Rocky Patel Premium Cigars, Inc. v. Bonta
CourtCourt of Appeals for the Ninth Circuit
Date FiledAugust 27, 2026
Docket25-8060
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
ROCKY PATEL PREMIUM No. 25-8060
CIGARS, INC.; OLIVA CIGAR
D.C. No.
CO.; PILOTO CIGARS, INC., doing
8:25-cv-02244-
business as Padron Cigars, Inc.; A.
MRA-PD
FUENTE AND CO., LLC; ASHTON
DISTRIBUTORS, INC.; PREMIUM
IMPORTS, INC., doing business as
La Flor Dominicana; MY FATHER OPINION
CIGARS, INC.; CIGAR RIGHTS OF
AMERICA; PREMIUM CIGAR
ASSOCIATION,
Plaintiffs - Appellants,
v.
ROB BONTA, in his official capacity
as Attorney General of the State of
California,
Defendant - Appellee.
Appeal from the United States District Court
for the Central District of California
Monica Ramirez Almadani, District Judge, Presiding
Argued and Submitted April 14, 2026
Pasadena, California
2 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
Filed August 27, 2026
Before: Richard A. Paez, Consuelo M. Callahan, and
Patrick J. Bumatay, Circuit Judges.
Opinion by Judge Bumatay
SUMMARY *
California Unflavored Tobacco List Statute /
Commercial Speech
The panel affirmed the district court’s denial of Rocky
Patel Premium Cigars, Inc.’s motion for a preliminary
injunction seeking to enjoin enforcement of California’s
Unflavored Tobacco List statute (“UTLS”), which requires
that tobacco products be placed on a published “Unflavored
Tobacco List” before they can be offered directly to
California consumers or to retailers, wholesalers, or other
persons for sale in California.
To place a product on the Unflavored Tobacco List,
manufacturers and importers are required to submit an
application to the California Attorney General. The
application must include, in part, a description of the
product, the product’s FDA status, and a certification that the
product lacks a characterizing flavor. Rocky Patel fears that
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 3
the UTLS’s application and fee requirements will specially
burden the premium-cigar industry.
Rocky Patel, along with other manufacturers and trade
associations focused on premium cigars, challenges
California’s law alleging that (1) the Family Smoking
Prevention and Tobacco Control Act (“TCA”), which
requires the Food and Drug Administration to regulate
certain tobacco products, expressly preempts California’s
UTLS, and (2) the First Amendment bars the law’s
presumption of impermissible flavoring based on
manufacturers’ statements.
The panel first held that Rocky Patel is unlikely to
succeed on the merits of its claim that the TCA preempts the
UTLS’s requirements for premium cigars. The panel held
that because placement on the Unflavored Tobacco List is a
prerequisite for selling tobacco products to consumers in the
State, the UTLS falls within the TCA’s Savings Clause,
which exempts from preemption state-law requirements
relating to the sale of tobacco products to individuals of any
age.
Addressing Rocky Patel’s arguments against the
applicability of the Savings Clause, the panel held that
(1) the Savings Clause is not limited to requirements
imposed on retail sellers; (2) the UTLS is an exercise of
California’s historic authority over tobacco regulation;
(3) the UTLS’s ban on possession for sale is sufficiently
related to retails sales, saving it from preemption; and
(4) because Rocky Patel hasn’t alleged that the UTLS sets
any standard for the manufacture of premium cigars, the law
falls within the scope of the Savings Clause.
The panel further held that based on the Attorney
General’s representations as to how the UTLS works, Rocky
4 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
Patel is unlikely to succeed on its First Amendment
claims. For premium cigars, the UTLS poses a minimal
burden on commercial speech. While Rocky Patel alleges
that the UTLS’s presumption of impermissible flavoring
based on manufacturers’ statements would chill its ability to
describe the tasting “notes” that cigar aficionados might
glean from their premium cigars, the Attorney General
repeatedly represented that he will not deny a premium cigar
placement on the Unflavored Tobacco List based on any
speech, so long as manufacturers file a completed
application. As such, Rocky Patel has not shown that the
UTLS restricts its speech more than necessary to meet the
State’s interest.
