Li v. Du
CourtOhio Court of Appeals
Date FiledSeptember 16, 2026
Docket31500
JudgeSutton
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
[Cite as Li v. Du, 2026-Ohio-3619.]
STATE OF OHIO ) IN THE COURT OF APPEALS
)ss: NINTH JUDICIAL DISTRICT
COUNTY OF SUMMIT )
DAVID LI, et al. C.A. No. 31500
Appellants/Cross-Appellees
v. APPEAL FROM JUDGMENT
ENTERED IN THE
MIKE GANG DU, et al. COURT OF COMMON PLEAS
COUNTY OF SUMMIT, OHIO
Appellees/Cross-Appellants CASE No. CV-2018-03-1469
DECISION AND JOURNAL ENTRY
Dated: September 16, 2026
SUTTON, Judge.
{¶1} Appellants/Cross-Appellees David Li and Cindy Li (“the Lis”) appeal the April 7,
2025 final judgment of the Summit County Court of Common Pleas. Appellees/Cross-Appellants
Mike Gang Du and Julie Zheng Zhou (“the Du-Zhous”) cross-appeal the July 25, 2018, October
25, 2023, October 18, 2024, and April 7, 2025 judgments of the Summit County Court of Common
Pleas. For the reasons that follow, this Court affirms in part and reverses in part.
I.
Relevant Background Information
{¶2} This case and appeal arise from an incident that took place on February 25, 2016,
at Revere Middle School when T.L., a minor, threatened 1 to conduct a school shooting. W.B.,
another student at the middle school, heard T.L.’s remarks and told his father about the threat.
W.B.’s father went to the Bath Township Police Department with his son and made a police report
1
The Lis deny in this case that their son made a threat.
2
concerning the statements made by T.L. The police interviewed T.L. the next day at the school,
and, according to the police report, T.L admitted he often thought of death and had thought about
bringing a gun to school to shoot other students who have been mean to him over the years, and
he would target the cafeteria or gym where there would be a lot of students who are easy targets.
The report also stated T.L. admitted he vented his frustrations to his friends during lunch. That
same day, the Superintendent of the Revere Local School District sent an email to parents notifying
them of a report that a student threatened to bring a weapon to school. In response, Mr. Du sent
three emails to staff at Revere Local Schools using three different email addresses he had
previously created prior to 2015, all of which were pseudonyms. The email addresses were
RDole71@hotmail.com, tsmythpa@hotmail.com, and SwissAA@hotmail.com. In the emails, Mr.
Du expressed concern about the safety of the students and recommended the school remove the
student who made the threat. Mr. Du also alleged that previous welfare and safety concerns had
been expressed about the student. Mr. Du did not sign the emails using his real name because he
was concerned about retaliation.
{¶3} As a result of the statements made by T.L., he was expelled from school by the
Revere Local School District Board of Education. The Lis are the parents of T.L. The Lis appealed
the decision to expel T.L. to the Summit County Court of Common Pleas, which affirmed the
decision of the school board in the case Li v. Revere Local Sch. Dist. Bd. Of Ed., Summit County
Common Pleas case number CV-2016-05-2184 (“the expulsion case”). The Lis appealed that
decision to this Court, which dismissed the appeal as untimely. The Du-Zhous were not parties to
nor witnesses in the expulsion case.
{¶4} On March 30, 2018, the Lis, on their own behalf and as guardians of T.L., a minor,
filed a complaint against the Du-Zhous alleging defamation and intentional infliction of emotional
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distress. The Lis alleged in their complaint that the emails sent by Mr. Du were defamatory and
the cause of T.L.’s expulsion from Revere.
{¶5} The Du-Zhous responded to the Lis’ complaint with a counterclaim against the Lis
alleging abuse of process and frivolous conduct. The counterclaim specifically alleged that the
Lis’ filing of the complaint against them was frivolous and an abuse of process. This distinction
is important because as the case proceeded in the trial court, the Du-Zhous filed numerous motions
alleging additional instances of misconduct by the Lis and their attorneys and sought sanctions
against the Lis and their attorneys pursuant to R.C. 2323.51 and Civ.R. 11.
{¶6} The Du-Zhous filed a Civ.R. 12(B)(6) motion to dismiss the Lis’ complaint for
failure to state a claim upon which relief can be granted and requested the Lis be sanctioned
pursuant to R.C. 2323.51. On July 25, 2018, the trial court granted the Du-Zhous’ motion to
dismiss and denied their motion for sanctions. The trial court stated in its order granting the motion
to dismiss that the matter had arisen out of an incident that took place in February 2016, “wherein
a police report was filed with the Bath Police Department regarding a threat made by Plaintiffs’
child, T.L. As a result of the threat, T.L. was expelled from Revere Middle School.”
