Stein v. Hall
CourtCourt of Appeals of North Carolina
Date FiledSeptember 16, 2026
Docket25-652
JudgeJudge April Wood
StatusPublished
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Full Opinion
IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA25-652
Filed 16 September 2026
Wake County, No. 23CV029308-910
JOSHUA H. STEIN, in his official capacity as GOVERNOR OF THE STATE OF
NORTH CAROLINA, Plaintiff,
v.
DESTIN C. HALL, in his official capacity as SPEAKER OF THE NORTH CAROLINA
HOUSE OF REPRESENTATIVES; and PHILIP E. BERGER, in his official capacity
as PRESIDENT PRO TEMPORE OF THE NORTH CAROLINA SENATE,
Defendants,
and
DAVE BOLIEK, in his official capacity as NORTH CAROLINA STATE AUDITOR,
Intervenor-Defendant.
Appeal by Defendants from order entered 23 April 2025 by Judges Edwin G.
Wilson, Jr., Lori I. Hamilton, and R. Andrew Womble in Wake County Superior
Court. Heard in the Court of Appeals 10 February 2026.
Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P., by Daniel F.E. Smith,
Jim W. Phillips, Jr., and Eric F. Fletcher; and Wilmer Cutler Pickering Hale &
Dorr LLP, by W. Swain Wood, for Plaintiff-Appellee.
Womble Bond Dickinson (US) LLP, by Matthew F. Tilley, Michael A. Ingersoll,
and Emmett Whelan; Nelson Mullins Riley & Scarborough, LLP, by Noah H.
Huffstetler, III, and D. Martin Warf, for Defendants-Appellants.
Ward & Smith, P.A., by Alexander C. Dale, and Mark S. Wigley, for Intervenor-
Defendant-Appellant.
WOOD, Judge.
STEIN V. HALL
Opinion of the Court
Destin C. Hall, in his official capacity as Speaker of the House of
Representatives and Philip E. Berger, in his official capacity as President Pro
Tempore of the North Carolina Senate (collectively “Legislative Defendants”), along
with Dave Boliek, in his official capacity as North Carolina State Auditor (“Auditor”
or collectively with Legislative Defendants, “Defendants”) appeal from the order
entered on 23 April 2025 by a divided three-judge superior court panel (the “three-
judge panel”). The order granted Joshua H. Stein’s (“Governor”), in his official
capacity as Governor of the State of North Carolina, motion for summary judgment;
denied the Governor’s motion for a temporary restraining order and preliminary
injunction as moot; denied Legislative Defendants’ motion for summary judgment;
and declared Sections 3A.3.(b), (c), (d), (f), (g), and (h) of Session Law 2024-57
unconstitutional.
I. Factual and Procedural Background
The North Carolina State Board of Elections (“State Board”) is responsible for
the enforcement of laws governing elections, campaign finance, lobbying, and ethics
and has the “authority to make such reasonable rules and regulations with respect to
the conduct of primaries and elections as it may deem advisable . . . .” N.C. Gen. Stat.
§ 163-22 (Powers and duties of State Board of Elections). The State Board also
advises and monitors for compliance the state’s county boards of election (“County
Boards”). N.C. Gen. Stat. § 163-22(e).
The North Carolina General Assembly (“General Assembly”) created the first
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Opinion of the Court
State Board in 1899; all members of the State Board were appointed by the General
Assembly. See An Act to Regulate Elections, ch. 507, § 4, 1899 Sess. Laws 659. In
1901, the General Assembly transferred to the Governor the duty to appoint all
members to the State Board. See An Act to Provide for the Holding of Elections in
North Carolina, ch. 89, § 5, 1901 Sess. Laws 244. Since 1901, the Governor has
retained the duty to appoint all members to the State Board. Additionally, the
Governor has appointed the chair of each County Board since 2018.
