Todd Yukutake v. Anne E. Lopez
CourtCourt of Appeals for the Ninth Circuit
Date FiledSeptember 22, 2026
Docket21-16756
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
TODD YUKUTAKE; DAVID No. 21-16756
KIKUKAWA,
D.C. No.
Plaintiffs-Appellees, 1:19-cv-00578-
JMS-RT
v.
ANNE E. LOPEZ, In her Official OPINION
Capacity as the Attorney General of
the State of Hawaii,
Defendant-Appellant,
and
CITY AND COUNTY OF
HONOLULU,
Defendant.
Appeal from the United States District Court
for the District of Hawaii
J. Michael Seabright, District Judge, Presiding
Argued and Submitted March 24, 2026
Pasadena, California
2 YUKUTAKE V. LOPEZ
Filed September 22, 2026
Before: Mary H. Murguia, Chief Judge, and Kim McLane
Wardlaw, Jacqueline H. Nguyen, John B. Owens, Ryan D.
Nelson, Bridget S. Bade, Daniel A. Bress, Danielle J.
Forrest, Lawrence VanDyke, Gabriel P. Sanchez and Holly
A. Thomas, Circuit Judges.
Opinion by Judge Owens;
Dissent by Judge R. Nelson;
Dissent by Judge Forrest;
Dissent by Judge VanDyke
SUMMARY*
Second Amendment
The en banc court reversed the district court’s injunction
that blocked the implementation of the State of Hawaii’s
firearm licensing regime on Second Amendment grounds,
and remanded for further proceedings.
Hawaii is a “shall-issue” jurisdiction for firearm permits,
meaning that as long as an applicant satisfies certain
requirements, they may obtain a firearm. This differs from a
“may-issue” regime, where the State retains some discretion
in deciding whether to issue a firearm license to an applicant.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
YUKUTAKE V. LOPEZ 3
Plaintiffs Todd Yukutake and David Kikukawa
challenged the constitutionality of two requirements of
Hawaii’s shall-issue regime: 1) Hawaii Revised Statutes
§ 134-2(e), which provides a narrow time window within
which to acquire a handgun after obtaining the requisite
permit; and 2) Hawaii Revised Statutes § 134-3, which
provides that once the applicant has obtained the firearm, a
form with information about the firearm must be completed,
and one must bring the firearm to a police station for
inspection in certain circumstances. The district court
granted summary judgment to Plaintiffs, concluding that the
challenged aspects of both provisions were facially
unconstitutional under the Second Amendment and
permanently enjoined their enforcement.
After the injunction was entered, the Supreme Court
issued New York State Rifle & Pistol Ass’n v. Bruen, 597
U.S. 1 (2022), which outlined how courts should analyze
shall-issue regimes like Hawaii’s. While Bruen instructs
courts to engage in a two-step inquiry when evaluating
Second Amendment claims, the en banc court wrote that
Bruen distinguished shall-issue from may-issue regimes and,
in footnote 9, included an apparent carve-out to the two-step
test, providing that objective, non-abusive “shall-issue”
licensing regimes are presumptively constitutional. The en
banc court further wrote that despite a wide range of
methodological approaches to assessing shall-issue
regulations after Bruen, the circuit courts have converged on
one unifying principle: non-abusive, shall-issue laws
comport with the Second Amendment.
With the guidance of Bruen, the en banc court held that
Hawaii’s shall-issue regime comports with the Second
Amendment because Plaintiffs failed to show that the two
challenged provisions, which are presumptively lawful, have
4 YUKUTAKE V. LOPEZ
been put toward abusive ends that would effectively deny
ordinary citizens their Second Amendment rights. Rather, at
most, the provisions impose only modest, procedural
burdens, and do not materially impede Plaintiffs from
acquiring firearms.
Dissenting, Judge R. Nelson, joined by Judges Bress and
VanDyke, and joined except as to Part I–C by Judges Bade
and Forrest, wrote that the majority incorrectly holds that
footnote 9 of Bruen creates a “carve-out” or “safe harbor”
from Second Amendment scrutiny, and is thus analytically
distinct from Bruen’s framework. He wrote that the correct
application of Bruen to Hawaii’s regulations makes this case
straightforward. First, the Second Amendment’s plain text
covers the acquisition of arms, and Hawaii’s statewide
restrictions govern the process by which ordinary citizens
take possession of handguns. Second, Hawaii has not
identified a representative historical analogue for either its
short permit use period or its acquisition-linked inspection
mandate. Accordingly, because Hawaii has not carried the
burden Bruen places on the government, the en banc court
should have affirmed the district court’s judgment.
Dissenting, Judge Forrest joined all but Part I–C of Judge
Nelson’s opinion explaining the problems with the
majority’s approach and wrote separately to address the
scope of the injunction issued. Judge Forrest would have
affirmed the district court on the merits and remanded with
instructions for the district court to narrow its permanent
injunction in light of Trump v. CASA, Inc., 606 U.S 831
(2025), because there is no need to enjoin enforcement of
Hawaii’s challenged laws against anyone other than
Plaintiffs to afford Plaintiffs complete relief.
