United States v. Sanchez
CourtCourt of Appeals for the Ninth Circuit
Date FiledMay 12, 2026
Docket23-2533
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 23-2533
D.C. No.
Plaintiff - Appellee,
1:21-cr-00238-
BLW-1
v.
ANDRES SANCHEZ, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the District of Idaho
B. Lynn Winmill, District Judge, Presiding
Argued and Submitted February 3, 2025
Portland, Oregon
Filed May 12, 2026
Before: Carlos T. Bea, Lucy H. Koh, and Jennifer Sung,
Circuit Judges.
Opinion by Judge Sung;
Partial Concurrence and Partial Dissent by Judge Bea
2 USA V. SANCHEZ
SUMMARY*
Criminal Law
The panel reversed the district court’s denial of Andres
Sanchez’s motion for a new trial, and remanded for a new
trial, in a case in which a jury convicted Sanchez on six
counts of preparing and presenting false and fraudulent tax
returns.
Sanchez argued that the presence of a racially biased
juror during deliberations violated his Sixth Amendment
right to trial by an impartial jury. It was undisputed that a
racially biased juror was present during most of the jury
deliberations and that this juror made racially biased
comments during deliberations. The district court excused
the biased juror and accepted the verdict from an 11-member
jury.
The district court denied Sanchez’s motion for mistrial
before the verdict and his motion for new trial after the
verdict. When determining whether Sanchez was prejudiced
by the racially biased juror’s presence, the district court
applied the standard set forth in United States v. Sarkisian,
197 F.3d 966 (9th Cir. 1999)—whether other jurors’
exposure to the biased juror’s prejudicial comments so
affected the jury’s ability to consider the totality of the
evidence fairly that it tainted the verdict. The district court
concluded that the juror’s comments did not taint the verdict.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. SANCHEZ 3
The panel (1) held that the district court applied an
incorrect legal standard; (2) rejected Sanchez’s argument
that the district court should have applied Dyer v. Calderon,
151 F.3d 970 (9th Cir. 1998) (en banc), under which the
presence of a biased juror is structural error; and (3) held that
when the presence of a racially biased juror is discovered or
a juror is found to have made a racially biased statement, but
the juror is excused before trial court accepts a verdict, the
correct standard is the one set forth in United States v.
Remmer, 347 U.S. 227 (1954), under which there is a heavy
presumption of prejudice.
Applying the Remmer standard, the panel concluded that
the Government did not effectively rebut the strong
presumption and evidence that the racially biased juror’s
presence prejudiced Sanchez. Sanchez is therefore entitled
to a new trial.
Judge Bea concurred with the majority’s opinion that
Dyer v. Calderon’s structural error standard does not apply
but dissented from the majority’s reversal of the district
court’s denial of Sanchez’s motion for a new trial. He wrote
that the majority (1) rejected this court’s binding precedent
in Sarkisian to conclude the district court applied an
incorrect legal standard; (2) incorrectly extended Remmer’s
presumption of prejudice to situations where, absent any
outside contact to or from the jury itself, a racially biased
juror participates in some jury deliberations but is removed
from the jury following a report of misconduct by a juror to
the judge and before the jury’s final verdict is reached and
the trial court accepts the verdict; and (3) created an
insurmountable standard that the Government must satisfy
to rebut the newly fabricated presumption of prejudice.
4 USA V. SANCHEZ
COUNSEL
Darci W. Crane (argued) and Sean M. Mazorol, Assistant
United States Attorneys; Joshua D. Hurwit, United States
Attorney; Office of the United States Attorney, United States
Department of Justice, Boise, Idaho; for Plaintiff-Appellee.
Theodore B. Blank (argued), Law Office of Jeffrey
Brownson, Boise, Idaho, for Defendant-Appellant.
OPINION
SUNG, Circuit Judge:
Defendant-Appellant Andres Sanchez appeals from his
conviction on six counts of preparing and presenting false
and fraudulent tax returns in violation of 26 U.S.C.
§ 7206(2). Sanchez argues that the presence of a racially
biased juror during deliberations violated his Sixth
Amendment right to trial by an impartial jury. It is
undisputed that a racially biased juror was present during
most of the jury deliberations and that this juror made
racially biased comments during deliberations—but the
district court excused the biased juror and accepted the
verdict from an 11-member jury. The district court denied
Sanchez’s motion for mistrial before the verdict and his
motion for new trial after the verdict. We conclude that the
district court applied the incorrect legal standard when
determining whether Sanchez was prejudiced by the racially
biased juror’s presence. Under the correct standard, there is
a strong presumption of prejudice, and applying that
standard, the Government has not met its heavy burden to
USA V. SANCHEZ 5
prove harmlessness. Accordingly, we reverse the denial of
Sanchez’s motion for a new trial, and we remand for a new
trial.