{¶7} On October 6, 2018, while the trial court case was pending on the Du-Zhous’
counterclaim, Mr. Li sent an email using Mrs. Li’s email address with numerous attachments to
multiple individuals including several parents of Revere students. The email and attachments
accused the Du-Zhous of framing T.L. in order to have T.L. expelled from school because he was
an academic rival of their son.2 Specifically, the email stated the Du-Zhous “planned the scheme
and fabricated all those [‘Tom Smith,’ ‘Rob Dole,’ and ‘Swisscheese’ emails,]” referring to the
emails sent by Mr. Du to Revere staff soon after the reported threats were made by T.L.
2
Mr. Li used Mrs. Li’s email address to send the email with her knowledge and permission.
4
{¶8} The Du-Zhous subsequently amended their counterclaim to include claims for
defamation per se and malicious prosecution based on Mr. Li’s email. The Du-Zhous’ amended
counterclaim continued to allege the frivolous conduct claim was based on the Lis’ institution of
the underlying litigation.
{¶9} The Du-Zhous moved for summary judgment on the issue of liability on their
counterclaims for frivolous conduct, abuse of process, defamation, and malicious prosecution. The
Lis moved for summary judgment on the Du-Zhous’ counterclaims. On October 25, 2023, the
trial court granted summary judgment in favor of the Du-Zhous and against the Lis on the Du-
Zhous’ counterclaim of frivolous conduct, finding on the issue of liability only that the Lis engaged
in frivolous conduct pursuant to R.C. 2323.51(A)(2)(a)(iii) and (iv). The trial court, however,
granted summary judgment in favor of the Lis on the Du-Zhous’ counterclaim for frivolous
conduct that was based on R.C. 2323.51(A)(2)(a)(i) and (ii). The trial court did not determine
damages at that time. The trial court also granted summary judgment in favor of the Lis on the
Du-Zhous’ counterclaims of malicious prosecution, abuse of process, and defamation.
{¶10} Throughout the trial court proceedings, the Du-Zhous have sought sanctions against
the Lis and the Lis’ attorneys J. Reid Yoder and Kyle Johnson and their law firms pursuant to
Civ.R. 11 and R.C. 2323.51 for the filing of the Lis’ complaint and for conduct that occurred during
the pendency of the trial court matter. The trial court denied all of the Du-Zhous’ motions for
sanctions.
{¶11} On November 18, 2024, the trial court held a hearing to determine the amount of
damages on the Du-Zhous’ successful counterclaim for frivolous conduct against the Lis. On April
7, 2025, the trial court awarded damages to the Du-Zhous in the amount $37,208.50, which
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consisted of $34,642.00 in attorney fees and $2,567.50 in expert fees incurred by the Du-Zhous as
a result of the Lis’ frivolous conduct.
{¶12} The Lis have appealed and have set forth four assignments of error for our review
in their “Statement of Assignments of Error” portion of their brief. The Du-Zhous have cross-
appealed raising six cross-assignments of error for our review. To facilitate our analysis, we will
consider the assignments of error out of order and have grouped some assignments of error.
II.
The Du-Zhous’ Counterclaim for Frivolous Conduct
THE LIS’ ASSIGNMENT OF ERROR II
THE TRIAL COURT ERRED IN GRANTING SUMMARY JUDGMENT
ON [THE DU-ZHOUS’] COUNTERCLAIM FOR SANCTIONS UNDER
R.C. 2323.51 BY RELYING ON FACTUAL FINDINGS IN CASE NO. CV-
2016-05-2184 THAT DID NOT HAVE A PRECLUSIVE EFFECT IN THE
PRESENT LITIGATION.
THE DU-ZHOUS’ CROSS-ASSIGNMENT OF ERROR II
THE TRIAL COURT ERRED IN ITS SUMMARY JUDGMENT ORDER
WHEN IT DECLINED TO CONSIDER ANY CLAIMS FOR FRIVOLOUS
CONDUCT BASED ON [R.C. 2323.51(A)(2)(a)(i) AND (ii)] BECAUSE IT
HAD REJECTED THEM FIVE YEARS EARLIER.
{¶13} The Lis argue in their second assignment of error that the trial court erred in
granting summary judgment in favor of the Du-Zhous on the Du-Zhous’ counterclaim for frivolous
conduct in violation of R.C. 2323.51(A)(2)(a)(iii) and (iv.). The Du-Zhous argue in their second
cross-assignment of error that the trial court erred in granting summary judgment in favor of the
Lis on Du-Zhous’ counterclaim against the Lis for frivolous conduct in violation of R.C.