YUKUTAKE V. LOPEZ 5
Dissenting, Judge VanDyke proposed two “bright-line”
rules that he believes could resolve a large part of this court’s
Second Amendment cases and accord with Supreme Court
precedent: (1) if a firearm product or usage that a state seeks
to ban is currently prevalent throughout our nation, then it
should simply be unconstitutional to ban it; and (2) if a state
has a firearm regulation that most other states don’t have,
then the regulation should be unconstitutional. Applying
these bright-line rules, Judge VanDyke would hold that
because the challenged regulations here are outliers, they are
unconstitutional.
COUNSEL
Alan A. Beck (argued), Law Offices of Alan Beck, San
Diego, California; Stephen D. Stamboulieh, Stamboulieh
Law PLLC, Olive Branch, Mississippi; for Plaintiffs-
Appellees.
Jo-Ann T. Sagar (argued), Kristen Love I, Reedy C.
Swanson, Natalie J. Salmanowitz, Eric S. Roytman-Cash,
and Ryan M. Campbell, Hogan Lovells Cadwalader US
LLP, Washington, D.C.; Robert T. Nakatsuji First Deputy
Solicitor General; Caron M. Inagaki and Kendall J. Moser,
Deputy Attorneys General; Kaliko’onālani D. Fernandes and
Kimberly T. Guidry, Solicitors General; Anne E. Lopez and
Holly T. Shikada, Hawaii Attorneys General; Office of the
Hawai’i Attorney General, Honolulu, Hawai’i; for
Defendants-Appellants.
Kevin O’Grady, Law Office of Kevin O’Grady LLC,
Honolulu, Hawai’i, for Amicus Curiae Hawai’i Rifle
Association.
6 YUKUTAKE V. LOPEZ
Donald E.J. Kilmer Jr., Law Offices of Donald Kilmer,
Caldwell, Idaho, for Amici Curiae The Second Amendment
Foundation and The Madison Society Foundation, Inc..
Erin M. Erhardt and Michael T. Jean, National Rifle
Association of America, Institute for Legislative Action,
Fairfax, Virginia, for Amicus Curiae National Rifle
Association of America, Inc..
Jeremiah L. Morgan, William J. Olson, and Robert J. Olson,
William J. Olson PC, Vienna, Virginia; Rick Boyer,
Integrity Law Firm PLLC, Lynchburg, Virginia; John I.
Harris, Schulman Leroy & Bennett PC, Nashville,
Tennessee; Joseph W. Miller, Law Offices of Joseph Miller
LLC, Fairbanks, Alaska; for Amici Curiae Gun Owners of
America, Gun Owners Foundation, Gun Owners of
California, Tennessee Firearms Association, Tennessee
Firearms Foundation, Virginia Citizens Defense League,
Virginia Citizens Defense Foundation, Coalition of New
Jersey Firearm Owners, Connecticut Citizens Defense
League, Heller Foundation, Oregon Firearms Federation,
Grass Roots North Carolina, America’s Future Inc., U.S.
Constitutional Rights Legal Defense Fund, Conservative
Legal Defense and Education Fund, and Restoring Liberty
Action Committee.
Ian Simmons, David K. Roberts, Catherine A. Ward, Arjun
A. Shenoy, and Danielle N. Siegel, O'Melveny & Myers
LLP, Washington D.C., for Amici Curiae Brady Center to
Prevent Gun Violence, Everytown for Gun Safety, and
Giffords Law Center to Prevent Gun Violence.
Konstadinos T. Moros, Second Amendment Foundation,
Bellevue, Washington, for Amici Curiae Second
Amendment Foundation, California Rifle & Pistol
Association Inc., and Second Amendment Law Center Inc..
YUKUTAKE V. LOPEZ 7
Barry K. Arrington, Arrington Law Firm, Wheat Ridge,
Colorado, for Amicus Curiae National Association for Gun
Rights.
Mark G. Sands, Assistant Attorney General; Donald S.