COUNSEL
Michael J. Edney (argued), Hunton Andrews Kurth LLP,
Washington, D.C.; Jason J. Kim, Hunton Andrews Kurth
LLP, Los Angeles, California; Plaintiffs-Appellants.
Natalie S. Torres (argued), Supervising Deputy Attorney
General; David C. Goodwin, Jennifer Y. McClory Hamilton,
Chris Han, and Peter F. Nascenzi, Deputy Attorneys
General; Neli N. Palma, Senior Assistant Attorney General;
Rob Bonta, California Attorney General; Office of the
California Attorney General, Sacramento, California; for
Defendants-Appellees.
Jordan Raphael, Byron Raphael LLP, Los Angeles,
California; Dennis A. Henigan and Andrew R. Tardiff,
Campaign for Tobacco-Free Kids, Washington, D.C.; for
Amici Curiae Public Health, Medical, and Community
Organizations.
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 5
OPINION
BUMATAY, Circuit Judge:
Under federal law, a “premium” cigar must be free of
flavoring additives. See 21 C.F.R. § 1114.3. The burning
question here is whether federal law preempts California’s
scheme for banning sales of flavored tobacco products as
applied to premium cigars. It does not. We thus affirm the
district court’s denial of a preliminary injunction.
I.
BACKGROUND
A.
The Federal Tobacco Control Act
The Family Smoking Prevention and Tobacco Control
Act (“TCA”) requires the Food and Drug Administration
(“FDA”) to regulate certain tobacco products. Pub. L. No.
111–31, 123 Stat. 1776 (2009) (codified at 21 U.S.C. § 387
et seq.). These include products specifically listed by statute
(such as cigarettes) and “any other tobacco products that the
Secretary [of Health and Human Services] by regulation
deems to be subject to th[e] subchapter.” 21 U.S.C.
§§ 321(d), 387a(b). If a product is covered, manufacturers
must submit them to the FDA for premarket review. Id.
§ 387j(a)(2), (c)(1)(A)(i). The agency ensures that the
products are “appropriate” to protect public health, that they
meet manufacturing standards, and that they do not have
false or misleading labeling. See id. § 387j(c)(2).
By regulation, the FDA exempts “premium” cigars from
premarket review. 21 C.F.R. § 1114.1(d). To qualify as a
premium cigar, among other requirements, a cigar must be
hand-made, have no “characterizing flavor other than
6 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
tobacco,” and “[c]ontain[] only tobacco, water, and
vegetable gum with no other ingredients or additives.” Id.
§ 1114.3.
The TCA has a three-layered provision governing the
preemption of state tobacco laws—what we’ve called a
“preservation sandwich.” R.J. Reynolds Tobacco Co. v.
County of Los Angeles, 29 F.4th 542, 550, 555 (9th Cir.
2022). The first layer “broadly preserves state, local, and
tribal power to enact any regulation concerning tobacco
products that is ‘in addition to or more stringent than’ those
promulgated by the TCA.” Id. at 550 (citing 21 U.S.C.
§ 387p(a)(1)) (“Preservation Clause”). The second layer
specifically preempts state or municipal tobacco laws that
impose “any requirement which is different from, or in
addition to, any requirement under the provisions of [the
TCA] relating to,” among other things, “premarket review.”
21 U.S.C. § 387p(a)(2)(A) (“Preemption Clause”). The last
layer, however, saves from preemption any state-law
“requirements relating to the sale, distribution, possession,
information reporting to the State, exposure to, access to, the
advertising and promotion of, or use of, tobacco products by
individuals of any age.” Id. § 387p(a)(2)(B) (“Savings
Clause”).
B.
The California Unflavored Tobacco List Statute
In 2022, California enacted a ban on the retail sale of
flavored tobacco products. See S.B. 793, 2019-2020 Reg.
Sess. (Cal. 2020) (enacted by voter referendum Nov. 8,
2022) (codified at Cal. Health & Safety Code § 104559.5).
The ban prohibits “[f]lavored tobacco product[s],” including
“any tobacco product[s] that contain[] a constituent that
imparts a characterizing flavor” “other than the taste or odor
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 7
of tobacco.” Cal. Health & Safety Code
§ 104559.5(a)(1), (6).
