State ex rel. Ellis v. Dept. of Rehab. & Corr.
CourtOhio Supreme Court
Date FiledSeptember 29, 2026
Docket2024-1491
JudgeDeWine, J.
StatusPublished
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Full Opinion
[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State
ex rel. Ellis v. Dept. of Rehab. & Corr., Slip Opinion No. 2026-Ohio-3770.]
NOTICE
This slip opinion is subject to formal revision before it is published in an
advance sheet of the Ohio Official Reports. Readers are requested to
promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65
South Front Street, Columbus, Ohio 43215, of any typographical or other
formal errors in the opinion, in order that corrections may be made before
the opinion is published.
SLIP OPINION NO. 2026-OHIO-3769
THE STATE EX REL . ELLIS v. DEPARTMENT OF REHABILITATION AND
CORRECTION ET AL.
[Until this opinion appears in the Ohio Official Reports advance sheets, it
may be cited as State ex rel. Ellis v. Dept. of Rehab. & Corr., Slip Opinion No.
2026-Ohio-3769.]
Mandamus—Public-records requests—R.C. 149.43—Nonexistent records are not
public records, and a public-records requester’s failure to prove existence
of requested public records means that the requester cannot show a clear
legal right to relief or that the public office failed to comply with an
obligation under Public Records Act—Relator failed to prove that
department-specific policies and schedules existed—Private entities are
presumed not to be subject to Public Records Act, and relator failed to rebut
that presumption as to private food-services company—Writ and relator’s
requests for statutory damages and court costs denied.
(No. 2024-1491—Submitted June 24, 2025—Decided September 29, 2026.)
IN MANDAMUS.
SUPREME COURT OF OHIO
__________________
DEWINE, J., authored the opinion of the court, which FISCHER, DETERS,
HAWKINS, and SHANAHAN, JJ., joined. KENNEDY, C.J., concurred in part and
dissented in part, with an opinion. BRUNNER, J., concurred in part and dissented in
part and would award relator $1,000 in statutory damages as to the policies
produced after the complaint was filed.
DEWINE, J.
{¶ 1} Over the course of ten days, L’Ddaryl Ellis fired off 73 requests to
various offices and persons asking for “records-retention schedules,” “records-
retention policies,” and “public-records policies” for 2023 or 2024. Not satisfied
with the responses he received, Ellis brought this original action in mandamus to
compel respondents to provide copies of the records he sought and to pay $73,000
in statutory damages, as well as court costs.
{¶ 2} After Ellis filed his complaint, he was provided with documents
setting forth general public-records and records-retention policies for Ohio prison
facilities. However, in his briefing before this court, Ellis claims that he was
looking for different records. Because Ellis has not shown that the documents he
seeks exist, we deny Ellis’s mandamus claims and his requests for statutory
damages and court costs. We also deny several motions that Ellis filed during the
course of this litigation.
I. BACKGROUND
{¶ 3} At the time of his public-records requests, L’Ddaryl Ellis was
imprisoned at the Northeast Ohio Correctional Center (“NEOCC”), a prison
managed by a private company, CoreCivic. In 2024, over the span of several days,
Ellis sent a total of 73 public-records requests seeking records-retention schedules,
records-retention policies, and public-records policies. The requests were delivered
to various employees and offices within the Ohio Department of Rehabilitation and
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Correction (“ODRC”) and NEOCC, as well as to a purported employee of the
Bureau of Records Management and an employee of Trinity Services Group, Inc.
(“Trinity”), a private company that provides food services to NEOCC.
{¶ 4} For example, Ellis sent the following request to what he identified in
his complaint as the “Laundry Department/Office” at NEOCC:
I am requesting electronically for a copy of as follow[s]: (1) 2024
records retention, (2) 2024 records retention policy, (3) 2024 public
records policy be sent to me electronically or by certified mail for
proof I received it. Thank you.
Similar requests went to the “the Dental Care Department/Office,” “the Religious
Services Department/Office,” “the Mental Health Department/Office,” “the
Commissary Department/Office,” “the Education Department,” and numerous
others.
