State v. Sarria
CourtOregon Supreme Court
Date FiledSeptember 3, 2026
DocketS071459
JudgeMasih
StatusPublished
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Full Opinion
516 September 3, 2026 No. 37
IN THE SUPREME COURT OF THE
STATE OF OREGON
STATE OF OREGON,
Respondent on Review,
v.
COLTON JAMES GERRY SARRIA,
Petitioner on Review.
(CC 21CR41830; 22CR24774)
(CA A180013 (Control); A180014) (SC S071459)
En Banc
On review from the Court of Appeals.*
Argued and submitted June 5, 2025.
Emma Izaguirre, Deputy Public Defender, Oregon Public
Defense Commission, Salem, argued the cause and filed the
briefs for petitioner on review. Also on the briefs was Ernest
G. Lannet, Chief Defender, Criminal Appellate Section.
Jennifer S. Lloyd, Assistant Attorney General, Salem,
argued the cause and filed the brief for respondent on review.
Also on the brief were Dan Rayfield, Attorney General, and
Benjamin Gutman, Solicitor General.
MASIH, J.
The decision of the Court of Appeals is affirmed in part
and reversed in part. The judgment of the circuit court in
21CR41830 is affirmed. The judgment of the circuit court
in 22CR24774 is reversed, and that case is remanded to the
circuit court for further proceedings.
Masih, J., authored the majority opinion, in which
Bushong and James, JJ., joined, and in which Flynn, C.J.,
joined except as to “Part III-D,” and in which DeHoog, J.,
joined except as to “Parts III-A and B.”
______________
* On appeal from Union County Circuit Court, Thomas B. Powers, Judge.
335 Or App 201, 557 P3d 1155 (2024).
Cite as 375 Or 516 (2026) 517
Duncan, J., dissented and filed an opinion, in which
Garrett, J., joined, and in which Flynn, C.J., joined in “Part
II-C,” and in which DeHoog, J., joined in “Part II-A.”
518 State v. Sarria
MASIH, J.
ORS 135.335(3) provides that, with the consent of
the court and the state, a criminal defendant may enter a
conditional plea of guilty or no contest, reserving the right
on appeal “to a review of an adverse determination of any
specified pretrial motion.” In this consolidated criminal
case, defendant entered a conditional plea of guilty to the
charge of failure to appear on a criminal citation, reserving
the right to appeal the denial of his pretrial motion that
challenged the validity of the criminal citation. Defendant’s
pretrial motion, which sought dismissal of the failure-to-ap-
pear charge, asserted that the underlying criminal citation
was invalid because it had been issued by the court instead
of a peace officer, as defendant contended was required by
the statutes governing criminal citations. The trial court
denied defendant’s motion on the merits, ruling that the
underlying criminal citation was lawful.
On appeal, the state asserted that defendant’s chal-
lenge failed both for procedural reasons and on the merits.
The Court of Appeals did not reach the merits of defendant’s
challenge to the validity of the criminal citation. Instead,
it affirmed the trial court’s ruling on the state’s alternative
procedural ground, made for the first time on appeal, that
defendant’s motion to dismiss amounted to a challenge to
the sufficiency of the state’s anticipated proof and that such
a challenge is not a basis for pretrial dismissal in a criminal
case. State v. Sarria, 335 Or App 201, 202, 557 P3d 1155
(2024).
We allowed review to consider whether the Court
of Appeals erred in refusing to reach the merits of defen-
dant’s legal argument. As explained below, given the cir-
cumstances and trial court record in this case, reflecting
that the state raised no procedural objections to the pretrial
challenge and the trial court ruled on the merits, we conclude
that the answer to that question is yes. Additionally, as to
the merits of defendant’s challenge to the criminal citation,
we conclude that the citation was not lawfully issued under
the criminal citation statutes for purposes of the charge of
failure to appear. Accordingly, we reverse the decision of the
Court of Appeals in part, reverse the judgment of the circuit
Cite as 375 Or 516 (2026) 519
court, and remand that case to the circuit court for further
proceedings.1
I. BACKGROUND
In 2021, the state filed an information charging
defendant with unlawfully purchasing a firearm based on
evidence that, almost two years earlier, he had attempted
to purchase a firearm despite being prohibited from doing
so because of prior convictions. Along with the informa-
tion, the district attorney’s office filed a document captioned
“Affidavit in Support of Citation” and asked the trial court
to issue a citation to defendant to appear in court. The dis-
trict attorney’s office drafted, and the trial court signed, a
document titled “Citation,” which stated, in part:
“IN THE NAME OF THE STATE OF OREGON,
“YOU ARE HEREBY CITED to appear in the Circuit
Court of the State of Oregon for the County of Union,
located in La Grande, Oregon, on the 21st day of September,
2021, at 9:00 a.m. of that day on the charge of Unlawfully
Purchasing Firearm (2010). Said charge is alleged to have
been committed on January 30, 2020.”
