Nolen v. Peopleconnect, Inc.
CourtCourt of Appeals for the Ninth Circuit
Date FiledSeptember 24, 2026
Docket24-3894
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
ALICIA NOLEN, No. 24-3894
D.C. No.
Plaintiff - Appellee,
3:20-cv-09203-
EMC
v.
PEOPLECONNECT, INC., OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the Northern District of California
Edward M. Chen, District Judge, Presiding
Argued and Submitted May 23, 2025
Submission Withdrawn July 18, 2025
Resubmitted September 24, 2026
San Francisco, California
Filed September 24, 2026
Before: Marsha S. Berzon, Michelle T. Friedland, and
Salvador Mendoza, Jr., Circuit Judges.
Opinion by Judge Berzon
2 NOLEN V. PEOPLECONNECT, INC.
SUMMARY *
Class Certification
The panel affirmed the district court’s order certifying
damages and injunctive classes of individuals whose names
PeopleConnect, Inc., the operator of an online library of
digitized yearbooks known as Classmates.com, allegedly
used in violation of California’s right-of-publicity statute,
Cal. Civ. Code § 3344.
PeopleConnect challenged the district court’s
certification order on a host of grounds, falling into two
categories: first, that common questions of law or fact do not
predominate over individual ones, see Fed. R. Civ. P.
23(b)(3); and second, that the lead plaintiff, Alicia Nolen,
will not adequately represent the classes, see Fed. R. Civ. P.
23(a)(4).
The panel held that predominance was satisfied on the
record. First, the panel rejected PeopleConnect’s argument
that a putative class member does not have a viable §3344
claim absent proof that he or she has actually been searched
on Classmates.com, because it goes to the merits of the
class’s § 3344 claims, not to whether the class can be
certified. Second, the panel rejected PeopleConnect’s
contention that § 3344 requires individualized evidence of
injury, because here with respect to class certification, the
lead plaintiff has shown that the injury element can be
adjudicated without undermining predominance. Third, the
panel rejected PeopleConnect’s argument that predominance
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
NOLEN V. PEOPLECONNECT, INC. 3
was not met where the district court did not identify a
“workable winnowing plan” to identify class members not
entitled to relief. Applying the proper Rule 23 criteria to the
record, the panel could not say that the district court abused
its discretion by holding that none of PeopleConnect’s four
“winnowing plan” arguments defeated certification. In sum,
the panel found no basis to reverse certification of the
damages class on predominance or manageability grounds.
The panel rejected PeopleConnect’s challenges to
certification of both the damages and injunctive classes on
adequacy grounds. PeopleConnect first argued that the lead
plaintiff’s decision that the damages class’s § 3344 claims
proceed solely on her “searchable” theory of liability would
create an intraclass conflict, by sacrificing potentially
stronger claims of individuals whose names have actually
been searched. The panel held that this argument was not
raised in the district court, and not properly raised in this
appeal, and therefore the panel did not rule on the
issue. Because the issue raises a matter of first impression
concerning Rule 23’s adequacy prong, the panel provided
general guidance should the issue be appropriately raised in
the district court. The panel also rejected PeopleConnect’s
argument that the lead plaintiff would not adequately
represent the Rule 23(b)(2) injunctive class.
Accordingly, the panel affirmed the district court’s
certification of the class.
4 NOLEN V. PEOPLECONNECT, INC.
COUNSEL
Benjamin R. Osborn (argued), Law Office of Benjamin R.
Osborn, Margaretville, New York; Michael F. Ram and
Marie N. Appel, Morgan & Morgan Complex Litigation
Group, San Francisco, California; Raina C. Borrelli and
Samuel J. Strauss, Strauss Borrelli PLLC, Chicago, Illinois;
for Plaintiff-Appellee.
Ian H. Gershengorn (argued), Jenner & Block LLP,
Washington, D.C.; Debbie L. Berman and Clifford W.
Berlow, Jenner & Block LLP, Chicago, Illinois; for
Defendant-Appellant.
Brian D. Schmalzbach, McGuireWoods LLP, Richmond,
Virginia; Jennifer B. Dickey and Christopher J. Walker,
United States Chamber Litigation Center, Washington,
D.C.; for Amicus Curiae The Chamber of Commerce of the
United States of America.
Rebecca Tushnet, Harvard Law School, Cambridge,
Massachusetts, for Amici Curiae Intellectual Property and
First Amendment Law Professors.
