony was offered by the
Commonwealth to testify to the conversation he had with Defendant – a conversation in
which Defendant was informed that Agent Auther was affiliated with law enforcement
and a conversation in which Defendant was informed that he could end at any time. How
anyone, much less a trial judge, could reach the conclusion that such a conversation
would not have taken place but for the electronic recording of that conversation is beyond
this Court. Because the conversation stands alone, it is not a fruit of the poisonous tree.
¶27 If any additional justification was necessary, we would need to look no further
than the U.S. Supreme Court’s statement in Nix cited above. There the Court made clear
that the exclusionary rule was justified only to the extent that it “deter[s] police from
violations of constitutional and statutory protections …” and prevents “the prosecution
[from being] put in a better position than it would have been in if no illegality had
transpired.” The trial court’s suppression of Agent Auther’s testimony goes well beyond
mere prevention of police misconduct and wrongful prosecutorial gains, and instead
punishes both the officers who committed the misstep and the Commonwealth public for
whom justice would go unserved. There is a deterrent value to suppressing any evidence
in response to a constitutional violation, just as there is a deterrent value in sentencing
persons to prison for the commission of a crime. But unlike imprisonment, the
exclusionary rule seeks only to negate advantages obtained through wrongful conduct,
not punish the perpetrators for that conduct. Thus, in the absence of a causal relationship
– a ‘but for’ relationship – between the unlawful act and obtaining the evidence,
suppression is not available under the exclusionary rule.
¶28 Not only was suppressing Agent Auther’s testimony clearly wrong from a
substantive standpoint, it was also wrong procedurally. Com. R. Crim. P. 12(b)(3) states
that motions to suppress evidence must be raised prior to trial. Defendant argues that
because his motion to suppress the recorded conversation, which was timely brought, was
successful in suppressing that recording, and all evidence “associated” with that
recording, he complied with this rule. Further, Defendant argues, if the Commonwealth
believed Agent Auther’s testimony fell outside the pre-trial suppression order, then the
burden was on it to bring a motion in limine to clarify whether Agent Auther’s testimony
would be allowed. We disagree.
¶29 We are sympathetic to the fact that there might be occasions in which a pre-trial
suppression motion is ambiguous, and in those instances neither party may recognize the
ambiguity until the trial has begun, thereby necessitating a motion to suppress during the
course of the trial. This case, however, does not present such an ambiguity. It is hard to
imagine how any trial judge or attorney could determine that the suppression of a
recorded conversation, which was excluded pursuant to an electronic eavesdropping
provision, would thereby suppress percipient witness testimony regarding the underlying
lawful conversation. This is especially true where, as here, the conversation was between
an individual who identified himself as law enforcement to a suspect and told the suspect
he could end the conversation at any time.
¶30 We hold that the trial court’s decision to suppress Agent Auther’s testimony as a
fruit of the electronic recording of that conversation was an abuse of discretion.. We
further note that this Court will not generally involve itself in deciding ambiguities in pre-
trial suppression motions once the trial has begun. We prefer to yield to the trial court,
but when the resulting injustice would be severe, the issue is an important or novel one
that requires our consideration, or the legal issue is so one-sided as to permit of only one
interpretation, we will not hesitate to intervene to make the correction.
III.
¶31 Although we generally will not interfere with a trial court’s discretionary
evidentiary orders after a criminal trial has begun, in this case, due to the gravity of the
trial court’s impropriety and the severity of the potential harm to the Commonwealth, we
shall act. We find that we have the authority under our appellate rules to modify this
action to one in mandamus. Additionally, we find that the trial court’s suppression of
Agent Auther’s testimony regarding his and Detective Santos’s interview of Defendant
was in error. For these reasons, the Commonwealth’s petition for a writ of mandamus is
GRANTED. We, therefore, lift the stay and REMAND this case to the trial court and to
conduct proceedings consistent with this opinion. The trial court is instructed that it may
not suppress Agent Auther’s testimony based on it being a ‘fruit’ of the unlawful
electronic recording.
SO ORDERED this 3rd day of August 2006.
