State v. Alvarez-Alcazar
CourtCourt of Appeals of Oregon
Date FiledSeptember 23, 2026
DocketA184987
JudgeShorr
StatusPublished
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Full Opinion
212 September 23, 2026 No. 886
IN THE COURT OF APPEALS OF THE
STATE OF OREGON
STATE OF OREGON,
Plaintiff-Respondent,
v.
CESAR YOVANNI ALVAREZ-ALCAZAR,
Defendant-Appellant.
Washington County Circuit Court
22CR16797; A184987
Theodore E. Sims, Judge.
Submitted May 12, 2026.
Ernest G. Lannet, Chief Defender, Criminal Appellate
Section, and Neil Francis Byl, Deputy Public Defender,
Oregon Public Defense Commission, filed the brief for
appellant.
Dan Rayfield, Attorney General, Paul L. Smith, Interim
Solicitor General, and Rolf C. Moan, Assistant Attorney
General, filed the brief for respondent.
Before Shorr, Presiding Judge, Powers, Judge, and
O’Connor, Judge.
SHORR, P. J.
Convictions on Counts 1 and 2 reversed and remanded;
remanded for resentencing; otherwise affirmed.
Powers, J., concurring in part; dissenting in part.
Cite as 353 Or App 212 (2026) 213
214 State v. Alvarez-Alcazar
SHORR, P. J.
Defendant appeals from a judgment of conviction
for second-degree murder with a firearm and unlawful
use of a weapon with a firearm.1 When defendant was 18
years old, he shot R, another young man, at a house party.
R died at the scene. On appeal, defendant first argues that
the trial court plainly erred when it failed to read aloud the
jury instruction on self-defense. We agree, and we exercise
discretion to reverse defendant’s convictions and remand
for a new trial. As a result, we do not need to reach defen-
dant’s second assignment of error, challenging the admis-
sion of hearsay testimony. As to defendant’s third and fourth
assignments, we conclude that the trial court did not err
in denying defendant’s motions for judgment of acquittal on
the two convictions noted above.
The procedural facts are few and undisputed. At
trial, defendant contended that he shot R in self-defense,
and both defendant and the state requested that the trial
court instruct the jury on the elements of self-defense.
However, the jury instructions that were provided in writ-
ing to the jury and read aloud by the trial court at the close
of the evidence omitted the self-defense instruction; instead,
the written and oral instructions gave the following jury
instruction on the elements of the defense-of-others defense:
“The defense of another person has been raised.
“A person is justified in using physical force on another
person to defend a third party from what he reasonably
believes to be the use or imminent use of unlawful physical
force. In defending, a person may only use that degree of
force which he reasonably believes to be necessary.
“If you find that the defendant was voluntarily intoxi-
cated, the person’s[2] voluntary intoxication is not to be con-
sidered by you to change the standard of reasonableness.
The law provides that reasonableness must be judged by
the jury from the standpoint of a reasonable person in the
situation of the defendant at the time under all the circum-
stances surrounding him.
1
Defendant pleaded no contest to Count 3, unlawful possession of a firearm,
and does not challenge that conviction on appeal.
2
The written instructions specified “the defendant’s” voluntary intoxication.
Cite as 353 Or App 212 (2026) 215
“The burden of proof is on the state to prove beyond
a reasonable doubt that the defense does not apply.”
The error was brought to the court’s attention immediately
after the jury was released to begin its deliberations:
“THE COURT: All right. Take them back. It’s your
case, folks.
“(Jury out at 11:08 a.m.)
“[THE STATE]: Judge, [a prosecutor] correctly noticed
that there was another typo on the jury instructions on
page 6—defensive—defense, physical force, defense of a
person.
“THE COURT: Yeah, it was given as a defensive and
not as intent of a person.[3]
“[THE STATE]: Right. So if the Court cares to correct
that, it probably should because the defendant—there’s no
evidence that the defendant was defending another person.
“THE COURT: A third person, correct.
“[DEFENSE COUNSEL]: So how would the Court go
about—
“THE COURT: The easiest would be just give them
the supplemental instruction and just hand it to them, if
that’s satisfactory.
“[THE STATE]: We would have no objection.
“[DEFENSE COUNSEL]: That’s fine.