{¶ 5} Ellis later filed this lawsuit, alleging that he did not receive the
requested documents. He named as respondents ODRC, CoreCivic, NEOCC,
Trinity, and numerous employees of those organizations. He seeks a writ of
mandamus compelling production of the documents, $73,000 in statutory damages,
and court costs.
{¶ 6} All respondents moved to dismiss. We dismissed the claims against
the individual employees of NEOCC but declined to dismiss the claims against the
other respondents.1 2025-Ohio-156; 2025-Ohio-97. We denied Ellis’s motion for
1. The NEOCC employees, each of whom was dismissed as a respondent from this case, are (as
named in the complaint) H. Thomas, J. Frazzini, L. Austin, Z. Weaver, Mr. Burch, Y. Payne, S.
Hagy, Tyler Massey, K. Gilbert Jr., L. Burrichter, M. Silvernail, Abbey Spain, T. Hight, John C., A.
Hiner, Ms. Fredenburg, Ms. McGowen, N. Grant Askew, C. McCollum, G. Johnson, J. Rosado, Mr.
Woods, M. Budaker, Thomas Smith, K. Granchie, V. Haley, Ms. Shinn, and Mr. Fryfogle. The
remaining parties that were not dismissed include NEOCC; CoreCivic; ODRC and its employees
John Grzincic and M. Roche; E. Shepherd, an employee of the Bureau of Classification within
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leave to file a revised complaint and granted an alternative writ, setting the schedule
for the submission of evidence and briefs. 2025-Ohio-156.
{¶ 7} ODRC and CoreCivic subsequently provided Ellis with documents
that they believed were responsive to his requests. Ellis was sent (1) ODRC Policy
No. 07-ORD-01, which establishes records-management policies for ODRC, (2)
ODRC Policy No. 07-ORD-02, which establishes public-records policies for
ODRC, and (3) ODRC’s records-retention schedule. In an affidavit filed in this
litigation, CoreCivic explained that pursuant to its contract with ODRC, NEOCC
complies with ODRC policies, including its public-records and records-retention
policies.
{¶ 8} Although the records provided set forth the applicable public-records
and records-retention policies for ODRC and NEOCC, thus encompassing the
employees of and offices within those entities to which Ellis directed his requests,
Ellis maintains that the records he received are not the records that he sought.
Rather, Ellis suggests that he was looking for distinct records policies and retention
schedules for each of the different offices or departments (e.g., the laundry
department/office) to which he directed his requests in the various organizations.
In his briefing to this court, Ellis writes that respondents
made no supported argument that the ODRC retention schedule and
policy or the ODRC public records policy, which were provided to
[Ellis] are one and the same as the particular records [Ellis] requested
from each individual requestee. Each of the requests were addressed
to several departments, who retained different records which relate to
such particular departments (say, a medical department retains medical
records; whereas an education department retains student records), and
ODRC; T. Thomas, a purported employee of the Bureau of Records Management; and Trinity and
its employee R. Ward.
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this Court is not to just presume that what was provided to [Ellis] is
responsive to his requests which were addressed to other requestees
which are not, themselves, the ODRC.
{¶ 9} After respondents submitted their merit briefs, Ellis filed a motion for
a temporary restraining order or preliminary injunction under Civ.R. 65 against
ODRC and CoreCivic and, separately, a motion for default judgment against
CoreCivic and NEOCC.
II. ANALYSIS
{¶ 10} Ohio’s Public Records Act, R.C. 149.43,2 provides that “upon
request by any person, a public office or person responsible for public records shall
make copies of the requested public record available to the requester at cost and
within a reasonable period of time.” R.C. 149.43(B)(1). If the requested documents
are not provided, the requester may “[c]ommence a mandamus action to obtain a
judgment that orders the public office or the person responsible for the public record
to comply with [R.C. 149.43(B)] . . . and, if applicable, that includes an order fixing
statutory damages.” R.C. 149.43(C)(1)(b).
{¶ 11} To obtain a writ of mandamus, Ellis must prove by clear and
convincing evidence that he has a clear legal right to the requested relief and that
respondents have a clear legal duty to provide it. State ex rel. Cincinnati Enquirer
v. Sage, 2015-Ohio-974, ¶ 10. To show that he has a clear legal right to the
requested relief in a public-records case like this, Ellis “bears the burden of proving
by clear and convincing evidence that the records he requested exist and are public
records maintained by the prison” or other public office to which a request was sent,
State ex rel. Barr v. Wesson, 2023-Ohio-3080, ¶ 16.