OPINION
BERZON, Circuit Judge:
For much of the 150-plus-year history of school
yearbooks, the embarrassing photographs and cringeworthy
anecdotes featured in these annual volumes languished in
obscurity, tucked away in basements and closets across the
country. That obscurity no longer holds. Companies and
libraries now race to digitize old yearbooks, “broadcasting
NOLEN V. PEOPLECONNECT, INC. 5
everyone’s acne and terrible haircuts for the whole world to
see.” Kate Eichhorn, School Yearbook: The Untold Story of
a Cringey Tradition and Its Digital Afterlife 162 (2025).
This appeal involves Classmates.com, an online library
of digitized yearbooks. Defendant-Appellant
PeopleConnect, Inc., operates Classmates.com. The district
court in this case issued an order certifying damages and
injunctive classes of individuals whose names
PeopleConnect allegedly used in violation of California’s
right-of-publicity statute.
The company challenges certification on a host of
grounds, falling into two categories: first, that common
questions of law or fact do not predominate over individual
ones, see Fed. R. Civ. P. 23(b)(3); and second, that the lead
plaintiff, Alicia Nolen, will not adequately represent the
classes, see Fed. R. Civ. P. 23(a)(4). We conclude that the
district court did not abuse its discretion by certifying the
classes.
I. BACKGROUND
A. Factual Background
PeopleConnect owns and operates Classmates.com, an
online website containing a library of more than 450,000
yearbooks and enabling users to search the yearbooks and
connect with their former schoolmates. To build its yearbook
collection, PeopleConnect purchases yearbooks and accepts
copies donated by individuals and schools. Individuals who
donate yearbooks they own must fill out a form authorizing
PeopleConnect to use their likenesses on Classmates.com.
When it obtains a yearbook, PeopleConnect scans it, uses a
program to make the text on each page searchable, and
uploads a copy of each page to Classmates.com. Website
6 NOLEN V. PEOPLECONNECT, INC.
users can flip through these digitized pages. They can also
search Classmates.com for an individual’s name or other
keywords to see whether that name or phrase appears within
any yearbook.
There are three tiers of user access to Classmates.com.
The first, “visitor,” is composed of people who interact with
the website without registering or providing personal
information. Visitors can browse yearbooks and search for
names. A visitor typically browses by clicking through a
series of menu options to a landing page associated with a
particular high school in a specific town and state. The
visitor can select an available yearbook and view its first few
pages in full-size, high resolution. The rest of the pages in
that yearbook appear as low-resolution thumbnails. A visitor
can also search for particular names or words in the site’s
yearbook collection. The search results appear in list form,
accompanied by small thumbnails of the corresponding
pages. When a visitor clicks on a thumbnail while browsing
or searching, Classmates.com prompts the visitor to register
for a free user account. Unless she registers, a visitor can
only see full-size, high-resolution images of the first few
pages of a yearbook and thumbnails of pages on which
searched names or words appear.
The second user tier is “free member.” To become a free
member, a visitor registers for an account on the website and
agrees to its terms of service. The terms of service include a
provision stating that users who search for themselves on
Classmates.com consent to PeopleConnect’s “use and
display of information” about them. Free members have
much greater access than visitors to the site’s yearbooks.
Unlike visitors, free members are “not limited to viewing
high-resolution images of only the first several pages in a
yearbook” but instead “can view high-resolution images of
NOLEN V. PEOPLECONNECT, INC. 7
all yearbook pages” on the site. When a free member
conducts a search, the results are displayed on a separate
page; next to those results there may be an advertisement for
a paid Classmates.com subscription. That ad does not itself
contain names or photos from yearbooks, but it is displayed
alongside search results—which may contain names—and
small thumbnails of each responsive page.
The third user tier is paid “subscriber,” also known as a
“Classmates+ member.” Like a free member, a subscriber
has registered on the website and agreed to its terms of
service. Both free members and subscribers have access to
“all yearbooks in full resolution.” But subscribers can access
more information about the website’s registered users,
exchange messages with other registered users, and receive
a discount when purchasing hardcover yearbook reprints.
Classmates+ subscription advertisements are at the core
of the substantive claims in this case. Visitors do not see
subscription ads on their screen as they browse or search
yearbooks. But if a visitor searches for a particular name and
clicks on the small thumbnail next to a search result for that
name, she will be prompted to register for a free account.