“THE COURT: Okay. Go pull that up.
“(Pause)
“[THE STATE]: Judge, I notice we’re still on the
record. Is there anything else you need from us?
“THE COURT: I don’t believe so.
“[THE STATE]: Okay. Thank you.
“(Court recessed from 11:11 a.m. to 2:02 p.m.)
3
This sentence was likely mis-transcribed. In context, it appears to us—and
was treated by the parties—as the trial court’s recognition that the jury instruc-
tion was given as a “defense of others” instruction and not as self-defense instruc-
tion. Regardless, it does not impact our analysis in light of the other undisputed
procedural facts.
216 State v. Alvarez-Alcazar
“THE COURT: All right. I understand we have a ver-
dict, so let’s get the jury back in.
“(Jury in at 2:03 p.m.)”
The printed instruction provided to the jury after the above
discussion took place is not in the trial court record. However,
the record discloses that both parties had requested Uniform
Criminal Jury Instruction 1107 as it applies to self-defense,
providing, as relevant here:
“The defense of self-defense has been raised.
“A person is justified in using physical force on another
person to defend himself from what he reasonably believes
to be the use or imminent use of unlawful physical force. In
defending, a person may only use that degree of force which
he reasonably believes to be necessary.
“The burden of proof is on the state to prove beyond a
reasonable doubt that the defense does not apply.”
On appeal, the parties do not dispute that the court ulti-
mately provided that instruction to the jury in writing.
More importantly for our purposes, the parties also agree,
and the record confirms, that a self-defense instruction
was not given orally. (As noted, the trial court provided the
jury with a written instruction, which it also read aloud,
on the defense-of-others defense, with additional language
instructing the jury that defendant’s voluntary intoxication
is not to be considered in relation to the reasonableness of
his use of force.) The jury deliberated for less than three
hours and returned guilty verdicts on all counts.
On appeal, defendant argues that the trial court
lacked discretion to omit from its oral instructions matters
of law necessary for the jury’s information in giving its ver-
dict, and therefore, it plainly erred when it failed to orally
instruct the jury on the defense of self-defense.4
The state contends that defendant invited the error
because defendant agreed with the court’s proposed plan for
4
Defendant also notes, and we agree, that because the case does not involve
reinstruction in response to an inquiry from the jury, the trial court was not
otherwise authorized by ORCP 59 D to provide the missing instruction only in
writing. See ORCP 59 D (“After retirement for deliberation, if the jury requests
information on any point of law, * * * the information requested, if given, shall be
given either orally or in writing[.]”).
Cite as 353 Or App 212 (2026) 217
correcting the instructional error. “Under the invited error
doctrine, a party who was actively instrumental in bring-
ing about an alleged error cannot be heard to complain,
and the case ought not to be reversed because of it.” State v.
Kammeyer, 226 Or App 210, 214, 203 P3d 274, rev den, 346
Or 590 (2009) (internal quotation marks omitted). “The goal
of the rule is to ensure that parties who make intentional or
strategic trial choices do not later blame the court if those
choices prove to be unwise.” Id. (internal quotation marks
omitted).
We do not agree that defendant invited the error.
Defendant requested that the trial court provide the correct
instruction. Although defense counsel said the court’s pro-
posed plan to remedy the error was “fine,” the record does
not disclose any basis to conclude that defendant encour-
aged or was “actively instrumental in bringing about” the
error itself—here, the oral omission of the correct instruc-
tion and the oral statement providing the incorrect instruc-
tion. Id. at 214 (internal quotation marks omitted); see State
v. Escalante, 350 Or App 233, 239-40, ___ P3d ___ (2026)
(exercising discretion to correct unpreserved error when
defendant did not object to the trial court’s proposal to read
aloud only a portion of the jury instructions). Moreover,
“because correctly instructing the jury is the court’s obliga-
tion, instructional error might not be vulnerable to an objec-
tion that it was invited.” State v. Wayman, 339 Or App 9, 22
n 6, 568 P3d 232, rev allowed, 374 Or 372 (2025) (citing State
v. Wiltse, 373 Or 1, 4, 559 P3d 380 (2024) (the trial court has
an independent duty to instruct the jury on all the law nec-
essary to the jury’s factual findings under ORCP 59 B that
does not depend on the actions of parties)).
