Irma Herrera v. United States
CourtCourt of Appeals for the Seventh Circuit
Date FiledAugust 14, 2026
Docket25-2428
StatusPublished
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Full Opinion
In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 25-2428
IRMA HERRERA,
Plaintiff-Appellant,
v.
UNITED STATES OF AMERICA,
Defendant-Appellee.
____________________
Appeal from the United States District Court for the
Northern District of Illinois, Eastern Division.
No. 1:20-cv-05238 — Franklin U. Valderrama, Judge.
____________________
ARGUED MAY 19, 2026 — DECIDED AUGUST 14, 2026
____________________
Before BRENNAN, Chief Judge, and ST. EVE and KOLAR, Cir-
cuit Judges.
PER CURIAM. Irma Herrera alleges her obstetricians com-
mitted medical malpractice when she gave birth at a commu-
nity health clinic in Chicago. She sued them in state court,
seeking damages for her serious injuries. But the health clinic
receives federal funding, so Herrera’s only remedy runs
against the United States under the Federal Tort Claims Act.
See 42 U.S.C. § 233(a), (g). The Attorney General removed
2 No. 25-2428
Herrera’s case to federal court after certifying that the doctors
were acting within the scope of their employment at the time
she was injured. Id. § 233(c).
The district court dismissed her case for failure to exhaust
her administrative remedies. 28 U.S.C. § 2401(b). Seeking to
save her claim, Herrera complied with the Westfall Act’s sav-
ing provision, id. § 2679(d)(5), returned to federal court, and
filed this case.
In Evans v. United States, this court considered a procedur-
ally identical, and factually similar, case. 132 F.4th 473, 475–
79 (7th Cir. 2025). Evans holds that the saving provision of the
Westfall Act does not apply to medical malpractice cases re-
moved under 42 U.S.C. § 233(c). Id. 1 So, the district court dis-
missed Herrera’s case. But she contends Evans was wrongly
decided, raising statutory arguments not presented to the
panel in that case.
We decline to overrule Evans. The doctrine of stare decisis
“promotes the evenhanded, predictable, and consistent devel-
opment of legal principles, fosters reliance on judicial deci-
sions, and contributes to the actual and perceived integrity of
the judicial process.” Joy v. Penn-Harris-Madison Sch. Corp., 212
F.3d 1052, 1065 (7th Cir. 2000) (quoting Payne v. Tennessee, 501
U.S. 808, 827 (1991)). This court overturns its own recent prec-
edent only when given a “compelling reason to do so.”
1 “Saving, not savings, is the precise word for a statutory provision
exempting from coverage something that would otherwise be included.”
McCarthan v. Dir. of Goodwill Indus.-Suncoast, Inc., 851 F.3d 1076, 1081–82
(11th Cir. 2017) (quoting BRYAN A. GARNER, GARNER’S DICTIONARY OF
LEGAL USAGE 797 (3d ed. 2011)) (citation modified). For consistency, we
use “saving provision” throughout, even though Evans used “savings pro-
vision” and “savings clause” interchangeably. 132 F.4th at 475–76.
No. 25-2428 3
Bethesda Lutheran Homes and Servs., Inc. v. Born, 238 F.3d 853,
858 (7th Cir. 2001). Herrera has not pointed to any such rea-
sons; she simply argues that Evans was wrongly decided.
Without more, we choose to stand by our prior panel prece-
dent.
As we have reminded members of the medical malpractice
bar before, it is “no secret” whether a clinic or its doctors “may
be sued for malpractice only under the Federal Tort Claims
Act.” Arteaga v. United States, 711 F.3d 828, 834 (7th Cir. 2013).
The Health Resources and Services Administration maintains
a database of all clinics and health centers “deemed” employ-
ees of the Public Health Service—meaning the remedy for
torts committed by their employees may lie only against the
United States under the Federal Tort Claims Act. See Federal
Tort Claims Act Search Tool, HRSA DATA WAREHOUSE (last ac-
cessed July 14, 2026), https://data.hrsa.gov/topics/health-cen-
ters/ftca-search-tool; see also 42 U.S.C. § 233(g). To avoid Her-
rera’s fate, this database should be the first stop for plaintiffs’
attorneys dealing with similar cases.
AFFIRMED
4 No. 25-2428
BRENNAN, Chief Judge, dissenting. At twenty-three-years of
age, Irma Herrera was forced to have a hysterectomy after she
gave birth to her third child. She alleges that negligent care by
her obstetricians during and after her delivery caused her to
suffer a “massive hemorrhage” and organ failure due to shock
from the bleeding. So, she sued them in state court, alleging
they committed medical malpractice.