Once she registers, she will immediately receive an ad
encouraging her to purchase a subscription. The parties and
the district court referred to this series of steps as the
“sequence theory” of how individuals’ names are connected
with PeopleConnect’s advertising.
Free members encounter subscription ads in other ways
as well, including when they log into their account and when
they search Classmates.com’s yearbook library for particular
individuals. For free members, a subscription ad may appear
as one of several banner ads along the side of the search
results page. This asserted connection between names and
8 NOLEN V. PEOPLECONNECT, INC.
advertisements has been known in this lawsuit as the “banner
theory.”
Finally, subscribers do not see Classmates.com
subscription ads, as they are already paying members.
B. Procedural History
The lead plaintiff in the operative complaint is Alicia
Nolen, a California resident who graduated from Tulare
Union High School in 2019 and whose name and photo are
featured in at least one yearbook on Classmates.com. 1
Nolen, on behalf of other individuals featured in yearbooks
on Classmates.com, alleged that PeopleConnect violated
California’s statutory right of publicity, Cal. Civ. Code
§ 3344, 2 by using their names without consent to advertise
1
The initial complaint was filed in December 2020. Since then, four
previous named plaintiffs voluntarily dismissed their claims. It turned
out that those individuals had registered accounts on Classmates.com
and thereby consented to the use of their likenesses under the site’s terms
of service. A fifth former named plaintiff’s claim was dismissed as time-
barred, and a sixth voluntarily dismissed his claim after being served
with discovery. Nolen is now the sole named plaintiff.
2
Section 3344(a)(1) provides:
Any person who knowingly uses another’s name . . .
for purposes of advertising or selling, or soliciting
purchases of, products, merchandise, goods, or
services, without that person’s prior consent . . . shall
be liable for any damages sustained by the person or
persons injured as a result thereof. In addition, in any
action brought under this section, the person who
violated the section shall be liable to the injured party
or parties in an amount equal to the greater of seven
hundred fifty dollars ($750) or the actual damages
suffered by them as a result of the unauthorized use,
NOLEN V. PEOPLECONNECT, INC. 9
paid subscriptions to Classmates.com. 3
Nolen contends that PeopleConnect violated § 3344 by
directing visitors who search for names to sign up for free
accounts and immediately prompting those users to purchase
subscriptions (the sequence theory), as well as by placing
subscription ads next to free members’ search results for
names (the banner theory). Under both theories, she argues,
PeopleConnect violated the statute when it included a
student’s name in the database of terms that could appear in
search results—in other words, when it made the name
and any profits from the unauthorized use that are
attributable to the use and are not taken into account in
computing the actual damages.
Cal. Civ. Code § 3344(a)(1).
Section 3344(e) provides:
The use of a name, voice, signature, photograph, or
likeness in a commercial medium shall not constitute
a use for which consent is required under subdivision
(a) solely because the material containing the use is
commercially sponsored or contains paid advertising.
Rather it shall be a question of fact whether or not the
use of the person’s name, voice, signature,
photograph, or likeness was so directly connected with
the commercial sponsorship or with the paid
advertising as to constitute a use for which consent is
required under subdivision (a).
Id. § 3344(e).
3
Nolen also brought claims for unjust enrichment and for violation of
California’s unfair competition statute. The district court treated these
claims as “essentially derivative of” Nolen’s § 3344 claim and focused
its certification order on § 3344. The parties do not identify any reason
why these additional claims should affect the certification analysis. So
we likewise concentrate our discussion on § 3344.
10 NOLEN V. PEOPLECONNECT, INC.
searchable on Classmates.com—even if no one has actually
searched for that name. In other words, Nolen’s theory of
§ 3344 liability, and so the fulcrum for its related class
certification analyses, is that making individuals’ “identities
searchable within [PeopleConnect’s] advertising flow is a
commercial use requiring consent under the statute.”
PeopleConnect moved to dismiss Nolen’s complaint,
arguing that its alleged use of her identity does not, as a
matter of law, violate § 3344. Specifically, the company
contended that making Nolen’s name searchable does not
amount to a use of her identity “directly connected” to
commercial advertising. Cal. Civ. Code § 3344(e). The
district court denied the motion, holding that Nolen had
plausibly alleged that PeopleConnect “commercially used”
her likeness “the moment the image became a publicly
accessible part of [the company’s] advertising flow.” The
court noted that “the strength of the connection between
advertisements and plaintiff’s [likeness]” was “a question of
fact.”