2323.51(A)(2)(a)(i) and (ii). In other words, the Lis argue they should not be liable on the frivolous
conduct counterclaim at all, and the Du-Zhous argue the Lis should be liable for frivolous conduct
pursuant to all four subparts of R.C. 2323.51(A)(2)(a).
6
{¶14} R.C. 2323.51(A) provides in relevant part:
(2) "Frivolous conduct" means either of the following:
(a) Conduct of . . . [a] party to a civil action . . . or . . . [a] party's counsel of record
that satisfies any of the following:
(i) It obviously serves merely to harass or maliciously injure another party to the
civil action or appeal or is for another improper purpose, including, but not limited
to, causing unnecessary delay or a needless increase in the cost of litigation.
(ii) It is not warranted under existing law, cannot be supported by a good faith
argument for an extension, modification, or reversal of existing law, or cannot be
supported by a good faith argument for the establishment of new law.
(iii) The conduct consists of allegations or other factual contentions that have no
evidentiary support or, if specifically so identified, are not likely to have evidentiary
support after a reasonable opportunity for further investigation or discovery.
(iv) The conduct consists of denials or factual contentions that are not warranted by
the evidence or, if specifically so identified, are not reasonably based on a lack of
information or belief.
{¶15} This Court reviews an award of summary judgment de novo. Grafton v. Ohio
Edison Co., 77 Ohio St.3d 102, 105 (1996). Summary judgment is appropriate under Civ.R. 56
when: (1) no genuine issue as to any material fact remains to be litigated; (2) the moving party is
entitled to judgment as a matter of law; and (3) viewing the evidence most strongly in favor of the
nonmoving party, reasonable minds can come to but one conclusion and that conclusion is adverse
to the nonmoving party. Temple v. Wean United, Inc., 50 Ohio St.2d 317, 327 (1977), citing Civ.R.
56(C). A court must view the facts in the light most favorable to the non-moving party and must
resolve any doubt in favor of the non-moving party. Murphy v. Reynoldsburg, 65 Ohio St.3d 356,
358-359 (1992). The party moving for summary judgment bears the initial burden of informing
the trial court of the basis for the motion and pointing to parts of the record that show the absence
of a genuine issue of material fact. Dresher v. Burt, 75 Ohio St.3d 280, 292-293 (1996).
Specifically, the moving party must support the motion by pointing to some evidence in the record
7
of the type listed in Civ.R. 56(C). Id. Once a moving party satisfies its burden of supporting its
motion for summary judgment with acceptable evidence pursuant to Civ.R. 56(C), Civ.R. 56(E)
provides that the non-moving party may not rest upon the mere allegations or denials of the moving
party’s pleadings. Id. at 293. Rather, the non-moving party has a reciprocal burden of responding
by setting forth specific facts, demonstrating that a “genuine triable issue” exists to be litigated at
trial. State ex rel. Zimmerman v. Tompkins, 75 Ohio St.3d 447, 449 (1996).
{¶16} In their second assignment of error, the Lis argue the trial court erred by relying on
findings of fact from the expulsion case when it granted summary judgment in favor of the Du-
Zhous on their counterclaim for frivolous conduct pursuant to R.C. 2323.51(A)(2)(a)(iii) and (iv).
We agree. The Du-Zhous were not parties to the expulsion case and therefore, the findings of fact
in that case cannot be used as res judicata in this case. “Res judicata” includes the concept of issue
preclusion. Robinholt v. Wilson, 2023-Ohio-248, ¶ 13 (9th Dist.), quoting Huber v. Inpatient Med.
Servs., Inc. 2018-Ohio-4686, ¶ 9 (9th Dist.). The doctrine of issue preclusion holds that a fact that
was actually and directly at issue in a previous action and was passed upon and determined by a
court of competent jurisdiction, may not be drawn into question in a subsequent action between
the same parties or their privies. (Emphasis added.) Glidden Co. v. Lumbermens Mut. Cas. Co.,
2006-Ohio-6553, ¶ 44, quoting Fort Frye Teachers Assn., OEA/NEA v. State Emp. Relations Bd.,
81 Ohio St.3d 392, 395 (1998).
{¶17} Because the trial court quoted extensively from the decision in the expulsion case
in granting summary judgment in favor of the Du-Zhous, it is clear that the trial court believed the
findings of fact from that case had a preclusive effect in this case. But because the Du-Zhous were
not a party to the expulsion case, the findings of fact in the expulsion decision could not be used
in this case, and the trial court erred in granting summary judgment on that basis.