2. The General Assembly has amended R.C. 149.43, most notably in 2024 Sub.H.B. No. 265
(effective Apr. 9, 2025), and some provisions have been renumbered. This opinion applies the
version of the statute enacted in 2023 Am.Sub.H.B. No. 33 (effective Oct. 3, 2023).
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A. Ellis’s Public-Records Requests to ODRC, CoreCivic, and NEOCC
{¶ 12} Ellis has not shown that the records he seeks exist, and therefore, he
has not established a clear legal right to the requested relief. As Ellis’s briefing
makes clear, he is not seeking general public-records and records-retention policies
from ODRC. However, while Ellis has made clear what he does not want, he has
not been similarly clear about what he does want. It appears Ellis is asking for
department-specific records, but he has not described with any specificity what he
thinks those records are. Nor has Ellis proven that separate departments—like “the
Laundry Department/Office,” “the Dental Care Department/Office,” and “the
Religious Services Department/Office”—have individual records-retention
policies that are distinct from the general ODRC policies that Ellis says he does not
want.
{¶ 13} Moreover, the records Ellis received from ODRC demonstrate that
the individual policies that Ellis seeks do not exist. ODRC’s public-records policy,
Policy No. 07-ORD-02,3 applies to all ODRC records. And that policy describes
how to treat a broad spectrum of records, including inmate records, medical records,
and educational records. The records-retention schedule lists numerous
departments it covers, including education, food services, and medical. That these
general policies apply to all departments makes it clear that the individual
department-specific policies that Ellis seeks do not exist. Therefore, Ellis is not
entitled to a writ of mandamus ordering the production of the documents he claims
to have requested.
{¶ 14} Nor is Ellis entitled to statutory damages. To be entitled to statutory
damages, Ellis must establish by clear and convincing evidence that (1) he
transmitted a written public-records request by hand delivery, electronic
3. ODRC amended ODRC Policy No. 07-ORD-02, effective July 20, 2025. The version that was
provided to Ellis and is discussed in this opinion is the version of the policy that was effective April
1, 2021.
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submission, or certified mail, (2) he made the request to the public office or person
responsible for the requested records, (3) he fairly described the records sought and
(4) the public office or official failed to comply with an obligation under R.C.
149.43(B). R.C. 149.43(C)(2); State ex rel. Grim v. New Holland, 2024-Ohio-
4822, ¶ 6. Because Ellis has failed to show that the department-specific records
policies he seeks exist, he cannot establish that ODRC, CoreCivic, or NEOCC
failed to comply with an obligation under the Public Records Act.4
B. Ellis’s Public-Records Requests to Trinity
{¶ 15} Ellis also sent public-records requests to “food services,” which
were received by an employee of Trinity, a private food-services company. But he
has failed to establish that Trinity is subject to the Public Records Act.
{¶ 16} We begin with a presumption that a private entity is not subject to
the Public Records Act. See State ex rel. Oriana House, Inc. v. Montgomery, 2006-
Ohio-4854, ¶ 26. To work around this presumption, Ellis relies on R.C. 9.06. That
statute permits ODRC to enter into a contract for the private operation and
management of a prison and requires such a contract to contain a provision
mandating that the contractor maintain records in the same manner as ODRC. The
problem is that Ellis has not shown that a contract exists between Trinity and
ODRC. To the contrary, a district manager for Trinity attested in an affidavit that
Trinity provides food services to NEOCC under a contract with CoreCivic.
{¶ 17} As an alternative, Ellis argues that Trinity is subject to the Public
Records Act under the quasi-agency theory. Under this theory, when “(1) a private
4. The concurring-and-dissenting opinion acknowledges that “it appears that [the] office-specific
records [that Ellis sought] do not exist.” Concurring-and-dissenting opinion, ¶ 65. But it opines
that this “does not mean that he did not describe what he wanted clearly enough to warrant a proper
response under the statute.” Id. at ¶ 70. The statute, however, requires that before statutory damages
may be available, the requester must have submitted a request that “fairly describes the public record
or class of public records.” (Emphasis added.) R.C. 149.43(C)(2). Plainly, nonexistent records are
not public records. Because Ellis’s request did not “fairly describe [a] public record or class of
public records,” id., he is ineligible for statutory damages.