On 10 October 2023, the General Assembly succeeded in its efforts to override
Former Governor Roy Cooper’s (“Governor Cooper”) veto and enacted Session Law
2023-139 (“SB 749”) which transferred the State Board “administratively to the
Department of the Secretary of State.” Further, SB 749 increased the number of
State Board members from five to eight and transferred the duty to appoint all
members of the State Board from the Governor to the General Assembly. On 17
October 2023, Governor Cooper filed a complaint alleging that the changes to the
State Board within SB 749 were unconstitutional. On 6 November 2023, Governor
Cooper filed a motion for a temporary restraining order to prevent the challenged
portions of SB 749 from going into effect on 1 January 2024.
On 8 November 2023, the matter was transferred to a three-judge panel in the
Superior Court of Wake County as required when there is a facial challenge to the
validity of an act of the General Assembly. The three-judge panel granted the motion
for preliminary injunction; the legislative defendants filed an answer and motion to
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Opinion of the Court
dismiss for lack of subject matter jurisdiction and for failure to state a claim; and the
three-judge panel entered a case management order.
On 9 February 2024, the legislative defendants filed a motion to dismiss and,
alternatively, motion for judgment on the pleadings pursuant to North Carolina
Rules of Civil Procedure 12(b)(1) and 12(c) asserting that Governor Cooper’s claims
are political questions and nonjusticiable, thus, the three-judge panel should dismiss
for lack of subject matter jurisdiction. On 9 February 2024, Governor Cooper filed a
motion for summary judgment pursuant to Rule 56.
On 11 March 2024, the three-judge panel1 granted Governor Cooper’s motion
for summary judgment and denied the legislative defendants’ motion to dismiss and
motion for judgment on the pleadings. The three-judge panel determined Governor
Cooper’s claim to be justiciable as a matter of law and found a separation of powers
issue to exist which Cooper I controlled. See generally Cooper v. Berger (Cooper I), 370
N.C. 392, 809 S.E.2d 98 (2018); State ex rel. McCrory v. Berger (McCrory), 368 N.C.
633, 781 S.E.2d 256 (2016). The three-judge panel concluded in part:
12. Because the State Board and County Boards exercise
executive functions, the question becomes whether the
Governor, under the Session Law, has sufficient control.
Again, Cooper I is controlling. Our Supreme Court has
held that “Article III, Section 5(4) of the North Carolina
Constitution requires ‘the Governor to have enough control
over’ commissions or boards that ‘are primarily
administrative or executive in character’ ‘to perform his or
her constitutional duty,” Cooper I, 370 N.C. at 414, 809
1 Judges Edwin Wilson, Lori Hamilton, and Andrew Womble.
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Opinion of the Court
S.E.2d at 111 (quoting McCrory, 368 N.C. at 645-46, 781
S.E.2d at 256). The degree of control depends on the ability
to appoint members, supervise their activities, and remove
them from office. Id.
13. The constitutional provision “also contemplates that
the Governor will have the ability to affirmatively
implement the policy decisions that executive branch
agencies subject to his or her control are allowed, through
delegation from the General Assembly, to make as well.”
Cooper I, 370 N.C. at 415, 809 S.E.2d at 112.
14. Without explicitly defining “control,” it is still clear that
the Session Law infringes upon the Governor’s
constitutional duties. First, all appointment powers were
removed from the Governor and given to the General
Assembly for the State Board and the County Boards.
Second, Defendants have the final decision on the Chair
and Executive Director of the State Board if the members
are unable to reach a majority decision. Similarly, if the
County Board members cannot reach a decision on their
Chair, the General Assembly selects the Chair. Finally,
the Governor has no power to remove members of the State
Board and County Boards, whether for lack of attendance
or for cause. Cooper I, 370 N.C. at 416, 809 S.E.2d at 112-
13 (concluding the statute at issue left the Governor with
little control over the Board because, in part, it
“significantly constrain[ed] the Governor’s ability to
remove members”). Defendants’ actions are the most stark
and blatant removal of appointment power from the
Governor since McCrory and Cooper I. Cooper I and
McCrory control, and the Session Law must be
permanently enjoined.
On 5 November 2024, Democratic candidate Joshua H. Stein won the North
Carolina Governor election and Republican candidate David Boliek won the North
Carolina Auditor election.