In 2024, California enacted the Unflavored Tobacco List
statute (“UTLS”). See A.B. 3218, 2023-2024 Reg. Sess.
(Cal. 2024) (codified in scattered sections of the Cal. Bus. &
Prof. Code, Cal. Health & Safety Code, and Cal. Rev. & Tax.
Code). The UTLS requires that tobacco products be placed
on a published “Unflavored Tobacco List” before they can
be offered directly to California consumers or to “retailer[s],
wholesaler[s], or other person[s] for sale in California.” See
Cal. Health & Safety Code § 104559.1(g), (o)(1); id.
§ 104559.5(a)(6), (b)(1). To place a product on the
Unflavored Tobacco List, manufacturers and importers are
required to submit an application to the California Attorney
General. Id. § 104559.1(b)(1). The application must include
a description of the product, the product’s FDA status, a
certification that the product lacks a characterizing flavor,
packaging and marketing information, a product sample, and
other information if requested by the Attorney General. See
id. § 104559.1(b); Cal. Code Regs. tit. 11, §§ 945(c), 946(e),
947(b). State regulations specify that if the federal Secretary
of Health and Human
Services has exempted the tobacco product from the TCA’s
scope, then the applicant must provide a copy of the
relevant federal regulation. Cal. Code Regs. tit. 11,
§§ 945(c)(8)(B)(ii)(III)(a), 946(g)(11).
Based on the application, the Attorney General
determines whether a tobacco product “lack[s] a
characterizing flavor.” See Cal. Health & Safety Code
§ 104559.1(a), (c). If the manufacturer or importer “has
made a statement or claim directed to consumers or to the
public that the tobacco product has or produces a
characterizing flavor,” the Attorney General must presume
8 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
that the product is impermissibly flavored. Id.
§§ 104559.1(d), 104559.5(b)(2). The manufacturer or
importer may rebut this presumption. Id. §§ 104559.1(d),
104559.5(b)(2).
Only if the Attorney General determines that the tobacco
product does not have a characterizing flavor will the
product be placed on the Unflavored Tobacco List. Id.
§ 104559.1(e). The Attorney General, however, must
remove approved products from the Unflavored Tobacco
List if they are later determined to have a characterizing
flavor. Id. § 104559.1(f)(1). A manufacturer or importer
may seek review of a denied application in state court. Id.
§ 104559.1(l)(1).
C.
Rocky Patel’s Challenge to the Unflavored Tobacco List
Statute
Rocky Patel Premium Cigars, Inc., along with other
manufacturers and trade associations focused on premium
cigars, challenges California’s law. Rocky Patel fears that
the UTLS’s application and fee requirements will specially
burden the premium-cigar industry. While mass-produced
cigarettes, electronic tobacco products, and non-premium
cigars generally stay consistent from year to year, premium
cigars are made in low volumes by hand with unique blends
that change annually. So premium-cigar manufacturers must
submit far more applications to have their products—with all
their variations—placed on the Unflavored Tobacco List.
According to Rocky Patel, the expense and effort
required for premium-cigar manufacturers to comply with
the UTLS unfairly burdens the industry. Its premium
cigars—as defined by federal law—pose no risk of being
impermissibly flavored because they have no non-tobacco
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 9
additives. See 21 C.F.R. § 1114.3; Cal. Health & Safety
Code § 104559.5(a)(1)–(2), (6). Yet application and
renewal fees cost Rocky Patel far more relative to other
tobacco-product manufacturers. See Cal. Health & Safety
Code § 104559.1(k)(1) (authorizing “reasonable” fees up to
$1,000 per product or variant application); Cal. Code Regs.
tit. 11, § 954 (setting out current fees of $300 for original-
product applications, and $150 for variants or annual
renewals). Indeed, Rocky Patel estimates it has already paid
nearly $50,000 in initial application fees and will pay around
$35,000 in annual renewal fees. And it projects that it will
have to stop selling half of its products in the State because
of compliance costs.
In October 2025, before the UTLS went into effect,
Rocky Patel and the other appellants sued California
Attorney General Rob Bonta. After a request for a
temporary restraining order against UTLS enforcement was
denied, Rocky Patel moved for a preliminary injunction.