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entity prepares records in order to carry out a public office’s responsibilities, (2)
the public office is able to monitor the private entity’s performance, and (3) the
public office has access to the records for this purpose,” the records pertaining to
that public responsibility are public records. State ex rel. Mazzaro v. Ferguson, 49
Ohio St.3d 37, 39 (1990).
{¶ 18} However, Ellis has not shown that Trinity prepared any records—
much less the public records requested—to carry out ODRC’s responsibilities.
Ellis’s argument that Trinity is subject to the Public Records Act under the quasi-
agency theory is without merit. Therefore, we deny Ellis’s requests for mandamus
relief and statutory damages for the violations he alleged against Trinity and its
employee.
C. Ellis’s Public-Records Request to T. Thomas
{¶ 19} Ellis also alleges that he sent a public-records request to “T.
Thomas,” who purportedly is a supervisor at the Bureau of Records Management.
However, it was Ohio History Connection that was served with Ellis’s complaint.
The evidence submitted by Ohio History Connection includes an affidavit of the
state archivist—an employee of Ohio History Connection—attesting that Ohio
History Connection never received a public-records request from Ellis. That affiant
also attests that Ohio History Connection does not participate in the kite system
through which Ellis sent his public-records request, that it does not employ a person
named T. Thomas, and that it does not maintain the public records Ellis requested.
{¶ 20} This evidence conclusively shows that Ellis did not submit a public-
records request to Ohio History Connection. Therefore, Ellis is not entitled to a
writ of mandamus against Ohio History Connection or “T. Thomas,” and he is not
entitled to statutory damages.
D. Ellis’s Remaining Requests and Motions
{¶ 21} Ellis also filed several motions during the course of this litigation.
In one motion, Ellis seeks a default judgment against CoreCivic and NEOCC,
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arguing that two of its attorneys with out-of-state addresses failed to comply with
our rules on pro hac vice admission. But because both attorneys have been admitted
to practice law in Ohio, they were not required to move for pro hac vice admission.
So, we deny Ellis’s request for a default judgment.
{¶ 22} Ellis also filed a motion seeking a temporary restraining order or a
preliminary injunction against CoreCivic and ODRC, claiming they violated his
rights under the First Amendment to the United States Constitution by denying him
access to the courts. We find no merit to Ellis’s claims, nor do we have “original
jurisdiction under the Ohio Constitution over actions in the nature of declaratory
judgment and/or injunction,” State ex rel. Barr v. Wesson, 2023-Ohio-3028, ¶ 16.
We therefore deny Ellis’s motion for a temporary restraining order or preliminary
injunction.
{¶ 23} Finally, because we have not granted Ellis any relief and because
there is no evidence showing that any respondents acted in bad faith, we deny
Ellis’s request for court costs. See R.C. 149.43(C)(3)(a).
III. CONCLUSION
{¶ 24} We deny Ellis’s mandamus claims against all respondents, his
request for statutory damages, and his request for court costs. We also deny Ellis’s
motion for default judgment and his motion for a temporary restraining order or
preliminary injunction.
Writ denied.
__________________
KENNEDY, C.J., concurring in part and dissenting in part.
{¶ 25} The majority correctly denies relator, L’Ddaryl Ellis, a writ of
mandamus because there is insufficient proof that the public records that Ellis says
he wants actually exist. I part ways with the majority, however, when it comes to
Ellis’s entitlement to statutory damages. In my view, respondents the Ohio
Department Rehabilitation and Correction (“ODRC”), CoreCivic, and Northeast
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Ohio Correctional Center (“NEOCC”) violated Ohio’s Public Records Act, R.C.
149.43, when their employees failed to properly respond to Ellis’s numerous
public-records requests.
{¶ 26} This is a difficult case. It is hard to believe that the General
Assembly would have ever envisioned that any person would make the type of
serial requests that Ellis made in rapid-fire succession. Be that as it may, there is
no prohibition in the Public Records Act limiting the number of times a person may
make a request for public records. And there is no provision giving this court
authority to reduce or deny a statutory-damages award when a person makes
successive requests for public records to multiple public offices. The statute as
enacted by the General Assembly is controlling, and in my view, it compels this
court to award Ellis a significant amount of statutory damages.