(Underline in original.) A Marion County Sheriff’s Deputy
received the citation document on September 8, 2021, and
served defendant with the same citation document on
September 16, 2021. Defendant did not appear in court on
September 21, 2021. On October 21, 2021, at the state’s
request, the trial court issued a warrant for defendant’s
arrest on the unlawful purchase charge. A sheriff’s deputy
served the warrant on defendant on November 30, 2021.
Defendant subsequently appeared in court, and the unlaw-
ful purchase case moved forward.
Thereafter, defendant moved to dismiss that case on
the basis that it had not been properly commenced before the
statute of limitations had expired.2 The day before the hear-
1
Although defendant also filed a notice of appeal challenging his conviction
for unlawful purchase of a firearm, he does not raise a challenge to that convic-
tion on appeal or before this court, and seeks only reversal of the judgment of his
conviction for failure to appear. Accordingly, our decision does not disturb the
trial court judgment in the unlawful purchase case.
2
Although the citation erroneously stated that the offense of unlawful pur-
chase had been committed on January 30, 2020, the state’s filed information
520 State v. Sarria
ing on that motion, the state brought a new case in which
it charged defendant with one count of failure to appear on
a criminal citation under ORS 133.076.3 At the hearing on
the motion to dismiss the unlawful purchase case on stat-
ute of limitations grounds, defendant also argued that the
new failure-to-appear charge should be dismissed because it
was based on defendant’s failure to appear on the criminal
citation served in the unlawful purchase case, and the trial
court had lacked authority to issue the citation and the form
of the citation did not comply with statutory requirements.
The trial court delayed its ruling on defendant’s motions
and requested additional briefing regarding the validity of
the underlying criminal citation. Defendant subsequently
filed a motion to dismiss both the unlawful purchase and
the failure-to-appear cases.
At the hearing on those motions, defendant again
argued that the criminal citation in the unlawful purchase
case was invalid because, by statute, citations must be
issued by peace officers—not courts—and although a court
may authorize a peace officer to issue and serve a crimi-
nal citation, the court itself could not issue the citation. See
ORS 133.110 (providing that, “[i]f an information or com-
plaint has been filed,” the magistrate finds that there is
probable cause, and “the offense is subject to issuance of a
criminal citation under ORS 133.055, the court may autho-
rize a peace officer to issue and serve a criminal citation
in lieu of arrest”); see generally ORS 133.055 to 133.073
alleged that it had occurred on October 22, 2019, and it was undisputed before
the trial court that the warrant for arrest was issued one day before the expira-
tion of the statute of limitations and was not served on defendant until after. See
ORS 166.425(2) (classifying unlawful purchase of a firearm as Class A misde-
meanor); ORS 131.125(8)(b) (providing a two-year statute of limitations for mis-
demeanors); ORS 131.135 (“A prosecution is commenced when a warrant or other
process is issued, provided that the warrant or other process is executed without
unreasonable delay.”).
3
ORS 133.076 provides:
“(1) A person commits the offense of failure to appear on a criminal cita-
tion if the person has been served with a criminal citation issued under ORS
133.055 to 133.076 and the person knowingly fails to do any of the following:
“(a) Make an appearance in the manner required by ORS 133.060.
“(b) Make appearance at the time set for trial in the criminal proceeding.
“(c) Appear at any other time required by the court or by law.
“(2) Failure to appear on a criminal citation is a Class A misdemeanor.”
Cite as 375 Or 516 (2026) 521
(providing requirements for issuance of criminal citation).
