United States v. Troiano
CourtCourt of Appeals for the Ninth Circuit
Date FiledSeptember 14, 2026
Docket24-6621
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 24-6621
D.C. No.
Plaintiff - Appellee,
1:05-cr-00261-
HG-1
v.
JAMES TROIANO, AKA John Klatt, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the District of Hawaii
Helen W. Gillmor, District Judge, Presiding
Argued and Submitted October 6, 2025
Honolulu, Hawaii
Filed September 14, 2026
Before: M. Margaret McKeown, Michelle T. Friedland, and
Jennifer Sung, Circuit Judges.
Opinion by Judge Sung
2 USA V. TROIANO
SUMMARY*
Criminal Law
The panel affirmed the district court’s denial of James
Troiano’s motion for compassionate release under 18 U.S.C.
§ 3582(c)(1)(A)(i).
Troiano argued that, because of the combined effect of
multiple nonretroactive changes to the Sentencing
Guidelines enacted after he was sentenced, he is serving “an
unusually long sentence” that is “unreasonably
disproportionate” to the sentence he would receive if
sentenced today, and that this disparity is an “extraordinary
and compelling reason” warranting a sentence reduction and
attendant compassionate release.
The district court rejected that argument because the
Guidelines policy statement, U.S.S.G. § 1B1.13, precludes
courts from considering a nonretroactive change to the
Guidelines as an extraordinary and compelling reason
warranting a sentence reduction. The § 1B1.13 policy
statement implements 28 U.S.C. § 994(t), which directs the
United States Sentencing Commission to describe “what
should be considered extraordinary and compelling reasons
for sentence reduction.”
Troiano challenged the policy statement’s validity,
arguing that § 994(t) does not authorize the Commission to
prohibit courts from considering any particular reason that
could be “extraordinary and compelling,” including such
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. TROIANO 3
nonretroactive changes. The panel held that the
Commission acted within its statutory authority and that the
policy statement is valid.
Troiano also argued that, even if the policy statement
validly precludes consideration of a single nonretroactive
amendment to the Guidelines, it does not prohibit courts
from considering the combined effect of multiple
nonretroactive amendments. The panel held that the policy
statement bars consideration of any nonretroactive
amendments, alone or in combination.
COUNSEL
Marshall H. Silverberg (argued) and Edric M. Ching,
Assistant United States Attorneys; Kenneth M. Sorenson,
Acting United States Attorney; Office of the United States
Attorney, United States Department of Justice, Honolulu,
Hawaii; for Plaintiff-Appellee.
Craig W. Jerome (argued), First Assistant Federal Defender;
Salina M. Kanai, Federal Public Defender; Office of the
Federal Public Defender, Honolulu, Hawaii; for Defendant-
Appellant.
4 USA V. TROIANO
OPINION
SUNG, Circuit Judge:
Defendant James Troiano appeals the district court’s
denial of his motion for “compassionate release” under 18
U.S.C. § 3582(c)(1)(A)(i). He argues that, because of the
combined effect of multiple nonretroactive changes to the
Sentencing Guidelines enacted after he was sentenced, he is
serving “an unusually long sentence” that is “unreasonably
disproportionate” to the sentence he would receive if
sentenced today, and that this disparity is an “extraordinary
and compelling reason” warranting a sentence reduction and
attendant compassionate release. The district court rejected
that argument because the Sentencing Guidelines policy
statement, United States Sentencing Guidelines Manual
(“U.S.S.G.”) § 1B1.13, precludes courts from considering a
nonretroactive change to the Guidelines as an extraordinary
and compelling reason warranting a sentence reduction. The
§ 1B1.13 policy statement implements 28 U.S.C. § 994(t),
which directs the United States Sentencing Commission to
describe “what should be considered extraordinary and
compelling reasons for sentence reduction.” Troiano
challenges the policy statement’s validity, arguing that
§ 994(t) does not authorize the Commission to prohibit
courts from considering any particular reason that could be
“extraordinary and compelling,” including such
nonretroactive changes. We conclude that the Commission
acted within its statutory authority and that the policy
statement is valid. Troiano also argues that, even if the
policy statement validly precludes consideration of a single
nonretroactive amendment to the Guidelines, it does not
prohibit courts from considering the combined effect of
multiple nonretroactive amendments. We conclude that the
USA V. TROIANO 5
policy statement bars consideration of any nonretroactive
amendments, alone or in combination. Therefore, we affirm.