{¶ 27} Under the Public Records Act, each public-records request made in
a separate electronic transmission may be subject to a separate award of statutory
damages. See R.C. 149.43(C)(2).5 A determining factor in awarding statutory
damages, based on an independent review of each public-records request, is
whether the response of “the public office or the person responsible for public
records” (“records custodian”) violated R.C. 149.43(B). R.C. 149.43(C)(2).
{¶ 28} As will be explained below, Ellis is entitled to a total of $55,000 in
statutory damages for 55 separate violations of the Public Records Act—$4,000
from ODRC and $51,000 from CoreCivic and NEOCC. I therefore dissent from
the court’s judgment to the extent that it denies Ellis an award of statutory damages.
5. The General Assembly has amended R.C. 149.43, most notably in 2024 Sub.H.B. No. 265
(effective Apr. 9, 2025), and some provisions have been renumbered. This opinion applies the
version of the statute enacted in 2023 Am.Sub.H.B. No. 33 (effective Oct. 3, 2023).
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I. BACKGROUND
A. Public-Records Requests
{¶ 29} In 2024, Ellis transmitted more than 70 public-records requests by
electronic kite. “A kite is a type of written correspondence between an inmate and
prison staff.” State ex rel. Griffin v. Szoke, 2023-Ohio-3096, ¶ 3. Through his
requests, Ellis sought six records from various offices within ODRC and NEOCC:
the 2023 and 2024 records-retention schedule, records-retention policy, and public-
records policy.
{¶ 30} Although Ellis’s mandamus complaint includes 74 separately
lettered exhibits setting forth his public-records requests, Ellis has acknowledged
that he referred to one request as both Exhibit VV and Exhibit JJJ. This opinion
will treat this as a single request—Ellis’s Exhibit VV. Moreover, two other requests
do not need to be addressed. Ellis’s Exhibits G and J are duplicative of two other
requests, Ellis’s Exhibits F and I. “Generally, public offices are not required to
respond to duplicative public-records requests.” State ex rel. Adkins v. Dept. of
Rehab. & Corr. Legal Dept., 2024-Ohio-5154, ¶ 15. Therefore, I will not consider
the duplicate requests.
{¶ 31} Four other requests can be excluded. I exclude the two public-record
requests transmitted to the Bureau of Records Management—Ellis’s Exhibits II and
OO—because its purported employee named as a respondent by Ellis in his
mandamus complaint was not properly served with the complaint. I also exclude
the two requests to respondents Trinity and its employee—Ellis’s Exhibits L and
QQ—because Ellis has not demonstrated that those respondents are subject to the
Public Records Act.
B. Responses by ODRC, CoreCivic, and NEOCC
{¶ 32} The question whether Ellis is entitled to statutory damages turns on
whether the records custodians responded to Ellis’s requests in accordance with the
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Public Records Act. For ease of discussion, I have grouped the public-records
requests by response.
1. No Response Provided
{¶ 33} Only one of Ellis’s remaining 67 public-records requests did not
receive any response in writing. That request—Ellis’s Exhibit BB—was closed
without a response approximately two months after Ellis sent it and before Ellis
filed his mandamus action. Therefore, CoreCivic and NEOCC violated the Public
Records Act regarding Ellis’s Exhibit BB, and Ellis is entitled to statutory damages
for this violation.
2. Responses Provided after 30 Days
{¶ 34} Of the remaining requests, five were acknowledged after more than
30 days but less than 60 days, and nine were acknowledged after 60 days had
passed. None of the people who responded provided the requested records to Ellis
before he filed his mandamus action.
{¶ 35} Under ODRC Policy No. 07-ORD-02(VI)(F),6 each public-records
request must be evaluated for the length of time it will take to respond. Ohio
Department of Rehabilitation and Correction, Public Records (effective Apr. 1,
2021), https://perma.cc/DQ42-39YX (accessed Apr. 21, 2026). Generally,
“[r]outine requests” must be satisfied immediately, and requests for ODRC’s
policies are considered routine requests. ODRC Policy No. 07-ORD-02(VI)(F)(1).