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Opinion of the Court
While the appeal of SB 749 was still pending, Senate Bill 382 (“SB 382”) was
introduced on 19 November 2024 and passed in both chambers of the General
Assembly before being presented to the Governor. Governor Cooper vetoed SB 382
on 26 November 2024. The Governor’s veto was overridden by a Republican super-
majority vote on 11 December 2024.
SB 382, in relevant part, transferred the State Board administratively from an
independent agency under the Governor to the Department of the State Auditor;
relieved the Governor entirely of his duty to appoint and remove State and County
Board members; assigned all of the Governor’s former appointment duties to the
Auditor along with the duty to fill vacancies or remove members who fail to attend
meetings; and assigned the Auditor to direct and supervise the budgeting functions
of the State Board. S.B. 382 Sec. 3A.1-3A.3 of S.L. 2024-57, Legis. Analysis Div., N.C.
Gen. Assemb., Reg. Sess., at 2 (9 Jan. 2025). SB 382 effectively repealed the
challenged and enjoined portions of SB 749.
On 28 January 2025, the parties2 jointly moved for an order vacating the 11
March 2024 final judgment pursuant to Rule 60 to “permit supplemental amendment
of [Governor Cooper’s] complaint pursuant to Rule 15(d), as requested in [Governor
Cooper’s] 23 December 2024 motion; and to establish a briefing schedule for
2 Now the named parties to the case: Governor Joshua H. Stein, in his official capacity as
Governor of the State of North Carolina, Plaintiff, vs. Destin C. Hall, in his official capacity as
Speaker of the House of North Carolina House of Representatives; and Philip E. Berger, in his
official capacity as President Pro Tempore of the North Carolina Senate, Defendants.
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Opinion of the Court
dispositive motions on [Governor Cooper’s] supplemental complaint.” That same day,
the Governor filed a notice of voluntary dismissal without prejudice.
On 11 February 2025, the three-judge panel filed an amended consent order
granting the joint motion to vacate the 11 March 2024 final judgment. That same
day, the Governor filed a supplemental complaint pursuant to Rules 15(d) and 19,
seeking a declaratory judgment and preliminary and permanent injunctions
challenging Sections 3A.3.(b), (c), (d), (f), (g), and (h) of SB 382. Notably, the Governor
has not challenged the administrative move of the State Board to the Department of
the Auditor nor that the budgeting functions shall be performed under the
supervision and direction of the Auditor.
On 25 February 2025, Legislative Defendants filed their answer to the
Governor’s supplemental complaint and asserted that the Governor’s claim should be
dismissed pursuant to Rule 12(b)(1) and 12(b)(6) for lack of subject matter jurisdiction
and for failure to state a claim upon which relief may be granted.
On 25 February 2025, Legislative Defendants filed a motion for summary
judgment pursuant to Rule 56 on all claims raised in the supplemental complaint.
On 26 February 2025, the Governor filed a motion for summary judgment as to the
supplemental complaint pursuant to Rule 56. On 6 March 2025, the Auditor filed a
motion and memorandum in support of his motion to permissively intervene as a
defendant and subsequently filed his proposed answer to the Governor’s
supplemental complaint.
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STEIN V. HALL
Opinion of the Court
On 7 March 2025, the trial court entered an order transferring the matter to a
three-judge panel. On 11 March 2025, the three-judge panel filed a consent order
allowing the Auditor to permissively intervene under Rule 24(b). On 14 March 2025,
the Governor filed a motion for temporary restraining order and preliminary
injunction. The matter came on for hearing on 14 April 2025.
On 23 April 2025, the three-judge panel filed its order granting the Governor’s
motion for summary judgment, denying Legislative Defendants’ motion for summary
judgment, and denying as moot the Governor’s motion for temporary restraining
order and preliminary injunction. On 24 April 2025, Legislative Defendants filed a
motion to stay the 23 April 2025 order while their appeal was pending. That same
day, Legislative Defendants filed notice of appeal of the 23 April 2025 order; the
Auditor filed notice of appeal two days later. On 28 April 2025, the three-judge panel
denied Legislative Defendants’ motion for an appellate stay.