I. FACTUAL AND PROCEDURAL
BACKGROUND
Defendant Andres Sanchez, a person of Mexican
descent, was employed at Fiesta Pro Services, a tax
preparation business based in Boise, Idaho, which served
Spanish-speaking clients. 1 In September 2021, he was
indicted on eight counts of aiding and assisting in preparing
and presenting false and fraudulent tax returns in violation
of 26 U.S.C. § 7206(2). The district court granted the
Government’s motion to dismiss one count, and the case
proceeded to trial on the remaining seven counts.
The case was submitted to the jury on the fourth day of
trial, and the jury deliberated for four hours before recessing
for the evening. The next morning, the jury continued
deliberating, and the court convened a session on the record
with the parties. The court first informed the parties that it
had received a note from a juror asking how long the jury
should continue deliberating if they were hung on a count,
and the parties agreed to the court’s proposed response. The
court then informed the parties that one of the jurors had
communicated with the jury commissioner and a law clerk.
The law clerk explained that a juror had asked to speak with
them “‘[b]ecause there is some stuff going on in the jury
room, some racism I don’t want to be a part of,’ or something
to that effect.” The court and counsel identified that juror as
Juror 16. After a short recess, the court stated for the record
1
To the extent that this opinion reveals information under seal, we unseal
such information for purposes of this opinion only.
6 USA V. SANCHEZ
that the jury had sent a note indicating that they had reached
a verdict on some but not all counts, but that the parties and
the court had agreed that the court needed to investigate
Juror 16’s allegation before accepting the jury’s verdict.
The court brought in Juror 16. Juror 16 testified that
earlier in the week, another juror had made a comment to the
effect of, “Can you believe all those people like them gays
down in California are coming up here?” Then, during
deliberations, Juror 16 had a heated exchange with two other
jurors, later determined to be Juror 1 and Juror 5. Juror 16
testified that, after he explained his verdict to the other
jurors, Juror 1 became upset and accused him of not
following the jury instructions. As Juror 1 was “getting
done,” Juror 5 said, “Yeah. And anyway, the Mexicans, all
they want to do is screw us over anyway.” Juror 16
responded, “So now we’re racist too?” Juror 16 also
explained that “it seemed like everybody had an attitude”
against him for accusing another juror of being racist.2 The
court asked Juror 16 if he heard any other comments
referencing ethnicity, and Juror 16 noted that earlier, the jury
had discussed the fact that “there was nobody of color on the
jury.” The court then asked Juror 16 to leave the courtroom
and retrieve the handwritten note he had tried to give to the
jury commissioner that morning.
The court explained that, in its view, the jurors primarily
had “a personality dispute,” but it was also “quite clear that
a racially motivated comment was made during deliberations
2
The district court found, and the parties do not dispute, that Juror 5
made the comment about Mexicans. The district court did not make a
clear finding about which juror made the comment about gay people, and
it is not clear in the record whether it was Juror 5 or someone else. We
do not need to resolve this factual issue to decide this appeal.
USA V. SANCHEZ 7
which the juror found to be offensive and troublesome.”
After conferring with counsel, the court decided to recess so
it could research and reflect. During the recess, the court
asked another judge to review Juror 16’s handwritten note
and redact portions that could reveal the jury’s deliberative
process and were unnecessary to the court’s consideration of
the jurors’ potential bias. As redacted, the note says, in
relevant part:
Your honor and members of the prosecution
and defense teams,
I apologize for not writing this sooner. I have
witnessed 2 separate instances at 2 separate
times by 2 different juror[s], comments
derisive and hurtful to the LGBTQ
community and to the Spanish community.
One of these special men went to the extreme
of jumping up at his seat turned around
yelling and flexing about how there is no way
he will change his vote cuz “He will get off
easy and F—ing do it again.” After this rant
directed at me, I said are you trying to bully
me? [REDACTED] as this juror finished his
rant. The other one jumps up and starts
yelling “Yeah, Mexicans hate Americans and
they will do anything to get over on us.” He
then went and rolled up his coat and laid
down under a table.
Following the recess, the court informed counsel that it
had reviewed the redacted version of Juror 16’s note and
determined that the note corroborated his testimony.