We therefore turn to whether the trial court plainly
erred in omitting the self-defense instruction in its oral rec-
itation of the jury instructions. An error is “plain” when it
is one of law, obvious and not reasonably in dispute, and the
error is apparent on the record without our having to choose
among competing inferences. State v. Vanornum, 354 Or
614, 629, 317 P3d 889 (2013). After briefing in this case, the
Supreme Court decided State v. Shine, 375 Or 112, 588 P3d
231 (2026). In that case, the court provided the jury with
218 State v. Alvarez-Alcazar
written instructions and, at the conclusion of trial, declined
to reread the jury instructions that it had read aloud at the
beginning of trial. Id. at 114. Those initial “precautionary”
instructions covered various procedural matters and, among
other things, the presumption of innocence, the state’s bur-
den of proof beyond a reasonable doubt, defendant’s state-
ments, and the definitions of knowingly and with knowledge.
Id. at 115 & n 1. The Supreme Court explained that ORCP
59 B “requires the court to ‘state to the jury all matters of
law necessary for its information in giving its verdict’ ” and
that it also “requires the trial court to ‘state’ the required
instructions orally.” Id. at 118 (quoting ORCP 59 B). The
court concluded that the omitted instructions described
“matters of law necessary for [the jury’s] information in giv-
ing a verdict,” id. at 129 (internal quotation marks omitted),
and that reading them aloud at the beginning of trial was
not a substitute for a complete oral statement at the close of
evidence for purposes of ORCP 59 B, id. at 130.5
Applying Shine, we conclude that the instruction on
the elements of self-defense clearly concerned a matter of
law necessary for the jury’s information in giving its verdict
in this case. That instruction both sets out the elements of
self-defense and explains that the state had the burden to
disprove the defense beyond a reasonable doubt. The trial
court therefore plainly erred when it failed to read the self-
defense instruction aloud at the close of the evidence. We
further conclude that, following the reasoning in Shine, the
trial court’s proposal to remedy the omission by providing
the jury with a written copy of the omitted instruction could
not serve as an adequate substitute for an oral recitation
from the bench. See id. at 115 (noting that the trial court
provided the jury with a complete set of written instruc-
tions, called the jurors’ attention to the instructions that it
5
ORCP 59 B provides, in full:
“In charging the jury, the court shall state to the jury all matters of law
necessary for its information in giving its verdict. Whenever the knowledge
of the court is by statute made evidence of a fact, the court shall declare
such knowledge to the jury, which is bound to accept it as conclusive. The
court shall reduce, or require a party to reduce, the instructions to writing.
The jury shall take the court’s written instructions with it while deliberating
upon the verdict. The clerk shall file a copy of the written instructions given
to the jury in the court file of the case.”
Cite as 353 Or App 212 (2026) 219
had read the week before, and said that they were there for
the jurors’ reference).
We next consider whether the plain error was harm-
less, and, if it was not harmless, we must decide whether to
exercise our discretion to correct it. State v. Ortiz, 372 Or
658, 671-72, 554 P3d 796 (2024). On appeal, the state points
to the other instructions provided to the jury, both orally
and in writing, as well as the parties’ closing arguments to
argue that the error was unlikely to have affected the ver-
dict and that we should not exercise our discretion to correct
it. For the following reasons, we conclude that the error was
not harmless and we exercise our discretion to correct it.
“An instructional error is not harmless if it probably
created an erroneous impression of the law in the minds of
the jury and if that erroneous impression may have affected
the outcome of the case.” Shine, 375 Or at 130 (internal quo-
tation marks omitted). We consider the instructions as a
whole, the evidence at trial, and the parties’ theories of the
case in making that determination. Id.
We first consider the instructions as a whole.
Defendant’s sole defense was that he acted in self-defense,
so the instruction that the trial court did not read aloud was
crucial to the jury’s evaluation of the charges against him.
Here, as in Shine, that instruction contained information
about the state’s burden of proof: it would have explained to
the jury that the state has the burden to prove beyond a rea-
sonable doubt that the defense of self-defense does not apply.