Five months after Herrera filed suit, an unexpected party
intervened: the United States of America. As it turned out, the
clinic where Herrera gave birth received federal funding from
the U.S. Public Health Service. That meant the clinic had been
“deemed … an employee of the Public Health Service” under
42 U.S.C. § 233(g), so Herrera’s only remedy ran against the
United States under the Federal Tort Claims Act. See id.
§ 233(a).
What happened next is the crux of the dispute in this case.
The U.S. Attorney for the Northern District of Illinois certified
that Herrera’s doctors were acting within the scope of their
employment when they treated her and removed the case to
federal court, as 42 U.S.C. § 233(c) permits. Then, he averred
that “the United States is substituted as the defendant in lieu
of” the individual defendants. 1 Now proceeding in federal
court, the government moved to dismiss Herrera’s case be-
cause she did not exhaust her administrative remedies. See 28
U.S.C. § 2401(b) (“A tort claim against the United States shall
be forever barred unless it is [timely] presented … to the ap-
propriate Federal agency.”). The court granted that motion.
Herrera is not the first person to have been surprised that
her tortfeasor qualified as a government agent. Indeed, this
1 Notice of Removal, No. 1:19-cv-02966, Dkt. 1 at 3 (N.D. Ill. 2019).
No. 25-2428 5
problem can be traced back over sixty years to the early days
of the Federal Tort Claims Act. See, e.g., Whistler v. United
States, 252 F. Supp. 913, 914–15 (N.D. Ind. 1966). That is why
Congress added a saving provision to the Westfall Act (for-
mally known as the Federal Employees Liability Reform and
Tort Compensation Act of 1988, Pub. L. No. 100-694). If a
plaintiff mistakenly files in state court first because she as-
sumes her tortfeasors are private citizens, her claim “shall be
deemed to be timely presented … if … the claim would have
been timely had it been filed on the date the underlying civil
action was commenced” and if the plaintiff presents her claim
“to the appropriate Federal agency within 60 days after dis-
missal of the civil action.” 28 U.S.C. § 2679(d)(5).
Hoping to take advantage of the saving provision, Herrera
complied with its terms to the letter. Once her administrative
claim was denied, she filed this suit in federal court, arguing
her claim should be deemed timely.
While her suit was pending, this court decided Evans v.
United States, 132 F.4th 473 (7th Cir. 2025). There, the court
held that the saving provision did not apply to cases removed
from state court under the 42 U.S.C. § 233(c). Id. at 475. That
is because the Westfall Act does not govern in cases “when the
government deems the sued medical professional to be a fed-
eral employee, certifies that he was acting within the scope of
his employment, and replaces him as a party under” § 233. Id.
But I see a fatal flaw with this holding: it is not possible for
the United States to automatically replace individual defend-
ants under § 233 alone. Asking us to overturn Evans, Herrera
observes that the plain text of the statute contains no language
permitting substitution of the United States as a defendant in
medical malpractice tort actions. That sets it apart from the
6 No. 25-2428
Westfall Act, which contains express language mandating
substitution: “the United States shall be substituted as the
party defendant.” 28 U.S.C. § 2679(d)(2). So, the Evans deci-
sion was built on an assumption that lacked support in the
operative statute.
I respectfully dissent because I believe Evans should be
overruled. The plain text of the statute, read in tandem with
the Westfall Act, shows that any time the United States auto-
matically substitutes itself as the defendant in a medical mal-
practice tort action, it does so under the Westfall Act. That
means that act’s saving provision applies.
This opinion proceeds in three parts. First, I outline the
history of exclusivity provisions applied to the Federal Tort
Claims Act, which provides necessary background for under-
standing the statute here. Next, and importantly, I explain
why the plain text of 42 U.S.C. § 233(c) contravenes Evans. Fi-
nally, I discuss why the principle of stare decisis does not
counsel against overturning Evans. The “compelling reason”
justifying a departure from precedent is that—without no-
tice—the government changed its policy in cases removed un-
der § 233(c). That incorrectly led us to incorporate this policy
change into our law. This court should not surrender its pre-
rogative to “say what the law is” to the Executive Branch.
Loper Bright Enters. v. Raimondo, 603 U.S. 369, 385 (2024) (quot-
ing Marbury v. Madison, 1 Cranch 137, 177 (1803)).