Defense counsel formally moved for a mistrial. The district
8 USA V. SANCHEZ
court took the motion under advisement and decided to
conduct a special voir dire to determine whether a racially
biased statement was made, and if so, whether other jurors
heard it or would be influenced by it. The court brought the
full jury into the courtroom, acknowledged they had reached
at least a partial verdict earlier that morning, and apologized
for making them wait. The court explained that an issue
arose, and it would need to question each juror individually.
The court started by questioning Juror 16 further. At the
court’s request, Juror 16 confirmed his earlier testimony and
described the juror who made the comment. The court
determined the juror described was likely Juror 5. The court
asked Juror 16 if the biased statement was “made under
circumstances that other jurors could have heard it?” He
responded, “Absolutely.” At the court’s request, Juror 16
described the three jurors most likely to have heard the
comment. The court determined those jurors were likely
Juror 2, Juror 24, and Juror 25. The prosecutor suggested,
and the court agreed, to bring those jurors in next.
The court brought in Juror 24. In relevant part, the voir
dire went as follows:
THE COURT: Have you heard any
comment by any other
juror which might
reflect some bias
based upon race,
ethnicity, national
origin, or, I guess, any
other kind of bias?
JUROR 24: No.
USA V. SANCHEZ 9
THE COURT: You haven’t heard
anything said during
deliberations to that
effect?
JUROR 24: No.
THE COURT: Okay. No reference to
individuals from
particular countries
coming to this country
or anything of that
sort?
JUROR 24: No.
The court next brought in Juror 25 and asked the same
initial question—whether they heard any comment which
might reflect bias. Juror 25 responded, “Yes.” The court
asked Juror 25 to describe what was said and by whom, as
exactly as they could recall. Juror 25 could only “roughly
recall” and was not sure of the exact wording, but “[i]t was
about the Mexican culture and more of how they act
compared to Americans when they come over here[.]” The
court then asked Juror 25 to describe “just as close as you
can, word for word, what he said.” Juror 25 responded,
“When Mexicans come here, they act like they can’t speak
English to get away with certain things.” The court asked if
Juror 25 heard any other comments suggesting “some
attitude about other individuals based upon national origin,
race, or ethnicity,” and Juror 25 said no. Like Juror 16, Juror
25 provided a description that indicated the person who
made the comment about Mexicans was Juror 5. After
excusing Juror 25, the court informed counsel that it needed
to question all the remaining jurors because Juror 25’s
10 USA V. SANCHEZ
testimony confirmed that the biased statement was made.
The court then proceeded to ask each of the remaining nine
jurors essentially the same initial question it had asked Juror
24 and Juror 25.3
Both Juror 33 and Juror 28 denied hearing any comment
that could reflect racial bias but reported hearing an
accusation of racism. And both believed Juror 16 had
accused Juror 1 (not Juror 5) of being biased. Juror 28 also
explained that other jurors reacted strongly to Juror 16’s
accusation of racism.
JUROR 28: Someone said,
“You’re a racist,” and
then others chimed in
and said, “Whoa. No,
no. That’s not the
case.”
....
3
There were some minor variations in the form of the question. The
court typically asked whether the juror “heard a comment which might
reflect some bias based upon race, ethnicity, or national origin.” The
court asked two jurors more broadly whether they heard statements
reflecting “any other kind of bias.”
The court explained to Juror 33 that a comment that might reflect
bias “doesn’t have to be an expression where [the other juror] said,
‘Yeah, I’m biased,’ but just any statement that might reflect that
attitude.”
The court and counsel agreed that the court would ask some men
who fit Juror 16’s description of the juror who made the biased comment
whether they “heard or made” a comment that might reflect bias, and the
court asked seven jurors that question (Jurors 15, 12, 8, 5, 4, 2, and 1).
USA V. SANCHEZ 11
THE COURT: But you did not hear
anything from any
other juror that you
would feel would
justify someone
saying that that’s a
racist comment?
JUROR 28: Yeah. I didn’t know
why he said that.
THE COURT: Okay.
JUROR 28: Which was why we
leapt to the defense of,
“Whoa. Nobody is
being racist.”
Juror 15 initially denied hearing any comment that could
reflect racial bias, but upon further questioning, revealed that
she heard a juror comment during deliberations that
Sanchez’s employer, Fiesta Pro Services, “could have come
up from the cartel.” Juror 15, however, explained that she
believed the comment was not “a racist one” and “was more
ignoran[t]” than derogatory.
THE COURT: So my question is:
Have you heard any
comment, or have you
made any comment,
but have you heard
any comment by any
other juror or a
comment you may
have made which
12 USA V. SANCHEZ
might reflect some
bias based upon race,
ethnicity, or national
origin? So by that I’m
referring to any
statement that a
person – another
person might take as
reflecting some bias
based upon one of
those factors.