8
{¶18} In addition, in conducting our de novo review, we have reviewed the evidence
submitted in support of the Du-Zhous’ motion for summary judgment. It was incumbent on the
Du-Zhous to point to evidence admissible pursuant to Civ.R. 56 to establish that there was no
genuine issue of material fact concerning whether the Lis’ conduct in filing the complaint was
frivolous.
{¶19} Civ.R. 56(C) provides in relevant part:
Summary judgment shall be rendered forthwith if the pleadings, depositions,
answers to interrogatories, written admissions, affidavits, transcripts of evidence,
and written stipulations of fact, if any, timely filed in the action, show that there is
no genuine issue as to any material fact and that the moving party is entitled to
judgment as a matter of law. No evidence or stipulation may be considered except
as stated in this rule. A summary judgment shall not be rendered unless it appears
from the evidence or stipulation, and only from the evidence or stipulation, that
reasonable minds can come to but one conclusion and that conclusion is adverse to
the party against whom the motion for summary judgment is made, that party being
entitled to have the evidence or stipulation construed most strongly in the party’s
favor.
{¶20} Upon review, we determine that the Du-Zhous did not meet their burden to establish
that there is no genuine issue of material fact concerning whether the Lis’ conduct was frivolous.
Here, we are not determining that the Lis’ conduct in filing the complaint was not frivolous, only
that the Du-Zhous did not establish with evidence allowed by Civ.R. 56(C) that there is no genuine
issue of fact concerning whether the Lis’ conduct was frivolous and that the trial court erred by
treating findings of fact in a separate case to which the Du-Zhous were not parties as res judicata.
{¶21} The trial court also granted summary judgment in favor of the Lis on a portion of
the Du-Zhous’ counterclaim for frivolous conduct, specifically that the conduct violated R.C.
2323.51(A)(2)(a)(i) and (ii). The trial court’s explanation for doing so was “the argument set forth
in the [Du-Zhous’] Motion for Summary Judgment relies upon the same facts and law (insofar as
it relates to R.C. []2323.51(A)(2)(a)(i) and (ii)) which was previously rejected by the [c]ourt.
9
Therefore, this [c]ourt declines to address any arguments raised pursuant to R.C.
2323.51(A)(2)(a)(i) and (ii).”
{¶22} It appears that the trial court did not engage in a review and analysis of the parties’
evidence submitted in connection with their respective motions for summary judgment when
granting summary judgment in favor of the Lis and against the Du-Zhous on the Du-Zhous’
counterclaim for frivolous conduct pursuant to R.C. 2323.51(A)(2)(a)(i) and (ii) but instead relied
on its previous pre-summary judgment orders. Because the trial court did not refer to any Civ.R.
56(C) evidence when granting summary judgment in favor of the Lis and against the Du-Zhous
on the portion of the Du-Zhous’ counterclaim for frivolous conduct pursuant to R.C.
2323.51(A)(2)(a)(i) and (ii), but instead referred only to its prior decisions on the Du-Zhous’
motions for sanctions, we determine the trial court erred.
{¶23} Therefore, there remain genuine issues of material fact concerning the entirety of
the Du-Zhous’ counterclaim against the Lis for frivolous conduct. The Lis’ second assignment of
error and the Du-Zhous’ second cross-assignment of error are sustained.
The Du-Zhous’ Counterclaim for Defamation
CROSS-ASSIGNMENT OF ERROR I
THE TRIAL COURT ERRED IN ITS SUMMARY JUDGMENT ORDER IN
FINDING THAT THE STATEMENTS PUBLISHED BY THE LIS WERE
NOT DEFAMATORY PER SE.
{¶24} In their first cross-assignment of error, the Du-Zhous argue the trial court erred
granting summary judgment in favor of the Lis on the Du-Zhous’ counterclaim for defamation.
The Du-Zhous alleged in their amended counterclaim that the Lis defamed them when Mrs. Li
sent an email falsely accusing the Du-Zhous of setting up T.L in order to “frame” him and
“plan[ning] the scheme and fabricat[ing]” Mr. Du’s emails to school officials that had expressed
10
concern over T.L.’s threat to conduct a school shooting. In his deposition, Mr. Li took
responsibility for sending the email using his wife’s email address. The Du-Zhous’ counterclaim
alleged these statements constituted defamation per se. The Lis argued in their motion for
summary judgment that the statements in the email were not false, were made with qualified
privilege, and were not defamatory per se.