McGehee, Division Chief; Christopher M. Allen, Assistant
Solicitor General; Ann M. Sherman, Solicitor General; Dana
Nessel, Michigan Attorney General; Office of the Michigan
Attorney General, East Lansing, Michigan; Rob Bonta,
California Attorney General, Office of the California
Attorney General, Sacramento, California; William Tong,
Connecticut Attorney General, Office of the Connecticut
Attorney General, Hartford, Connecticut; Philip J. Weiser,
Colorado Attorney General, Office of the Colorado Attorney
General, Denver, Colorado; Brian L. Schwalb, District of
Columbia Attorney General, Office of the District of
Columbia Attorney General, Washington, D.C.; Kathleen
Jennings, Delaware Attorney General, Office of the
Delaware Attorney General, Wilmington, Delaware;
Kwame Raoul, Illinois Attorney General, Office of the
Illinois Attorney General, Chicago, Illinois; Aaron M. Frey,
Maine Attorney General, Office of the Maine Attorney
General, Augusta, Maine; Anthony G. Brown, Maryland
Attorney General, Office of the Maryland Attorney General,
Baltimore, Maryland; Keith Ellison, Minnesota Attorney
General, Office of the Minnesota Attorney General, St. Paul,
Minnesota; Andrea J. Campbell, Massachusetts Attorney
General, Office of the Massachusetts Attorney General,
Boston, Massachusetts; Matthew J. Platkin, New Jersey
Attorney General, Office of the New Jersey Attorney
General, Trenton, New Jersey; Letitia James, New York
Attorney General, Office of the New York Attorney General,
New York, New York; Dan Rayfield, Oregon Attorney
General, Office of the Oregon Attorney General, Salem,
8 YUKUTAKE V. LOPEZ
Oregon; Peter F. Neronha, Rhode Island Attorney General,
Office of the Rhode Island Attorney General, Providence,
Rhode Island; Charity R. Clark, Vermont Attorney General,
Office of the Vermont Attorney General, Montpelier,
Vermont; Nicholas W. Brown, Washington Attorney
General, Office of the Washington Attorney General,
Olympia, Washington; for Amici Curiae States of Michigan,
California, Colorado, Connecticut, Delaware, Illinois,
Maine, Maryland, Massachusetts, Minnesota, New Jersey,
New York, Oregon, Rhode Island, Vermont, Washington,
and the District of Columbia.
Erin E. Murphy, Paul D. Clement, Matthew D. Rowen, and
Nicholas A. Aquart, Clement & Murphy PLLC, Alexandria,
Virginia; Lawrence G. Keane and Shelby B. Smith, National
Shooting Sports Foundation Inc., Washington, D.C.; for
Amicus Curiae National Shooting Sports Foundation, Inc..
Michael T. Jean, U.S. Sportsmen's Alliance Foundation,
Columbus, Ohio, for Amicus Curiae U.S. Sportsmen's
Alliance Foundation.
Sean Corkery, Assistant Solicitor General; Alan M. Hurst,
Solicitor General; Raúl R. Labrador, Idaho Attorney
General; Office of the Idaho Attorney General, Boise, Idaho;
Steve Marshall, Alabama Attorney General, Office of the
Alabama Attorney General, Montgomery, Alabama;
Stephen J. Cox, Alaska Attorney General, Office of the
Alaska Attorney General, Anchorage, Alaska; Tim Griffin,
Arkansas Attorney General, Office of the Arkansas Attorney
General, Little Rock, Arkansas; James Uthmeier, Florida
Attorney General, Office of the Florida Attorney General,
Tampa, Florida; Christopher M. Carr, Georgia Attorney
General, Office of the Georgia Attorney General, Atlanta,
Georgia; Theodore E. Rokita, Indiana Attorney General,
YUKUTAKE V. LOPEZ 9
Office of the Indiana Attorney General, Indianapolis,
Indiana; Brenna Bird, Iowa Attorney General; Office of the
Iowa Attorney General, Des Moines, Iowa; Lynn Fitch,
Mississippi Attorney General, Office of the Mississippi
Attorney General, Jackson, Mississippi; Kris W. Kobach,
Kansas Attorney General, Office of the Kansas Attorney
General, Topeka, Kansas; Liz Murrill, Louisiana Attorney
General, Office of the Louisiana Attorney General, Baton
Rouge, Louisiana; Michael T. Hilgers, Nebraska Attorney
General, Office of the Nebraska Attorney General, Lincoln,
Nebraska; Keith G. Kautz, Wyoming Attorney General,
Office of the Wyoming Attorney General, Cheyenne,
Wyoming; Catherine L. Hanaway, Missouri Attorney
General, Office of the Missouri Attorney General, Jefferson
City, Missouri; Austin Knudsen, Montana Attorney General,
Office of the Montana Attorney General, Helena, Montana;
Russell Coleman, Kentucky Attorney General, Office of
Kentucky Attorney General, Frankfort, Kentucky; Dave
Yost, Ohio Attorney General, Office of the Ohio Attorney
General, Columbus, Ohio; Drew H. Wrigley, North Dakota
Attorney General, Office of the North Dakota Attorney
General, Bismarck, North Dakota; Alan Wilson, South
Carolina Attorney General, Office of the South Carolina
Attorney General, Columbia, South Carolina; Marty
Jackley, South Dakota Attorney General, Office of the South
Dakota Attorney General, Pierre, South Dakota; Ken
Paxton, Texas Attorney General, Office of the Texas
Attorney General, Austin, Texas; Derek Brown, Utah
Attorney General, Office of the Utah Attorney General, Salt
Lake City, Utah; John B. McCuskey, West Virginia
Attorney General, Office of the West Virginia Attorney
General, Charleston, West Virginia; Steve Montenegro,
Speaker of the Arizona House of Representatives, Phoenix,
10 YUKUTAKE V. LOPEZ
Arizona; Warren Peterson, President of the Arizona Senate,
Phoenix, Arizona; for Amicus Curiae Idaho, Alabama,
Alaska, Arkansas, Florida, Georgia, Indiana, Iowa, Kansas,
Kentucky, Louisiana, Mississippi, Missouri, Montana,
Nebraska, North Dakota, Ohio, South Carolina, South
Dakota, Texas, Utah, West Virginia, Wyoming, and the
Arizona Legislature.