I. FACTUAL BACKGROUND
A.
Defendant James Troiano is currently serving a 24-year
sentence and is scheduled to be released in 2027. In 2005,
Troiano and a co-defendant robbed a liquor and convenience
store in Waialua, Hawaii. Troiano took approximately
$2,000 in cash from a safe and approximately $12,500 from
an ATM machine. Troiano hit the store owner in the face
with a handgun when he first entered the store and then held
the owner at gun point. In April 2006, a jury convicted
Troiano on four counts: (1) conspiracy to commit Hobbs Act
robbery in violation of 18 U.S.C. §§ 1951–52; (2) Hobbs Act
robbery in violation of 18 U.S.C. §§ 1951–52;
(3) brandishing a firearm during commission of a crime of
violence in violation of 18 U.S.C. § 924(c); and (4) being a
felon in possession of a firearm in violation of 18 U.S.C.
§§ 922(g)(1), 924(e).
At sentencing, the district court adopted the Guidelines
calculations in the Presentence Report (“PSR”). Applying
U.S.S.G. § 2B3.1(a) (2005), Troiano’s base offense level for
Count 1 was 20. He received an increase of two levels for
causing bodily injury, § 2B3.1(b)(3) (2005), two levels for
restraint of another person, § 2B3.1(b)(4)(B) (2005), and one
level because the loss from the robbery exceeded $10,000,
§ 2B3.1(b)(7)(B) (2005), resulting in an adjusted offense
level of 25. He also received the career-offender
enhancement based on two prior Hawaii state burglary
convictions from 1992 and 1999, which, under the Guideline
in effect at the time, recast his total offense level to 32. See
U.S.S.G. § 4B1.1 (2005).
6 USA V. TROIANO
For his criminal history score, Troiano received three
points for each of the 1992 and 1999 burglary convictions
(six points total), one point for each of two additional
burglary convictions accompanying those two burglary
convictions (two points total) pursuant to U.S.S.G.
§ 4A1.1(f) (2005), three points for a 1989 controlled
substance felony, two points for committing the offense
while on parole pursuant to U.S.S.G. § 4A1.1(d) (2005), and
one status point for committing the offense less than two
years after his last release from prison pursuant to U.S.S.G.
§ 4A1.1(e) (2005). The total of 14 criminal history points
placed Troiano in criminal history category VI. See
U.S.S.G. ch. 5, pt. A (sentencing table) (2005). The career-
offender enhancement also placed him in category VI,
independently of the criminal history points. See U.S.S.G.
§ 4B1.1 (2005).
The Guidelines range for a total offense level of 32 and
criminal history category VI was (and still is) 210 to 262
months. U.S.S.G. ch. 5, pt. A (2005). But the career-
offender enhancement, combined with the § 924(c) firearm
conviction, increased Troiano’s Guidelines range to 360
months to life. See U.S.S.G. § 4B1.1(c)(2), (3) (2005). The
district court varied downward and sentenced Troiano to 204
months (17 years) in custody on Counts 1, 2, and 4, running
concurrently, along with a consecutive seven-year
mandatory minimum sentence on Count 3, the § 924(c)
firearm charge, see 18 U.S.C. § 924(c)(1)(A)(ii). Troiano
received a total sentence of 288 months (24 years).
B.
Since 2006, when Troiano was sentenced, the United
States Sentencing Commission has enacted four
amendments to the Guidelines that would significantly
USA V. TROIANO 7
shorten Troiano’s sentence—if all four amendments applied
retroactively. But only one of those amendments is
retroactive, and as we will explain, the retroactive
amendment alone does not help Troiano.
First, and most significantly, the Commission removed
generic burglary from the list of crimes that count as
predicate offenses for the career-offender enhancement. See
U.S.S.G. § 4B1.2; U.S.S.G. app. C, amend. 798 (Supp.
2016). This amendment is not retroactive. See U.S.S.G.
§ 1B1.10(d). If it were retroactive, Troiano’s two state
burglary convictions would no longer qualify him for the
enhancement, and without the career-offender enhancement,
Troiano would have a total offense level of 25, instead of 32.