He further argued that the citation was not issued on the
required uniform citation form and otherwise failed to com-
ply with statutory requirements for criminal citations.4 See
ORS 1.525(3) (requiring all enforcement officers to use uni-
form citation forms adopted by the Oregon Supreme Court
barring certain exceptions not relevant here); but see ORS
133.073 (permitting peace officers to electronically file crim-
inal citations with or without a complaint in a different size
or format than the uniform citation form in lieu of filing a
duplicate paper copy so long as it contains all statutorily
required information). Therefore, he maintained, he “could
not fail to appear * * * based on the unauthorized and insuf-
ficient citation.” The state argued that the court had acted
under its lawful authority because, unlike the other rele-
vant citation statutes, ORS 133.110 does not require any
particular form or process for issuing a criminal citation.
Additionally, the state argued that, even if the underlying
unlawful purchase criminal citation had been insufficient,
a flaw in its form did not justify dismissal of the unlawful
purchase charge, because the state had also later secured
a warrant in that case before the statute of limitations had
expired. Nor did it justify dismissal of the failure-to-appear
charge, the state argued, because defendant had not been
prejudiced. However, at no point did the state contend that
the validity of the citation was an issue that could only be
addressed at trial or that defendant’s motion to dismiss the
failure-to-appear charge was otherwise impermissible.
Following the hearing, the trial court denied the
motion in each case. As to the failure-to-appear charge, the
court concluded that the underlying citation to appear on the
unlawful purchase charge was “lawful * * * both in its form
and its content,” had lawfully been served on defendant, and
included “contents [that] were sufficient to put [defendant]
on notice to be in court to answer to the citation under the
4
Specifically, in his written motion, defendant asserted that even if the court
were to find that it did have the authority to issue a citation itself and that it was
not required to use the forms adopted by this court, the criminal citation still suf-
fered from a number of facial deficiencies rendering it invalid, such as the wrong
incident date and year of the alleged offense, the wrong address of defendant, no
address or phone number for the court, and no certification or name of the peace
officer who issued the citation.
522 State v. Sarria
statute.” Having concluded that the citation had been lawfully
issued, the court rejected defendant’s argument that the two-
year statute of limitations on the unlawful purchase charge
expired before the case was properly commenced, based on
either the citation or the subsequently issued warrant.
Pursuant to a plea agreement and ORS 135.335(3),
defendant then entered an identical conditional guilty plea
in each case, reserving his right to challenge his convictions
on appeal based on the trial court’s denial of his motions to
dismiss. As contemplated by ORS 135.335(3), both the state
and the trial court consented to the conditional plea. The
plea petitions read:
“I am entering a CONDITIONAL PLEA pursuant to
ORS 135.335(3) and reserve for appeal the following pre-
trial rulings: The order signed on 8/25/2022 that denies
Defendant’s Motions filed into cases 21CR41830 and
22CR24772 on 2/23/2022 and 5/31/2022 that were argued
in omnibus hearings on the record on 5/25/2022 and
8/22/2022.”
(Boldface and capitalization in original.) The trial court
accepted the pleas and entered a judgment of conviction
in each case. Defendant appealed, challenging only the
trial court’s ruling denying his motion to dismiss the fail-
ure-to-appear charge based on the lawfulness of the crimi-
nal citation.
On appeal, defendant renewed his argument that
the trial court lacked the statutory authority to issue the
underlying criminal citation in the first place.5 In response,
the state disputed defendant’s understanding of the validity
of the citation. But the state also asserted, for the first time,
that defendant’s argument failed on procedural grounds as
well as on the merits. The state argued that the trial court
had correctly denied defendant’s motion, which it character-
ized as a challenge to the sufficiency of the state’s antici-
pated evidence that could only be made during trial—not in
a pretrial motion to dismiss. And, the state asserted, even
in the context of a conditional plea, the Court of Appeals was
5
As previously noted, in the trial court, defendant raised additional facial
deficiencies in the criminal citation. However, on appeal and before this court,
defendant focuses his argument on the question of the trial court’s authority to
issue a criminal citation.
Cite as 375 Or 516 (2026) 523
required to consider only whether the trial court correctly
denied the motion to dismiss, not its reasoning for its denial.