OPINION
OWENS, Circuit Judge:
The State of Hawaii appeals from a 2021 injunction that
blocked the implementation of its firearm licensing regime
on Second Amendment grounds. After the injunction was
entered, the Supreme Court issued New York State Rifle &
Pistol Ass’n v. Bruen, 597 U.S. 1 (2022), which outlined how
courts should analyze “shall-issue” regimes like Hawaii’s.
With the benefit of Bruen’s guidance, we hold that Hawaii’s
shall-issue regime comports with the Second Amendment,
and we reverse the district court and remand for further
proceedings.
I. BACKGROUND
A. Hawaii’s Shall-Issue Firearm Regulation Regime
Like most States, Hawaii is a so-called “shall-issue”
jurisdiction for firearm permits. See Haw. Rev. Stat. Ann.
§ 134-2(a)–(e) (mandating that authorities “shall issue”
firearm permits to applicants who satisfy specified criteria).
As long as an applicant satisfies certain requirements, they
may obtain a firearm—Hawaii does not retain any discretion
to block their efforts. See id. § 134-2. These requirements
are “narrow, objective, and definite.” Bruen, 597 U.S. at 38
YUKUTAKE V. LOPEZ 11
n.9 (quoting Shuttlesworth v. Birmingham, 394 U.S. 147,
151 (1969)). This differs from a “may-issue” regime, where
the State “retains some discretion in deciding whether to
issue a firearm license to an applicant.” Md. Shall Issue, Inc.
v. Moore, 116 F.4th 211, 216 (4th Cir. 2024) (en banc), cert.
denied, 145 S. Ct. 1049 (2025) (comparing “may-issue” with
“shall-issue” licensing schemes).
As part of its shall-issue regime, Hawaii requires an
applicant to provide, among other things, their fingerprints,
social security number, and mental health history to the
police before obtaining a firearms permit. Haw. Rev. Stat.
Ann. § 134-2(b). These requirements, which are
commonplace in shall-issue jurisdictions, are not challenged
here.
However, as part of its shall-issue regime, Hawaii has
two unique requirements that are at issue. The first
requirement provides: “Permits issued to acquire any pistol
or revolver shall be void unless used within thirty days after
the date of issue.” Id. § 134-2(e). And if the permit becomes
void, the applicant must restart the permitting process. See
id.
The second requirement comes into play once the
applicant has obtained the firearm. After completing a form
with information about the firearm (such as its caliber, serial
number, and manufacturer), one must bring the firearm to a
police station for inspection in certain circumstances. Id.
§ 134-3(b)–(c).
B. This Litigation
Todd Yukutake and David Kikukawa (“Plaintiffs”),
residents of Honolulu County, challenged these laws in
12 YUKUTAKE V. LOPEZ
federal court.1 As for § 134-2(e), they alleged that although
Yukutake received the necessary permit for a handgun, he
was unable to obtain the firearm within the governing time
limit and thus had to initiate a new application. As for § 134-
3, Plaintiffs contended that requiring them to bring their
firearms to a police station for inspection forces them to take
time off from work and wastes the time of both the registrant
and the police. Accordingly, Plaintiffs alleged that § 134-
2(e) and § 134-3 violated their Second Amendment rights.
The parties filed cross-motions for summary judgment.
In August 2021, the district court granted summary judgment
to Plaintiffs. See Yukutake v. Conners, 554 F. Supp. 3d 1074,
1090 (D. Haw. 2021). The court, applying intermediate
scrutiny under then-applicable circuit precedent, facially
1
Plaintiffs challenged the prior versions of § 134-2(e) and § 134-3(c),
but the controversy remains live. Under the prior version of § 134-2(e),
the validity period for a handgun acquisition permit was ten rather than
thirty days. And under the prior version of § 134-3, virtually all firearms
acquired pursuant to § 134-2 were subject to an in-person inspection
requirement at registration. Now, that requirement is limited to firearms
acquired through private party transfers, certain self-manufactured or
three-dimensional-printed firearms, and firearms brought into Hawaii
from another jurisdiction. See id. § 134-3(a)–(c).