Nolen then moved to certify injunctive and damages
classes under Federal Rule of Civil Procedure 23(b)(2) and
23(b)(3). In December 2023, the district court conditionally
certified the classes, and in May 2024, it approved the
following definition for both:
All persons residing in the State of
California: (1) who are not, and have never
been, registered users of Classmates.com;
(2) who have never donated a yearbook to
Classmates.com; and (3) for whom a search
of their name, using the search bar to search
a California yearbook made available for
viewing on the Classmates.com website,
NOLEN V. PEOPLECONNECT, INC. 11
yields at least one record corresponding to the
class member from a California yearbook
that Classmates.com first made publicly
available on or after December 18, 2018.
PeopleConnect sought, and we granted, permission to
appeal the district court’s certification orders under Federal
Rule of Civil Procedure 23(f).
II. DISCUSSION
To ensure that Rule 23’s requirements are satisfied, a
district court must conduct a “rigorous analysis” before
certifying a class. Olean Wholesale Grocery Coop., Inc. v.
Bumble Bee Foods LLC, 31 F.4th 651, 664 (9th Cir. 2022)
(en banc) (quoting Gen. Tel. Co. of Sw. v. Falcon, 457 U.S.
147, 161 (1982)). “Plaintiffs wishing to proceed through a
class action must actually prove—not simply plead—that
their proposed class satisfies each requirement of Rule 23.”
Id. (brackets omitted) (quoting Halliburton Co. v. Erica P.
John Fund, Inc., 573 U.S. 258, 275 (2014)). On appeal of a
class action certification, we review legal questions de novo,
factual questions for clear error, and the district court’s
ultimate decision to certify a class for abuse of discretion. Id.
at 663.
PeopleConnect contends that the putative classes do not
satisfy two of Rule 23’s requirements, predominance and
adequacy. We address each requirement in turn.
A. Predominance
To certify a class under Rule 23(b)(3), the district court
must find “that the questions of law or fact common to class
members predominate over any questions affecting only
individual members.” Fed. R. Civ. P. 23(b)(3). The
12 NOLEN V. PEOPLECONNECT, INC.
predominance requirement “presupposes satisfaction of the
commonality requirement of Rule 23(a)(2), which itself tests
the capacity of a classwide proceeding to generate common
answers apt to drive the resolution of the litigation.” Noohi
v. Johnson & Johnson Consumer Inc., 146 F.4th 854, 862
(9th Cir. 2025) (citation modified) (quoting Lytle v.
Nutramax Lab’ys, Inc., 114 F.4th 1011, 1023 (9th Cir.
2024), cert. denied, 145 S. Ct. 1308 (2025)), cert. denied,
No. 25-874, 2026 WL 1052179 (U.S. Apr. 20, 2026).
Examining further, the predominance question “asks
whether the common, aggregation-enabling, issues in the
case are more prevalent or important than the non-common,
aggregation-defeating, individual issues.” Tyson Foods, Inc.
v. Bouaphakeo, 577 U.S. 442, 453 (2016) (quoting 2 William
B. Rubenstein, Newberg on Class Actions § 4:50 (5th ed.
2012)). Accordingly, the predominance requirement “calls
upon courts to give careful scrutiny to the relation between
common and individual questions in a case.” Id.
An individual question (if a question of fact or mixed
question of law and fact) is one that requires “members of a
proposed class . . . to present evidence that varies from
member to member.” Id. (quoting Newberg on Class
Actions, supra, § 4:50). By contrast, a common question is
one where “the same evidence will suffice for each member
to make a prima facie showing or the issue is susceptible to
generalized, class-wide proof.” Id. (brackets omitted)
(quoting Newberg on Class Actions, supra, § 4:50). “If the
plaintiff demonstrates that class issues exist, the defendant
must invoke individualized issues and provide sufficient
evidence that the individualized issues bar recovery on at
least some claims, thus raising the spectre of class-member-
by-class-member adjudication of the issue.” Van v. LLR,
Inc., 61 F.4th 1053, 1067 (9th Cir. 2023). Rule 23(b)(3) is
NOLEN V. PEOPLECONNECT, INC. 13
satisfied if “one or more of the central issues in the action
are common to the class and can be said to predominate, . . .
even though other important matters will have to be tried
separately, such as damages or some affirmative defenses
peculiar to some individual class members.” Tyson, 577 U.S.
at 453 (quoting 7AA Wright & Miller’s Federal Practice
and Procedure § 1778 (3d ed. 2005)).