In other words, the state contended, because defendant was
not entitled to the relief that he sought in his pretrial motion
(dismissal), the trial court did not err in denying the motion,
which was “fatal to his challenge on appeal,” regardless of
the merits of defendant’s challenge to the validity of the cita-
tion. In his reply brief and supplemental memorandum of
additional authorities, defendant asserted that, as contem-
plated by ORS 135.335(3), both the state and the trial court
had consented to the conditional plea, and that all involved
understood the nature of the issue defendant preserved in
his conditional plea:
“The trial court understood and ruled on the merits of the
issue defendant raised, the same issue defendant would
have raised in a stipulated facts trial. * * * Thus, this court
can and should reach the merits of the issue that defendant
preserved in his conditional plea.”
At oral argument before that court, defendant con-
tinued to draw the court’s attention to the fact that the
validity of the citation was on appeal as part of a conditional
plea and that, in the context of the failure-to-appear charge,
it was a purely legal issue on which the case “rises and sets”
and about which “no one was misled or confused.” Counsel
for the state acknowledged that they had “struggled a lit-
tle bit with whether to make the [alternative procedural]
argument because * * * everybody agreed to this process.”
However, they indicated that the state had wanted to “raise
the issue because this isn’t the typical way in which it is
raised.” They concluded with the concession that,
“especially in the context of a conditional plea where the
defendant entered a guilty plea with the idea that [he]
get[s] to challenge this on appeal[,] * * * it would be fair to
say everybody planned for this to be this way and that it is
the equivalent of a stipulated facts trial.”
The Court of Appeals, relying on its own precedent
regarding bases for pretrial motions to dismiss, ruled on the
alternative procedural ground, concluding that defendant
had not made a cognizable pretrial motion. Sarria, 335 Or
App at 202-03. Because it was affirming the trial court for
524 State v. Sarria
that procedural reason, the Court of Appeals “express[ed]
no opinion on the merits of defendant’s statutory arguments
related to the issuance of criminal citations.” Id. at 204.
Defendant petitioned for review, which we allowed.
II. PARTIES’ ARGUMENTS
In this court, defendant asserts that the Court of
Appeals should have rejected the state’s alternative pro-
cedural basis because it amounts to a “right for the wrong
reason” argument that fails the requirements of Outdoor
Media Dimensions Inc. v. State of Oregon, 331 Or 634, 20
P3d 180 (2001).6 More specifically, defendant argues that,
had the state raised its procedural argument before the
trial court, he could have litigated the legal issue in a myr-
iad of other ways—such as moving to exclude the criminal
citation, proposing a jury instruction, or moving for judg-
ment of acquittal during a stipulated facts or bench trial.
He argues further that the title or form of his motion did
not affect the substance of the issue litigated, as evidenced
by the trial court ruling on the merits that the citation was
lawful, particularly where there was a proper method that
defendant could have used to litigate the issue. See State
v. McKenzie, 307 Or 554, 561, 771 P2d 264 (1989) (holding
that the Court of Appeals should have treated defendant’s
mislabeled motion for judgment of acquittal as a prema-
ture motion in arrest of judgment and reached the merits of
the issue because, “[l]abels notwithstanding, a viable issue
[was] presented”). Defendant maintains that looking past
the form and reaching the merits of his legal challenge was
even more important in the context of an appeal following
a conditional plea entered into with the consent of both the
state and the trial court, through which the parties agreed
that defendant could obtain appellate review of his legal
argument without proceeding to trial. Therefore, “[r]efusing
to consider the merits of the reserved issues on appeal” in
this case would frustrate not only the parties’ intent, but the
intent of the legislature in codifying conditional pleas.
6
The “right for the wrong reason” principle allows a reviewing court, at its dis-
cretion, “to affirm the ruling of a lower court on an alternative basis when certain
requirements are met,” including, as relevant here, that the evidentiary record is
sufficient to support the proffered alternative basis. Outdoor Media, 331 Or at 659.