During this litigation, the State contended that these
amendments mooted the case, and the three-judge panel disagreed. See
Yukutake v. Lopez, 130 F.4th 1077, 1082–84 (9th Cir. 2025), vacated, 144
F.4th 1119 (9th Cir. 2025). We continue to hold that the controversy
remains live, as the amended provisions remain sufficiently similar to
the prior versions that the alleged constitutional defects have not been
eliminated. See Teter v. Lopez, 125 F.4th 1301, 1307 (9th Cir. 2025) (en
banc) (holding that an amendment to a statutory provision does not moot
a challenge to that provision if the amended provision is “substantially
similar” to the original provision regarding the alleged constitutional
defect (quoting Bd. of Trs. of Glazing Health & Welfare Tr. v. Chambers,
941 F.3d 1195, 1197 (9th Cir. 2019) (en banc))).
YUKUTAKE V. LOPEZ 13
invalidated both requirements. Id. at 1080 & n.6. The court
concluded that there was no reasonable fit between the law’s
stated objective of promoting public safety and the ten-day
permit use period imposed by § 134-2(e). Id. at 1086. The
court similarly held that § 134-3’s in-person inspection and
registration requirements did not survive intermediate
scrutiny. The court permanently enjoined the enforcement
of both provisions. Id. at 1090–91.2
Nine months later, in Bruen, the U.S. Supreme Court
rejected the then-existing framework for evaluating Second
Amendment claims in favor of a history and tradition test.
See 597 U.S. at 17–24. As detailed infra, Bruen instructs
courts to engage in a two-step inquiry: First, does the Second
Amendment’s plain text cover the plaintiff’s conduct? And
second, if so, is the legislation at issue consistent with the
Nation’s historical tradition of firearm regulation? Id. at 24.
Yet in a footnote, the Bruen Court included an apparent
carve-out to this test: objective, non-abusive “shall-issue”
licensing regimes are presumptively constitutional. Id. at 38
n.9.
At odds with every other circuit court to analyze shall-
issue laws after Bruen, a divided three-judge panel of this
court held that Hawaii’s shall-issue regime is
unconstitutional. See Yukutake, 130 F.4th at 1104. The
majority concluded that the acquisition of firearms is
conduct protected by the Second Amendment’s plain text
because the right to keep and bear arms necessarily includes
2
In a subsequent September 2021 order, the district court clarified that
the permit-use period requirement and the in-person inspection and
registration requirement were severable from the rest of the provisions,
and that the court had invalidated neither § 134-2 nor § 134-3 entirely.
Yukutake v. Connors, 2021 WL 4342320, at *1 (D. Haw. 2021).
14 YUKUTAKE V. LOPEZ
the right to acquire them. See id. at 1092. In the majority’s
view, Hawaii’s laws did not pass constitutional muster under
Bruen footnote 9. Id. at 1096–98. The panel therefore
affirmed the district court’s judgment and remanded for
revision of the injunction in light of Hawaii’s intervening
statutory amendments. Id. at 1104.
Drawing parallels to permitting systems in the First
Amendment context, Judge Collins, writing only for
himself, reasoned that the challenged Hawaii laws were
insufficiently tailored and therefore abusive. Id. at 1095–99.
Judge Lee concurred in full except for Judge Collins’s
discussion of Bruen footnote 9. Id. at 1104–08 (Lee, J.,
concurring). In his view, the case could be resolved solely
through Bruen’s text-and-history methodology, as Hawaii
failed to identify a sufficient historical analogue for the
challenged restrictions. Id. at 1108 (Lee. J., concurring). He
cautioned against reading Bruen footnote 9 to authorize any
form of means-end scrutiny. Id.
Judge Bea dissented. Id. at 1108 (Bea, J., dissenting).
He maintained that the acquisition of a firearm is not itself
conduct that the plain text of the Second Amendment
protects. Id. at 1109 (Bea, J., dissenting). In his view, the
challenged provisions were merely ancillary regulations
governing the manner of obtaining firearms. Id. at 1109,
1116 (Bea, J., dissenting). He would have reversed the
district court’s judgment and vacated the injunction. Id. at
1110 (Bea, J., dissenting).
Our court granted rehearing en banc. See Yukutake, 144
F.4th at 1119.
YUKUTAKE V. LOPEZ 15
II. DISCUSSION
When considering a Second Amendment challenge to
firearm laws, courts generally begin with three modern
Supreme Court decisions: District of Columbia v. Heller,
554 U.S. 570 (2008), Bruen, 597 U.S. 1; and United States
v. Rahimi, 602 U.S. 680 (2024). In Heller, the Court held
that the Second Amendment protects an individual right to
keep and bear arms for self-defense, regardless of militia
service.3 See 554 U.S. at 595. Fourteen years later, Bruen
established the two-step framework—focused on text,
history, and tradition—for evaluating firearm regulations
under the Second Amendment. See 597 U.S. at 24. And in
Rahimi, the Court clarified that Bruen does not require a
rigid search for historical twins and instead permits a more
nuanced analogical inquiry, which “involves considering
whether the challenged regulation is consistent with the
principles that underpin our regulatory tradition.” 602 U.S.
at 692.