Rocky Patel argued that (1) the TCA expressly preempts the
UTLS as applied to premium cigars, and (2) the First
Amendment bars the law’s presumption of impermissible
flavoring based on manufacturers’ statements. The district
court found that Rocky Patel was unlikely to succeed on the
merits and denied the motion. On appeal, we review the
denial of a preliminary injunction for abuse of discretion and
the underlying questions of law de novo. See Mobilize the
Message, LLC v. Bonta, 50 F.4th 928, 934 (9th Cir. 2022).
II.
DISCUSSION
Rocky Patel seeks a preliminary injunction under the
TCA and the First Amendment. To obtain a preliminary
injunction, a movant must show (1) a likelihood of success
10 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
on the merits; (2) that it is likely to suffer irreparable harm
absent relief; (3) that the balance of equities tips in its favor;
and (4) that an injunction is in the public interest. Winter v.
Nat. Res. Def. Council, Inc., 555 U.S. 7, 20 (2008). The first
element is dispositive unless “serious factual questions”
remain and the balance of equities “tips sharply” in the
movant’s favor. Assurance Wireless USA, L.P. v. Reynolds,
100 F.4th 1024, 1031 (9th Cir. 2024). As Rocky Patel fails
to meet its burden at the first step, we do not address the
remaining factors. See id. at 1038–39.
A.
The Unflavored Tobacco List Statute Is Not Preempted
Rocky Patel is unlikely to succeed on the merits of its
claim that the TCA preempts the UTLS’s requirements for
premium cigars. To determine the scope of TCA
preemption, we look to the statute’s text. R.J. Reynolds
Tobacco, 29 F.4th at 552–53; see also, e.g., Montgomery v.
Caribe Transp. II, LLC, 146 S. Ct. 1199, 1204 (2026)
(holding that a federal preemption claim “boil[ed] down” to
the interpretation of the statutory phrase “with respect to
motor vehicles”). The TCA’s Preemption Clause preempts
state laws that impose “any requirement which is different
from, or in addition to, any requirement under the provisions
of [the TCA] relating to . . . premarket review[.]” 21 U.S.C.
§ 387p(a)(2)(A). But, the Savings Clause exempts from
preemption state-law “requirements relating to the sale . . .
of[] tobacco products [to] individuals of any age[.]” Id.
§ 387p(a)(2)(B). Assuming without deciding that the
Preemption Clause applies to the UTLS as a requirement
“relating to . . . premarket review,” id. § 387p(a)(2)(A), the
question is whether the Savings Clause exempts the UTLS
from preemption because it “relat[es] to the sale” of tobacco
products. See id. § 387p(a)(2)(B).
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 11
Because placement on California’s Unflavored Tobacco
List is a prerequisite for selling tobacco products to
consumers in the State, see Cal. Health & Safety Code
§ 104559.1(o)(1); id. § 104559.5(a)(6), (b)(1), the UTLS
falls safely within the TCA’s Savings Clause. “Relating to”
is a “broad” phrase. Morales v. Trans World Airlines, Inc.,
504 U.S. 374, 383 (1992) (simplified). Its ordinary meaning
is “to stand in some relation; to have bearing or concern; to
pertain; refer; to bring into association with or connection
with . . . even if the connection is indirect.” Chevron USA
Inc. v. Plaquemines Par., 146 S. Ct. 1052, 1060 (2026)
(simplified); see also Relate, Black’s Law Dictionary (12th
ed. 2024) (“[t]o have some connection to; to stand in relation
to”). So even an indirect connection is sufficient unless it is
“tenuous, remote, or peripheral.” Chevron USA, 146 S. Ct.
at 1061 (simplified).
Under the UTLS, tobacco products are ineligible for
retail sale within the State unless they appear on the
Unflavored Tobacco List. See Cal. Health & Safety Code
§ 104559.1(o)(1); id. § 104559.5(a)(6), (b)(1). The
Attorney General can only place unflavored products on the
Unflavored Tobacco List after their manufacturers or
importers apply. See id. § 104559.1(b)(1). The application
must include product descriptions, the FDA status of the
product, certification that the product lacks a characterizing
flavor, packaging and marketing information, a sample of
the product, and other data necessary for the Attorney
General to confirm a lack of flavoring. See id.