Cite as 375 Or 516 (2026) 525
For its part, the state now contends that its con-
sent to the entry of a defendant’s conditional plea does not
constitute a stipulation that the issue reserved for review is
“reviewable on appeal or will provide a basis for reversal if any
part of the trial court’s reasoning was wrong.” In the state’s
view, appellate review of a pretrial ruling reserved through
a conditional guilty plea under ORS 135.335(3) is, with two
exceptions, no different from the type of review available
in other cases.7 It argues that, because the reserved ruling
must be an “adverse determination” of a “pretrial motion,”
as opposed to an adverse ruling on a legal question, defen-
dant is entitled to reversal of his conviction on appeal only
if the appellate court determines that the trial court was
required to have granted the pretrial motion to dismiss. And
the state maintains that defendant’s motion to dismiss the
failure-to-appear charge based on his claim that the citation
was not properly issued was a pretrial challenge to the suffi-
ciency of the state’s evidence—a motion that cannot be made
pretrial in the form of a motion to dismiss or in any alter-
native form identified by defendant on appeal. Therefore,
the state reasons, because defendant’s motion could not be
brought pretrial, and because the conditional plea statute
uses the phrase “adverse determination of any specified pre-
trial motion,” the Court of Appeals was correct not to reach
the merits of defendant’s challenge to the criminal citation.
Thus, “[e]ven if both parties assumed that defendant’s chal-
lenge was properly raised and that the appellate courts
would review the question about the validity of the citation,
that did not require the appellate court to ignore procedural
grounds for affirming the trial court’s ruling.”
III. ANALYSIS
As mentioned above, the Court of Appeals declined
to reach the merits of defendant’s pretrial motion based on
its agreement with the state’s alternative argument that the
motion constituted an improper pretrial challenge to the suf-
ficiency of the state’s anticipated proof. The Court of Appeals
is correct that a challenge to the sufficiency of the state’s
7
The two exceptions are (1) that review on appeal is limited to the rulings
that a defendant identifies in their written reservation and (2) that, if the ruling
is incorrect, a defendant is entitled to remand and an opportunity to withdraw
the plea without regard to whether ruling was harmless.
526 State v. Sarria
anticipated proof is not usually the basis for dismissal of a
criminal case pretrial. See, e.g., ORS 136.445 (motion for judg-
ment of acquittal must be made after the close of the state’s
evidence or all the evidence and serves as a bar to another
prosecution for the same offense). However, in the specific
circumstances presented here, we disagree with the Court
of Appeals’ adoption of the state’s characterization of defen-
dant’s motion and its acceptance of the state’s alternative pro-
cedural argument. As we will explain, that argument fails
the requirements of Outdoor Media, because, had the state
argued otherwise in the trial court, defendant could have
developed a different path to the legal ruling he was seeking.
Moreover, meeting the requirements of Outdoor Media is par-
ticularly important in the context of a conditional plea such
as in this case, when the unraised arguments fault defendant
for failing to raise his challenge to the citation at trial, and
the state’s agreement to the conditional plea meant the case
would not proceed on the path that the state now contends
was necessary. Ultimately, given the lack of factual dispute
regarding the citation, defendant’s motion was one seeking a
ruling on a preliminary legal question—something that the
state had never disputed was appropriate for pretrial deter-
mination and reservation in a conditional plea before the trial
court. Therefore, the Court of Appeals erred in refusing to
reach the merits of that preliminary legal question reserved
with the consent of the parties and the trial court.
A. Outdoor Media Requirements
As previously noted, the “right for the wrong rea-
son” principle allows a reviewing court the discretion to
affirm the ruling of a lower court on an alternative basis
when, among other requirements, the evidentiary record is
sufficient to support it. Outdoor Media, 331 Or at 659. As
relevant here, that includes
“(1) that the facts of record be sufficient to support the
alternative basis for affirmance; (2) that the trial court’s
ruling be consistent with the view of the evidence under
the alternative basis for affirmance; and (3) that the record
materially be the same one that would have been developed
had the prevailing party raised the alternative basis for
affirmance below.”
Cite as 375 Or 516 (2026) 527
Id. at 659-60. “In other words, even if the record contains
evidence sufficient to support an alternative basis for affir-
mance, if the losing party might have created a different
record below had the prevailing party raised that issue, and
that record could affect the disposition of the issue, then we
will not consider the alternative basis for affirmance.” Id.