JUROR 15: No.
THE COURT: You have not heard
anything during jury
deliberation that might
reflect that?
JUROR 15: May I ask a question?
THE COURT: You may.
JUROR 15: I have not heard
anything regarding
anyone in this
courtroom or in the
jury room, but I’ve
heard some offhand –
that I believe they
were in jest –
comments.
THE COURT: Was it a comment
made by another
juror?
USA V. SANCHEZ 13
JUROR 15: Yes.
THE COURT: Okay. Can you tell me
what was said? Just as
best as you recall word
for word; and if not,
get as close to word
for word as you can.
....
JUROR 15: Okay. Um, I’ve heard
– there was a
comment. I think it
was more ignorance
than it was a
derogatory comment,
but somebody was –
all of the sudden got
on the subject – I don’t
know if it began from
political discussion
because there has been
some political
discussion. I don’t
think it was a racist
one. But somebody
started talking about,
you know, the cartel,
like, you know,
cartels, you know.
THE COURT: Was this during on
[sic] a recess, or was it
during jury
deliberation?
14 USA V. SANCHEZ
JUROR 15: It was during
deliberation, but
things had kind of
broken down a little
bit, and so they were
discussing –
THE COURT: What was the context
why someone might
have referred to a drug
cartel? Do you recall
why – I mean, I’m
trying to figure out
how that might have
arisen and what might
have been, I guess, the
significance of that
comment.
JUROR 15: I think it was because
of the – of the name of
the company that is –
that is, I guess, not on
trial, but –
THE COURT: Yeah.
JUROR 15: – the name of the
company that we have
been discussing. And
so somebody said
something like, “You
don’t know how deep
things run,” you
know. “You know,
I’m from
USA V. SANCHEZ 15
[REDACTED] or I’ve
spent time in
[REDACTED], and,
you know, it could
have come up from the
cartel,” which I kind
of said, “Are you
serious? I mean, come
on.”
....
THE COURT: Was any comment
made – let me see if I
can – how I might
phrase this. Was there
any comment about
how people of a
certain race, ethnicity,
or national origin
might behave or
anything like that, or
was it just this drug
cartel?
JUROR 15: That was the only one
I heard because it was
kind of directed down
towards my side of the
table.
After further questioning, Juror 15 also reported hearing
at least part of the exchange Juror 16 reported, which she
described as follows:
16 USA V. SANCHEZ
I heard this morning there was a comment.
There was – we were discussing and all of
that, and one of the jurors said something to
one of the other jurors, “Well, at least I’m not
racist.” And that was kind of shut down right
away. One of the women said, “That’s really
uncalled for[.]”
Juror 15, like others, believed Juror 16 had accused Juror 1
of racism.4
Juror 12 also initially denied hearing any comment that
might reflect racial bias. Upon further questioning,
however, Juror 12 revealed hearing a comment about
Mexicans.
THE COURT: My question is: Have
you heard or made any
comment during jury
– well, during the trial
and specifically
during the jury’s
deliberations which
might reflect some
bias based upon race,
4
After Juror 15 explained she believed that Juror 5 made the cartel
comment “in jest,” the court specifically directed the next five jurors—
Juror 12, Juror 8, Juror 5, Juror 4, and Juror 2—to report comments that
might reflect bias even if they thought the “statement was made in jest”
or “not made seriously.”
USA V. SANCHEZ 17
ethnicity, or national
origin?
JUROR 12: No, I have not.
THE COURT: Okay. And by that, I
mean even if you
don’t think they were
serious, even if you
thought it was made in
jest, even if you
thought that it was just
a random comment, I
need to know, even if
you thought they were
not serious and, in
fact, were not biased
in any way. Was there
any comment made
that a person might
suggest was a
reflection of some
bias?
JUROR 12: I don’t believe that
there was anything
said that was biased.
There was comments
that I heard about –
how do I put this? –
like, how the Hispanic
community kind of
pulls together for
themselves, but I
didn’t take that as any
18 USA V. SANCHEZ
– anything biased at
all.
THE COURT: Okay. Any other
comments along those
lines referring to
Hispanic community,
being from Mexico,
anything of that sort?
JUROR 12: Nothing that sticks in
my – nothing that I
really recall –
When the court asked Juror 8 if they heard a comment
that might be perceived as reflecting racial, ethnic, or
national origin bias, Juror 8 responded, “yes.” But the
comment Juror 8 perceived as biased was Juror 16’s
statement, “Well, at least I’m not racist.” Juror 8 also
believed Juror 16’s accusation was directed at Juror 1. Juror
8 explained that they responded to Juror 16’s statement by
saying, “That is not acceptable.” The court asked, “It’s not
acceptable to be racist or not acceptable to . . . accuse?”
