Roman v. PNC Financial
CourtSupreme Court of South Carolina
Date FiledNovember 4, 2026
Docket2026-000713
StatusUnpublished
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Full Opinion
THIS OPINION HAS NO PRECEDENTIAL VALUE. IT SHOULD NOT BE
CITED OR RELIED ON AS PRECEDENT IN ANY PROCEEDING
EXCEPT AS PROVIDED BY RULE 268(d)(2), SCACR.
THE STATE OF SOUTH CAROLINA
In The Supreme Court
Ex parte: Gregg Roman and Gravitas Synergy Solutions,
LLC, Petitioners,
v.
PNC Financial Services Group, Inc. d/b/a PNC Bank,
Renee S. Beach, Phillip Beach, Robin Beach, Savannah
Tuten, and Seth Tuten, Respondents.
In re: Renee S. Beach, Phillip Beach, Robin Beach,
Savannah Tuten, and Seth Tuten, Plaintiffs,
v.
Gregory M. Parker, Gregory M. Parker, Inc. d/b/a
Parker's Corporation, Blake Greco, Jason D'Cruz, Vicky
Ward, Max Fratoddi, Henry Rosado, and Private
Investigation Services Group, LLC, Defendants.
Appellate Case No. 2026-000713
ORIGINAL JURISDICTION
Memorandum Opinion No. 2026-MO-016
Submitted July 29, 2026 β Filed November 4, 2026
REVERSED
Taylor Meriwether Smith, IV, of Meriwether Law, LLC,
of Columbia, for Petitioners.
Mark Brandon Tinsley, of Gooding & Gooding, PA, of
Allendale; Roberts "Tabor" Vaux, Jr., of Vaux Marscher
Berglind, P.A., of Bluffton; and John S. Nichols, of
Bluestein Thompson Sullivan, LLC, of Columbia, for
Respondents Renee S. Beach, Phillip Beach, Robin Beach,
Savannah Tuten, and Seth Tuten.
PER CURIAM: We agreed to hear Petitioners' complaint for injunctive relief in our
original jurisdiction. Petitioners seek to prevent PNC Financial Services Group
(PNC) from complying with a subpoena requesting Petitioners' financial records
issued by Plaintiffs1 to PNC in the underlying action. We find a writ of certiorari
offers a more appropriate way to address the circuit court's denial of Petitioners'
motion to quash the subpoena. We, therefore, issue a common law writ of certiorari
and, because we find the subpoena overly broad, reverse the decision of the circuit
court.
The underlying action alleges that Defendants engaged consultants and investigators
in an attempt to affect the public perception in a Dram Shop case against Defendants
involving the death of Mallory Beach and to harass and discourage Plaintiffs from
continuing the Dram Shop case. Petitioner Roman is alleged to have to worked for
Defendants in their public relations and harassment campaign. Petitioners are not
parties to the underlying action, nor is PNC.
The subpoena to PNC requested:
Any and all financial account records and statements (including but not
limited to: account opening documents, signature cards, power of
attorney documents, monthly statements, front and back copies of all
cancelled checks, deposit tickets, checks in deposit, withdrawal tickets,
cashier's checks, courtesy checks, wire transfers, online or internet
transfers, alerts on the account or account holder(s), suspicious activity
reports, account closure documents, etc.) related to any [PNC] accounts
in the name of [Petitioners] for the time period of February 24, 2019 to
1
Plaintiffs in the underlying action are Respondents in this matter. However, we
refer to them here as Plaintiffs.
present including any account that has been closed or deactivated
during said time period.
Petitioners moved to quash the subpoena and to reconsider the denial of the motion
to quash or, alternatively, for a protective order. The circuit court denied the
motions.
A common law writ of certiorari is a remedy to correct errors of law made by a lower
court. Jacoby v. S.C. Bd. of Naturopathic Exam'rs, 219 S.C. 66, 88, 64 S.E.2d 138,
148 (1951). This Court will not generally accept matters on a writ of certiorari that
can be entertained in the trial court or on appeal. In re Breast Implant Prod. Liab.
Litig., 331 S.C. 540, 543 n.2, 503 S.E.2d 445, 447 n.2 (1998). However, an order
directing a non-party to submit to discovery is not immediately appealable. Ex parte
Whetstone, 289 S.C. 580, 580, 347 S.E.2d 881, 881 (1986); see also Ex parte Wilson,
367 S.C. 7, 13β14, 625 S.E.2d 205, 208 (2005) (holding an order quashing a
subpoena duces tecum issued to a non-party prior to commencement of enforcement
of a judgment is not immediately appealable). A non-party may comply with a
discovery order and waive any right to challenge it on appeal or refuse to comply
with the order, be cited for contempt, and appeal the contempt order. Ex parte
Whetstone, 289 S.C. at 580, 347 S.E.2d at 881β82; Tucker v. Honda of S.C. Mfg.,
Inc., 354 S.C. 574, 577, 582 S.E.2d 405, 407 (2003).