I
A
Congress enacted the Federal Tort Claims Act (the FTCA
or the Act) in 1946. Pub. L. No. 79-601, §§ 401–24, 60 Stat. 812,
842–47 (1946). The “product of nearly thirty years of
No. 25-2428 7
congressional consideration,” Indian Towing Co. v. United
States, 350 U.S. 61, 68 (1955), this Act “streamlined litigation
for parties injured by federal employees acting within the
scope of their employment.” Brownback v. King, 592 U.S. 209,
211 (2021).
At first, the Act was not exclusive. Cf. Levin v. United States,
568 U.S. 503, 506–07 (2013). It “afforded tort victims a remedy
against the United States, but did not preclude [suits] against
individual tortfeasors.” Id. at 507. In other words, Congress
had not immunized these federal employees from tort liabil-
ity; it simply supplied a deeper pocket for recovery.
That changed in 1961. Congress began experimenting with
immunizing tortfeasors from personal liability in the Federal
Drivers Act. Pub. L. No. 87-258, 75 Stat. 539 (1961). The Driv-
ers Act made the FTCA action against the United States
“exclusive” for torts “resulting from the operation by any em-
ployee of the Government of any motor vehicle while acting
within the scope of his office or employment.” Id.
Beyond its immunity provisions, the Drivers Act had to
address a critical procedural challenge. Many victims did not
know that the driver who caused their injuries was a federal
employee. And even if they did, they might not be sure that
the employee was acting within the scope of his employment
at the time of the incident. Both strategic and unwitting plain-
tiffs, then, would sue the tortfeasor in state court first. The for-
mer could extensively litigate whether the employee acted
within the scope of his employment in state court, foiling
Congress’s choice to funnel such suits into federal court. And
the latter might accidentally forfeit their only remedy by fail-
ing to follow the FTCA’s statute of limitations.
8 No. 25-2428
Congress’s solution to this problem was the two-pronged
“scope certification” and removal procedure. See Hui v. Cas-
taneda, 559 U.S. 799, 810–11 (2010). When a case filed in state
court should have been filed as an FTCA action in federal
court, the Attorney General first certifies that “the defendant
employee was acting within the scope of his employment at
the time of the incident out of which the suit arose.” 28 U.S.C.
§ 2679(d) (1982 ed.). Upon such certification, the action then
“shall be removed without bond at any time before trial” to
the appropriate federal district court. Id.
At that point, “the proceedings [are] deemed a tort action
brought against the United States” under the FTCA and “all ref-
erences thereto.” Id. (emphasis added). The Drivers Act did
not, however, reference substituting the United States as the
defendant. The only language in the statute that could author-
ize such a change is the “deem[ing]” provision. Id.
B
Throughout the next two decades, Congress enacted more
immunity provisions based on the Drivers Act. Most of these
provisions were identical, or nearly identical, to that act. See,
e.g., Pub. L. No. 89-311, § 6, 79 Stat. 1156–57 (1965) (medical
professionals in the Department of Veterans Affairs, today
codified at 38 U.S.C. § 7316); Pub. L. No. 94-464, 90 Stat. 1985–
89 (1976) (the Gonzalez Act, covering military medical profes-
sionals, codified at 10 U.S.C. § 1089 & 51 U.S.C. § 20137); Pub.
L. No. 96-465, § 2201, 94 Stat. 2153–57 (1980), codified at 22
U.S.C. § 2702 (State Department officials); Pub. L. No. 98-525,
§ 1631, 98 Stat. 2646–47 (1984) (torts related to radiation from
atomic weapons testing programs); Pub. L. No. 99-661, § 1356,
100 Stat. 3996–98 (1986), codified at 10 U.S.C. § 1054 (military
No. 25-2428 9
legal malpractice). All these statutes contained the same scope
certification and removal procedures for state court cases.
In 1970, Congress replicated the text of the Drivers Act for
employees of the Public Health Service—the statute relevant
here. The Service, a collection of federal agencies, organizes
public health initiatives throughout the country and runs sev-
eral government-owned hospitals and research institutes. See
About Us, COMMISSIONED CORPS OF THE U.S. PUBLIC HEALTH
SERVICE (last accessed July 14, 2026), https://www.usphs.gov/.
So, Congress amended the Public Health Service Act (PHSA)
to immunize the Service’s employees against medical mal-
practice claims. Pub. L. No. 91-623, § 4, 84 Stat. 1870–71 (1970).
The language in the PHSA amendments is virtually the
same as the Drivers Act. Upon certification and removal, a
case against a covered employee is “deemed a tort action
brought against the United States under the provisions of title
28 and all references thereto.” 42 U.S.C. § 233(c). This statute
also includes no language regarding substitution.