Juror 8 responded, “To accuse someone.” Juror 8 also
explained that, in their view, Juror 1 “was just giving his
opinion on how he felt about the evidence.”
Next, the court questioned Juror 5. At this point in the
special voir dire, the court had reason to believe that Juror 5
had made the biased statement that Juror 16, Juror 25, and
Juror 12 had reported. The court asked Juror 5 whether he
had heard or made any comment which might reflect some
bias—even if made in jest. Juror 5 responded, “No.” After
asking Juror 5 to step out, the court asked the prosecutor
whether she would like the court to ask any follow-up
USA V. SANCHEZ 19
questions, and she declined. The court then explained that it
“could specifically ask [Juror 5] whether he made that
statement,” but it was concerned about “how this
questioning may affect the jury,” even though “the fact that
[the jurors] have indicated they have already reached a
verdict and are no longer deliberating [meant] maybe that
[this questioning] won’t affect that.” It was also skeptical
that “trying to pin [Juror 5] down” would “cause him to, all
of a sudden, reveal something he said.” Counsel for Sanchez
agreed that the court did not need to question Juror 5 further.
The court questioned the remaining three jurors in much
the same manner. Juror 4 did not report hearing any
comment that might be biased. When the court asked Juror
2 whether he heard a potentially biased comment, Juror 2
responded that he heard the word “racist” thrown out but he
“didn’t know what was going on.”
The court questioned Juror 1 last. At this point, the court
and counsel believed that Juror 1 was most likely the juror
who had argued with Juror 16 about Juror 16’s verdict.
When the court asked Juror 1 if he heard any comment that
might indicate bias, Juror 1 responded, “yes,” but reported
only Juror 16’s comment, “You’re a racist.”5 Juror 1 said he
believed the accusation of racism was directed at himself.
The court asked Juror 1 whether he heard “anyone else,
maybe in the response to that exchange or at any other time,
make any comment in which the word ‘Hispanic,’ ‘Spanish,’
‘Mexican,’ ‘from Mexico,’ anything like that” was said.
5
After asking Juror 1 whether he had heard or made any comment which
could indicate bias based on race, ethnicity, or national origin, the district
court added, “And you’ll note I said it might be perceived. I’m not
asking whether someone made or, in fact, is biased, but whether they
made any statement that a person might perceive in that way.”
20 USA V. SANCHEZ
Juror 1 responded, “No.” After directing Juror 1 to step out,
the court asked counsel if there were other questions the
court should ask him.
Defense counsel requested that the court ask Juror 1
specifically “if he heard or said, ‘When Mexicans come here,
they act like they can’t speak English to get away with
things.’” The prosecutor objected and argued it was
unnecessary. The court noted that it seemed Juror 5 made
the comment about Mexicans during “a three-way
communication of sorts” involving Juror 16, Juror 1, and
Juror 5, but that two people, Juror 16 and Juror 25, attributed
the comment to Juror 5. The prosecutor continued to object
to asking Juror 1 the question defense counsel proposed and
argued that the question had essentially been asked and
answered; that “specifically inquiring further tends to
suggest that we don’t believe his response”; and that she did
not “think anyone [had] accused Juror No. 1 of saying
anything racist, only that he was called racist.” The court
said it would take a recess and review the transcript before
deciding whether to question Juror 1 further, and it
ultimately decided against doing so.
During the special voir dire, whenever a juror reported
hearing a potentially biased comment or accusation of bias,
the district court asked the juror whether the comment or
accusation they heard affected their individual verdict. 6
Each juror essentially responded “no.”
Following the recess, counsel for Sanchez renewed his
motion for mistrial. The prosecutor opposed and argued that
the court should instead excuse Juror 5 under Federal Rule
of Criminal Procedure 23(c) and proceed with eleven jurors.
6
The court did not ask Juror 16 this question.