PeopleConnect contends that the predominance
requirement is not met here for three reasons. First, it argues
that the district court misconstrued § 3344 as allowing
claims based on the searchability of an individual on
PeopleConnect’s website, whether or not a user has actually
searched for that individual. PeopleConnect urges us to
construe § 3344 as permitting recovery only by claimants
who have been searched and contends that such a showing
could be made only through individualized, not common,
evidence. Second, in the company’s view, the district court
misconstrued § 3344 as allowing claimants to obtain a
minimum award of statutory damages without presenting
individualized evidence of either mental anguish or actual
economic harm. Third, PeopleConnect argues, the district
court did not identify an adequate “winnowing plan” to
exclude claimants ineligible for relief. We disagree with the
company on all three grounds and hold predominance
satisfied on the record before us.
1. Whether § 3344 Requires Individualized
Evidence That an Individual Has Been Searched
PeopleConnect first asserts that a putative class member
does not have a viable § 3344 claim absent proof that he or
she has actually been searched on Classmates.com. The
district court rejected this argument at the motion-to-dismiss
stage and again in its certification order. Although
14 NOLEN V. PEOPLECONNECT, INC.
PeopleConnect cannot directly challenge the denial of its
motion to dismiss in a Rule 23(f) appeal, it contends that, to
determine whether predominance is satisfied, we must
decide whether § 3344 requires a claimant to have been
searched or only to be searchable. If the statute requires
being searched, individualized disputes over liability will
loom large because (at least on the current record) there is
no classwide evidence revealing which individuals have
been searched. If the statute only requires being searchable,
Nolen can establish that fact using common evidence,
including, as the district court noted, by “show[ing] how,
generally speaking, a search can be done by a name and that
will yield search results with . . . a banner ad promoting the
[Classmates+] subscription service.”
We reject this predominance challenge because it goes
to the merits of the class’s § 3344 claims, not to whether the
class can be certified. At this stage of the litigation, the
district court “is merely to decide a suitable method of
adjudicating the case and should not turn class certification
into a mini-trial on the merits.” Noohi, 146 F.4th at 863
(internal quotation marks omitted) (quoting Edwards v. First
Am. Corp., 798 F.3d 1172, 1178 (9th Cir. 2015)). “Merits
questions may be considered to the extent—but only to the
extent—that they are relevant to determining whether the
Rule 23 prerequisites for class certification are satisfied.”
Amgen Inc. v. Conn. Ret. Plans & Tr. Funds, 568 U.S. 455,
466 (2013). When deciding “whether the ‘common question’
prerequisite is met,” for example, “a district court is limited
to resolving whether the evidence establishes that a common
question is capable of class-wide resolution.” Olean, 31
F.4th at 666–67. Similarly, to determine whether
predominance is satisfied, the “court must evaluate the
method or methods by which plaintiffs propose to use the
NOLEN V. PEOPLECONNECT, INC. 15
class-wide evidence to prove the common question in one
stroke.” Lytle, 114 F.4th at 1023 (citation modified) (quoting
Olean, 31 F.4th at 666). The commonality and
predominance inquiries do not encompass the questions
“whether the evidence in fact establishes that plaintiffs
would win at trial,” Olean, 31 F.4th at 667, or “whether
the . . . plaintiffs have stated a cause of action,” United Steel,
Paper & Forestry, Rubber, Mfg. Energy, Allied Indus. &
Serv. Workers Int’l Union v. ConocoPhillips Co., 593 F.3d
802, 808 (9th Cir. 2010) (quoting Eisen v. Carlisle &
Jacquelin, 417 U.S. 156, 178 (1974)). Thus, when “the
concern about the proposed class is an alleged failure of
proof as to an element of the plaintiffs’ cause of action[,
]courts should engage that question as a matter of summary
judgment, not class certification.” Ruiz Torres v. Mercer
Canyons Inc., 835 F.3d 1125, 1140 (9th Cir. 2016) (citation
modified) (quoting Tyson, 577 U.S. at 457).
Whether evidence of searchability is sufficient to sustain
a § 3344 claim is the question PeopleConnect asks us to—
but that we cannot—answer today. The predominance
inquiry “begins, of course, with the elements of the
underlying cause of action.” Erica P. John Fund, Inc. v.