C
Before 1988, then, Congress had enacted a patchwork of
provisions immunizing a few pockets of federal employees
from tort liability. That changed with the Westfall Act. Using
the Federal Drivers Act as a framework, Congress made the
FTCA remedy exclusive for all cases against all employees of
the federal government who commit torts in the scope of their
employment. 28 U.S.C. § 2679(b).
In some ways, the Westfall Act perfectly replicated the im-
munity provisions that came before. In other ways, it made
meaningful changes. No portion of that act reflects this more
than the scope certification procedures in § 2679(d)(1)–(2).
10 No. 25-2428
Most previous immunity provisions allowed scope certifica-
tion and removal only in cases first filed in state court, but the
Westfall Act added one for cases filed against individual de-
fendants in federal court. Id. § 2679(d)(1). And though the
Westfall Act included the traditional language about the ac-
tion being “deemed to be an action or proceeding brought
against the United States” after removal, it also added new
language saying that “the United States shall be substituted
as the party defendant.” Id. § 2679(d)(2).
The only pre-Westfall Act immunity provision sharing
both features was the National Swine Flu Immunization Pro-
gram of 1976. Pub. L. No. 94-380, § 2, 90 Stat. 1113–17. Also
known as the “Swine Flu Act,” this statute piloted the use of
federal scope certification procedures and automatic, manda-
tory substitution of the United States as defendant in all ac-
tions involving scope certification. Brown v. United States, 715
F.2d 463, 465, 467–68 (9th Cir. 1983). On this one point, the
Westfall Act had more in common with the Swine Flu Act
than its direct predecessor, the Drivers Act.
Congress made one final change in the Westfall Act, rele-
vant here. It added a saving provision, id. § 2679(d)(5), which
solved the long-standing “quandary in which a plaintiff may
find himself if he has no reason to suspect that the defendant
[tortfeasor] is a government employee.” Houston v. USPS, 823
F.2d 896, 901 (5th Cir. 1987). Federal courts had long applied
the FTCA’s statute of limitations to these cases, so Congress
intervened to fix the problem through the saving provision.
Crucially, the Westfall Act’s saving provision expressly
tied relief to substitution—not to removal or certification. By
its plain terms, it applies whenever “an action or proceeding
in which the United States is substituted as the party defendant
No. 25-2428 11
under this subsection is dismissed” for failure to exhaust ad-
ministrative remedies. 28 U.S.C. § 2679(d)(5) (emphasis
added). Under the Westfall Act, of course, removal, certifica-
tion, and substitution go together—in cases where the plain-
tiff does not request judicial review of the government’s scope
certification, “the United States must be substituted as the de-
fendant.” Osborn v. Haley, 549 U.S. 225, 241 (2007) (emphasis
added). 2
In sum, if a plaintiff sues a government employee in state
court, and if the Attorney General certifies that the employee
was acting within the scope of employment under the West-
fall Act, the United States is automatically substituted as the
defendant in place of the employee. This case asks whether
the last step is also true under the Westfall Act’s predecessors.
D
When Congress enacted the Westfall Act, it chose not to
repeal any of the preexisting immunity provisions. That in-
cludes the 1970 amendments to the PHSA, found at 42 U.S.C.
§ 233. How the Westfall Act interacts with those statutes has
been a source of controversy since it was first enacted. See
United States v. Smith, 499 U.S. 160, 169–173 (1991).
2 Throughout this dissent, I describe Westfall Act substitution as “au-
tomatic.” I recognize that the Supreme Court has held that substitution
might not proceed when plaintiffs challenge the Attorney General’s scope
certification decision. Gutierrez de Martinez v. Lamagno, 515 U.S. 417, 434
(1995). Still, the Court noted in Lamagno that such cases are “unusual” be-
cause “the United States, by certifying, is acting against its financial inter-
est, exposing itself to liability.” Id. at 427. In most cases, then, it is fair to
call this kind of substitution “automatic,” as the Court indicated in Osborn.
549 U.S. at 246.
12 No. 25-2428
The issues raised by § 233 are becoming more salient be-
cause Congress has dramatically expanded the statute’s
scope. Though Congress has not amended the original skele-
ton since enactment in 1970, see § 233(a)–(f), it added several
pieces through the Federally Supported Health Centers Assis-
tance Act and subsequent legislation. Pub. L. No. 102-501, 106
Stat. 3268–72 (1992). Prompted by “concern[s] about the level
of malpractice premiums for federally-funded neighborhood
health centers,” Evans, 132 F.4th at 478, this act created a pro-
cedure for deeming clinics and their doctors “employee[s] of
the Public Health Service,” allowing any medical malpractice
claims to run against the United States. 42 U.S.C.