USA V. SANCHEZ 21
The court ruled there were not grounds for mistrial, but that
it would excuse Juror 5 for good cause. The court denied the
motion for mistrial because “all of the jurors have
unequivocally expressed their view that they were not
affected by any statement or any accusation of
discrimination [and] that they do not believe that their
individual verdict or the verdict of other jurors except
perhaps Juror No. 5 would have been affected by any
statement or accusation of racism made during the jury’s
deliberations.” The court added that it would have granted
the motion “[i]f any juror had expressed concerns about how
it might impact their deliberation,” but did not because
“they, if anything . . . were sensitive to accusations of
racism.” “[F]or that reason, [the court was] very confident
that the remaining jurors did not and would not let any racial
animus or national origin animus affect their verdict.”7
The court then explained why it would dismiss Juror 5
for good cause under Rule 23(b)(3). In its view, the
dispositive question was: “Will a juror be able to deliberate
impartially?” The court explained, “I think it’s possible
Juror 5 could do so, but I’m not willing to take that chance.
Here, I’m going to dismiss Juror 5 because I have
determined that he cannot be fair and impartial.” The court
also made several material findings. It found that Juror 16
heard a comment made to the jury that reflects “clearly at
least a national origin bias, if not racial and ethnic bias” and
7
The court later addressed why it concluded that Juror 5 “must be
dismissed” even though it “did not ask Juror No. 5 whether he could be
fair and impartial.” The court doubted asking that question “really would
make any difference” because, “even if [Juror 5] said he could” be fair
and impartial, the court did not think it “could accept that [response]
given the statements he made in a more unguarded moment during jury
deliberations, as overheard by Juror[s] 16 and 25.”
22 USA V. SANCHEZ
that the statement Juror 16 heard was to the effect of: “people
from Mexico come to the United States to screw over or get
over on Americans.” It also found that Juror 25 heard a
statement about how people from Mexico “act compared to
Americans when they come to the United States.” The court
found that Juror 5, not Juror 1, made the biased statement
about Mexicans. It based this finding on several factors,
including the other jurors’ descriptions and Juror 5’s
demeanor during the special voir dire.8
Finally, the court explained that it believed the Federal
Rules of Criminal Procedure gave it three options,
(1) declare a mistrial, (2) proceed with 11 jurors, or (3) seat
an alternate juror in place of Juror 5, and that it would
exercise its discretion to proceed with 11 jurors. The court
had already rejected declaring a mistrial, and it expressed
various concerns about seating an alternate. An alternate
might not have followed the court’s admonition not to
discuss the case with anyone else and would not be able to
8
As the court described:
Juror No. 5 was the only juror who reacted
negatively to my inquiry. It was very clear that he felt
that I was accusing him of something, although I think
my questioning of him was no different from any other
juror. And he left the courtroom while I was still
trying to instruct him, and, essentially, I don’t think
it’s too much of an overstatement to say that he kind
of charged out of the courtroom.
All of that added together makes me conclude that
he made a statement that demonstrated animus based
upon national origin or ethnicity. And for that reason,
he cannot and his verdict – he should not – his verdict
should not be received or his vote should not be made
part of the jury’s conclusion in this case.
USA V. SANCHEZ 23
participate. And, even if the alternate had followed the
court’s admonition, the court “would have to instruct the
entire jury to start the entire process over, which obviously
would not start until next week.” In the court’s view,
requiring the jury to start deliberations over “would not be
either prudent, fair, or necessary in the interest of justice,
given the fact that the jury deliberated for all of yesterday
afternoon and into this morning and, other than this one
unfortunate incident with Juror No. 5, was ready to return a
verdict.”
The court called the jury back in, excused Juror 5, and
instructed the remaining 11 jurors to resume deliberations.
It did not direct them to begin deliberations anew or to
disregard any comments by Juror 5. Rather, it instructed
them: “you should consider [] whether excusing Juror No. 5
and functioning as a jury of 11, whether you have reached a
different verdict or would reach a different verdict.”9 After
9
The court instructed, in full:
Ladies and gentlemen, for the rest of you, I’m
mindful that you advised us this morning that you have
a partial verdict to return. However, now things have
changed somewhat because there is now 11 of you. I
actually have discretion to allow you to resume
deliberations as a jury of 11 rather than 12, and I have
exercised that discretion to authorize you now to
return to the jury room.
And in reality, the thing you should consider is
whether excusing Juror No. 5 and functioning as a jury
of 11, whether you have reached a different verdict or
would reach a different verdict. That’s up to you to
decide.
So I will ask you to go back to the jury room and
advise the bailiff if and when you have reached a
24 USA V. SANCHEZ
directing the jury to “resume [their] deliberations,” the court
told counsel: “[D]on’t go very far. I rather suspect we will
have a verdict very shortly, but perhaps not.” The court also
explained the inquiry it would undertake “if the jury returns
a partial verdict, which is, I think is, what we thought they
had done this morning.” As the court predicted, the jurors
resumed deliberations for only thirteen minutes and returned
a partial verdict.