Halliburton Co., 563 U.S. 804, 809 (2011). The elements of
a § 3344 claim are: “(1) the defendant’s use of the plaintiff’s
identity; (2) the appropriation of plaintiff’s name or likeness
to defendant’s advantage, commercially or otherwise;
(3) lack of consent; . . . (4) resulting injury”; (5) “a knowing
use of the plaintiff’s name, photograph or likeness for
purposes of advertising or solicitation or purchases”; and
(6) “a direct connection . . . between the use and the
commercial purpose.” Maloney v. T3Media, Inc., 853 F.3d
1004, 1008 n.2 (9th Cir. 2017) (citation modified) (quoting
Fleet v. CBS, Inc., 50 Cal. App. 4th 1911, 1918 (1996)).
16 NOLEN V. PEOPLECONNECT, INC.
With respect to this sixth element, the statute specifies that
“it shall be a question of fact whether or not the use of the
person’s name . . . was so directly connected with the
commercial sponsorship or with the paid advertising as to
constitute a use for which consent is required.” Cal. Civ.
Code § 3344(e). So PeopleConnect’s core contention—that
it does not violate § 3344 simply by making a name
searchable—is really an argument that searchability alone is
not factually sufficient to establish that the database is “so
directly connected” to the company’s commercial
advertising “as to constitute a use for which consent is
required.” Id. In other words, PeopleConnect asserts an
“alleged failure of proof as to an element of the plaintiffs’
cause of action.” Ruiz Torres, 835 F.3d at 1140 (quoting
Tyson, 577 U.S. at 457).
PeopleConnect may eventually be proven right that the
class’s claims fail on the merits if they rest on evidence of
searchability alone. But “a district court cannot decline
certification merely because it considers plaintiffs’ evidence
relating to the common question to be unpersuasive and
unlikely to succeed in carrying the plaintiffs’ burden of proof
on that issue.” Olean, 31 F.4th at 667 (citing Amgen, 568
U.S. at 459–60). 4 In other words, we must affirm
4
Where the question is an evidentiary one—whether proffered expert
testimony is probative of whether an element of the cause of action can
be proven by common proof—Tyson specified that the district court
should deny certification only if “no reasonable juror” could find the
evidence “probative” of that element. 577 U.S. at 459; see, e.g., id. at
454–60 (holding that an expert’s representative sample of the time
workers spent donning and doffing protective gear was a permissible
means of establishing their hours worked in a wage-and-hour class
action); Olean, 31 F.4th at 670–80 (holding that an economist’s
NOLEN V. PEOPLECONNECT, INC. 17
certification even though a jury may not ultimately consider
the proposed common evidence “adequate proof of
liability,” Senne v. Kan. City Royals Baseball Corp., 934
F.3d 918, 945 (9th Cir. 2019), or the district court holds that
summary judgment is appropriate because there is not a
genuine issue of material fact as to the direct connection
question. Absent such a determination by the jury or the
district court, we will not reverse certification even if we
think the merits evidence is weak. Tyson, 577 U.S. at 459.
“To require an actual weighing, at class certification, of
whether plaintiffs’ evidence could sustain a jury verdict
would collapse the class certification and summary
judgment inquiries in precisely the manner Tyson Foods
warns against.” Lytle, 114 F.4th at 1028.
Here, the statute defines the “directly connected” issue
as a “question of fact.” Cal. Civ. Code § 3344(e). The district
court held the common evidence of searchability offered by
Nolen could sustain a jury verdict of a direct connection
between PeopleConnect’s use of class members’ identities
regression model could be used to demonstrate classwide price impact in
an antitrust case); Senne v. Kan. City Royals Baseball Corp., 934 F.3d
918, 945–50 (9th Cir. 2019) (holding that an expert survey could be used
to demonstrate hours worked by class members in a wage-and-hour
action), disapproved of on other grounds by Olean, 31 F.4th 651. Here,
however, the factual issue is not an evidentiary one—there is no issue
concerning whether the evidence to be offered is “probative.” Instead,
the factual issue—whether the use of the plaintiff class members’
identity in a searchable database is “directly connected” with the
commercial sponsorship or advertising—will itself be determinative of
the merits of the case as the plaintiff has pleaded it. Under these
circumstances, the admonition against deciding the merits of the claim
at the certification stage unless necessary—even at the once-removed
level of determining what a reasonable jury could find—counsels against
further consideration of the question at the certification stage.