That information was never orally provided to the jury. The
other instructions that were given orally concerned the lim-
its on the justifiable use of deadly force but did not address
when a person is justified in using physical force in self-
defense. Although the parties stated that self-defense was
at issue in their closing arguments, those arguments did
not walk through the elements of the defense, and, in any
case, “[a] party’s argument is not a substitute for instruc-
tions from the court.” Shine, 375 Or at 131; see also Ossanna
v. Nike, Inc., 365 Or 196, 221, 445 P3d 281 (2019) (“[A]rgu-
ments put forth by an interested party are not adequate sur-
rogates for controlling jury instructions given by the court;
jury instructions matter. Whereas the jury may accept or
220 State v. Alvarez-Alcazar
disregard any argument made by a party, the jury must
abide by the instructions of the court, a neutral authority.”).
As to the evidence at trial and the parties’ theories
of the case, how the late-night encounter between defendant,
R, and two of R’s friends escalated was the central disputed
issue in the case, and the evidence was inconclusive con-
cerning that sequence of events.
The state called three witnesses who observed the
encounter. The first was one of R’s friends, who testified
that it was after 2:00 a.m. when he heard R and defendant
arguing loudly. Defendant had drunkenly stepped on R’s
designer shoes. The witness and another of R’s friends came
over, joined in the argument, and attempted to persuade
defendant to take it outside to settle the dispute. At some
point in the course of the argument, the witness punched
defendant in the face, then his friend choked defendant for
10 to 15 seconds. When defendant reached down towards his
waistband to get his gun, R pushed the witness to the side,
and then defendant shot R twice. As R was falling to the
ground, R pulled out his firearm and shot at defendant. He
testified that during the argument defendant did say aloud
that he would shoot, but that the statement was not directed
at anyone in particular. His testimony was inconsistent as
to whether defendant made that statement before or after
he was punched and choked. He also testified that he was
carrying a firearm at the party that night as well.
The second witness to the encounter was across the
room when he heard the fight and saw the shooting. He tes-
tified that he could not see much of what happened because
it was crowded, and he testified inconsistently regarding the
participants’ actions during the argument and the shooting.
The third witness testified that she saw R arguing
with someone and motioning with his hands in the air and
that, after she heard gunshots, she saw R holding a gun as
he fell.
Because the instructions as a whole did not convey
the elements of self-defense, nor the state’s burden to dis-
prove it, and in light of the inconclusive evidence regarding
defendant’s conduct and the sequence of events preceding
Cite as 353 Or App 212 (2026) 221
the shooting, we cannot conclude that the failure to orally
instruct the jury on self-defense was harmless.
Finally, we consider whether to exercise our dis-
cretion to correct the plain error. “A court’s decision to rec-
ognize unpreserved or unraised error * * * should be made
with utmost caution.” Ailes v. Portland Meadows, Inc., 312
Or 376, 382, 823 P2d 956 (1991). In making that decision,
we consider factors including, among others, “the competing
interests of the parties; the nature of the case; the gravity of
the error; the ends of justice in the particular case; how the
error came to the court’s attention; and whether the policies
behind the general rule requiring preservation of error have
been served.” Id. at 382 n 6.
Here, defendant acquiesced to the trial court’s pro-
posal to send a written copy of the self-defense instruction
to the jury even though he had an opportunity to argue that
the jury must be orally “charged” and that the trial court
should “state to the jury all matters of law necessary for its
information in giving its verdict.” ORCP 59 B (emphasis
added). In that sense, the purposes of preservation were not
served. As in our recent decision in Escalante, 350 Or App
at 239-40, in which we exercised our discretion to correct a
plain error under Shine notwithstanding defendant’s fail-
ure to take advantage of opportunities to object to the trial
court’s proposed procedure, we likewise conclude that that
consideration is outweighed by the gravity of the error and
the ends of justice.