On 12 May 2025, this Court entered an order allowing the petition for writ of
supersedeas and motion for temporary stay filed by Legislative Defendants. The
order stayed the matter until further order by this Court; therefore, SB 382 took effect
notwithstanding the three-judge panel having found the challenged portions of SB
382 unconstitutional. The Governor appealed this Court’s order to our Supreme
Court which on 21 May 2025 filed an order concluding this Court did not abuse its
discretion. See Stein v. Berger (Stein Stay Order), 387 N.C. 575, 915 S.E.2d 146 (2025).
The order from our Supreme Court concluded:
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Opinion of the Court
The constitutionality of [SB 382] remains vigorously
contested. Given that defendants have already exercised
their appeal as of right to the Court of Appeals—and that
the outcome of their appeal is still pending—the three-
judge panel will not have the final say on the law’s
enforceability. Accordingly, the Court of Appeals’ ruling
was not manifestly unsupported by reason or so arbitrary
that it could not have been the result of a reasoned
decision.
The Governor’s Petition for Writ of Supersedeas and
Petition for Writ of Certiorari are denied, and his Motion
for Temporary Stay is dismissed as moot.
Id. at 579, 915 S.E.2d at 149. The vigorously contested question regarding the
constitutionality of SB 382/ Session Law 2024-57 is now before this Court.
II. Analysis
The case before us presents a matter of first impression regarding the General
Assembly’s ability to reassign certain duties prescribed by law among Council of State
members within the executive branch. N.C. Const. art. III, § 7(2). Legislative
Defendants argue the three-judge panel erred by declaring the challenged sections of
SB 382 unconstitutional because: SB 382 represents “a legitimate exercise of the
General Assembly’s express and plenary power to structure agencies of State
government and assign duties to the ‘other elective officers’ who serve as members of
the Council of State”; our constitution expressly authorizes the General Assembly to
distribute duties among the members of the executive branch; the cases McCrory,
Cooper I, and Cooper Confirmation are inapposite to the issue presented; SB 382 does
not interfere with the Governor’s constitutional duties; and the Governor’s challenge
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Opinion of the Court
to SB 382 is nonjusticiable. See generally McCrory, 368 N.C. 633, 781 S.E.2d 256;
Cooper I, 370 N.C. 392, 809 S.E.2d 98; Cooper v. Berger (Cooper Confirmation), 371
N.C. 799, 822 S.E.2d 286 (2018). The Auditor further supports Legislative
Defendants’ arguments by contending that our constitution’s reorganization clause
“expressly permits this kind of intra-executive branch restructuring—full stop,” and
that regardless, the reorganization clause of Article III, § 5(10) renders the Governor’s
challenge to SB 382 nonjusticiable.
In contrast, the Governor argues the three-judge panel did not err by declaring
the challenged sections of SB 382 unconstitutional because a violation of the
separation of powers clause occurs not only when “one branch exercises power that
the constitution vests exclusively in another branch,” but also equally forbids “one
branch from ‘prevent[ing] another branch from performing its constitutional duties.’”
McCrory, 368 N.C. at 645, 781 S.E.2d at 256. By enacting SB 382, the Governor
asserts that the General Assembly has prevented him from performing his
constitutional duties, i.e., ensuring the State Board faithfully executes the law. After
a careful review of the record and applicable law, we conclude the Governor has
presented a justiciable question of law, and the General Assembly has not violated
the separation of powers.
A. Standard of Review
This Court reviews an order granting or denying summary judgment
containing constitutional arguments de novo, considering the matter anew and freely
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Opinion of the Court
substituting its own judgment for that of the lower court. Stein v. Berger (Stein
Commissions), __ N.C. App. __, __, 923 S.E.2d 579, 584 (2025). In our review, we
must “presum[e] that legislation is constitutional and that a constitutional limitation
on the General Assembly must be explicit in the text and demonstrated beyond a
reasonable doubt.” McKinney v. Goins, 387 N.C. 35, 42, 911 S.E.2d 1, 7 (2025) (citing
Harper v. Hall, 384 N.C. 292, 323-24, 886 S.E.2d 393, 414 (2023)). “[W]e will not
declare a law invalid unless we determine that it is unconstitutional beyond a
reasonable doubt.” Stein Commissions, __ N.C. App. at __, 923 S.E.2d at 584 (quoting
McCrory, 368 N.C. at 639, 781 S.E.2d at 252).