In this case, requiring a contempt charge before an appeal may be taken is
complicated by the fact that the subpoena was issued to a third party. In order to
protect disclosure of the financial records, PNC, a third party, would have to refuse
to comply with the discovery order, be held in contempt, and appeal the contempt
order. Petitioners cannot force PNC to refuse to comply with the discovery order;
therefore, they cannot protect the information they seek to protect.
A common law writ of certiorari may be issued to review a discovery order where
exceptional circumstances exist. Oncology & Hematology Assocs. of S.C., LLC v.
S.C. Dep't of Health & Envtl. Control, 387 S.C. 380, 387, 692 S.E.2d 920, 924
(2010) (issuing a common law writ of certiorari where a party abused discovery by
submitting requests that were not remotely relevant to the resolution of the issue in
the case). Because Petitioners have no other adequate remedy to review the circuit
court's order denying the motion to quash the subpoena and protect the information
sought, which they plausibly assert could reveal sources Roman has paid for
sensitive information and lead to physical harm to Roman and/or his sources,
extraordinary circumstances exist to warrant the issuance of a common law writ of
certiorari in this matter.
Rule 26(b)(1), SCRCP, provides, unless otherwise limited by order of the court,
"[p]arties may obtain discovery regarding any matter, not privileged, which is
relevant to the subject matter involved in the pending action." (Emphasis added).
The information must be relevant not only to the general subject matter of the
litigation, but also relevant specifically to the issues involved in the litigation.
Laffitte v. Bridgestone Corp., 381 S.C. 460, 475, 674 S.E.2d 154, 163 (2009).
If the discovery process threatens to become abusive or creates particularized harm
to a litigant or third party, an order may be issued "to protect a party or person from
annoyance, embarrassment, oppression, or undue burden by expense." Rule 26(c),
SCRCP; Hamm v. S.C. Pub. Serv. Comm'n, 312 S.C. 238, 241β42, 439 S.E.2d 852,
854 (1994). If a person requesting a protective order shows a particularized harm
that will be caused by allowing the discovery, the opposing party has the burden of
showing the information sought is "relevant and necessary" to the case, and the party
seeking the information must "demonstrate with specificity exactly how the lack of
information will impair the presentation of the case on the merits to the point that an
unjust result is a real, rather than a merely possible, threat." Hollman v. Woolfson,
384 S.C. 571, 577β78, 683 S.E.2d 495, 498 (2009). The Court will then weigh the
factors of whether the information sought is "relevant and necessary" evidence
against any particularized harm the opposing party may suffer and whether there are
reasonable alternatives available to discover the information. Id.; see also Oncology
& Hematology Assocs. of S.C., LLC, 387 S.C. at 387, 692 S.E.2d at 924 (noting that
although the scope of discovery is broad, "there are limits, which we see trial courts
generally unwilling to recognize and enforce").
The over-six-year period of the request begins on the date of the death of Mallory
Beach. Petitioners contend the request for all of their financial transactions from
that date to the present is overly broad. We agree.
Plaintiffs cannot show how all of Petitioner's financial records for over six years are
relevant to the underlying action. The request is not limited to transactions involving
Defendants to prove Petitioners assisted Defendants in their campaign to undermine
Petitioners in the Dram Shop case. Further, the production of the records would
certainly reveal personal and professional information that is in no way relevant to
the underlying action and could be embarrassing to harmful to Petitioners. Because
the subpoena could be significantly narrowed to request only information relevant
to the underlying action, Plaintiffs have an alternative to obtain the information
sought. Accordingly, we reverse the decision of the trial court denying Petitioners'
motion to quash the subpoena on the ground that it was overly broad. Any new
subpoena issued by Plaintiffs to PNC for Petitioners' transactions must be
appropriately limited to transactions related to the underlying case.
In light of our disposition of the case, it is not necessary to address Petitioners'
arguments concerning violation of the Reporter's Shield Law2 and Due Process. See
Futch v. McAllister Towing of Georgetown, Inc., 335 S.C. 598, 613, 518 S.E.2d 591,
598 (1999) (holding an appellate court need not address remaining issues when its
determination of a prior issue is dispositive of the appeal).
REVERSED.
KITTREDGE, C.J., JAMES, HILL and VERDIN, JJ., concur.
2
S.C. Code Ann. Β§ 19-11-100 (2014) (providing a qualified privilege against
disclosure of any information, document, or item obtained or prepared in the
gathering or dissemination of news and compelling disclosure only if the privilege
is waived or (1) is material and relevant to the controversy for which the testimony
or production is sought; (2) cannot be reasonably obtained by alternative means; and
(3) is necessary to the proper preparation or presentation of the case of a party
seeking the information).