18 NOLEN V. PEOPLECONNECT, INC.
and the company’s advertising. Effectively, then,
PeopleConnect asks us to make a factual finding in the first
instance that searchability of class members’ names is not
“so directly connected” to the company’s advertising “as to
constitute a use for which consent is required.” Id. But
factfinding is the jury’s role, not ours. See, e.g., Miss
Universe, Inc. v. Flesher, 605 F.2d 1130, 1133 (9th Cir.
1979). PeopleConnect’s request defies the Supreme Court’s
express instruction that when “the concern about the
proposed class is not that it exhibits some fatal dissimilarity
but, rather, a fatal similarity—[an alleged] failure of proof as
to an element of the plaintiffs’ cause of action—courts
should engage that question as a matter of summary
judgment, not class certification.” Tyson, 577 U.S. at 457.
Our decision in United Steel Workers is illustrative of the
line between a merits ruling and the class certification
inquiry. There, a class of oil workers alleged that their
employer violated state law by requiring them to eat meals
while “on duty” without the mandatory compensation due
for on-duty periods. United Steel Workers, 593 F.3d at 804.
The plaintiffs’ legal theory was that their meal periods were
“on duty” within the meaning of state law—and thus should
have been compensated—because they were required to be
on call while eating. Id. at 804 & n.3. The district court held
that the class failed Rule 23(b)(3)’s predominance
requirement because “if Plaintiffs’ ‘on duty’ theory is
rejected . . . the Court will be faced with a case . . . requiring
individualized trials on each class member’s meal period
claims.” Id. at 805 (alterations in original). We reversed.
Rule 23, we explained, required the district court to evaluate
predominance as to the “plaintiffs’ actual legal theory,” even
though “there could be no assurances that they would
prevail on this theory.” Id. at 808 (citation modified). The
NOLEN V. PEOPLECONNECT, INC. 19
Rule did not permit the district court to “declin[e]
certification based on the possibility that plaintiffs would not
prevail on the merits on their ‘on duty’ theory.” Id. After all,
“a court can never be assured that a plaintiff will prevail on
a given legal theory prior to a dispositive ruling on the
merits.” Id. at 809.
Like this case, United Steel Workers involved a dispute
over the sufficiency of the plaintiffs’ claims as pleaded and
pursued. There, the parties disagreed about whether the
plaintiffs took meal periods while “on duty” because they
could not leave their units and were subject to interruption.
Id. at 804. Here, the parties debate whether evidence of
searchability is enough under the statute to show a ‘“direct’
connection” between individuals’ names and
PeopleConnect’s commercial advertisements. Maloney, 853
F.3d at 1008 n.2 (quoting Fleet, 50 Cal. App. 4th at 1918).
Although class members’ identities are searchable on the
Classmates.com website, there is no guarantee that the class
will prevail on Nolen’s sole legal theory—that they are being
used in violation of § 3344. United Steel Workers makes
clear that what matters under Rule 23(b)(3) is whether the
“plaintiffs’ actual legal theory . . . was one in which
common issues of law or fact . . . predominate over
individual questions,” not whether there are “assurances that
plaintiffs would prevail on this theory.” 593 F.3d at 808
(citation modified). Either the trier of fact will find, based on
the evidence of searchability, that PeopleConnect used class
members’ identities in a manner directly connected to
commercial sponsorship or advertising, or the trier of fact
will find searchability alone insufficient to prove that
element of § 3344. In either scenario, “the class is entirely
cohesive: It will prevail or fail in unison.” Amgen, 568 U.S.
at 460. Nolen’s counsel so recognized at oral argument,
20 NOLEN V. PEOPLECONNECT, INC.
stating that if evidence of searchability were not enough,
then the putative class’s claims would simply “fail on the
merits.” Oral Arg. at 36:45.
Our recent decisions in Small v. Allianz Life Insurance
Co., 122 F.4th 1182 (9th Cir. 2024), cert. denied, 145 S. Ct.
2852 (2025), and Farley v. Lincoln Benefit Life Co., 150
F.4th 1197 (9th Cir. 2025), on which PeopleConnect relies,
are not to the contrary. To determine whether Rule 23’s
requirements were met in those cases, we needed first to
determine the required elements of the plaintiffs’ statutory
claims. Small, 122 F.4th at 1191; Farley, 150 F.4th at 1201.
Only after determining what elements were necessary could
we determine whether those elements could be established
using common proof, such that common questions would
predominate over individual ones. Small, 122 F.4th at 1198–
1200.