Nonroutine requests must be acknowledged in writing. ODRC Policy No. 07-
ORD-02(VI)(F)(3). In addition, if it is not feasible to respond to a request within
five business days, then ODRC staff must acknowledge the request in writing and
inform the requester that his or her request has been received and ODRC will
respond within a reasonable time. ODRC Policy No. 07-ORD-02(D)(1).
6. ODRC amended ODRC Policy No. 07-ORD-02, effective July 20, 2025. This opinion discusses
the version of the policy that was effective April 1, 2021.
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{¶ 36} In this case, Ellis sought from various offices the 2023 and 2024
records-retention schedule, records-retention policy, and public-records policy.
Under ODRC’s public-records policy, these were routine requests that should have
been fulfilled immediately.
{¶ 37} In my view, taking more than 30 days to respond to a public-records
request for a public office’s policies that are not subject to any statutory exemption
from production is categorically unreasonable.
{¶ 38} R.C. 149.43(B)(1) provides that “upon request by any person, a
[records custodian] shall make copies of the requested public record available to
the requester at cost and within a reasonable period of time.” “What constitutes a
reasonable period ‘depends upon all of the pertinent facts and circumstances,’ . . .
including the scope of the request, the volume of responsive records, and whether
redactions are necessary.” State ex rel. Robinson v. Wesson, 2025-Ohio-1874,
¶ 26, quoting State ex rel. Morgan v. Strickland, 2009-Ohio-1901, ¶ 10. However,
this court has recognized that “when a relator [has] sought a small number of
records in a sufficiently clear request and the records [are] not subject to any
recognized exemption from disclosure, a six-day delay in the production of those
records by [a] respondent [is] unreasonable.” Id. at ¶ 27, citing State ex rel.
Consumer News Servs., Inc. v. Worthington City Bd. of Edn., 2002-Ohio-5311,
¶ 38, 41-42, 54.
{¶ 39} Consequently, when requested records are readily accessible to a
records custodian and do not require redactions, a delay of more than 30 days in
responding to the request is per se unreasonable. CoreCivic and NEOCC therefore
violated the Public Records Act when they failed to respond in a reasonable time
to the 14 public-records requests placed into evidence as Ellis’s Exhibits Z, AA,
CC, EE, FF, GG, LLL, MMM, NNN, PPP, QQQ, RRR, SSS, and TTT. Ellis is
entitled to statutory damages for these violations.
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3. Responses Denying Requests as Ambiguous
{¶ 40} Just as there are no magical words or phrases needed to make a
public-records request, Berry v. Booth, 2024-Ohio-5774, ¶ 122 (Kennedy, C.J.,
concurring in part and dissenting in part), there are no magical words or phrases
needed to deny a request as ambiguous or overly broad, see R.C. 149.43(B)(2). The
only requirement under the statute is that the records custodian give the requester
an opportunity to revise the request by informing the requester “of the manner in
which records are maintained by the public office and accessed in the ordinary
course of the public office’s or person’s duties,” id.
{¶ 41} While it is true that none of the people who reviewed Ellis’s public-
records requests told him how the records were maintained and accessed, after
reviewing each response, I conclude that there were some staff members who
properly denied Ellis’s requests as ambiguous.
{¶ 42} For instance, Fredenburg in the mental-health office told Ellis that if
he was looking for his medical records, then he could “kite medical records” to
make an appointment to review his records and take notes. And Hiner in the
medical office responded by telling Ellis that under ODRC Policy No. 07-ORD-11,
Ellis was permitted to “look at” his medical records once a quarter for 20 minutes
with staff present. McGowen in the dental-care office also told Ellis that his request
had to be sent to the medical-records department.
{¶ 43} T. Smith in “Administration” wrote, “A records retention? Did you
get the records dep[a]rtment?” Chaplain Johnson responded to Ellis’s second
public-records request to religious services by saying that he was not sure what
Ellis was asking for and inquired whether Ellis was sure he had the right
department. Austin, responding for “Operations,” said, “I am confused on what
you are requesting, can you come to my office during normal business hours[?] 9-
3 pm.”