The Governor, as the challenging party, “bears the burden of overcoming our
presumption of validity.” McKinney, 387 N.C. at 44, 911 S.E.2d at 9. “[A] claim that
a law is unconstitutional must surmount the high bar imposed by the presumption of
constitutionality and meet the highest quantum of proof, a showing that the statute
is unconstitutional beyond a reasonable doubt.” Harper, 384 N.C. at 324, 886 S.E.2d
at 414-15. For an act to be unconstitutional beyond a reasonable doubt, “the
constitutional violation must be plain and clear. To determine whether the violation
is plain and clear, we look to the text of the constitution, the historical context in
which the people of North Carolina adopted the applicable constitutional provision,
and our precedents.” McCrory, 368 N.C. at 639, 781 S.E.2d at 252. Therefore, if the
Governor here has “fail[ed] to meet his burden beyond a reasonable doubt, ‘we must
uphold the statute regardless of whether we agree with the General Assembly’s public
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Opinion of the Court
policy choices.’” McKinney, 387 N.C. at 44, 911 S.E.2d at 9 (quoting Cmty. Success
Initiative v. Moore, 384 N.C. 194, 212, 886 S.E.2d 16, 32 (2023)).
“Under our Constitution, ‘power remains with the people and is exercised
through the General Assembly, which functions as the arm of the electorate. An act
of the people’s elected representatives is thus an act of the people and is presumed
valid unless it conflicts with the Constitution.’” Holmes v. Moore, 384 N.C. 426, 435,
886 S.E.2d 120, 129 (2023) (quoting Pope v. Easley, 354 N.C. 544, 546, 556 S.E.2d
265, 267 (2001)). Additionally, our Supreme Court precedent makes clear:
[t]he Legislature alone may determine the policy of the
State, and its will is supreme, except where limited by
constitutional inhibition, which exception or limitation,
when invoked, presents a question of power for the courts
to decide. But even then the courts do not undertake to say
what the law ought to be; they only declare what it is.
Holmes, 384 N.C. at 435, 886 S.E.2d at 129 (quoting State v. Revis, 193 N.C. 192, 195,
136 S.E. 346, 347 (1927) (recently quoted in substantial part in McKinney, 387 N.C.
at 42, 911 S.E.2d at 7). It is this Court’s task now to set aside whatever the General
Assembly’s public policy choices may have been and consider the constitutional
limitations of the General Assembly’s authority by looking at “the plain text of the
constitution just as [we] would look to the plain text of a statute” and consider
whether the Governor has met the high bar in overcoming the presumption of
constitutionality afforded to the challenged provisions of SB 382. Harper, 384 N.C. at
324, 886 S.E.2d at 414.
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Opinion of the Court
B. Justiciability
First, we address Defendants’ argument that the Governor’s lawsuit presents
a nonjusticiable political question. Legislative Defendants contend the case sub
judice “does not involve [a] separation of powers, but instead the General Assembly’s
express (and plenary) authority to assign unreserved official duties among Council of
State members within the executive branch under Article III, Section 7(2).”
In contrast, the Governor argues the question is justiciable and similar to the
issue in Cooper I that was held as such. The Governor does not challenge “the General
Assembly’s decision to ‘prescribe the functions, powers, and duties of the
administrative departments and agencies of the State,’” but rather he contends that
“the General Assembly has impermissibly exceeded a defined, textual limit on the
power that may be assigned to the State Auditor and encroached on the Governor’s
executive authority.”
The political question doctrine “‘excludes from judicial review those
controversies which revolve around policy choices and value determinations
constitutionally committed for the resolution to the’ legislative or executive branches
of government.” Cooper I, 370 N.C. at 407-08, 809 S.E.2d at 107 (quoting Bacon v.
Lee, 353 N.C. 696, 717, 549 S.E.2d 840, 854 (2001)). “Purely political questions are
those questions which have been wholly committed to the ‘sole discretion’ of a
coordinate branch of government, and those questions which can be resolved only by
making ‘policy choices and value determinations.’” N.C. State Conf. of NAACP v.