Here, PeopleConnect attempts to frame the statutory
issue as whether § 3344 imposes a “third-party viewership
requirement.” But this case does not involve a dispute over
the elements of a § 3344 claim. Those elements, which we
set forth above, are not in dispute. Instead, the parties dispute
whether Nolen’s searchability evidence is enough to prove
that PeopleConnect’s use of class members’ names “was so
directly connected with” its advertising “as to constitute a
use for which consent is required.” Cal. Civ. Code § 3344(e).
The statute makes that inquiry “a question of fact.” Id. The
only issue before us today is the propriety of class
certification. Because § 3344 provides that the “direct
connection” element involves a factual determination,
allowing the class to proceed under her searchability theory
does not pose a predominance problem.
NOLEN V. PEOPLECONNECT, INC. 21
2. Whether § 3344 Requires Individualized
Evidence of Injury
PeopleConnect next argues that predominance cannot be
satisfied because the statutory damages provision of § 3344
requires individualized evidence of mental anguish.
PeopleConnect further maintains that if, contrary to its
primary position, economic injury does suffice,
individualized evidence of economic injury, not common
proof, is necessary.
The company did not present to the district court when
opposing certification its contention that a § 3344 plaintiff
must prove mental anguish. Instead, PeopleConnect argued
in its brief that proof of injury “may take one of two forms:
‘mental anguish,’ . . . or ‘economic injury,’” and that there
was a failure of common proof as to both forms of injury.
And, at the class certification hearing, PeopleConnect’s
counsel acknowledged that § 3344 “says you have to show
injury. It’s either emotional distress or actual economic
injury” (emphasis added).
Where, as here, our authority to review the class
certification determination before a final judgment comes
from Rule 23(f), “[w]e must police the bounds of our
jurisdiction” and may consider merits questions only to the
extent they bear on the district court’s certification decision.
Stockwell v. City & County of San Francisco, 749 F.3d 1107,
1113 (9th Cir. 2014). “An issue cannot form part of the
district court’s class certification decision if it was never
raised at the class certification stage.” Van, 61 F.4th at 1066
22 NOLEN V. PEOPLECONNECT, INC.
n.9 (citation modified). 5 Because the argument that
Plaintiffs must prove mental anguish was not properly raised
in the district court, “we cannot say that the district court
abused its discretion in failing to consider [an] argument[]
with which it was not presented.” Lytle, 114 F.4th at 1032–
33.
We do reach, and reject, PeopleConnect’s argument that
a showing of economic injury cannot be made without
individualized evidence. 6
The district court held that if PeopleConnect were found
to have used each class member’s name in direct connection
with advertising, “then it can reasonably be inferred that the
name . . . has some economic value, even if small.” That
common-sense inference “falls within a broad range of
permissible conclusions” and so is not an abuse of discretion.
Olean, 31 F.4th at 669 (quoting Lam v. City of San Jose, 869
F.3d 1077, 1084 (9th Cir. 2017)). A company advertises to
sell its products or services and thereby to generate revenue.
5
At the motion to dismiss stage, PeopleConnect made, and lost, the
argument that individual proof of mental anguish is essential for
statutory damages. It did not renew the argument in opposing
certification. It did not do so, even though Nolen had made clear that her
proposed class would seek statutory damages based on economic harm
alone.
6
To the extent PeopleConnect also argues that putative class members
must produce individualized evidence quantifying their actual damages,
§ 3344 does not require a plaintiff seeking statutory damages to provide
proof of the value of her economic injury. The statute makes a violator
liable for “an amount equal to the greater of seven hundred fifty dollars
($750) or the actual damages suffered.” Cal. Civ. Code § 3344(a)(1)
(emphasis added); see Orthopedic Sys., Inc. v. Schlein, 202 Cal. App. 4th
529, 547 (2011). In other words, “[s]ection 3344 provides for minimum
damages of $750, even if no actual damages are proven.” KNB Enters.
v. Matthews, 78 Cal. App. 4th 362, 367 (2000).
NOLEN V. PEOPLECONNECT, INC. 23
One can reasonably infer that by using an individual’s
likeness in direct connection with its advertising, the
company believes her likeness is valuable. 7 Otherwise, why
would the company think using that person’s likeness would
help increase their bottom line? As we explained long ago,
“the appropriation of the identity of a relatively unknown
person may result in eco