As to the interests of justice and the gravity of
the error, the jury’s understanding of the elements of self-
defense and the state’s burden of proof was critical to the
outcome of the case. State v. Vanornum, 273 Or App 263,
269, 356 P3d 1161 (2015) (“In analyzing the gravity of an
error, we consider if the issue was critical to the outcome of
the case.”). And, defendant was convicted of a serious felony
and sentenced to life in prison. We have previously found
it appropriate to exercise discretion to correct a plain error
under similar circumstances. State v. Rabago, 351 Or App
26, 31, ___ P3d ___ (2026) (exercising discretion to correct a
plain error under Shine when the defendant was sentenced
to life in prison, in part, because the defendant’s “compelling
222 State v. Alvarez-Alcazar
interest in ensuring he was not convicted of serious crimes
before a jury that might not have understood the important
underlying constitutional principles” that were contained
in the omitted oral instructions, under the circumstances,
“carries greater weight than the judicial system’s interest in
avoiding an unnecessary retrial”); see State v. Pervish, 202
Or App 442, 466, 123 P3d 285 (2005), rev den, 340 Or 308
(2006) (exercising discretion to correct unpreserved instruc-
tional plain error, in part because of the seriousness of the
convictions).
As in Rabago, “[g]iven the seriousness of defen-
dant’s convictions, the gravity of the error, and the nature
of the case, we believe the ends of justice are best served by
the exercise of our discretion to correct the plain error here.”
351 Or App at 31. Because we reverse and remand based on
defendant’s first assignment of error, we do not address his
second assignment of error, which challenges the admission
of hearsay testimony. See State v. Estrada-Robles, 312 Or
App 357, 358, 492 P3d 731 (2021) (reversing and declining to
address the remaining assignments where the record “may
well develop differently on remand”).
We briefly address defendant’s third and fourth
assignments of error—that the trial court erred in denying
his motion for judgment of acquittal on the two counts that
went to the jury—because if he prevails, the remedy would
be an outright reversal, which would provide greater relief
than a remand for a new trial. On review of the denial of a
motion for judgment of acquittal, we examine the evidence
“in the light most favorable to the state to determine whether
a rational trier of fact, accepting reasonable inferences and
reasonable credibility choices, could have found the essen-
tial element of the crime beyond a reasonable doubt.” State
v. Cunningham, 320 Or 47, 63, 880 P2d 431 (1994), cert den,
514 US 1005 (1995). When the defense of self-defense is
raised by a defendant, the state has the burden of disprov-
ing it beyond a reasonable doubt. ORS 161.055(1); State v.
Freeman, 109 Or App 472, 475, 820 P2d 37 (1991).
Defendant argues that the state did not provide
evidence sufficient to meet its burden of disproving all the
elements of self-defense. One of those elements involves
Cite as 353 Or App 212 (2026) 223
determining “when a person may use physical force to
defend themselves.” State v. J. M. W., 340 Or App 44, 47,
569 P3d 702, rev den, 374 Or 419 (2025) (internal quota-
tion marks omitted). In the case of the use of deadly phys-
ical force, that requires the person to reasonably believe
that the other person was “[c]ommitting or attempting to
commit a felony involving the use or threatened imminent
use of physical force against a person[.]” ORS 161.219(1).
Defendant first argues that no reasonable jury could find
that defendant did not reasonably believe that, under the
circumstances, R was, at a minimum, attempting to commit
a felony assault against him. We agree with the state that
there was legally sufficient evidence on this element to go to
the factfinder. A rational factfinder could find on this record
that R’s participation in the encounter consisted largely
of nonspecific verbal threats that did not indicate that an
assault or attempted assault was imminent. Although there
was evidence that R was gesticulating towards defendant,
a rational factfinder could also find, on the basis of the evi-
dence at trial, that it was not reasonable for defendant to
believe that R was attempting to commit a felony involving
the imminent threatened use of physical force.6
Defendant also argues that, because he had his back
against the kitchen counter in a three-against-one confron-
tation and was punched and choked, and where at least two
of the other participants were also carrying firearms, no rea-
sonable jury could find that the degree of force he used was
not reasonably necessary for the purpose of self-defense. ORS
161.209 (“[T]he person may use a degree of force which the
person reasonably believes to be necessary for the purpose [of
self-defense].”). “The degree of force that a person reasonably
believes to be necessary turns on an objective evaluation of
the circumstances in which physical force has been used and
how a reasonable person would have assessed defendant’s cir-
cumstances at the time.” J. M. W., 340 Or App at 48 (citations
and internal quotation marks omitted). The specific circum-
stances of the encounter, then, bear on the reasonableness of
the extent of force that defendant used. Although R and at
6
R was also carrying a firearm which he eventually discharged, but there
was no evidence that it was visible during the argument, and the witness testi-
mony was inconsistent as to when he drew and fired.