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{¶ 44} In my view, all these responses communicated that the request was
ambiguous and gave Ellis an opportunity to explain his request. Therefore, there
was no violation of R.C. 149.43(B), and statutory damages are not available for the
requests submitted into evidence as Ellis’s Exhibits D, E, X, Y, NN, PP, RR, HHH,
III, and VVV.
4. Proper Responses Denying Requests
{¶ 45} In Berry, I would have held that “when an employee of a public
office or any person responsible for the public office’s public records receives a
public-records request, a joint duty arises for either the public office or a person
responsible for public records to respond to it. And since one or the other must
respond, the failure of one does not excuse the failure of the other.” (Emphasis in
original.) 2024-Ohio-5774, at ¶ 51 (Kennedy, C.J., concurring in part and
dissenting in part). If the person in the public office who receives a public-records
request is unable to fulfill it, he or she cannot simply ignore the request but instead
must forward it to a person in the public office who is able to fulfill it. See id. at
¶ 72 (Kennedy, C.J., concurring in part and dissenting in part).
{¶ 46} Hight in “Administration” did just that. In the request submitted as
Ellis’s Exhibit T, Ellis sought the 2024 records-retention schedule and 2024
records-retention and public-records policies. In the request submitted as Ellis’s
Exhibit CCC, Ellis sought the 2023 records-retention schedule and 2023 records-
retention and public-records policies. In response, Hight told Ellis that she would
send, or had sent, his request to Case Manager Moore. That response is different
than just telling Ellis to look somewhere else. Hight did what the Public Records
Act requires. See State ex rel. Teagarden v. Igwe, 2024-Ohio-5772, ¶ 105
(Kennedy, C.J., concurring in part and dissenting in part) (noting that if an
employee of a public office receives a request but cannot fulfill it, the employee
has a duty to advise the appropriate public official in the public office). Ellis has
not argued that Case Manager Moore violated the Public Records Act. Therefore,
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Hight did not violate the Public Records Act, and statutory damages are not
available for the requests presented as Ellis’s Exhibits T and CCC.
5. Improper Reponses
{¶ 47} Ellis received improper responses to his 40 remaining public-records
requests, and some of these responses show why there is a dual obligation under
the Public Records Act for the public office and any person responsible for a
requested public record to fulfill a valid public-records request. Left to their own
devices, employees in a public office might give a public-records requester the
runaround.
a. Send to Case Manager/Unit Team
{¶ 48} At least nine employees told Ellis to send his request to his case
manager or the unit team. The problem with telling Ellis to send his request to
those case managers and unit-team members was that many of those employees
told Ellis to look somewhere else when he sent requests directly to them. Case
Manager Burrichter told Ellis to go to the library. Unit Manager Gilbert told Ellis
to reach out to the records clerk. Unit Manager Silvernail told Ellis to go to the “D-
wing” case manager for the 2024 records-retention schedule and records-retention
and public-records policies and then told Ellis to send his request to the Bureau of
Records Management for the 2023 records-retention schedule and records-retention
and public-records policies.
b. Send to Case Manager or the Library or the Education Office
{¶ 49} One employee told Ellis to send his request to either his case
manager or the library. Having already discussed the case managers’ responses to
Ellis in the preceding section, there is no need to rehash that here. Several other
employees told Ellis to go to the library. One of those employees, in another
response, told Ellis to send his request to the library or to the education office.
{¶ 50} The education office apparently also includes the library. For
requests presented as Ellis’s Exhibits I, WW, and DDD, Askew responded for the
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education office and told Ellis that he could review the policies in the library but
could not have copies of them. So even when Ellis found a person indisputably
responsible for the public records he sought, CoreCivic and NEOCC still
improperly denied him a copy of the requested public records.
c. Send to the Records Department or the Bureau of Records Management
{¶ 51} At least four employees told Ellis to contact the records department,
the records supervisor, the records clerk, or the Bureau of Records Management.