{¶25} Defamation is a false statement that injures a person’s reputation. Gosden v. Louis,
116 Ohio App.3d 195, 206 (9th Dist. 1996). In addition, the statement must be made without
privilege to a third party. Northeast Ohio Elite Gymnastics Training Ctr., Inc. v. Osborne, 2009-
Ohio-2612, ¶ 7 (9th Dist.). A statement is actionable as defamation per se if it: (1) alleges an
indictable criminal offense involving moral turpitude; (2) imputes a loathsome or contagious
disease that would exclude a person from society; (3) tends to injure a person in his trade or
occupation; or (4) tends to subject a person to public hatred, ridicule, or contempt. Dunnigan v.
City of Lorain, 2002-Ohio-5548, ¶ 35 (9th Dist.); Gosden at 207. When not ambiguous, whether
a statement is defamation per se is a question of law for the trial court to determine. Gosden at
207.
{¶26} Qualified privilege is an affirmative defense to a claim of defamation. Hill v. Ohio
Dept. of Rehab. and Corr., 2021-Ohio-561, ¶ 17 (10th Dist.). Where found, it does not absolutely
immunize statements from liability but instead subjects the party claiming defamation to a
heightened proof requirement. Hahn v. Kotten, 43 Ohio St.2d 237, 243, 248 (1975). To overcome
the defense of qualified privilege, a party must show that the subject communication was made
with actual malice, meaning that the speaker knew it was false or recklessly disregarded the truth.
Jacobs v. Frank, 60 Ohio St.3d 111, 118 (1991).
11
{¶27} There is no dispute that the statements in Mr. Li’s email and attachments were
published. Thus, the issues for this assignment of error are whether there are genuine issues of
material fact that the statements in the email and attachments were false and made without
privilege, and whether or not the statements, as a matter of law, constituted defamation per se.
{¶28} In his email to Revere parents, Mr. Li stated:
Dear fellow Revere parents,
I’d like to thank you for your support for [T.L.] and let you know that we will never
forget. Since the incident occurred we’ve never given up pursuing the truth. Now
it is clear that many people’s belief is right.
We have unearthed evidence that [Mr. Du’s emails were] a set up devised by [the
Du-Zhou] family to frame [T.L.]. It took us over one and a half years of
investigation to unearth the fact that the [Du-Zhou] family planned the scheme and
fabricated all those “Tom Smith”, “Rob Dole”, and “Swisscheese” emails.
The attached document was distributed to Revere [School] District members at a
recent IEP team meeting. It is a summary of the related facts and evidence.
{¶29} Attached to Mr. Li’s email was a memorandum to T.L.’s “IEP Team” titled, “Some
Related Information,” which stated that Mr. Du admitted to lying in his emails and accused the
Du-Zhous of preparing the emails before “the incident.” The memorandum referred to further
attachments, also sent with Mr. Li’s email, which included part of the police report by the Bath
Township Police Department, the email sent by the Revere superintendent notifying parents that a
“student had threatened to bring a weapon to school,” and the emails sent by Mr. Du under
pseudonyms to school officials expressing concern about school safety and asking the school to
remove the individual who made the threat.
{¶30} The Du-Zhous argue the following specific statements made by Mr. Li in the email
and attachments are defamatory per se:
• We have unearthed evidence that it was a set up devised by [T.D.]’s family to
frame [T.L].
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• It took us over one and a half years of investigation to unearth the fact that
[T.D.]’s family planned the scheme and fabricated all those “Tom Smith,” Rob
Dole,” and “Swisscheese” emails.
• [W.B. and his father] asked to have their “identities hidden.” Tom Smith et al
were using a more devious way that would shock ordinary people’s conscience.
• [W.B.’s family] and the [Du-Zhou] families are the only two parties in the
whole world that alleged [T.L.] made threats in the past, contradicting all
records and evidence, including those of Revere.
• [Mr. Du] came “up with the fake names and email addresses, set up the email
accounts with the fake names.”
• Those who have knowledge of them unanimously believe that the emails were
prepared before the incident by [T.D.] and his parents.
• [T]here was zero parent concerned and the only explanation would be a set up
scheme.
{¶31} The trial court found Mr. Li’s email did not accuse the Du-Zhous of any particular
crime and there is “no such crime known as a ‘setup scheme’ within the plain meaning of those
words.” We agree with the trial court in this regard.