224 State v. Alvarez-Alcazar
least one of his friends were carrying firearms at the time
of the altercation, a jury could infer from the evidence that
those weapons were not visible and that defendant was not
aware of their presence or the danger they posed. As to the
location of the encounter, a jury could also infer from the evi-
dence that defendant was not trapped against the kitchen
counter and that a means of escape was available to him
given that the encounter occurred near a door that was open
to the back yard. Finally, the evidence supports a finding that
defendant was the first to use a firearm during an interac-
tion that previously involved only the nonlethal use of voices,
hands, and fists. Under those circumstances, a rational jury
could reasonably conclude that the degree of force defendant
used was not reasonable. As a result, the trial court did not
err in denying defendant’s motion for judgment of acquittal.
Convictions on Counts 1 and 2 reversed and
remanded; remanded for resentencing; otherwise affirmed.
POWERS, J., concurring in part and dissenting in
part.
This case raises two important questions. First,
can trial courts generally rely on the parties’ agreement to
fashion a procedural remedy for an instructional error? And
second, should we decline to exercise our discretion to cor-
rect any plain error for a party who agreed to a remedy for
instructional error at trial but now challenges that remedy
for the first time on appeal? Because I answer those ques-
tions in the affirmative, I respectfully dissent from the por-
tion of the majority opinion that reverses defendant’s con-
victions on plain-error grounds for failure to give the jury
an oral self-defense instruction when the jury received the
correct written instruction. I agree with the majority opin-
ion’s rejection of defendant’s third and fourth assignments of
error, and I would also reject his second assignment because
it was not preserved and, even if preserved, any error was
harmless. Accordingly, I respectfully concur in part and dis-
sent in part.
The undisputed facts as set out in the majority
opinion illustrate how a trial court and the parties could
adequately fashion a remedy to address a minor error in
Cite as 353 Or App 212 (2026) 225
instructing the jury. After the defense rested, the trial court
gave the jury a printed copy of the jury instructions and
then orally instructed the jury. As noted, the trial court’s
instruction contained an undisputed error, incorrectly using
the defense-of-others instruction instead of the self-defense
instruction. After the court instructed the jury, the parties
gave their closing arguments, and the court excused the
jury to deliberate.
Although the majority opinion helpfully provides the
full colloquy after the jury was released to deliberate, that
description does not include the parties’ closing arguments,
which also provides important context. When viewed with
that context, it becomes more reasonable to conclude that the
jury did not rely upon the erroneous written and oral instruc-
tion. In my view, the jury was always aware that self-defense
was at issue, not defense of others. Indeed, the state’s clos-
ing argument included the substance of the self-defense jury
instruction that was later provided to the jury in writing.
During the state’s closing argument, after advanc-
ing arguments about evidence and the elements of the
charges, the prosecutor’s argument turned to the issue of
self-defense:
“[Prosecutor]: Self-defense has been raised in this
case. A person is justified in using self-defense against
another person to defend themselves or a third person from
what they presumably view as an imminent use of unlaw-
ful physical force. Now remember, it’s a defense of yourself
here. That’s what the allegation seems to be that [defen-
dant] was defending himself. So it has to be a reasonable
belief and it has to be the imminent use of unlawful physi-
cal force. In defending, that person can only use the degree
of force which they reasonably believe to be necessary.
“The burden’s on the state to prove—disprove that
beyond a reasonable doubt.”
After going through the evidence, the prosecutor then sum-
marized the state’s argument again by referencing the bur-
den of proof on the issue of self-defense:
“[Prosecutor]: * * * Ladies and gentlemen of the jury, in
this case, [the victim] was murdered. It is the state’s burden
226 State v. Alvarez-Alcazar
to disprove beyond a reasonable doubt that self-defense did
not apply. That a person did not have the reasonable belief,
and that person being the defendant, did not have a rea-
sonable belief to use the degree of force that he used in this
case, and that’s what the state is arguing.
“A verbal altercation that escalated to a physical alterca-
tion that escalated to a deadly altercation didn’t need to be
there. The use of force in this case, the excessive use of force,
was not reasonable by an objective standard. The state would
ask that you find the defendant guilty of murder in the sec-
ond degree and unlawful use of a weapon. Thank you.”