§ 233(g)(1)(A).
Over time, this statute has ballooned into a complex
“thicket,” which “is hardly a model of clarity.” Blumberger v.
Tilley, 115 F.4th 1113, 1126 (9th Cir. 2024). Adding complexity
is the fact that the number of “deemed” health clinics and em-
ployees covered by this statute has grown exponentially in the
last decade. This court noted in 2013 that there were “at least
three such centers in Chicago besides” the one involved in
that case. Arteaga v. United States, 711 F.3d 828, 834 (7th Cir.
2013). That number has increased fivefold. See “Federal Tort
Claims Act Search Tool,” HRSA Data Warehouse (last ac-
cessed July 14, 2026), https://data.hrsa.gov/topics/health-cen-
ters/ftca-search-tool. In this circuit alone, there are nearly
eighty “deemed” clinics, indicating that this statute is poised
to become more prominent over time. Id.
II
This case presents the question of whether the United
States can be automatically substituted as the party defendant
under 42 U.S.C. § 233(c). As the government admits, only one
No. 25-2428 13
piece of the statute could accomplish this: the language stat-
ing that after certification and removal, the proceedings are
“deemed a tort action brought against the United States.” Id.
Herrera contends that § 233(c) does not contain the manda-
tory substitution language added to the Westfall Act—“the
United States shall be substituted”—so the “deeming” provi-
sion cannot facilitate “substitution.”
To make that call, we must determine the ordinary or legal
meaning of the phrase “deemed a tort action brought against
the United States.” Craig v. City of Richmond, 179 F.4th 535, 540
(7th Cir. 2026). This court did not consider that issue in Evans;
it assumed the government can “substitute[] itself as a de-
fendant under § 233(c)” alone. Evans, 132 F.4th at 478; see also
id. at 475, 479.
Both the text and the statutory history challenge that
assumption. A case “deemed” a tort action brought against
the United States is one that satisfies the jurisdictional re-
quirements of the Federal Tort Claims Act without literally
substituting the United States as defendant. To read it any
other way renders that language superfluous and contradicts
historical practice.
A
I begin with the plain text of 42 U.S.C. § 233(c). But because
that statute is nearly identical to both the Westfall Act and the
historical exclusivity provisions discussed above, § 233
should be read in pari materia with these other provisions.
ANTONIN SCALIA & BRYAN A. GARNER, READING LAW: THE
INTERPRETATION OF LEGAL TEXTS 252–55 (2012).
Further, the Westfall Act amended the Federal Drivers
Act. Those statutes share many similarities, so the
14 No. 25-2428
“Reenactment Canon” of interpretation also applies. Id. at
256–60. This canon directs interpreters to look at “statutory
history” and consider whether Congress reenacted the
same language or made significant changes. If the latter,
any change “is presumed to entail a change in meaning.”
Id. at 256. As the Supreme Court has said, “if a word is ob-
viously transplanted from another legal source, whether
the common law or other legislation, it brings the old soil
with it.” Sekhar v. United States, 570 U.S. 729, 733 (2013).
Finally, I note the importance of the canon against sur-
plusage and the presumption of consistent usage. See Su-
pervalu, Inc. v. United Food and Comm. Workers Unions and
Empls. Midwest Pension Fund, 155 F.4th 913, 927–28 (7th Cir.
2025). Though evidence in the text of a statute can rebut
these presumptions, courts generally assume that similar
language in related statutes mean the same thing. Id. So too
do we presume different words mean different things—es-
pecially when they are used in the same sentence.
With these interpretive principles in mind, I start by
comparing the text of the two statutes. The PHSA amend-
ment, 42 U.S.C. § 233(c), says that upon scope certification,
a case commenced in state court:
shall be removed [to federal court] … and the
proceeding deemed a tort action brought
against the United States under the provi-
sions of title 28 and all references thereto.
The Westfall Act, 28 U.S.C. § 2679(d)(2), is largely the same,
but it adds a key phrase. After scope certification, the case:
shall be removed [to federal court] …. Such
action or proceeding shall be deemed to be an
No. 25-2428 15
action or proceeding brought against the
United States under the provisions of this title
and all references thereto, and the United States
shall be substituted as the party defendant.
The minor differences between the two statutes do not matter.
See SCALIA & GARNER, supra, at 256 (the reenactment canon
“does not apply to stylistic or nonsubstantive changes.”).
For our purposes, what matters are the major similarity
and difference. Both have a “deeming” provision. But only
the Westfall Act has a clause on mandatory substitution.