{¶32} The trial court went on to find the email does not state what the Lis accuse the Du-
Zhous of scheming to set up. The email only refers to “the incident” and purports to describe
“some of ‘the forces that brought the situation to [T.L].’” The trial court further found that “the
act of creating an email address or planning a course of action to accuse another person of an action
does not subject anyone to public hatred, ridicule or contempt on its face; therefore the Lis’ email
is not defamatory per se.” However, a review of the attachments to that email makes clear what
the scheme was the Du-Zhous were accused of setting up. The Lis accused the Du-Zhous of pre-
planning and taking steps to carry out a scheme to set up or frame the Lis’ teenage son in order to
have him, an academic rival of the Du-Zhous’ son, expelled from school.
{¶33} Such accusations would tend to subject the Du-Zhous to public hatred, ridicule,
contempt, or damage to reputation, and are actionable if Mr. Li’s statements are false and made
without privilege. The Sixth District Court of Appeals determined that a complaint that alleged
that a plaintiff intentionally overpaid an employee and “subjected [the plaintiff] to damage to his
13
reputation, public contempt, ridicule, shame, and disgrace” sets forth all the elements for a
defamation per se action. Johnson v. Port Clinton, 2025-Ohio-3100, ¶ 31 (6th Dist.). Statements
in a flyer that a business has a long history of racial profiling and discrimination have been found
by a trial court to be defamatory per se and this Court affirmed the judgment of the trial court
denying the defendant’s motion for judgment notwithstanding the verdict. Gibson Bros., Inc. v.
Oberlin College, 2022-Ohio-1079, ¶ 32, 89, 133 (9th Dist.).
{¶34} As Chief Justice O’Connor observed in her dissent in Wayt v. DHSC, L.C.C.,
2018-Ohio-4822, ¶ 40:
a person’s reputation is separate from her or his body, and the person has little
control over it - reputation exists entirely in the hearts and minds of others. The lack
of control over one’s own reputation is one reason that the tort of defamation is so
menacing. A person can be of upstanding character, yet when someone defames
her or him, there is no well-defined solution for piecing reputation back together or
even for determining the damage. A reputation damaged by defamation is not fixed
by mending it; one can only attempt to repair reputation by convincing each and
every person who observed the defamatory statement that it is not true. It is often
nearly impossible to determine whether reputation is restored or to quantify the
damage. In part, that is why a victim of defamation per se, that is, defamation that
is clear on its face, does not have to prove damages. Becker v. Toulmin, 165 Ohio
St. 549, 553, 138 N.E.2d 391 (1956).
{¶35} Mr. Li’s accusations tend to subject the Du-Zhous to public hatred, ridicule, or
contempt and are actionable if Mr. Li’s statements are false and made without privilege. The trial
court, however, did not reach the issues of the truth or falsity of the statements or qualified
privilege. Therefore, we only determine that the statements in Mr. Li’s email and attachments, if
false and made without privilege, could constitute defamation per se. It is up to the trier of fact to
determine whether in the first instance the statements were false, and if so, whether the statements
were made without privilege.
{¶36} The Lis argue that because Mr. Li sent the emails using his wife’s email account,
and there is no evidence that Mrs. Li and T.L participated in writing and sending the email,
14
summary judgment in favor of Mrs. Li and T.L. was appropriate as there is no genuine issue of
material fact that Mrs. Li and T.L. did not publish the defamatory statements. The Du-Zhous have
conceded that they are not making any claims against T.L. The Du-Zhous argue that Mrs. Li
testified in her deposition that she agreed with her husband sending the email using her email
address and under her signature. Mrs. Li denied writing or even reading the email and many of
the attachments before they were sent. The Du-Zhous argue that nevertheless, Mrs. Li is liable for
the statements in the email, citing Murray v. Knight-Ridder, Inc., 2004-Ohio-821, ¶ 104 (7th Dist.)
(“[a]ny act by which a defamatory statement is communicated to a third party is a publication[,]”
and a person who requests, procures, or abets in the publication of defamatory material is liable.)
This Court is not convinced that Murray can be applied here. In Murray, the issue was whether a
newspaper publisher was liable for an alleged defamatory article written by a reporter for the
newspaper. In this case, the issue is whether a wife can be liable for specific alleged defamatory
statements sent by her husband on an email account they share. Liability for the publication of
defamation must be predicated on a positive act. Scott v. Hull, 22 Ohio App.2d 141, 144 (3d Dist.
1970). We therefore conclude that there is at least a genuine issue of material fact concerning
whether Mrs. Li published, or requested, procured, or abetted the publication.
{¶37} Accordingly, the Du-Zhous’ first cross-assignment of error is sustained.