Sanchez subsequently filed a motion for a new trial,
contending that Juror 5’s presence violated his Sixth
Amendment right to a trial by an impartial jury. Sanchez
argued primarily that the presence of a racially biased juror
during virtually all of the deliberations amounted to
structural error requiring a new trial under Dyer v. Calderon,
151 F.3d 970, 973 n.2 (9th Cir. 1998) (en banc). Sanchez
alternatively argued that, even if there was no structural
error, the record established Juror 5’s participation tainted
the jury’s deliberations and verdict, and that Rule 23 of the
Federal Rules of Criminal Procedure authorized the trial
court to proceed with an eleven-member jury only when a
juror is excused for unavailability, not racial bias.
In response, the Government primarily argued that there
was no structural error under Dyer because “there was no
unanimous verdict on all counts, or concluded that
you’re unable to reach a verdict on any count, or if
you’ve concluded that you can reach a unanimous
verdict on some but not all and you are unable to reach
a verdict on the remaining counts.
So it’s really up to you now to go back to the jury
room. And as soon as you advise the bailiff as to your
verdict or whether you still have a verdict, then you
can so advise us, and we will return you into court and
receive your verdict in that way.
USA V. SANCHEZ 25
biased juror that returned a verdict in this case.” The
Government argued that United States v. Sarkisian, 197 F.3d
966, 973–75 (9th Cir. 1999), was more comparable to this
case than Dyer, and that Sarkisian supplied the correct
standard for assessing prejudice. The Government further
argued that, applying Sarkisian, the district court correctly
determined that Juror 5’s presence on the jury did not
prejudice Sanchez.
The district court denied Sanchez’s motion for a new
trial. It adopted “with some reservation” the Government’s
position that “Juror 5’s involvement in the deliberations
alone is not enough to warrant a new trial.” United States v.
Sanchez, 692 F. Supp. 3d 1025, 1030 (D. Idaho 2023).
Quoting Sarkisian, 197 F.3d at 981, the district court
determined that “the proper question here is whether Juror
5’s comments ‘so affected the jury’s ability to consider the
totality of the evidence fairly that it tainted the verdict.’”
Sanchez, 692 F. Supp. 3d at 1033. The court concluded that
Juror 5’s comments did not taint the verdict because (1) “the
majority of the jury . . . informed the Court that it had no
awareness of Juror 5’s comments nor did they hear any other
comments that they believed demonstrated bias or racial
insensitivity during deliberations”; and (2) “[o]f the jurors
who did hear any of the concerning comments, the Court
directly inquired whether those comments affected the
juror’s deliberations or verdict,” and “[i]n response, each
juror unambiguously informed the Court that those
comments did not affect their deliberations or individual
verdicts.” Id. at 1033–34.
II. STANDARD OF REVIEW
“We review a district court’s . . . denial of a new trial on
the assertion of juror misconduct or bias for abuse of
26 USA V. SANCHEZ
discretion . . . .” United States v. Smith, 424 F.3d 992, 1011
(9th Cir. 2005).10 In this Circuit, we have adopted “a two-
part test to determine objectively whether a district court has
abused its discretion in denying a motion for a new trial.”
United States v. Hinkson, 585 F.3d 1247, 1261 (9th Cir.
2009) (en banc). “The first step . . . is to determine de novo
whether the trial court identified the correct legal rule to
apply to the relief requested.” Id. at 1261–62. “If the trial
court failed to do so, we must conclude it abused its
discretion.” Id. at 1262. “If the trial court identified the
correct legal rule, we move to the second step . . . .” Id.
“[T]he second step of our abuse of discretion test is to
determine whether the trial court’s application of the correct
legal standard was (1) ‘illogical,’ (2) ‘implausible,’ or
(3) without ‘support in inferences that may be drawn from
the facts in the record.’” Id. (quoting Anderson v. City of
Bessemer, 470 U.S. 564, 577 (1985)). “A district court
abuses its discretion where it . . . relies on an improper
factor, omits a substantial factor, or engages in a clear error
of judgment . . . .” Senne v. Kan. City Royals Baseball
Corp., 934 F.3d 918, 926 (9th Cir. 2019).
III. DISCUSSION
The Constitution requires “a jury capable and willing to
decide the case solely on the evidence before it.” Smith v.
Phillips, 455 U.S. 209, 217 (1982). The Sixth Amendment
guarantees criminal defendants the right to a trial “by an
impartial jury.” Duncan v. Louisiana, 391 U.S. 145, 153
10
Sanchez also appeals from the denial of his motion for mistrial, which
we also review for abuse of discretion. United States v. Lemus, 847 F.3d
1016, 1024 (9th Cir. 2016). Because the standard of review is the same,
and Sanchez’s motions for a mistrial and new trial present the same
issues, we refer only to the motion for new trial.