§ 104559.1(b)(1); Cal. Code Regs. tit. 11, §§ 945(c), 946(e),
947(b). This information allows California to verify whether
a product is in fact unflavored.
In short, the UTLS and its application process are
directly tied to California’s ban on retail sales of flavored
12 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
tobacco products. Premium-cigar manufacturers may
(correctly) believe that their products are unflavored under
federal law, but the TCA lets California ask them to prove it.
The Unflavored Tobacco List and its application process
help the State ensure only approved unflavored tobacco
products end up on California retail shelves. The UTLS is
not “tenuous[ly], remote[ly], or peripheral[ly]” connected to
California’s retail sales prohibition. See Chevron USA, 146
S. Ct. at 1061 (simplified). Rather, its requirements directly
“relat[e] to” retail sales, which Congress left in the hands of
the States. 21 U.S.C. § 387p(a)(2)(B).
Precedent confirms this reading. In R.J. Reynolds
Tobacco, we likewise held that the Savings Clause applied
to Los Angeles County’s ban on the sale of flavored tobacco
products. 29 F.4th at 552. We said that the ban was simply
a “requirement that tobacco retailers or licensees throughout
the County not sell flavored tobacco products.” Id. at 558.
That’s all that was necessary for Los Angeles County’s ban
to fit within the Savings Clause. Id. Similarly, California
requires manufacturers and importers to prove their products
are unflavored before those products are sold within the
State. Cal. Health & Safety Code § 104559.1(b)(1). This
focus on retail sales satisfies the Savings Clause’s
requirements.
Rocky Patel argues against the Savings Clause’s
applicability for four reasons.
First, it argues that California’s law goes beyond what’s
allowable under the TCA because the UTLS acts directly on
manufacturers—rather than on retail sellers. It is true that
the UTLS requires manufacturers to comply with the
application process. See id. And to be sure, in R.J. Reynolds
Tobacco, we agreed that “Congress has allowed the federal
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 13
government to set the standards regarding how a product
would be manufactured and marketed[.]” 29 F.4th at 555.
Based on this, Rocky Patel claims that the Savings Clause
applies only to regulations that dictate what happens inside
a retail store.
But nothing in the text of the TCA or our precedent
requires such a narrow reading of the statute. To begin, the
Savings Clause isn’t textually limited to regulations on
retailers—indeed, it doesn’t specify who in the chain of
tobacco sales it applies to. See 21 U.S.C. § 387p(a)(2)(B).
Nor does the Savings Clause as a whole apply exclusively to
retail activities. It also exempts state-law requirements on
other tobacco-related activities, including the “distribution,
possession, information reporting to the State, exposure to,
access to, the advertising and promotion of, or use of,
tobacco products by individuals of any age.” Id. These
activities may take place outside of retail stores. And finally,
nothing in R.J. Reynolds Tobacco requires us to limit the
TCA’s application to retail-store conduct. While the UTLS
imposes application requirements on manufacturers of
premium cigars, it doesn’t set any “standards” on how
premium cigars are “manufactured and marketed.” 29 F.4th
at 555. Indeed, Rocky Patel doesn’t allege that the UTLS
requires any change in how it manufactures premium cigars.
Thus, we see no reason to limit the Savings Clause only to
requirements imposed on retail sellers.
Rocky Patel next argues that the TCA must be read
considering “the long history of State regulation of tobacco
products” and that the UTLS is thus outside its scope as “an
innovation borrowed almost directly from federal law.” The
Attorney General disputes this characterization. He
compares the UTLS to “directory statutes” enacted to ensure
compliance with the 1998 Master Settlement Agreement that
14 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
obligated tobacco manufacturers to make annual payments
offsetting “the increased cost to the health care system
created by smoking.” See Big Sandy Rancheria Enters. v.
Bonta, 1 F.4th 710, 716–17 (9th Cir. 2021) (describing laws
that require States “to maintain and publish a directory of
tobacco product manufacturers and tobacco brand families
that have been approved for sale”). And he compares it to
fire-safe laws, which require cigarette manufacturers to
certify in writing that their cigarettes adequately self-
extinguish before they can be sold in the State. See, e.g., Cal.