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Opinion of the Court
Moore, 382 N.C. 129, 141, 876 S.E.2d 513, 524 (2022) (quoting Bacon, 353 N.C. at
717, 549 S.E.2d at 854). Our Supreme Court has recognized general justiciability
principles including “two criteria of political questions: (1) where there is a ‘textually
demonstrable constitutional commitment of the issue’ to the ‘sole discretion’ of a
‘coordinate political department’; and (2) those questions that can be resolved only by
making ‘policy choices and values determinations.’” Id. at 141, 876 S.E.2d at 525-26
(cleaned up) (quoting Bacon, 353 N.C. at 717, 549 S.E.2d at 854).
“The political question doctrine controls, essentially, when a question becomes
‘not justiciable because of the separation of powers provided by the Constitution.’”
Cooper I, 370 N.C. at 407, 809 S.E.2d at 107 (cleaned up) (quoting Bacon, 353 N.C.
717, 549 S.E.2d at 854). “The judicial branch is designed to resolve legal disputes
and to ensure that the other branches do not violate the constitution.” Harper, 384
N.C. at 298, 886 S.E.2d at 399.
Deciding whether a matter has in any measure been
committed by the Constitution to another branch of
government, or whether the action of that branch exceeds
whatever authority has been committed, is itself a delicate
exercise in constitutional interpretation, and is a
responsibility of this Court as ultimate interpreter of the
Constitution.
Cooper I, 370 N.C. at 408, 809 S.E.2d at 107 (quoting Baker v. Carr, 369 U.S. 186,
210, 82 S. Ct. 691, 706 (1962)). Consequently, our Supreme Court has consistently
held it necessary to first “undertake a separation of powers analysis in order to
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Opinion of the Court
determine whether the political question doctrine precludes judicial resolution of a
particular dispute.” Id.
Our Supreme Court in Cooper I contrasted Bacon v. Lee (“Bacon”) and News &
Observer Publishing Co. v. Easley (“News & Observer”) to illustrate distinctions
between cases involving nonjusticiable political questions and those that do not. Id.
Bacon and News & Observer both dealt with clemency; the first addressed “the
constitutionality of the Governor’s exercise of his clemency power under Article III,
Section 5(6),” and the latter whether News & Observer was entitled under the public
records law to certain clemency records within the possession of the Governor. Bacon,
353 N.C. at 698, 549 S.E.2d at 843; News & Observer Pub. Co. v. Easley, 182 N.C.
App. 14, 19, 641 S.E.2d 698, 702 (2007).
In Bacon, our Supreme Court stated a “question may be held nonjusticiable
under this doctrine if it involves ‘a textually demonstratable constitutional
commitment of the issue to a coordinate political department.’” Bacon, 353 N.C. at
717, 549 S.E.2d at 854 (quoting Baker, 369 U.S. at 216, 82 S. Ct. at 710). Since Article
III, § 5(6) “expressly commits the substance of the clemency power to the sole
discretion of the Governor,” it determined that “judicial review of the exercise of
clemency power would unreasonably disrupt a core power of the executive.” Id.
In the case of News & Observer, this Court held the parties’ arguments did not
“involve judicial review of the Governor’s exercise of clemency power,” but “[i]nstead
the question before the Court [was] whether the [News & Observer] [was] entitled,
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under the Public Records Law, to certain clemency records within the possession of
the Governor.” News & Observer Pub. Co., 182 N.C. App. at 19, 641 S.E.2d at 702. To
answer the question, this Court determined that the “question turns not on a political
question, but on the meaning of our constitution’s proviso that the Governor’s power
is subject to legislation relative to the manner of applying for pardons.” Id. (cleaned
up). Further, this Court stated, “[t]he principle that questions of constitutional and
statutory interpretation are within the subject matter jurisdiction of the judiciary is
just as well established and fundamental to the operation of our government as the
doctrine of separation of powers.” Id. Thus,
in order to resolve the justiciability issue, we must decide
whether the Governor is seeking to have the judicial
branch interfere with an issue committed to the sole
discretion of the General Assembly or whether the
Governor is seeking to have the Court undertake the usual
role performed by a judicial body, which is to ascertain the
meaning of an applicable legal principle, such as that
embodied in N.C. Const. art. III, § 5(4).