660 (italics in original).
On review, the state first disputes the character-
ization of its argument as an alternative basis to affirm.
It argues that it is not obvious that the trial court denied
defendant’s motion to dismiss the failure-to-appear charge
based only on the merits of defendant’s challenge to the cita-
tion, and that, therefore, Outdoor Media does not apply. The
problem with that argument, as we discuss further below, is
that the trial court clearly ruled on the merits of the motion,
concluding that the citation was lawful. The state neither
raised any procedural objection to the form of defendant’s
motion nor to the trial court’s ability to resolve the legal
validity of the citation pretrial.
Alternatively, the state argues that, if the Court of
Appeals ruled on a basis not raised or decided below, it prop-
erly did so because all the requirements of Outdoor Media
are met. Defendant, on the other hand, asserts that, because
the record would have developed differently in the trial
court if the state had raised its procedural argument sooner,
the final requirement is not met. We agree with defendant.
Had the state objected at any point that defendant instead
needed to raise a different pretrial challenge or proceed
to trial to obtain reversal of the trial court’s legal ruling,
defendant would have been alerted that the state believed
he needed to use a different mechanism to get a ruling that
could be reversed on appeal, and he therefore would likely
have developed a materially different record for appeal.
The record reflects that defendant initially filed
a motion to dismiss the unlawful purchase charge, argu-
ing it had not been properly commenced before expiration
of the statute of limitations. By the time of the hearing on
the motion, however, defendant had also been charged with
failure to appear on a criminal citation under ORS 133.076.
Thereafter, defendant sought to expand the hearing to argue
528 State v. Sarria
both the underlying issue of the validity of the criminal cita-
tion, and to also argue a motion to set aside the criminal cita-
tion.8 The state raised no objection to the form of defendant’s
motions. The trial court agreed to defer ruling on defendant’s
arguments to permit the parties to brief the issues.
Following that hearing, defendant filed a new motion
to dismiss challenging the validity of the criminal citation
for purposes of both charges.9 As to the failure to appear on
a criminal citation charge, ORS 133.076 requires the state to
prove both that “the person has been served with a criminal
citation issued under ORS 133.055 to 133.076” and that “the
person knowingly fails” to appear as required. (Emphases
added.) Thus, defendant sought a pretrial determination by
the court that the criminal citation “served” on him was not
“issued” in compliance with ORS 133.055 to 133.076. In sup-
port of that motion, defendant submitted eight exhibits of the
type that one might submit in a stipulated facts trial.10
In its response, the state again argued the mer-
its of the validity of the criminal citation. It did not make
any objection to defendant raising the legal issue through
a motion to dismiss. Nor did it dispute defendant’s premise
that the state intended to rely on the citation that defen-
dant attached to the motion to prove the failure-to-appear
charge. And, like defendant, it submitted three exhibits of
the type that one might submit in a stipulated facts trial.11
At the hearing, the trial court noted that defen-
dant’s presence would not be necessary, because “there are
8
Pursuant to ORS 133.069(3), a defendant may move to set aside a criminal
citation issued with a form of complaint, and “the court shall set the complaint
aside” if it does not conform to the requirements of that statutory provision.
9
Defendant filed an identical motion to dismiss in both the unlawful pur-
chase case and the failure-to-appear case. He did not renew his oral motion to
set aside the criminal citation under ORS 133.069, and as we will explain, argu-
ments regarding who has the authority to issue a citation are not solely depen-
dent upon the requirements of ORS 133.069.
10
The exhibits, with defendant’s descriptions, were as follows: Ex 101 (police
report); Ex 102 (OECI register of actions); Ex 103 (Affidavit in support of war-
rant); Ex 104 (Firearm Instant Check); Ex 105 (LEDs return); Ex 106 (Warrant
10/21/21); Ex 107 (Citation Return rcvd 10/12/21); Ex 108 (Citation demonstrative).
11
The three exhibits were as follows: the judgment from defendant’s prior
convictions for counts constituting domestic violence; the sheriff’s return of ser-
vice of the citation; and the sheriff’s not served return.