This comparison raises the first doubt about Evans. If the
“deeming” provision facilitated substitution of the United
States as the defendant, why would Congress (1) keep that
provision in the Westfall Act, but (2) add that “the United
States shall be substituted” as defendant? Reading the statute
this way risks rendering the express substitution language in
the Westfall Act superfluous.
On the text of these statutes, I see no reason to read the
deeming provisions as meaning different things. So, I pre-
sume consistent usage of “deemed” across § 233(c) and the
Westfall Act. This is especially justified because the Federal
Drivers Act, the predecessor to both § 233 and § 2679, also
used the same word in the same context. It would be strange
to assume Congress changed the phrase’s meaning when it
reenacted the same language in both places.
Consider now the ordinary and legal meaning of “deem.”
When a court “deems” something to be true, it makes it so—
even if it is not literally true. Deem, BLACK’S LAW DICTIONARY
(4th ed. 1968) (“To hold; consider; adjudge; … determine; treat
as if; construe.”) (emphasis added). That comports with the
16 No. 25-2428
ordinary meaning of the term: “to come to view, judge, or
classify after some reflection,” or “hold.” Deem, WEBSTER’S
THIRD NEW INT’L DICTIONARY 589 (1966). 3 In other words,
when a court “deems” something to be true, it creates a legal
fiction. It would be odd to assume a case “deemed to be an
action brought against the United States” must become one in
fact.
To see this point, turn to the other two places the word
“deem” is used in this statutory scheme. 42 U.S.C. § 233(g)
and (o)–(q) allows the Attorney General to “deem” people,
and even organizations, as “employees” of the Public Health
Service, although they are not literal employees of the agency
(and some are not even human beings). And the Westfall Act
saving provision allows a claim to “be deemed to be timely pre-
sented.” 28 U.S.C. § 2679(d)(5) (emphasis added). Of course,
such a claim does not satisfy the literal terms of the Federal
Tort Claims Act’s statute of limitations. Id. § 2401. Rather, it is
“treat[ed] as if” it is timely. Deem, BLACK’S LAW DICTIONARY
(4th ed. 1968). That is the whole point of “deeming” some-
thing to be true—it makes it so in fiction, not in fact.
Putting these points together, the best interpretation of the
deeming provision is that it does not automatically substitute
the United States as the defendant in removed actions. In-
stead, it does the exact opposite. It allows cases to proceed in
federal court after scope certification and removal, even when
3 The definition of “deem” has remained stable over time, but I rely
on dictionaries from the time § 233 was enacted. See United States v.
Wooden, 174 F.4th 551, 558 (7th Cir. 2026). Its current definition supports
my point even more directly: to “deem” is to “treat (something) as if (1) it
were really something else, or (2) it has qualities that it does not have.”
Deem, BLACK’S LAW DICTIONARY (12th ed. 2024).
No. 25-2428 17
the United States has not been substituted as the party de-
fendant.
B
Unsurprisingly, the statutory history supports the plain
meaning of the text. For decades, courts deciding cases under
federal tort immunity provisions did not act as if automatic
substitution was available under the removal provisions.
Though substitution did occur, it proceeded through “the or-
dinary rules of … procedure,” Hui, 559 U.S. at 811, including
motions made under the Federal Rules of Civil Procedure to
add the United States as a defendant. For a few illustrative
examples, see Certain Underwriters at Lloyd’s v. United States,
511 F.2d 159, 161 (5th Cir. 1975) (PHSA); Flickinger v. United
States, 523 F. Supp. 1372, 1373–74 (W.D. Pa. 1981) (same); Kel-
ley v. United States, 568 F.2d 259, 261–64 (2d Cir. 1978) (Drivers
Act); Tazelaar v. United States, 558 F. Supp. 1369, 1370 (N.D. Ill.
1983) (same); Benitez v. Presbiterian Hosp., 539 F. Supp. 470, 471
(D.P.R. 1982) (Veterans Affairs statute); Lewis v. Schacher, No.
86-3865, 1986 WL 10803 (E.D. Pa. 1986) (Gonzalez Act). See also
Smith, 499 U.S. at 162–63 (substitution by motion).
Most strikingly, there were several cases in which the
United States was not added as a defendant at all. This fact is
particularly strong evidence that the “deeming” provision
does not provide for automatic substitution. A longstanding
principle of cases under the Federal Tort Claims Act is that
“an agency or government employee cannot be sued eo nom-
ine,” or by its own name, under the Act. Galvin v. OSHA, 860
F.2d 181, 183 (5th Cir. 1988). This requirement is jurisdictional.