Cooper I, 370 N.C. at 409, 809 S.E.2d at 108.
Here, the Governor has not challenged the administrative transfer of the State
Board to the department of the Auditor and concedes in his supplemental complaint
that “[i]t is undisputed that the General Assembly has considerable authority to
restructure the agencies of North Carolina government and assign, modify, and
remove powers, functions, and duties.” The Governor asserts in his supplemental
complaint that a statute restructuring an executive board—leaving the Governor
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Opinion of the Court
without any “direct or indirect powers of appointment, supervision or removal over
any members”—prevents the Governor from performing his constitutional duty to
“take care that the laws be faithfully executed” and “treat[s] the State Auditor and
Governor as if they were interchangeable for constitutional purposes.” The Governor
reasons that a statute structured in this manner “impermissibly, facially, and beyond
a reasonable doubt interferes with the Governor’s ability to ensure that the laws are
faithfully executed as required by Article III, Section 5(4) of the North Carolina
[Constitution].” Id. at 418, 809 S.E.2d at 114. Because the challenged statutory
provisions allegedly violate his constitutional duty to take care, the Governor asserts
the statute violates the separation of powers. Thus, we consider the General
Assembly’s reassignment of duties between the Governor and the Auditor and not the
restructuring of functions, powers, and duties between “administrative departments,
agencies, and offices of the State.” Our focus is narrowly tailored to address any
potential conflict between Article III, § 7(2) and Article III, § 5(4) and does not require
us to examine Article III, § 11 at length in our analysis.
This case presents the question of whether the General Assembly by enacting
the statute at issue pursuant to Article III, § (7)(2) has prevented the Governor from
being able to perform his constitutional duty to take care the laws be faithfully
executed pursuant to Article III, § 5(4), that is, whether the General Assembly’s
authority to prescribe Council of State members their respective duties is limited by
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Opinion of the Court
the Governor’s duty to take care the laws be faithfully executed. Id. at 412, 809 S.E.2d
at 110.
This question “requires us to examine the constitutional provisions enacting a
system of government founded on principles of popular sovereignty and democratic
self-rule and to then determine if those provisions limit the authority of legislators
who” seek to remove duties assigned to the Governor over an executive board or
commissions. N.C. State Conf. of NCAAP, 382 N.C. at 145, 876 S.E.2d at 526.
Therefore, the question before us is not excluded from judicial review.
C. Reassignment of Elected Officer Duties
The case before us presents a matter of first impression regarding the General
Assembly’s ability to reassign certain duties prescribed by law among Council of State
members within the executive branch. N.C. Const. art. III, § 7(2). Accordingly, the
three-judge panel erred by concluding it “makes no difference to the constitutional
analysis” that the duties at issue here were transferred from the Governor to the
Auditor rather than the General Assembly. Specifically, this case considers to what
extent the General Assembly may reassign duties that the General Assembly had
delegated to the Governor for more than one hundred years, but now the General
Assembly desires to delegate to a different elected officer within the Council of State
under the authority granted pursuant to Article III § 7(2) of our constitution. Article
III § 7(2) of our constitution states that Council of State members’ “respective duties
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Opinion of the Court
shall be prescribed by law,” i.e., prescribed by the General Assembly. N.C. Const. art.
III, § 7(2).
The Governor argues the General Assembly violated the separation of powers
by reassigning duties because, in his words, “[i]f the General Assembly can freely
allocate responsibility for administering elections among Council of State members,
it can effectively control elections administration itself.”3 “When a branch is accused
of violating separation of powers by encroaching upon the executive branch’s
authority, we consider whether the accused branch’s actions ‘unreasonably disrupt a
core power of the executive.’” Stein Commissions, __ N.C. App. at __, 923 S.E.2d at
3 We also note the following argument from the Governor’s brief on appeal:
the General Assembly cannot assign the responsibility to administer
elections to the Auditor. Administering elections is wholly unrelated to
the Auditor’s core constitutional function. And, equally importantly,
for the entire life of this State, the Auditor has never played a
meaningful role in our State’s elections. . . . The General Assembly’s
decision nevertheless to appoint the Auditor as our State’s chief
elections administrator also violates the Separation of Powers Clause.