So what does Bruen’s two-step inquiry require? At step
one, a court asks whether the Second Amendment’s plain
text covers an individual’s conduct. See Bruen, 597 U.S. at
24. If so, the Constitution presumptively protects that
conduct, and the government bears the burden at step two of
demonstrating that its regulation is consistent with the
Nation’s historical tradition of firearm regulation.4 Id. If the
3
McDonald v. City of Chicago held that the Second Amendment right
recognized in Heller applies to the states through the Fourteenth
Amendment. 561 U.S. 742, 791 (2010).
4
The proper time frame at which to consider the Nation’s history and
tradition remains unclear, as the Court has repeatedly declined to decide
“whether courts should primarily rely on the prevailing understanding of
an individual right” at the time of the ratification of the Bill of Rights, in
16 YUKUTAKE V. LOPEZ
government cannot make that showing at step two, the
challenged law is unconstitutional. Id. In Bruen, the Court
struck down New York’s public carry licensing requirement
because the State had failed at step two to demonstrate that
its discretionary licensing regime was consistent with the
Nation’s history and tradition. 597 U.S. at 70–71. In
Rahimi, the Court upheld a federal provision, 18 U.S.C.
§ 922(g)(8), which prohibits individuals subject to domestic
violence restraining orders from possessing a firearm after a
judicial finding that they pose a credible threat. 602 U.S. at
698–700. The Court concluded at step two that the law was
sufficiently analogous to historical provisions that permitted
the disarmament of dangerous individuals. Id.
Yet the Court in Bruen took care to distinguish shall-
issue from may-issue regimes. May-issue regimes, like the
handgun permit regulation at issue in Bruen, are
constitutionally suspect because they grant authorities the
discretion to deny licenses and permits even after applicants
satisfy objective criteria. See Bruen, 597 U.S. at 13–14.
Shall-issue laws, by contrast, generally require applicants to
satisfy only objective criteria, like background checks and
firearm safety training, and are designed to ensure that those
bearing arms are “law-abiding, responsible citizens.” Id. at
38 n.9 (quoting Heller, 554 U.S. at 635). Unless a shall-issue
law is “put toward abusive ends,” such as through “lengthy”
processing delays or “exorbitant fees” that effectively deny
1791, or at the time of the Fourteenth Amendment’s ratification, in 1868.
Bruen, 597 U.S. at 37–38 (declining to address the issue because “the
public understanding of the right to keep and bear arms in both 1791 and
1868 was, for all relevant purposes, the same with respect to public
carry”); accord United States v. Hemani, 146 S. Ct. 1677, 1687 n.3
(2026).
YUKUTAKE V. LOPEZ 17
ordinary citizens their Second Amendment rights, it is
presumptively constitutional. Id.
Justice Kavanaugh, joined by Chief Justice Roberts,
underscored this point in his concurrence. See id. at 79–80
(Kavanaugh, J., concurring). He emphasized that Bruen
addressed only discretionary, may-issue licensing systems
and did not call into question the constitutionality of
objective, shall-issue regimes that employ background
checks, fingerprinting, mental-health record checks, and
firearm training requirements. Id. In his view, those systems
remain constitutionally permissible so long as they operate
as “objective licensing requirements” without granting
“open-ended discretion to licensing officials.” Id. at 80. In
its subsequent jurisprudence featuring shall-issue regimes,
the Court has not altered its “abusive ends” test. See Wolford
v. Lopez, 146 S. Ct. 2032 (2026).
Nor has the Court further clarified how to approach
shall-issue laws. Two years after Bruen, Rahimi
demonstrated that substantial disagreement remains about
what, precisely, Bruen requires courts to do. See Rahimi,
602 U.S. at 691 (“[S]ome courts have misunderstood the
methodology of our recent Second Amendment cases.”); see
id. at 743 (Jackson, J., concurring) (noting that after Bruen,
“confusion plagu[es] the lower courts” (bracketing in
original)). The Court produced seven separate opinions,
which reflected different views concerning the proper level
of generality for historical analogues, the role of historical
evidence, and the extent to which courts may reason by
analogy. See, e.g., id. at 703–04 (Sotomayor, J., concurring)
(urging that courts consider whether “the challenged
regulation is consistent with the principles that underpin our
regulatory tradition”) (emphasis added); id. at 709 (Gorsuch,
J., concurring) (arguing for a more precise analogue). And
18 YUKUTAKE V. LOPEZ
Rahimi offered no guidance on how lower courts should
relate Bruen footnote 9 to the two-step analysis.
This Second Amendment confusion, as detailed in
Rahimi, has spread to circuit courts that have analyzed
similar shall-issue laws. As the Tenth Circuit put it, “it is
difficult to forecast how the Supreme Court would decide the
issue, given the apparent tension between the Bruen two-step
framework and the safe harbor list of presumptively lawful
regulations.” Rocky Mountain Gun Owners v. Polis, 121
F.4th 96, 120 (10th Cir. 2024). Yet despite a wide range of
methodological approaches to assessing shall-issue
regulations, the circuit courts have converged on one
unifying principle: non-abusive, shall-issue laws comport
with the Second Amendment.