Id.; see also F.D.I.C. v. Meyer, 510 U.S. 471, 476–77 (1994). The
grant of jurisdiction for FTCA claims authorizes “civil actions
on claims against the United States.” 28 U.S.C. § 1346(b)(1)
18 No. 25-2428
(emphasis added). There is no such thing as an “official capac-
ity” FTCA suit; the action must run against the United States.
Plaintiffs cure these defects through a motion to amend
the complaint under Rule 15. Jackson v. Kotter, 541 F.3d 688,
693–97 (7th Cir. 2008); City of Whittier v. U.S. Dep’t of Just., 598
F.2d 561, 562–64 (9th Cir. 1979). Currently, if a plaintiff sues
an individual defendant in federal court, and the attorney
general does not engage in scope certification, see 28 U.S.C.
§ 2679(d)(1), the action will be dismissed for lack of subject
matter jurisdiction absent an amended complaint.
Historically, though, in many cases the United States was
not substituted as a defendant at all after scope certification
and removal. See, e.g., Van Houten v. Ralls, 411 F.2d 940, 942
(9th Cir. 1969) (Drivers Act); McGowan v. Williams, 623 F.2d
1239, 1241 (7th Cir. 1980) (same); Wollman v. Gross, 637 F.2d
544, 546 (8th Cir. 1980) (same); Nasuti v. Scannell, 792 F.2d 264,
265 (1st Cir. 1986); Quilico v. Kaplan, 749 F.2d 480, 481 (7th Cir.
1984) (Veterans Affairs statute); Powers v. Schultz, 821 F.2d 295,
296 (5th Cir. 1987) (district court grants motion to substitute
in Gonzalez Act case, but no change in the case caption); Lien
v. Beehner, 453 F. Supp. 604, 605–06 (N.D.N.Y. 1978) (PHSA
case with no substitution). And in other cases, the court con-
sidered a motion to substitute many months after the govern-
ment removed the case. E.g., Apple v. Jewish Hosp. and Med.
Ctr., 570 F. Supp. 1320, 1322 (E.D.N.Y. 1983); Miller v. United
States, 741 F.2d 148, 151 (7th Cir. 1984).
If the deeming provision was supposed to facilitate substi-
tution, it did not do so in these cases. More importantly, such
cases should have been dismissed for lack of subject matter
jurisdiction. That they were not reveals the main effect of the
“deeming” provisions: they satisfied the FTCA’s
No. 25-2428 19
jurisdictional requirements without formally substituting the
United States as the defendant in the case. That comports with
the ordinary meaning of the text. Courts treat “deemed” cases
as if they satisfy the plain terms of the jurisdictional statute.
Some courts explicitly recognized the connection between
the deeming provision and FTCA jurisdiction. In Henderson v.
United States, for example, several injured plaintiffs sued a
government employee in Oklahoma state court under the
Federal Drivers Act. 429 F.2d 588, 589 (10th Cir. 1970). After
certification and removal, the government tried to dismiss the
case on statute of limitations grounds. 4 But the district court
denied the motion, and the Tenth Circuit affirmed. In its view,
the “deeming” language transformed the case, such that “the
United States became a party as a matter of law when the ac-
tion was filed in the state court, regardless of when it was for-
mally substituted as a party defendant.” Id. at 590–91. That is,
the text of the Drivers Act made the case run against the
United States independent of who was listed in the caption.
Nearly fifteen years later, this court adopted similar rea-
soning. In Miller v. United States, the government argued that
a suit was untimely “because plaintiff did not formally add
the United States as a party defendant until … more than six
months after” her administrative claim was filed. 741 F.2d at
151. The court disagreed. Noting the action was “deemed a
tort action brought against the United States … upon certifi-
cation and removal” (not substitution), the court held that
“the United States became a proper party to the action long
4 The conduct in Henderson occurred before the FTCA’s statute of lim-
itations was amended to require exhaustion of administrative remedies.
See Pub. L. No. 89-506, § 10, 80 Stat. 308 (1966).
20 No. 25-2428
before the statute of limitations expired.” Id. (citation modi-
fied). Miller survived in federal court for nearly six months
without the United States being added as a defendant, even
though that should have been a jurisdictional defect.
In this way, cases removed and certified under the pre-
Westfall Act immunity provisions became de facto “official
capacity FTCA suits,” even though such cases are not allowed
otherwise. This court recognized as much in McGowan v. Wil-
liams. 5 That case held that the FTCA’s statute of limitations
began running when the plaintiff filed in state court, not when
the government removed the case. 623 F.2d at 1240. Along the
way, the court cited the Tenth Circuit’s Henderson decision for
the proposition that the “Attorney General’s certification
means that the plaintiff can no longer sue the driver in his in-
dividual capacity.” Id. at 1242. This court expressly tied this
point to the deeming provision. Id.; see also Thomason v.