Second, the Commission increased the minimum loss
threshold from $10,000 to $20,000. See U.S.S.G. app. C,
amend. 791 (Supp. 2015). This amendment also is not
retroactive. See U.S.S.G. § 1B1.10(d). If it were retroactive,
the approximately $14,000 loss from the robbery would no
longer trigger a one-point offense level increase. See
U.S.S.G. § 2B3.1(b)(7)(A) (2005).
Third, the Commission eliminated the provision
requiring additional points for a defendant who commits a
crime within two years’ release from prison. See U.S.S.G.
app. C, amend. 742 (Supp. 2010). And, fourth, the
Commission provided that a defendant receives one point
(instead of two) if he commits a crime while under
supervision and he already has more than seven points;
otherwise, he receives zero points. See U.S.S.G. app. C,
amend. 821, pt. A (Supp. 2023). The 2010 amendment is
not retroactive, but the 2023 amendment is. See U.S.S.G.
§ 1B1.10(d). Although the retroactive 2023 amendment
reduces Troiano’s criminal history score by one point,
8 USA V. TROIANO
standing alone, it does not affect Troiano’s sentence because
the career-offender enhancement independently places
Troiano in criminal history category VI. See U.S.S.G.
§ 4B1.1(b).
If all four of these amendments were applied to Troiano,
his total offense level for Counts 1, 2, and 4 would be 24,
and his criminal history score of 12 would place him in
category V, resulting in a Guidelines range of 92 to 115
months. See U.S.S.G. ch. 5, pt. A. After adding the seven-
year mandatory minimum consecutive sentence for his
§ 924(c) conviction, see U.S.S.G. § 2K2.4(b), Troiano’s
total Guidelines range today would be 176 to 199 months—
significantly lower than his original Guidelines range of 360
months to life and the 288-month sentence he is now serving.
II. STANDARD OF REVIEW
We review a district court’s ruling on a compassionate
release motion under 18 U.S.C. § 3582(c)(1) for abuse of
discretion. United States v. Wright, 46 F.4th 938, 944 (9th
Cir. 2022). “A district court may abuse its discretion if it
does not apply the correct law or if it rests its decision on a
clearly erroneous finding of material fact.” United States v.
Dunn, 728 F.3d 1151, 1155 (9th Cir. 2013) (quoting United
States v. Lightfoot, 626 F.3d 1092, 1094 (9th Cir. 2010)).
The meaning of a statute is a question of law which we
review de novo. Comcast of Sacramento I, LLC v.
Sacramento Metro. Cable Television Comm’n, 923 F.3d
1163, 1168 (9th Cir. 2019). We also review the
interpretation of the Sentencing Guidelines de novo. United
States v. Riewe, 165 F.3d 727, 728 (9th Cir. 1999).
USA V. TROIANO 9
III. DISCUSSION
A district court has discretion to grant a motion for
sentence reduction under the “compassionate release”
provision, 18 U.S.C. § 3582(c)(1)(A)(i), if it finds that three
requirements are met: (1) “extraordinary and compelling
reasons” warrant a sentence reduction; (2) the reduction is
“consistent with applicable policy statements issued by the
Sentencing Commission”; and (3) the sentence reduction is
“warranted under the particular circumstances of the case”
considering the factors in 18 U.S.C. § 3553(a). Wright, 46
F.4th at 945 (citation modified). The district court may deny
the defendant’s motion “if a defendant fails to satisfy any of
these” requirements. Id.
In 2024, Troiano filed a motion to reduce his sentence
under 18 U.S.C. § 3582(c)(1)(A)(i). Troiano raised only one
argument: his sentence was “unusually long” and “grossly
disproportionate” when compared to the sentence that
“would result from using the far lower guideline range that
applies to him today.” The district court denied Troiano’s
motion because (1) he did not show he was serving an
“unusually long sentence” within the meaning of the
applicable policy statement, U.S.S.G. § 1B1.13(b)(6)
(“Policy Statement”), given that he received a below-
guidelines sentence, and (2) the Policy Statement prohibits
courts from granting compassionate release based on
nonretroactive Guideline amendments.
On appeal, Troiano primarily contends that 28 U.S.C.
§ 994(t), the statute that the Policy Statement implements,
does not give the Commission the authority to prohibit
courts from considering nonretroactive Guideline
amendments, and therefore, the Policy Statement is invalid.