CROSS-ASSIGNMENT OF ERROR IV
THE TRIAL COURT ERRED IN DENYING SANCTIONS WITH ITS
DISMISSAL ON JULY 25, 2018, AND IN REFUSING TO CONSIDER [R.C.
2323.51(A)(2)(a)(i) AND (ii)] AT ANY POINT IN THIS LITIGATION.
The Motion to Dismiss Complaint
{¶38} On May 21, 2018, the Du-Zhous filed a motion to dismiss the Lis’ complaint
pursuant to Civ.R. 12(B)(6) for failure to state a claim upon which relief can be granted. In their
15
motion, the Du-Zhous also moved for sanctions against the Lis for frivolous conduct pursuant to
R.C. 2323.51(A)(2)(a). The Du-Zhous argued because the Lis had received “a [c]ourt’s final ruling
on the cause and propriety of T.L.’s expulsion five months before [the] Complaint was filed, the
filing constitutes an abuse of process and frivolous conduct and should be sanctioned.” In denying
the Du-Zhous’ motion for sanctions against the Lis, the trial court simply stated, “[the Du-Zhous’]
Motion for Sanctions is DENIED.” (Emphasis in original).
{¶39} The Du-Zhous however, asserted a counterclaim against the Lis for the exact same
frivolous conduct they alleged in their motion to dismiss. The trial court denied the motion for
sanctions at the Civ.R. 12(B)(6) stage of the proceedings, when the evidence had not yet been
developed in the way it was when motions for summary judgment were filed. Thus, we determine
the trial court did not err by not awarding sanctions to the Du-Zhous in connection with its decision
granting their motion to dismiss the Lis’ complaint. 3
{¶40} While the Du-Zhous argue in this cross-assignment of error that the trial court erred
in refusing to consider R.C. 2323.51(A)(2)(a)(i) and (ii) sanctions at any point in this litigation,
they have not pointed to the refusals to which they are referring in this cross-assignment of error.
This cross-assignment of error discusses only the complaint, and briefly, the actions of Attorney
Yoder before filing the complaint. The Du-Zhous have alleged other instances of frivolous
conduct elsewhere in their brief, and those arguments will be addressed in our analysis of those
cross-assignments of error.
{¶41} Accordingly, the Du-Zhous’ fourth cross-assignment of error is overruled.
CROSS-ASSIGNMENT OF ERROR V
THE TRIAL COURT ERRED IN DENYING SANCTIONS IN ITS
OCTOBER 18, 2024 [] DECISION.
3
The Lis have not assigned as error the dismissal of their complaint.
16
{¶42} On February 11, 2024, the Du-Zhous again moved for sanctions against the Lis
pursuant to R.C. 2323.51(A)(2)(a)(i)-(iv), and also against two of the Lis’ attorneys and their law
firms, Attorney J. Reid Yoder and Attorney Kyle Johnson, pursuant to R.C. 2323.51 and Civ.R.
11. The trial court held a hearing on the motion and denied the motion for sanctions in an October
18, 2024 order.
{¶43} On appeal, as it relates to their February 11, 2024 motion, the Du-Zhous focus on
the following conduct that they deem to be sanctionable:
1. Pleadings reiterating false storylines, which included the filing of the complaint,
the motion for reconsideration, the motion to amend their complaint, the motion
to strike the Du-Zhous’ amended counterclaim;
2. Answers to interrogatories in which the Lis deny that T.L. threatened to conduct
a school shooting;
3. Subpoena issued to the Du-Zhous’ minor children;
4. Depositions to aid the Lis in their federal case against Revere;
5. Interfering with the subpoena for the Lis’ forensic audit of Mrs. Li’s phone; and
6. The Lis’ motion to disqualify the Du-Zhous’ counsel and efforts to disbar
counsel.
{¶44} In its order denying the February 11, 2024 motion for sanctions, the trial court
stated in a footnote that because it had already found frivolous conduct by the Lis in its order
granting the Du-Zhous’ motion for summary judgment, it would not readdress the issue as it relates
to the Lis. To the extent that the February 11, 2024 motion targets the Lis’ filing of the complaint
against the Du-Zhous, that is the same conduct alleged to be frivolous conduct in the counterclaim.