Cite as 375 Or 516 (2026) 529
some facts at issue, but they’re all apparent from the court
records, so it’s not really much of an evidentiary hearing.”12
It then invited counsel for defendant to “tell [the court]
what relief that you are requesting on behalf of your cli-
ent and why you think the court ought to grant that relief.”
At the request of defense counsel, in support of defendant’s
argument, the trial court received into evidence defen-
dant’s exhibits without objection. Regarding the validity of
the citation issue, the state argued that “this court is not
required to issue a citation in conformance with the Uniform
Criminal Citation requirements” but could “actually issue
its own citation and its own form of citation so long as it
has those * * * requirements that are listed out in my brief.”
The state also requested admission of its three exhibits.13
Importantly, the state again did not raise any objections as
to the form or timing of defendant’s motion.
The trial court ruled on the merits of defendant’s
pretrial motions. It first found the citation lawful, expressly
noting, “Well, I’m finding first off that the citation that was
issued was lawful under the statute, both in its form and in
its content.” The court explained that “the threshold ques-
tion is the lawfulness of the citation[,] and I do find that
it’s lawful under the relevant statutes of ORS 133.055, ORS
133.066. * * * [T]he contents were sufficient to put him on
notice to be in court to answer to the citation under the
statute.” It then rejected defendant’s statute of limitations
argument in the unlawful purchase case on the additional
basis that the warrant had been issued before the statute of
limitations expired and served without unreasonable delay.
It concluded by noting that, “for the reasons I just described
on the record[,] the motion to dismiss is denied. And that
motion to dismiss is denied in both these cases.” The court
then issued written orders denying the motion to dismiss
filed in both cases.
Subsequently, the trial court, the state, and defen-
dant consented to defendant’s entry of a conditional plea
as to both charges, and defendant submitted plea petitions
12
See also ORS 136.040(1) (providing that if the charge is a misdemeanor,
the trial may proceed without the defendant if the defendant appears by counsel).
13
It is not apparent whether the trial court admitted the exhibits.
530 State v. Sarria
specifying that he was reserving both pretrial rulings for
appellate review:
“I am entering a CONDITIONAL PLEA pursuant to
ORS 135.335(3) and reserve for appeal the following pre-
trial rulings: The order signed on 8/25/2022 that denies
Defendant’s Motions filed into cases 21CR41830 and
22CR24772 on 2/23/2022 and 5/31/2022 that were argued in
omnibus hearings on the record on 5/25/2022 and 8/22/2022.”
(Boldface and capitalization in original.) The record indi-
cates that at no time during the conditional plea proceed-
ings did the state suggest that there was any procedural
obstacle to the Court of Appeals reaching the merits of the
trial court’s ruling on the validity of the underlying citation.
Thus, from this record, it is clear that the trial
court ruled on the merits of defendant’s motion and that the
state made no objections to the form of defendant’s motion,
the nature of the proceeding, or to the trial court’s determi-
nation on the merits of the pretrial motion. Like the trial
court, we view defendant’s motion as one seeking a ruling
on a preliminary legal question, given that “[the] facts at
issue” were “all apparent from the court records.” Had the
state objected at any point that defendant needed to use a
different procedural mechanism to raise that issue, defen-
dant could and likely would have created a different record.
At least some of the potential alternative paths to
a legal determination that defendant identifies—includ-
ing a motion in limine to exclude the criminal citation or
a request for a jury instruction defining what constitutes
a “criminal citation issued under ORS 133.055 to 133.076”
for purposes of the charge of failure to appear—seem to
fall within the scope of the types of matters that can be
addressed by the trial court pretrial. See, e.g., ORS 135.037
(describing scope and purpose of an omnibus hearing).14
14
ORS 135.037(1) requires a trial court, upon the motion of any party, to
order an omnibus hearing “[a]t any time after the filing of the accusatory instru-
ment * * * and before the commencement of trial.” The express purpose of an
omnibus hearing is to “rule on all pretrial motions and requests, including but
not limited to” challenges to the accusatory instrument or the suppression of
evidence, among other things. ORS 135.037(2). Importantly, ORS 135.037(3) pro-
vides that, at the time of the omnibus hearing, the court “may also consider any
matters that will facilitate trial by avoiding unnecessary proof or by simplifying
the issues to be tried, or that are otherwise appropriate under the circumstances
Cite as 375 Or 516 (2026) 531
Obtaining such a ruling pretrial would allow the parties
to make informed decisions as to how to proceed, includ-
ing proceeding to a stipulated facts trial, negotiation of
a conditional guilty plea, or other resolution of the case.