To understand the arguments Troiano makes in support of
10 USA V. TROIANO
his interpretation of the statute and our reasons for rejecting
that interpretation, it is helpful to understand the history of
the statute, Policy Statement, and related precedents. We
first provide that background, and then we address Troiano’s
arguments.
A.
As noted, under 18 U.S.C. § 3582(c)(1)(A)(i), a district
court may grant a compassionate release motion only if it
finds that “extraordinary and compelling reasons warrant” a
sentence reduction and that “such a reduction is consistent
with applicable policy statements issued by the Sentencing
Commission.” 18 U.S.C. § 3582(c)(1)(A), (A)(i).
Congress did not define “extraordinary and compelling.”
See id. Rather, Congress authorized the Commission to
promulgate policy statements that “describe what should be
considered extraordinary and compelling
reasons . . . including the criteria to be applied and a list of
specific examples.” 28 U.S.C. § 994(t).
Originally, the compassionate release statute authorized
only the Director of the Federal Bureau of Prisons (“BOP”)
to file a § 3582(c)(1)(A) motion on the defendant’s behalf.
See United States v. Keller, 2 F.4th 1278, 1281 (9th Cir.
2021) (per curiam). Accordingly, when the Commission
first issued a policy statement defining “extraordinary and
compelling reasons,” it addressed only compassionate
release motions filed by the BOP Director. U.S.S.G.
§ 1B1.13 (2006). The Commission updated the policy
statement in 2007, 2010, 2016, and 2018, but the policy
statement continued to address only motions filed by the
BOP Director. U.S.S.G. § 1B1.13 (2018) (“2018 § 1B1.13
Policy Statement”).
USA V. TROIANO 11
When Congress passed the First Step Act in late
December 2018, it amended the compassionate release
statute to authorize a defendant to file such a motion himself.
First Step Act of 2018, Pub. L. No. 115-391, § 603(b)(1),
132 Stat. 5194, 5239 (codified at 18 U.S.C.
§ 3582(c)(1)(A)). However, the Commission lost a quorum
shortly after the First Step Act went into effect, and it did not
update the 2018 § 1B1.13 Policy Statement to address this
change. See Rutherford v. United States, 146 S. Ct. 1320,
1328 (2026).
Consequently, when defendants started filing their own
motions for compassionate release, courts needed to decide:
Was the 2018 § 1B1.13 Policy Statement’s definition of
“extraordinary and compelling reasons” applicable to
motions brought by defendants or only motions brought by
the BOP Director?1 We held that the 2018 § 1B1.13 Policy
Statement was not applicable to defendant-filed motions.
United States v. Aruda, 993 F.3d 797, 802 (9th Cir. 2021)
(per curiam), superseded in part by U.S.S.G. § 1B1.13
(2023). Moreover, because there was no applicable policy
statement, we held that district courts had broad discretion
“to consider any extraordinary and compelling reason for
release that a defendant might raise.” Id. at 801 (citation
modified); see also United States v. Chen, 48 F.4th 1092,
1096 n.3, 1098 (9th Cir. 2022) (holding that, in the absence
of a binding policy statement to the contrary, a district court
could “consider non-retroactive changes in sentencing law,
in combination with other factors particular to the individual
1
The 2018 Policy Statement limited “extraordinary and compelling
reasons” to: (1) medical conditions of the defendant; (2) age of the
defendant; (3) family circumstances; or (4) any other extraordinary and
compelling reason as determined by the BOP Director. See U.S.S.G.
§ 1B1.13, cmt. n.1(A)–(D) (2018).
12 USA V. TROIANO
defendant”), abrogated by Rutherford, 146 S. Ct. 1320;
United States v. Roper, 72 F.4th 1097, 1101–02 (9th Cir.
2023) (holding that a district court could consider changes in
decisional law), abrogated in part by Fernandez v. United
States, 146 S. Ct. 1292 (2026).