Defense counsel then presented closing argument
to the jury, and the prosecutor delivered a rebuttal before
the trial court excused the jury to deliberate. At that point,
the parties engaged in the colloquy recounted in the major-
ity opinion where the prosecutor brought up the “typo” in
the jury instructions on page six, the court acknowledged
the error and then proposed a solution. Importantly, both
defense counsel and the prosecutor agreed that the court
should provide the jury with the correct instruction as a
supplemental written instruction, which was accomplished
less than five minutes after the jury was excused to delib-
erate.1 Defendant did not ask for the jury to return to the
courtroom to be orally instructed. That position changed, of
course, and now defendant claims on appeal that it is revers-
ible plain error to proceed as the trial court did, and the
majority opinion agrees. I respectfully disagree.
In my view, trial courts have broad discretion to fash-
ion remedies for errors that occur during a trial, and courts
certainly can rely on the parties to help fashion an appropriate
remedy. See, e.g., State v. Harrell/Wilson, 353 Or 247, 261, 297
P3d 461 (2013) (observing that “it is well-established that trial
courts generally possess broad discretion to ensure that the
proceedings before them are orderly and expeditious”). Here,
defendant agreed to the submission of the supplemental writ-
ten instruction to the jury—minutes after it retired to delib-
erate—to correct the erroneous oral instruction. Defendant’s
1
According to the transcript, the jury was excused to deliberate at 11:08 a.m.,
the parties engaged in the colloquy about how to remedy the instructional error,
and the trial court recessed at 11:11 a.m. after ordering the written supplemental
instruction to be handed to the jury.
Cite as 353 Or App 212 (2026) 227
complaint about that process either should be barred by the
invited-error doctrine, or we should decline to exercise our
discretion to correct any plain error (or both).2
Under the invited-error doctrine, which has been part
of Oregon law for over a century, a party who was “actively
instrumental” in bringing about the alleged error “cannot
be heard to complain, and the case ought not to be reversed
because of it.” Anderson v. Oregon Railroad Co., 45 Or 211,
216-17, 77 P 119 (1904). The goal of the rule is to ensure that
parties who make intentional or strategic trial choices do not
later “blame the court” if those choices prove unwise. Crawford
v. Jackson, 252 Or 552, 555, 451 P2d 115 (1969). Here, despite
the majority opinion’s conclusion to the contrary, the circum-
stances unfold like a textbook illustration of a party being
“actively instrumental” in the error advanced on appeal.
As described above, after the prosecutor immediately
brought up the “typo” in the written jury instructions, the
trial court acknowledged the error and proposed a solution.
Defendant asked the court about a remedy, the trial court
offered what it viewed as the easiest solution to the problem,
and defendant responded, “That’s fine.”3 That exchange is, in
my view, one of the many ways a party can be “actively instru-
mental” in bringing about an error. Defendant was given an
opportunity to challenge the trial court’s decision to submit
the written supplemental instruction instead of bringing the
jury back to the courtroom to orally instruct them on the
2
Defendant, of course, could pursue a collateral challenge in a post-conviction
proceeding by bringing a claim of inadequate assistance of counsel based on the
choice to submit the written supplemental instruction to the jury instead of
bringing the jury back into the courtroom for the trial court to orally instruct the
jury. That claim, however, is not suitable for consideration in this direct appeal
in a criminal case. See, e.g., State v. Johnson, 329 Or App 588, 599-600, 542 P3d
467 (2023), rev den, 372 Or 718 (2024) (rejecting the defendant’s arguments about
the adequacy of counsel because those must be raised and resolved under the
post-conviction relief procedures set out in statute and not on direct appeal).
3
After the jury was excused to deliberate, the prosecutor immediately raised
the issue of “another typo on the jury instructions on page 6,” and the parties and
the court discussed a remedy to that error:
“[DEFENSE COUNSEL]: So how would the Court go about—
“THE COURT: The easiest would be just give them the supplemental
instruction and just hand it to them, if that’s satisfactory.
“[PROSECUTOR]: We would have no objection.
“[DEFENSE COUNSEL]: That’s fine.”