Health & Safety Code § 14953(a); Okla. Stat. tit. 74,
§ 326.3(A); Tenn. Code § 68-102-503(a)(1); Vt. Stat. Ann.
tit. 20, § 2757(b).
Regardless of the UTLS’s characterization, history
seemingly cuts against Rocky Patel. States have historic
police power over the health, safety, and general welfare of
their citizens. See Daniel B. Rodriguez, Good Governing:
The Police Power in the American States 29, 261 (2024)
(noting the Pennsylvania Constitution of 1776 included an
express declaration of the state police power). The TCA
itself reflects that “states and localities have historically
played a primary role in regulating the sale of tobacco
products.” R.J. Reynolds Tobacco, 29 F.4th at 555. This
backdrop matters because, as stated earlier, the UTLS
directly aids California’s ban on the sale of flavored tobacco.
So even if the UTLS’s method is an “innovation,” it is still
an exercise of California’s historic authority over tobacco
regulation. And nothing in the TCA’s text restricts the
Savings Clause only to requirements with a close “historical
twin.” See United States v. Hemani, 146 S. Ct. 1677, 1686
(2026) (simplified).
Rocky Patel argues next that the UTLS is more than a
regulation on retail sales because it restricts possession of
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 15
unlisted tobacco products in California. The Attorney
General disagrees, asserting that the UTLS only restricts the
possession of tobacco products by retailers and wholesalers,
which hold products destined for retail sale within the State.
See Cal. Bus. & Prof. Code §§ 22974.2(a)(1), 22978.3(a)(1).
And Rocky Patel doesn’t show how the UTLS will prevent
manufacturers, importers, distributors, or anyone else that is
not a retailer or wholesaler from possessing unlisted tobacco
products. In any case, this ban on possession for sale doesn’t
set “tobacco product standards,” which lie exclusively with
the federal government. R.J. Reynolds Tobacco, 29 F.4th at
560. So this scheme is sufficiently “relat[ed] to” retail sales,
saving it from preemption. See 21 U.S.C. § 387p(a)(2)(B).
Finally, Rocky Patel argues that reading the Savings
Clause to cover the UTLS would leave the Preemption
Clause meaningless. It contends that this would effectively
allow States to impose any tobacco regulations—even those
reserved to the federal government—under the guise of a
sales ban. But we’ve encountered this argument before. In
R.J. Reynolds Tobacco, we said:
Even though the preemption clause does not
preempt sales bans, it’s hardly useless. It still
preempts states from setting actual product
standards. A state cannot require tobacco
companies to make their products according
to any particular standard—only the federal
government can do that. But a state can place
restrictions on the retail sale of a tobacco
product, including banning its sale altogether.
In other words, . . . the balance of power
struck by the TCA allows state and local
governments to opt out of the market, but it
16 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
doesn’t allow them to otherwise set
parameters for that market that conflict with
the federal government’s tobacco product
standards. That is the “delicate balance”
established by Congress in § 387p’s unique
preservation sandwich.
29 F.4th at 560.
So the Preemption Clause continues to do considerable
work. Even with the Savings Clause, a State cannot “set[]
actual product standards”—either directly or indirectly
through a sales ban. Id. If a sales ban would “require
tobacco companies to make their products according to any
particular standard,” the Savings Clause must give way to
the Preemption Clause. Id.; see also U.S. Smokeless
Tobacco Mfg. Co. LLC v. City of New York, 708 F.3d 428,
434 (2d Cir. 2013) (“Certainly, any purported sales ban that
in fact functions as a command to tobacco manufacturers to
structure their operations in accordance with locally
prescribed standards would not escape preemption simply
because the City framed it as a ban on the sale of tobacco
produced in whatever way it disapproved.” (simplified)).
Because Rocky Patel hasn’t alleged—let alone
established—that the UTLS sets any standard for the
manufacture of premium cigars, the law falls within the
Savings Clause’s scope.
B.