In 2023, however, the Commission amended § 1B1.13
“to govern motions by a defendant.” United States v. Bryant,
144 F.4th 1119, 1124 (9th Cir. 2025); U.S.S.G. § 1B1.13
(2023). Thus, to the extent Aruda and related cases were
premised on the fact that there was no policy statement that
governed defendant-filed motions, they have been
superseded by the 2023 amendment. See id. at 1124 n.1
(noting that “Aruda has therefore been superseded to the
extent that it sets out a different rule for motions filed by
defendants after the effective date of the 2023 revisions to
§ 1B1.13”). Today, courts are bound by the § 1B1.13 Policy
Statement in deciding all motions for sentence reduction
under § 3582(c)(1)(A). Id. at 1124. “If a defendant cannot
show ‘extraordinary and compelling reasons’ as defined in
[the Policy Statement], then he is ineligible for” a sentence
reduction under § 3582(c)(1)(A). Id.
As relevant, subsection (b)(6) of the current § 1B1.13
Policy Statement provides:
Extraordinary and compelling reasons exist
under any of the following circumstances or
a combination thereof:
....
(6) Unusually Long Sentence.—If a
defendant received an unusually long
sentence and has served at least 10 years of
the term of imprisonment, a change in the law
USA V. TROIANO 13
(other than an amendment to the Guidelines
Manual that has not been made retroactive)
may be considered in determining whether
the defendant presents an extraordinary and
compelling reason, but only where such
change would produce a gross disparity
between the sentence being served and the
sentence likely to be imposed at the time the
motion is filed, and after full consideration of
the defendant’s individualized
circumstances.
U.S.S.G. § 1B1.13(b) (emphasis added).
And, subsection (c) of the § 1B1.13 Policy Statement
provides:
Except as provided in subsection (b)(6), a
change in the law (including an amendment
to the Guidelines Manual that has not been
made retroactive) shall not be considered for
purposes of determining whether an
extraordinary and compelling reason exists
under this policy statement. However, if a
defendant otherwise establishes that
extraordinary and compelling reasons
warrant a sentence reduction under this
policy statement, a change in the law
(including an amendment to the Guidelines
Manual that has not been made retroactive)
may be considered for purposes of
determining the extent of any such reduction.
14 USA V. TROIANO
U.S.S.G. § 1B1.13(c) (emphasis added).2
B.
Troiano argues that subsections (b)(6) and (c) of the
§ 1B1.13 Policy Statement “exceed[] the authority that
Congress delegated to the Sentencing Commission in [28]
U.S.C. § 994(t)” and are therefore invalid. In his view,
because § 994(t) expressly grants the Commission authority
only to “describe what should be considered extraordinary
and compelling reasons,” § 994(t) does not grant the
Commission authority to specify what may not be
considered “extraordinary and compelling.” Thus, he argues
that the Commission lacked the statutory authority to bar
district courts from considering a nonretroactive amendment
to the Sentencing Guidelines (or any other particular
circumstance that might be “extraordinary and compelling”).
The Government argues that § 994(t) gives the Commission
authority to define the scope of “extraordinary and
compelling reasons” both by specifying what is included and
by specifying what is excluded.
The Supreme Court recently considered the scope of the
Commission’s authority under § 994(t) to define
“extraordinary and compelling reasons” in Rutherford, 146
S. Ct. at 1320. Accordingly, we start by considering whether
that decision controls here. In Rutherford, the issue was
whether a nonretroactive statutory sentencing change can
serve as an “extraordinary and compelling” reason that
warrants a sentence reduction under § 3582(c)(1)(A)(i).
Relying on contemporaneous dictionary definitions, the
2
This Policy Statement applies to § 3582(c)(1)(A) compassionate
release motions filed after November 1, 2023. Bryant, 144 F.4th at 1124
n.1; U.S.S.G. app. C, amend. 814 (Supp. 2023). This includes Troiano’s
motion, which he filed in June 2024.
USA V. TROIANO 15
Supreme Court concluded that “‘extraordinary and
compelling’ reasons for compassionate release are those that
are especially unusual and convincing.” Id. at 1330. The
Supreme Court further concluded that a disparity created by
a nonretroactive statutory change “is neither an
‘extraordinary’ nor a ‘compelling’ reason that warrants a
reduction in sentence” because the disparity “is an
unexceptional feature of a system in which nonretroactivity
is the default” and “reflects Congress’s deliberate choice to
extend relief to some prisoners and not others.” Id. at 1330,
1332. Because such a disparity cannot be “extraordinary” or
“compelling” under § 3582(c)(1)(A)(i), the Commission
lacked authority under § 994(t) to define “extraordinary and
compelling” to include such a disparity. Id. at 1334-35.