228 State v. Alvarez-Alcazar
supplemental instruction. Instead, defendant agreed to the
proposed solution, which he now claims was error. See, e.g.,
State v. Kammeyer, 226 Or App 210, 213-14, 203 P3d 274,
rev den, 346 Or 590 (2009) (concluding that, although the
defendant “complained about the proposed restitution,” the
defendant reiterated that his plea agreement, which provided
that he “would pay restitution,” was “good,” and therefore,
he was “actively instrumental in causing” the error that he
assigned as error on appeal); Clay/Luttrell v. Pay Less Drug
Stores, 276 Or 673, 677, 556 P2d 125 (1976) (concluding that
an erroneous jury instruction was “not a basis for reversal,”
when the plaintiffs’ counsel “in essence informed the court
that he had no objection to the court instructing the jury in
the language of the changed instruction”).
Reliance on the Supreme Court’s recent decision in
State v. Shine, 375 Or 112, 588 P3d 231 (2026), which was
decided after briefing in this case, is misplaced in my view.
In Shine, the court concluded that “ORCP 59 B requires the
trial court to charge the jury at the conclusion of trial by
providing an oral statement of all matters of law necessary
for its information in giving its verdict.” Id. at 129 (internal
quotation marks omitted). That case is readily distinguish-
able for at least two reasons. As an initial matter, unlike
the situation in Shine, the trial court in this case correctly
charged the jury under ORCP 59 B by reading all of the
instructions and then it provided the jury with a copy of
the written instructions. The issue in this case is much nar-
rower than the circumstances presented in Shine because it
involves merely correcting the self-defense instruction.
More importantly, however, Shine explicitly did not
reach a situation—like the one presented here—where the
parties have agreed to a process. The court in Shine recog-
nized that there are situations where the parties may stipu-
late to procedures that differ from what is contemplated by
the rules of procedure and explained:
“We acknowledge that it is not uncommon for the par-
ties to stipulate to the timing of instructions and for trial
courts to act consistently with those stipulations, particu-
larly in civil cases. This case does not call upon us to con-
sider whether the parties may stipulate to something other
Cite as 353 Or App 212 (2026) 229
than what ORCP 59 B requires, nor the effect that such a
stipulation may have on a claim of error on appeal.”
Shine, 375 Or at 130 n 9. Just like in civil cases, it is not
uncommon for parties in criminal cases to agree upon a par-
ticular trial procedure—such as the admission of evidence
or to take a witness out of order or to adjust the proceedings
to accommodate jury scheduling—and trial courts should
be able to rely upon the parties’ stipulation or agreement
subject to constitutional limitations. Defendant’s claim on
appeal rests on the argument that the agreed-upon solution
created a significant risk of confusion for the jury, not that
he was denied a fair trial. In short, given his explicit agree-
ment to submitting the written supplemental instruction
to the jury minutes after it retired to deliberate, the invit-
ed-error doctrine should preclude defendant’s argument on
appeal challenging the procedure that he agreed to at trial.
Finally, even assuming that the invited-error doc-
trine is inapplicable under the circumstances of this case
and that the trial court committed plain error, we should
not exercise our discretion to correct the trial court’s plain
error. See State v. Vanornum, 354 Or 614, 630, 317 P3d 889
(2013) (explaining that if the three parts of the plain-error
test are met, a reviewing court must decide whether to
exercise its discretion to correct the error and explain its
reasons); see also Ailes v. Portland Meadows, Inc., 312 Or
376, 382 n 6, 823 P2d 956 (1991) (describing nonexclusive
list of factors to consider when deciding whether to exercise
discretion to correct a plain error). As the Supreme Court
has explained, recognition of an unpreserved or unraised
error should be made with “utmost caution” because reach-
ing such an error is contrary to the strong policies requiring
preservation. Ailes, 312 Or at 382. The preservation require-
ment promotes fairness and judicial economy, ensures that
parties are not taken by surprise or denied opportunities to
meet an argument, and helps secure the trial court’s abil-
ity to consider and rule on a contention, thereby avoiding
an error altogether or fixing one already made. See State v.
Wiltse, 373 Or 1, 22, 559 P3d 380 (2024).
Here, foremost among the multiple adequate a