The Unflavored Tobacco List Statute Does Not Violate
the First Amendment
Based on the Attorney General’s representations as to
how the UTLS works, Rocky Patel is also unlikely to
succeed on its First Amendment claims. When considering
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 17
an application for a tobacco product to be placed on the
Unflavored Tobacco List,
The Attorney General shall presume a brand
style to have a characterizing flavor if the
manufacturer or importer . . . has made a
statement or claim directed to consumers or
to the public that the tobacco product has or
produces a characterizing flavor, including,
but not limited to, any text, color, or images
on the product’s labeling or packaging, that
explicitly or implicitly communicates that the
tobacco product has a characterizing flavor.
This presumption may be rebutted by the
manufacturer or importer.
Cal. Health & Safety Code § 104559.1(d).
Rocky Patel alleges that this feature of the UTLS would
chill its ability to describe the tasting “notes” that cigar
aficionados might glean from their premium cigars, such as
notes of “leather, cocoa, fruit, or herbs.” And Rocky Patel
says this is true even though the presumption is rebuttable.
See Cal. Health & Safety Code § 104559.1(d).
“Although commercial speech is protected by the First
Amendment, not all regulation of such speech is
unconstitutional.” Thompson v. W. States Med. Ctr., 535
U.S. 357, 367 (2002). Under the “commercial speech”
doctrine, courts may invalidate laws restricting speech “[i]f
the speech concerns lawful activity and is not misleading[.]”
Id. (citing Cent. Hudson Gas & Elec. Corp. v. Pub. Serv.
Comm’n of New York, 447 U.S. 557, 566 (1980)). If so, the
government has the burden of proving that the law furthers
a “governmental interest [that] is substantial,” “directly
18 ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA
advances the governmental interest asserted,” and “is not
more extensive than is necessary to serve that interest.” Id.
(simplified). Only the last factor is at issue.
The UTLS’s speech restrictions are “not more extensive
than is necessary to serve [the State’s] interest.” Id.
(simplified). For premium cigars, the UTLS poses a
minimal burden on commercial speech. Recall that
manufacturers and importers must include any FDA
exemptions and copies of the relevant FDA rules in their
UTLS applications. See Cal. Code Regs. tit. 11,
§§ 945(c)(8)(B)(ii)(III)(a), 946(g)(11). So manufacturers
and importers of premium cigars must certify that their
products are exempted from the TCA. See 21 C.F.R.
§§ 1114.1(d), 1114.3.
These requirements further the State’s interest in
enforcing its ban on the sales of flavored tobacco. And,
based on the Attorney General’s representations, they negate
any presumption based on speech. Because an FDA-exempt
premium cigar necessarily lacks a non-tobacco
“characterizing flavor,” see id. § 1114.3; Cal. Health &
Safety Code § 104559.5(a)(1)–(2), (6), a premium-cigar
certification automatically and immediately rebuts any
presumption based on manufacturers’ or importers’
descriptions of their cigars. The Attorney General will place
premium cigars on the Unflavored Tobacco List as soon as
he receives certification that they are exempt from the TCA
under 21 C.F.R. § 1114.1(d) and § 1114.3, regardless of any
characterization of the premium cigar’s flavor profile by
importers or manufacturers.
The Attorney General has repeatedly represented that he
will not deny a premium cigar placement on the Unflavored
Tobacco List based on any speech, so long as manufacturers
ROCKY PATEL PREMIUM CIGARS, INC. V. BONTA 19
or importers file a completed application. As he described
it, the application process “literally is checking a box and
writing, ‘We are not subject to the FDA process, because we
are premium cigars, under that definition.’ And that is
literally it.” He also said that any speech by importers and
manufacturers will not affect placement once a completed
application is submitted—“anything that [the manufacturer
has] said about the product doesn’t come into play.”
We cannot say that a mere box-checking exercise on
premium-cigar applications offends the First Amendment.
Of course, should the Attorney General’s representations
turn out to be incorrect, that would require a different
analysis. But for now, Rocky Patel has not shown that the
UTLS restricts its speech more than necessary to meet the
State’s interest. See Thompson, 535 U.S. at 367.
III.
For these reasons, we affirm the denial of Rocky Patel’s
motion for a preliminary injunction.
AFFIRMED.