Therefore, the Court held, subsection (b)(6) of the Policy
Statement is invalid to the extent it allows district courts to
consider the disparity created by a nonretroactive statutory
sentencing amendment as a reason for compassion release.
Id.
Rutherford’s holding does not squarely control here
because it addressed statutory amendments enacted by
Congress, not Guidelines amendments enacted by the
Commission. Further, Troiano’s challenge presents a
converse issue: in Rutherford, the question was whether the
Commission exceeded its authority by permitting courts to
consider a disparity created by a nonretroactive statutory
amendment, id. at 1326, whereas here, the question is
whether the Commission exceeded its authority by
prohibiting courts from considering a disparity created by a
nonretroactive Guidelines amendment. Still, we are of
course bound by the Court’s reasoning, and to the extent that
it applies in this case, we abide by it.
16 USA V. TROIANO
We turn to Troiano’s textual argument. Section 994(t)
states: “The Commission, in promulgating general policy
statements regarding the sentencing modification provisions
in [the compassionate release statute,] section 3582(c)(1)(A)
of title 18, shall describe what should be considered
extraordinary and compelling reasons for sentence
reduction, including the criteria to be applied and a list of
specific examples.” Congress provided only one express
limitation: “Rehabilitation of the defendant alone shall not
be considered an extraordinary and compelling reason.” Id.
Through § 994(t), “Congress has empowered the
Commission to ‘give meaning’ to the compassionate release
provision by identifying the circumstances that constitute
‘extraordinary and compelling’ reasons for release.”
Rutherford, 146 S. Ct. at 1334 (quoting Loper Bright Enters.
v. Raimondo, 603 U.S. 369, 394 (2024)). “When the best
reading of a statute is that it delegates discretionary
authority,” our role is to “fix[] the boundaries of the
delegated authority, and ensur[e] the agency has engaged in
reasoned decisionmaking within those boundaries.” Loper
Bright, 603 U.S. at 395 (citation modified); see also
Rutherford, 146 S. Ct. at 1334 (“[T]he Commission’s
interpretation must land within the statutory goalposts, no
matter how wide they might be.”).
Recall that in Troiano’s view, because § 994(t) (the
statutory source of the Commission’s authority) expressly
directs the Commission to describe what “should be”
considered extraordinary and compelling reasons, the
Commission lacks statutory authority to specify what cannot
be considered extraordinary and compelling reasons. But
Congress itself—in § 994(t)—partly defined “extraordinary
and compelling reasons” by doing just that—it specified that
rehabilitation alone cannot be considered an extraordinary
USA V. TROIANO 17
and compelling reason. Congress’s use of an express
exclusion in the authorizing statute suggests that the
Commission may also define “extraordinary and
compelling” by exclusion. Indeed, it is common to define or
clarify a term by specifying what it is not. See, e.g., 47
U.S.C. § 551(a)(2)(A) (“[T]he term ‘personally identifiable
information’ does not include any record of aggregate data
which does not identify particular persons[.]”). If Congress
preferred that the Commission avoid defining “extraordinary
and compelling” by exclusion, it could have said so but did
not.
The authority Congress gave the Commission to define
“extraordinary and compelling” in § 994(t) resembles the
authority Congress gave the Commission in other statutes,
such as 28 U.S.C. § 994(u). We upheld the Commission
policy statement that implements § 994(u), U.S.S.G.
§ 1B1.10, in United States v. Tercero, 734 F.3d 979 (9th Cir.
2013). Section 994(u) provides:
If the Commission reduces the term of
imprisonment recommended in the
guidelines applicable to a particular offense
or category of offenses, it shall specify in
what circumstances and by what amount the
sentences of prisoners serving terms of
imprisonment for the offense may be
reduced.
(Emphasis added.) The policy statement that implements
§ 994(u) provides, in relevant part:
[T]he court shall not reduce the defendant’s
term of imprisonment under 18 U.S.C.
18 USA V. TROIANO
§ 3582(c)(2) and this policy statement to a
term that is less than the minimum of the
amended guideline range determined under
subdivision (1) of this subsection.
U.S.S.G. § 1B1.10(b)(2)(A) (emphases added). Thus,
Congress authorized the Commission to specify “in what
circumstances” a sentence may be reduced, 28 U.S.C.