Ellis attempted to request the policies and retention schedule from the Bureau of
Records Management, but T. Thomas said that he or she did not have access to that
information. (T. Thomas was dismissed from this action for lack of service, as
explained above.)
d. Send to the Mail Room
{¶ 52} Payne in the Inspector’s Office told Ellis to kite the mail room. But
when Ellis transmitted his request to the mail room, Fryfogle told him to kite the
records department.
e. Wrong Department
{¶ 53} Four employees told Ellis that he had requested the records from the
wrong department. Instead of directing him to someone else or another department,
three of them offered no direction or told him to find the proper department himself.
f. Go to ODRC’s Policies
{¶ 54} Amusingly, one person told Ellis—in response to Ellis’s request for
a copy of the 2024 public-records policy—to review ODRC’s public-records
policy, ODRC Policy No. 07-ODR-02, and grievance policy, Adm.Code 5120-9-
31.
g. Closing Out Old Requests
{¶ 55} Almost two months after Ellis had made his requests, Weaver in
Operations told Ellis that he was “closing old requests.” Weaver told Ellis to send
a new request if he was still having “the same issues.”
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C. Mandamus Action
{¶ 56} Ellis filed this mandamus action in October 2024. In 2025, ODRC
Policy Nos. 07-ORD-01 and 07-ORD-02 and ODRC’s records-retention schedule
were delivered to Ellis. Both policies and the records-retention schedule were in
effect for both 2023 and 2024.
{¶ 57} Although ODRC has now produced its public-records policies and
records-retention schedule, Ellis argues that ODRC has not shown that those
records are the particular public records he requested “from each individual
requestee.” Rather, he contends, without supporting evidence, that the different
offices should have different policies because they handle different types of
records.
II. ANALYSIS
A. Ohio’s Public Records Act and ODRC’s Public-Records Policy
{¶ 58} “Ohio’s Public Records Act is not complicated.” State ex rel. Harris
v. Starcher, 2026-Ohio-1089, ¶ 82 (Kennedy, C.J., concurring in part and dissenting
in part). Under the Public Records Act, a records custodian must take one of three
actions upon receipt of a public-records request: (1) produce the requested records,
R.C. 149.43(B)(1); (2) deny the request as ambiguous and provide the requester
with the information and opportunity necessary to revise his or her request, R.C.
149.43(B)(2); or (3) deny the request with an explanation of why the request was
denied, including legal authority, R.C. 149.43(B)(3). State ex rel. Macksyn v.
Spencer, 2026-Ohio-44, ¶ 18 (Kennedy, C.J., concurring in part and dissenting in
part).
{¶ 59} The only timing requirements under the statute are that if the
requestor has requested to inspect a public record, the records custodian must
“promptly” prepare the requested record for review and if the requestor has
requested a copy of a public record, the records custodian must make a copy
available within a “reasonable period of time.” R.C. 149.43(B)(1). Because of
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these timing requirements, it is logical that the act “requires a public-records
custodian to provide notice of the denial of a public-records request within a
reasonable period of time,” State ex rel. Ware v. Kurt, 2022-Ohio-1627, ¶ 68,
(Kennedy, J., concurring in part and dissenting in part).
{¶ 60} ODRC itself has recognized the timing required for providing a
public record to a requester in its public-records policy, ODRC Policy No. 07-
ORD-02.7 Under this policy, each request for a public record is evaluated on a case-
by-case basis. See ODRC Policy No. 07-ORD-02(VI)(A)(2) and (C). If it is “not
feasible” to fulfill the request for the record within five business days, then staff is
required to “acknowledge, in writing, that ODRC received [the] request and plans
to respond within a reasonable time.” ODRC Policy No. 07-ORD-02(VI)(D)(1).
{¶ 61} Here, Ellis transmitted each of his public-records requests by
electronic kite. Under ODRC Policy No. 50-PAM-02(VI)(E),8 kites must be
answered by prison staff within seven calendar days. See also Berry, 2024-Ohio-
5774, at ¶ 75 (Kennedy, C.J., concurring in part and dissenting in part).
B. ODRC, CoreCivic, and NEOCC Violated the Public Records Act
{¶ 62} Based on the foregoing facts and law, ODRC, CoreCivic, and
NEOCC violated Ohio’s Public Records Act. In sum, ODRC employees violated
the Public Records Act four times in responding to the requests presented in Ellis’s
Exhibits B, HH, KK, and UU. CoreCivic and NEOCC employees violated the
Public Records Act 51 times in responding (or not responding) to the requests
presented as Ellis’s Exh