However, we also recognize that those alternatives would
not necessarily result in a dismissal of the case unless the
ruling either triggered the court to do so on its own motion,
or it prompted the district attorney to exercise their right
to apply for dismissal. See ORS 135.755 (“The court may,
either of its own motion or upon the application of the dis-
trict attorney, and in furtherance of justice, order the pro-
ceedings to be dismissed.”).
The other procedural mechanism identified by
defendant to get a ruling on the validity of the citation on
which the state relied—i.e., a motion for judgment of acquit-
tal during a stipulated facts or bench trial—by definition is
not resolved pretrial. See ORS 136.445 (motion for judgment
of acquittal must be made after the close of the state’s evi-
dence or all the evidence). But defendant maintains that it is
a mechanism that would have been available to him had the
state objected to the procedural mechanism of a motion to
dismiss or not consented to resolution of the case through a
conditional guilty plea where defendant could challenge the
trial court’s ruling without proceeding to trial.
We agree. Defendant’s arguments under Outdoor
Media are further supported by the conditional plea statute,
ORS 135.335(3), because, in this case, with the consent of
the state and the trial court, defendant gave up the right to
create a record at trial. We therefore turn to a review of that
statute. As we will explain next, we conclude that, by creat-
ing an exception to the limits to appeal for defendants who
enter guilty or no-contest pleas, the legislature created a
path to appellate review of certain legal issues that a defen-
dant otherwise could raise only after proceeding to trial.
And with the state’s agreement to that path, defendant did
not pursue the other possible paths to securing a ruling on
the citation that would be reviewable following a judgment.
to facilitate disposition of the proceeding.” (Emphasis added.) This court has also
recognized that the legislative intent of the statute is “to provide an early, coor-
dinated resolution of legal issues in criminal cases.” State ex rel Carlile v. Frost,
326 Or 607, 616, 956 P2d 202 (1998).
532 State v. Sarria
B. Conditional Plea Statute, ORS 135.335(3)
ORS 135.335 appears in the chapter of the Oregon
Revised Statutes that relates to arraignment and pretrial
provisions. It governs the pleas available to a criminal defen-
dant. ORS 135.335(1) lists the pleas that may be entered:
guilty, not guilty, and no contest. In 1999, the legislature
amended ORS 135.335 to add a subsection (3), creating an
additional type of plea: the conditional plea. Or Laws 1999,
ch 134, § 1. ORS 135.335(3) provides:
“With the consent of the court and the state, a defen-
dant may enter a conditional plea of guilty or no contest
reserving, in writing, the right, on appeal from the judg-
ment, to a review of an adverse determination of any spec-
ified pretrial motion. A defendant who finally prevails on
appeal may withdraw the plea.”
The text of the statute begins with the concept of consent.
For a defendant to enter a conditional plea, it contemplates
the consent of both the trial court and the state. To memo-
rialize that the plea was in fact conditional and to specify
the legal ruling that is the basis for the pursuit of the condi-
tional plea, the plea must set out—in writing—the adverse
determination that the defendant is reserving the right to
appeal. The writing requirement for the reservation is fol-
lowed immediately by the words “the right, on appeal * * *,
to a review,” indicating that what the written reservation
is designed to preserve is a right to review on appeal. The
scope of that appellate right to review is set by the next
clause—i.e., “of an adverse determination of any specified
pretrial motion.”
According to the witnesses who appeared before the
legislature, the purpose of the conditional plea statute leg-
islation was to facilitate efficient resolution of cases where
defendants sought to preserve for appeal legal challenges to
pretrial issues, without requiring the parties to go through
a stipulated facts trial. The legislature adopted the condi-
tional plea statutory provision as part of House Bill (HB)
2293 in 1999. Or Laws 1999, ch 134, § 1. The bill was intro-
duced at the suggestion of the past-chairman of the Oregon
State Bar Criminal Law Section, Charles Kochlacs. Tape
Recordin