§ 994(u), and the Commission responded by issuing a policy
statement specifying in what circumstances a sentence may
not be reduced—much like the § 1B1.13 Policy Statement at
issue here.
Subsequently, in Tercero, we held that § 1B1.10(b)’s
limitations on sentence reductions were within the scope of
the Commission’s authority under § 994(u). 734 F.3d at
983–84 (“[R]ather than conflicting with congressional
intent,” § 1B1.10(b)(2)(A) “fall[s] squarely within the scope
of Congress’s articulated role for the Commission.”).
Although we did not address Troiano’s textual argument in
Tercero, that argument is at odds with Tercero’s holding.
Troiano’s textual argument applies equally to § 994(u), and
under his reasoning, because § 994(u) expressly authorizes
the Commission to specify the circumstances that “may”
warrant a sentence reduction, it impliedly prohibits the
Commission from specifying the circumstances that may
not. Troiano’s view would mean that the Commission
lacked the statutory authority to adopt the policy statement
that we approved in Tercero, but our court held the opposite.
Troiano also argues that, to the extent the Policy
Statement precludes courts from considering nonretroactive
Guidelines amendments, it conflicts with our prior
interpretation of § 994(t) in United States v. Chen, 48 F.4th
at 1098. Recall that we decided Chen when the Policy
USA V. TROIANO 19
Statement addressed only compassionate release motions
filed by the BOP Director, not those filed by defendants
themselves. Supra, pp. 11–12. Because that version of the
Policy Statement did not apply to motions filed by
defendants, the only authority that limited the district court’s
discretion was the statute, § 994(t). See Chen, 48 F.4th at
1098. Considering only § 994(t), we concluded that “[t]here
is no textual basis for precluding district courts from
considering non-retroactive changes in sentencing law when
determining what is extraordinary and compelling.” Id.
But there are two problems with Troiano’s reliance on
Chen. First, Chen’s holding has been abrogated by the
Supreme Court’s recent decision in Rutherford—at least to
the extent Chen applied to nonretroactive statutory changes.
See supra pp. 11–12, 14–15; Rutherford, 146 S. Ct. at 1331
(considering a disparity created by a nonretroactive statutory
change to be an “extraordinary and compelling reason”
warranting a sentence reduction “would undermine
Congress’s choice to leave the sentence intact”). Second,
even assuming Chen’s holding remains good law to the
extent it applies to nonretroactive Guidelines amendments,
our court held only that § 994(t) itself does not limit the
district court’s discretion to consider nonretroactive
changes; we did not hold that the Commission lacks
authority to do so. Chen, 48 F.4th at 1098. Indeed, we
expressly acknowledged in Chen that “the definition of
extraordinary and compelling is bound by applicable policy
statements from the Sentencing Commission,” and our
holding was premised on “the absence of an applicable
policy statement from the Sentencing Commission.” Id. at
1095–96 (emphases added). An applicable policy statement
is now in effect, and it is that policy statement, not § 994(t),
20 USA V. TROIANO
that prohibits consideration of nonretroactive Guidelines
amendments.
Troiano also asks us to adopt the reasoning of United
States v. McGee, 992 F.3d 1035 (10th Cir. 2021), abrogated
in part by Rutherford, 146 S. Ct. 1320. In McGee, the Tenth
Circuit held that a district court’s assessment of
“extraordinary and compelling reasons” is not bound by the
Commission’s policy statements. The Tenth Circuit
“conclude[d] that Congress did not, by way of § 994(t)
intend for the Sentencing Commission to exclusively define
the phrase ‘extraordinary and compelling reasons,’ but rather
for the Sentencing Commission to describe those
characteristics or significant qualities or features that
typically constitute ‘extraordinary and compelling reasons,’
and for those guideposts to serve as part of the general policy
statements to be considered by district courts under the
second part of the statutory test in § 3582(c)(1)(A).” 992
F.3d at 1045.