The First, Fourth, and Tenth Circuits have resolved
Bruen footnote 9’s indeterminacy largely at step one. The
First Circuit, when reviewing Maine’s seventy-two-hour
cooling-off period, held that under Bruen, shall-issue
regulations “do[] not regulate conduct protected by the plain
text of the Second Amendment” and are “presumptively
constitutional unless a challenger could show that they were
abusive toward Second Amendment rights.” Beckwith v.
Frey, 171 F.4th 560, 570–71 (1st Cir. 2026). When
reviewing Maryland’s firearm laws, the Fourth Circuit held
that “non-discretionary ‘shall-issue’ licensing laws are
presumptively constitutional and generally do not ‘infringe’
the Second Amendment right to keep and bear arms under
step one of the Bruen framework.” Md. Shall Issue, 116
F.4th at 222; see id. at 224 (noting that to skip to Bruen step
two when analyzing shall-issue laws would “improperly
treat[] the plain text inquiry as a meaningless check-the-box
exercise”); see also United States v. Speed, 175 F.4th 272,
286–87 (4th Cir. 2026) (upholding a federal regulation on
YUKUTAKE V. LOPEZ 19
silencers as a presumptively constitutional shall-issue
licensing law). Similarly, the Tenth Circuit upheld
Colorado’s shall-issue scheme because “laws imposing
conditions and qualifications on the sale and purchase of
arms do not implicate the plain text of the Second
Amendment.” Rocky Mountain Gun Owners, 121 F.4th at
120.
By contrast, the Second Circuit proceeded through the
history and tradition inquiry at Bruen step two when
evaluating New York’s post-Bruen, shall-issue licensing
provisions. See Antonyuk v. James, 120 F.4th 941, 998 (2d
Cir. 2024). The court concluded that the provisions were
constitutionally permissible by drawing an analogy to pre-
modern surety laws. Id.
The Fifth Circuit, in rejecting a challenge to federal
background check procedures for dealer transfers, did not
focus on a particular step in the Bruen framework. See
McRorey v. Garland, 99 F.4th 831, 837 (5th Cir. 2024). It
instead emphasized that Bruen’s footnote 9 preserves the
constitutionality of objective conditions on commercial
firearm sales and background checks that are designed to
ensure that firearms are acquired by law-abiding citizens,
and did not engage in a full analysis of steps one and two.
Id.; see also United States v. Peterson, 161 F.4th 331, 338–
39 (5th Cir. 2025) (upholding the suppressor licensing
regime of the National Firearms Act (“NFA”) as a shall-issue
law under Bruen footnote 9). But see United States v.
Comeaux, 179 F.4th 297, 302 (5th Cir. 2026) (holding that
the plaintiff’s challenge to the NFA’s silencer regime failed
at Bruen’s first step, as the challenged provision is a
presumptively constitutional, non-abusive, shall-issue law
under footnote 9, so no step two historical analysis was
required). Similarly, we have upheld the NFA’s regulation
20 YUKUTAKE V. LOPEZ
of silencers as presumptively constitutional under Bruen
footnote 9. See United States v. DeBorba, 177 F.4th 1005,
1012 (9th Cir. 2026). In DeBorba, we analyzed the Bruen
footnote 9 presumption of constitutionality as analytically
distinct from the step one and step two inquiry. Id.
Despite these cases’ different paths, they share a
common destination: non-discretionary, objective, and non-
abusive shall-issue laws, especially those involving
background checks, firearm training, fingerprinting, or other
ordinary eligibility requirements, pass constitutional muster
under Bruen footnote 9.
Today, we follow the lead of the McRorey, Petersen, and
DeBorba courts. When analyzing a ten-day background
check, the Fifth Circuit in McRorey did not undertake an
extensive discussion of historical analogues and the like.
McRorey, 99 F.4th at 837. This approach is prudent, as
Bruen footnote 9 never asked the lower courts to subject
shall-issue regulations to history-and-tradition analyses.
Indeed, the Fifth Circuit took the Supreme Court at its word
that a shall-issue regime with background checks is
presumptively lawful. Id. at 836–39. The court then
addressed whether the plaintiffs had rebutted that
presumption of lawfulness by showing that the regulations
had been “put towards abusive ends.” Id. at 839–40. And
because the plaintiffs could not make that showing, the Fifth
Circuit rejected the challenge. Id.
Ultimately, we need not decide the bedeviling question
of whether this is a step one or step two case under Bruen.