If the General Assembly can freely allocate responsibility for
administering elections among Council of State members, it can
effectively control elections administration itself. The Constitution
forbids that result. And because the General Assembly cannot task the
Auditor with administering elections, that responsibility must revert
to the Governor, who enjoys any residual executive authority. Because
Senate Bill 382 adopts a contrary regime, the provisions challenged
here are unconstitutional.
It is important to note that despite this argument from the Governor on appeal, the Auditor
is not the Executive Director of the State Board nor the chief elections official for the state. In fact,
the members of the State Board appoint the Executive Director who is “responsible for staffing,
administration, and execution of the State Board’s decisions and orders and shall perform such other
responsibilities as may be assigned by the State Board.” N.C. Gen. Stat. § 163-27. Further, “[t]he
Executive Director shall be the chief State elections official,” not the Auditor. N.C. Gen. Stat. § 163-
27(d).
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Opinion of the Court
584 (quoting McCrory, 368 N.C. at 645, 781 S.E.2d at 256). Generally, a core power
of the executive is disrupted and a separation of powers violation has occurred when
the “accused branch ‘retains some control’ over the executive branch’s functions.” Id.
at __, 923 S.E.2d at 584 (quoting McCrory, 368 N.C. at 645, 781 S.E.2d at 256). As
our Supreme Court previously has noted: the State Board “clearly performs primarily
executive, rather than legislative or judicial, functions” as it is responsible for “the
enforcement of laws governing elections, campaign finance, lobbying, and ethics.”
Cooper I, 370 N.C. at 415, 809 S.E.2d at 112.
However, there is no “categorical rule that would resolve every separation of
powers challenge,” and because “each statutory scheme varies,” we must examine the
“specific factual and legal context” of each challenge. Stein Commissions, __ N.C. App.
at __, 923 S.E.2d at 584-85 (recognizing separation of powers violations “can be ‘more
nuanced’ and occur ‘when the actions of one branch prevent another branch from
performing its constitutional duties.’”) (quoting McCrory, 368 N.C. at 645, 781 S.E.2d
at 256). “Asserted separation of powers violations are analyzed on a case-by-case
basis with a flexible and pragmatic approach.” Cooper v. Berger, 256 N.C. App. 190,
196, 807 S.E.2d 176, 180 (2017).
Further, “[e]very constitutional inquiry examines the text of the relevant
provision, the historical context in which the people of North Carolina enacted it, and
this Court’s precedents interpreting it.” McKinney, 387 N.C. at 45, 911 S.E.2d at 9.
“A violation of separation of powers only occurs when one branch of government
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Opinion of the Court
exercises, or prevents the exercise of, a power reserved for another branch of
government.” Harper, 384 N.C. at 322, 886 S.E.2d at 413 (emphasis added).
Consequently, our task is to determine whether by reassigning the duties within the
challenged sections of SB 382 the General Assembly has exercised, or prevented the
exercise of, a power reserved only for the executive branch.4
1. Separation of Powers
The separation of powers clause in our constitution states, “[t]he legislative,
executive, and supreme judicial powers of the State government shall be forever
separate and distinct from each other.” N.C. Const. art. I, § 6. While Legislative
Defendants assert that the “separation of powers only deals with the balance of power
between branches, not the allocation of duties within a single branch,” they fail to
recognize separation of powers violations can be more nuanced.
4 Our Supreme Court in the Stein Stay Order indicates that “[i]n cases of first impression,
the presumption of constitutionality is especially strong,” and further explains in a footnote:
This is because cases of first impression inherently lack precedential
guidance and require the reviewing court to conduct a novel
constitutional analysis. Accordingly, it is particularly inappropriate
for courts in such cases to declare an act of the General Assembly
unconstitutional unless a rigorous examination of text and history
revea