Even if we agreed with Troiano that McGee’s reasoning
is persuasive, we could not adopt its holding because it
conflicts with our precedent. We have already held that the
Commission’s definition of “extraordinary and compelling”
in an applicable § 1B1.13 policy statement is binding on
district courts. See, e.g., Bryant, 144 F.4th at 1124 (“If a
defendant cannot show ‘extraordinary and compelling
reasons’ as defined in § 1B1.13, then he is ineligible for” a
sentence reduction under § 3582(c)(1)(A)); Wright, 46 F.4th
at 945 (the defendant must show that his request for
compassionate release is “consistent with applicable policy
statements issued by the Sentencing Commission”) (citation
modified); see also Dillon v. United States, 560 U.S. 817,
USA V. TROIANO 21
821 (2010) (holding that the Commission’s § 1B1.10 policy
statement is binding on district courts).3
In sum, we conclude that the Commission may, within
the scope of its statutory authority under § 994(t), exclude a
nonretroactive Guidelines amendment from the definition of
“extraordinary and compelling reasons for sentence
reduction.” Therefore, subsections (b)(6) and (c) of the
§ 1B1.13 Policy Statement validly bar district courts from
considering nonretroactive changes to the Sentencing
Guidelines in deciding whether there are “extraordinary and
compelling reasons for [a] sentence reduction.” 28 U.S.C.
§ 994(t).
C.
Troiano alternatively argues that, if the district court is
bound by subsections (b)(6) and (c) of the § 1B1.13 Policy
Statement, those provisions only prohibit a court from
considering “an amendment” to the Guidelines (in the
singular)—and therefore permit a court to consider the
combined effect of three nonretroactive Guidelines changes
(in the plural). U.S.S.G. § 1B1.13(b)(6), (c) (emphasis
added). Again, we are unpersuaded.
When interpreting text, we ordinarily “assume ‘words
importing the singular include and apply to several persons,
3
Dillon concerned a defendant’s motion for a sentence reduction under
18 U.S.C. § 3582(c)(2), which permits a district court to reduce a
defendant’s sentence when it was based on a Guidelines range “‘that has
subsequently been lowered by the Sentencing Commission pursuant to
28 U.S.C. 994(o)’ and made retroactive pursuant to § 994(u).” Dillon,
560 U.S. at 823-24 (quoting 18 U.S.C. § 3582(c)(2)). Section 3582(c)(2)
permits a sentence reduction only if it “is consistent with applicable
policy statements issued by the Sentencing Commission”—much like
§ 3582(c)(1)(A), the compassionate release statute at issue here.
22 USA V. TROIANO
parties, or things,’ unless ‘context indicates otherwise.’”
United States v. Myers, 170 F.4th 1180, 1185 (9th Cir. 2026)
(quoting 1 U.S.C. § 1); see also Schott v. Comm’r of Internal
Revenue, 319 F.3d 1203, 1206 (9th Cir. 2003) (“[S]ingulars
normally include plurals.”). Applying this well-established
interpretive rule, it is clear that the Policy Statement’s
reference to “an amendment” includes multiple
amendments. U.S.S.G. § 1B1.13(b)(6), (c) (emphasis
added). Context does not indicate otherwise. If the
Commission intended to bar consideration of a single
nonretroactive amendment to the Guidelines but allow
consideration of the combined effect of multiple
nonretroactive amendments, the Commission likely would
have used more specific language to make that clear. We
therefore conclude that the Policy Statement prohibits
consideration of the combined effect of multiple
nonretroactive amendments to the Guidelines.4
IV. CONCLUSION
We conclude that subsections (b)(6) and (c) of the
§ 1B1.13 Policy Statement validly prevent district courts
from considering nonretroactive changes to the Sentencing
Guidelines in deciding whether there are “extraordinary and
compelling reasons for [a] sentence reduction,” 28 U.S.C.
§ 994(t), and that restriction is binding on district courts
considering motions for compassionate release. We also
conclude that the combined effect of multiple nonretroactive
amendments to the Sentencing Guidelines is not an
4
The district court alternatively held that the sentencing factors in 18
U.S.C. § 3553(a) did not support granting Troiano’s motion. Because
we conclude that Troiano did not show that extraordinary and
compelling reasons warrant a sentence reduction, we do not reach
Troiano’s arguments challenging the district court’s § 3553(a) analysis.
USA V. TROIANO 23
extraordinary and compelling reason for compassionate
release under that Policy Statement. Accordingly, we affirm
the district court’s denial of Troiano’s motion for
compassionate release on that ground.
AFFIRMED.