_/s/ Alexandro C. Castro _
ALEXANDRO C. CASTRO
Acting Chief Justice
_/s/ John A. Manglona__ _/s/ Jesus C. Borja __
JOHN A. MANGLONA JESUS C. BORJA
Associate Justice Justice Pro Tempore
FIt ED
eN M I
SUPRf.ME,COUR
2 DATE: 3(.7D ['WI(
3 BY:
~~~~~~~~~--
IN THE SUPREME COURT
4
OF THE
5 COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
6 IN THE MATTER OF )
DECISIONS TO BE PUBLISHED )
7
IN NORTHERN MARIANA ) ERRATA ORDER
8 ISLANDS REPORTER, ) 2011-~0003-HSC
VOLUME SEVEN. )
9 )
\0
)
)
11 )
12
\3
PER CURIAM:
14
I. DECISIONS REVISED BY THIS ORDER
\5
The decisions listed below, all styled as opinions, require substantive revision. They
16
17 are hereby revised by changes as set forth in section two of this order. The published
18 decisions containing all revisions shall constitute the final versions of the decisions.
]9
1. Commonwealth v. Taitano, 2005 MP 20
20
2. Kevin In! '[ Corp. v. Superior Court, 2006 MP 3
21
3. Liu v. CNMJ, 2006 MP 5
22
23 4. Sattler v. Mathis, 2006 MP 6
24 5. Commonwealth v. Pua, 2006 MP 19
25
6. Bank of Saipan v. Martens, 2007 MP 5
26
7. Commonwealth v. Milliondaga, 2007 MP 6
27
28
8. Tan v. Younis, 2007 MP 11
9. Estate of Muna v. Commonwealth, 2007 MP 16
-I·
10. Commonwealth v. Bias, 2007 MP 17
2 II. REVISIONS
3 1. Commonwealth v. Taitano, 2005 MP 20 -,r 28 shaD read as follows:
4
~28 ... the trial court must consider the factors set forth in United States v. Cook, 608 F.2d
5
1175, 1185 n. 9 (9th Cir. 1979) (en bane). (continuation omitted.)
6
7
2. Kevin Int" Corp. v. Superior Court, 2006 MP 3 Supreme Court Original
8 Action Number shall read as follows:
9 Supreme Court Original Action No. 06-0009-GA.
10
Attorneys of Record shall read as follows:
11
For Plaintiff-Petitioner: Viola Alepuyo, Saipan.
12
13
For Defendant-Real Party in Interest: Steven Carrara, Saipan.
14 3. Liu v. CNMI, 2006 MP 5 'if 27 shall read as follows:
15
-,r27 ... The Petitioner cites Unites States v. Fanfan, 2004 WL 1723114, 2004 U.S. Dist.
16
LEXIS 18593 (D.Me. June 28, 2004) ... Petitioner likens the grant of certiorari in Fan/an,
17
which sought to review the effects of the Blakely v. Washington, 542 U.S. 296 (2004) ... the
18
19 Blakely decision ... (continuation omitted.)
20 4. Sattler v. Mathis, 2006 MP 6 -,r 8 shall read as follows:
21
-,rs Looking beyond our own decisions, to those we have relief on in the past, is more
22
helpful. Our precedent stems primarily from an Idaho case, Krebs v. Krebs, 759 P.2d 77
23
(1988) (discussed below), and from a Ninth Circuit decision, Us. v. McConney, 728 F.2d
24
25 1195 (9th Cir. 1984). (continuation omitted.)
26 S. Commonwealth v. Pua, 2006 MP 19 -,r 10 shall read as follows:
27
-,rIO Aside from the fact that the Attorney General did not "certif[y] to the Superior Court
28
that the appeal is not taken for purpose of delay and that the evidence is a substantial proof of
-2-
a fact material in the proceeding" - which will not necessarily defeat jurisdiction, see U.S. v.
2 Becker, 929 F.2d 442, 445 (9th Cir. 1991) (finding that failure to certify pursuant to
3 analogous federal statute is correctable at the court's discretion) - this statute is clearly
4
inapplicabJe to the present case. (continuation omitted.)
5
6. Commonwealth v. Pua, 2006 MP 19,16 shall read as follows:
6
,16 Furthennore, we are not the first court to find mandamus jurisdiction may be
7
8 accorded even when appellate jurisdiction is lacking. In u.s. v. Barker, 1 F.3d 957, 959 (9th
9 Cir. 1989), the Ninth Circuit held that where the Government had plead in the alternative for
to
1) jurisdiction pursuant to 18 U.S.c. § 3731 (the federal analog to our 6 CMC § 8101), or 2)
II
mandamus relief, even though no jurisdiction could be had under 18 U.S.C. § 3731,
12
13
mandamus relief was still available due to the gravity of issue. See also u.s. v. Col/amore,
14 868 F.2d 24, 30 (1 s