Sanchez, 539 F.2d 955, 958 (3d Cir. 1976) (the Drivers Act “had
the effect of limiting anyone injured by Sanchez in his official
capacity to a lawsuit under the [FTCA]” (emphasis altered)).
The government does point to two pre-Westfall Act cases
which may appear to involve automatic substitution under
the Federal Drivers Act. Carr v. United States, 422 F.2d 1007,
1009 (4th Cir. 1970), and United States v. Le Patourel, 571 F.2d
405, 406 and n.1 (8th Cir. 1978). But neither case describes how
substitution occurred. Without more, I assume that these
cases involved substitution by an independent motion—as
was the most common method at the time. See, e.g., Wilkinson
v. United States, 677 F.2d 998, 999, 1001 (4th Cir. 1982) (motion
5 The Supreme Court cited McGowan with approval in Lamagno, 515
U.S. at 425.
No. 25-2428 21
used for substitution); United States v. Slone, 405 F.2d 1033,
1034 (8th Cir. 1969) (same). And even if they did not, these
one-off examples would not overcome the weight of practice.
In contrast to these ambiguous examples, another statute
shows the importance of text authorizing substitution: the
Swine Flu Act. As noted above, this act was the only pre-West-
fall Act statute containing language about substitution. In the
early 1980s, the D.C. Circuit considered a mass tort suit about
the federal government’s hasty efforts to vaccinate people
against the Swine Flu. Hunt v. United States, 636 F.2d 580, 589–
90 (D.C. Cir. 1980); see also In re Swine Flu Immunization Prods.
Liab. Litig., 533 F. Supp. 703, 705 n.2 (D. Utah 1982) (summa-
rizing the nationwide litigation).
That court’s description of the Swine Flu Act noted the
statute’s “unique approach to the problem of liability” re-
quired treating “the United States [a]s a substitute defend-
ant.” Hunt, 636 F.2d at 591, 597. In a similar case, the Ninth
Circuit was even more explicit. Claims against manufacturers
covered by the act must “be brought against the United States,
utilizing the procedures of the Tort Claims Act, with the
United States substituting … as the party defendant.” Brown,
715 F.2d at 465. When it summarized the substitution clause,
the court bluntly observed, “The only reason why the United
States had to be named the defendant here is simply because
the Swine Flu Act says so.” Id. at 467–68. And in a footnote,
the court rejected the government’s attempt to equate the
Swine Flu Act with the Drivers Act and the other “federal mal-
practice immunity statutes.” Id. at 467 n.5.
Congress knew how to draft a statute unambiguously
providing for automatic substitution. It did so in the Swine
Flu Act, and again in the Westfall Act. But when it enacted the
22 No. 25-2428
latter, it chose not to amend the other pre-Westfall Act im-
munity statutes to make this procedure available. 6 Courts
should not amend the statute for Congress.
* * *
In pre-Westfall Act federal tort suits, courts did not often
consider the question of how, or whether, the United States
became a defendant. When they did, they confirmed the plain
meaning of the “deemed a tort action” language. Rather than
substituting the government as the defendant, the statute per-
mitted cases to proceed in federal court without substitution.
Of course, the “deeming” provision also made substitution
appropriate under the ordinary rules of civil procedure. Cf.
McGowan, 623 F.2d at 1242–44. But the whole point of the pro-
vision is that it obviated the need for such a change.
III
Evans assumed substitution could occur under § 233(c)
alone. But as I understand the plain meaning of that statute,
nothing in its text supports that assumption. That means the
opinion incorrectly held that the Westfall Act’s saving provi-
sion did not apply.
To be fair, the panel of our court that decided Evans is not
to blame. The fault for this confusion lies with the Executive
6 Congress did so for good reasons. For example, it avoided the exact
problem that the Supreme Court faced in Lamagno. Before proceeding with
the case in federal court under the Drivers Act, the Court exercised a gate-
keeping function, deciding whether the case should be remanded to state
court. Lamagno, 515 U.S. at 425–26; see also 28 U.S.C. § 2679(d) (1982 ed.);
Van Houten, 411 F.2d at 942–43 (determining scope of remand provision).
Congress removed the language creating that rule in the Westfall Act, but
that language remains in § 233(c).
No. 25-2428 23
Branch. At some point