Because we are reversing the grant of summary judgment on the frivolous conduct counterclaim,
this particular issue is premature. However, the motion also targets conduct on the part of the Lis’
in addition to what was alleged in the Du-Zhous’ counterclaim. The February 11, 2024 motion
17
also concerned conduct by the Lis during the course of the litigation. Therefore, we sustain the
Du-Zhous’ fifth assignment of error as it pertains to the Lis’ alleged frivolous conduct for filing
the motion for reconsideration, the motion to amend the complaint, the motion to strike the Du-
Zhous’ amended counterclaim, several answers to interrogatories, subpoenas issued to the Du-
Zhous’ minor children; conducting depositions to allegedly aid the Lis in their federal case against
Revere, allegedly interfering with the subpoena for the Lis’ forensic audit of Mrs. Li’s phone, and
attempting to disqualify the Du-Zhous’ attorney. We stress here that we are not deciding that these
actions constitute frivolous conduct, only that the trial court must decide in the first instance if
these actions on the part of the Lis constitute frivolous conduct.
{¶45} We will now turn our attention to the conduct of the attorneys, as that was addressed
by the trial court in its October 18, 2024 order.
{¶46} “R.C. 2323.51 and Civ.R. 11 both address the filing of frivolous claims.” Dietrich
v. Core, 2023-Ohio-1463, ¶ 10 (9th Dist.), quoting In re Guardianship of Bakhtiar, 2018-Ohio
1764, ¶ 17 (9th Dist.). “The statute and rule differ in that the statute employs an objective test for
frivolous conduct while the rule employs a subjective one.” Dietrich at ¶ 10, citing Kozar v. Bio
Medical Applications of Ohio, Inc., 2004-Ohio-4963, ¶ 16 (9th Dist.). “R.C. 2323.51 also has a
broader reach than Civ.R. 11, as it permits a court to impose sanctions ‘against a party, the party’s
counsel of record, or both.’” P.N. Gilcrest Ltd. Partnership v. Doylestown Family Practice, Inc.,
2011-Ohio-2990, ¶ 32 (9th Dist.), quoting R.C. 2323.51(B)(4); compare Civ.R. 11 (allowing courts
to impose sanctions only against the filing attorney or pro se party).
Civ.R. 11
{¶47} Civ.R. 11 “requires an attorney to sign all pleadings and further provides that the
signature constitutes a warrant that there is good ground for the action.” Clark v. Corwin, 2015-
18
Ohio-4469, ¶ 11 (9th Dist.), quoting Heron Point Condominium Unit Owner's Assn. v. E.R. Miller,
Ltd., 2012-Ohio-2171, ¶ 33 (9th Dist.). If an attorney willfully violates the rule, the court may
issue sanctions. Civ.R. 11. Before a court imposes sanctions under Civ.R. 11, “it must consider
whether the attorney who signed the document (1) read it; (2) harbored good grounds to support it
to the best of his or her knowledge, information, and belief; and (3) did not file it for the purpose
of delay.” Lable & Co. v. Flowers, 104 Ohio App.3d 227, 235 (9th Dist. 1995). Civ.R. 11 employs
a subjective test for frivolous conduct. Dietrich at ¶ 10. The relevant inquiry is whether the
attorney had a good faith belief to support the pleading. Woods v. Savannah Foods & Indus., 1993
WL 49796, *7 (6th Dist. Feb. 26, 1993).
{¶48} A decision regarding sanctions under Rule 11 is generally reviewed for an abuse of
discretion, but questions that are purely legal – such as whether there are good grounds to support
a filing – are reviewed de novo. Callahan v. Akron Gen. Med. Ctr., 2009-Ohio-5148, ¶ 25 (9th
Dist.). An abuse of discretion implies that the court’s attitude is unreasonable, arbitrary, or
unconscionable. Blakemore v. Blakemore, 5 Ohio St.3d 217, 219 (1983).
R.C. 2323.51
{¶49} Ohio’s frivolous conduct statute is codified in R.C. 2323.51. This measure was
enacted by the General Assembly in 1987, rectifying many of the shortcomings of Civ.R. 11.
“Conduct” includes “the filing of a civil action, the assertion of a claim, defense, or other position
in connection with a civil action, the filing of a pleading, motion, or other paper in a civil action,
including, but not limited to, a motion or paper filed for discovery purposes, or the taking of any
other action in connection with a civil action[.]” R.C. 2323.51(A)(1)(a). Thus, the duties imposed
reach beyond the mere filing of a pleading. And again, the definition of frivolous conduct includes
conduct that obviously serves merely to harass or maliciously injure another party to the civil
19
action or is for another improper purpose, including causing unnecessary delay or a needless
increase in the cost of litigation; is not warranted under existing law, consists of allegations or
other factual contentions that have no evidentiary support; or consists of denials or factual
contentions that are not warranted by the evidence. R.C. 2323.51(A)(2)(a).
{¶50} “R.C. 2323.51 does not purport to punish an attorney for failing