We also need not—and should not—chart the entire
constellation of possible shall-issue laws that one could draft
or challenge. As the Fifth Circuit did in McRorey, we instead
ask whether Plaintiffs have shown that the two
YUKUTAKE V. LOPEZ 21
presumptively lawful requirements in question—the thirty-
day purchase provision and the police station inspection
requirement—have been put toward “abusive ends” that
would effectively “deny ordinary citizens” their Second
Amendment rights. Bruen, 597 U.S. at 38 n.9.
Plaintiffs in this case have failed to make that showing.
Cf. Md. Shall Issue, Inc., 116 F.4th at 227–29 (holding that
Maryland’s comprehensive background check regime is
permissible under Bruen and not abusive); McRorey, 99
F.4th at 836, 839–40 (noting that standard requirements such
as background checks, “especially when not at all lengthy,”
are not abusive for purposes of Bruen footnote 9); Peterson,
161 F.4th at 340–42 (holding that no evidence indicated that
the challenged NFA provision was abusive as applied to the
plaintiff). And while certain background checks, firearms
safety courses, lengthy wait times, exorbitant fees, or other
components of a shall-issue regime could trigger the Second
Amendment’s protections, nothing in Plaintiffs’ Complaint
suggests that either the thirty-day restriction or the police
station inspection requirement crosses that line. At most, the
provisions impose only modest, procedural burdens. They
require compliance with a reasonable deadline and, for
firearms that fall into the categories set out in § 134-3(a)–
(c), see supra note 1, a brief administrative visit to verify
basic information. They do not materially impede Plaintiffs
from acquiring firearms. Even in light of Hawaii’s
distinctive tradition of heightened firearm regulation, which
the Supreme Court has viewed with skepticism, see Wolford,
146 S. Ct. at 2040, 2046, the requirements at issue here are
not abusive.
Cases like this one threaten to unleash countless,
consequential questions about our Second Amendment
jurisprudence. For example: What does “infringe” mean for
22 YUKUTAKE V. LOPEZ
Second Amendment purposes? Or “meaningfully
constrain”? See, e.g., B&L Prods., Inc. v. Newsom, 104 F.4th
108, 118–19 (9th Cir. 2024). Those important inquiries will
await another day. Judge R. Nelson’s dissent—which
acknowledges that our holding is consistent with other courts
applying Bruen—thoughtfully presents a different take on
footnote 9. And Judge VanDyke shares, as only he can, his
Second Amendment worldview. Like the vast majority of
courts reviewing footnote 9, we respectfully disagree with
both of them. Hopefully, the Supreme Court will make clear
which analysis it thinks is correct.
REVERSED AND REMANDED.
R. NELSON, Circuit Judge, with whom BRESS and
VANDYKE, Circuit Judges, join, and with whom BADE
and FORREST, Circuit Judges, join except as to Part I–C,
dissenting:
The majority offers a narrow analysis of the Second
Amendment precedent on shall-issue licensing regimes. It
correctly acknowledges that “certain background checks,
firearms safety courses, lengthy wait times, exorbitant fees,
or other components of a shall-issue regime could trigger the
Second Amendment’s protections.” Maj. Op. 21.
But the majority incorrectly holds that footnote 9 of New
York State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1 (2022),
creates a “carve-out” or “safe harbor” from Second
Amendment scrutiny, and is thus analytically distinct from
Bruen’s framework. Maj. Op. 13, 18. Footnote 9 does not
say that all objective regulations placed within a “shall-
issue” licensing regime are “presumptively constitutional.”
YUKUTAKE V. LOPEZ 23
Id. at 13. It only addresses “public carry” regulations not at
issue here. Bruen, 597 U.S. at 38 n.9. And it does not shift
to the citizen the burden to prove that a law governing
protected conduct has been “put toward abusive ends.” Maj.
Op. 17 (cleaned up). That interpretation violates Bruen’s
clear command that it is the government’s burden to show
that restrictions on the right to keep and bear arms are
“consistent with the Nation’s historical tradition.” 597 U.S.
at 24.
Instead, footnote 9 described non-abusive regulations to
ensure that only “law-abiding, responsible citizens” were
carrying handguns outside the home, preserved challenges
when a permitting system denies citizens their right to carry,
and concerned only longstanding licensing regimes. Id. at
38 n.9 (citation omitted).
Hawaii’s challenged provisions are something else.
Hawaii requires purchasers of handguns to obtain a
handgun-acquisition permit that is void unless the permittee
completes the purchase within 30 days, and it requires
persons acquiring certain firearms to bring them to a police
station for physical inspection within five days of
acquisition. Haw. Rev. Stat. §§ 134-2(e), 134-3(c). Neither
regulation has anything to do with determining whether
applicants are “‘law-abiding, responsible citizens’” eligible
for licenses to “exercis[e] their Second Amendment right to
public carry.” Bruen, 597 U.S. at 38 n.9 (quoting District of
Columbia v. Heller, 554 U.S. 570, 635 (2008)). Indeed, the
challenged laws operate after the applicant has completed a
background check, firearms training course, and myriad
other requirements—i.e., after he has proven himsel