USA V. SANCHEZ 27
(1968) (quoting U.S. Const. amend. VI). “The bias or
prejudice of even a single juror” violates that right. Dyer v.
Calderon, 151 F.3d 970, 973 (9th Cir. 1998) (en banc).
“Actual bias is, in essence, . . . the existence of a state of
mind that leads to an inference that the person will not act
with entire impartiality.” United States v. Mitchell, 568 F.3d
1147, 1151 (9th Cir. 2009) (citation modified).
The key facts underlying Sanchez’s Sixth Amendment
claim are essentially undisputed. Sanchez contends, and the
Government does not meaningfully dispute, that a racially
biased juror, Juror 5, was present during virtually all the
jury’s deliberations—but excused before the district court
accepted the jury’s verdict. Further, the Government does
not challenge the district court’s finding that Juror 5 made a
statement during jury deliberations to the effect that “people
from Mexico come to the United States to screw over or get
over on Americans.” Nor does the Government challenge
the district court’s finding that Juror 5 could not “be fair and
impartial.”
The district court concluded that Juror 5’s statement
“demonstrated animus based upon national origin or
ethnicity.” On appeal, Sanchez contends that the district
court erred by not recognizing that Juror 5’s statement
demonstrated “racial bias.” 11 Because the Government
11
The district court found that Juror 5 made a statement that
demonstrated bias based on national origin or ethnicity when it ruled on
Sanchez’s motion for a mistrial. However, in the court’s subsequent
order denying Sanchez’s motion for a new trial, it stated that it would
only “assume” for the purposes of the motion that Juror 5’s “comments
were sufficient to demonstrate actual bias,” while noting that it
“seem[ed] likely that the Court would have found that Juror 5’s
statements did, in fact, demonstrate racial bias.” Because the parties
agree that Juror 5 made a racially biased statement, we need not address
28 USA V. SANCHEZ
concedes that the statement was racially biased, we do not
need to decide whether the district court erred. Still, we note
that the Supreme Court has characterized similar comments
about “Mexican men” as racially biased. See Peña-
Rodriguez v. Colorado, 580 U.S. 206, 214–15 (2017) (“[The
juror’s] bias was based on petitioner’s Hispanic identity,”
and “[t]his opinion refers to the nature of the bias as racial in
keeping with the primary terminology . . . used in our
precedents.”).
On appeal, the parties focus their dispute on whether the
district court abused its discretion by applying the wrong
legal standard for assessing prejudice when a racially biased
juror was present during deliberations but excused before the
court accepts the jury’s verdict. As noted, the district court
concluded that Sarkisian supplies the applicable standard,
and consequently, it defined the issue as “whether other
jurors’ exposure to the [biased juror’s] prejudicial comments
‘so affected the jury’s ability to consider the totality of the
evidence fairly that it tainted the verdict.’” Sanchez, 692 F.
Supp. 3d at 1032 (quoting Sarkisian, 197 F.3d at 981).
The Government contends that the district court
correctly applied Sarkisian. Sanchez argues that the district
court should have applied Dyer v. Calderon, under which
“[t]he presence of a biased juror” is structural error. 151
F.3d at 973 n.2. Alternatively, Sanchez argues that the
district court should have applied United States v. Remmer,
under which there is a heavy presumption of prejudice, and
whether the district court correctly viewed racial bias as meaningfully
different from ethnic or national origin bias under the circumstances of
this case.
USA V. SANCHEZ 29
the Government bears the burden of rebutting that
presumption. 347 U.S. 227, 229 (1954).
For the reasons discussed below, we conclude that the
Remmer presumption-of-prejudice standard applies where,
as here, a biased juror was present on the jury but excused
before the verdict was accepted. Applying that standard, the
Government has not met its burden to rebut the presumption
of prejudice, and Sanchez is entitled to a new trial.
A.
We begin by addressing the Government’s argument that
the district court correctly applied Sarkisian instead of
Remmer.
In Remmer, the defendant learned for the first time post-
verdict that, during trial, an unknown person had approached
the jury foreman and told him that he could profit by
acquitting the defendant. 347 U.S. at 228. In a motion for a
new trial, the defendant requested a hearing to determine the
circumstances surrounding the incident and its effect on the
jury. Id. The district court denied the motion without a
hearing, and the court of appeals held that the district court
had not abused its discretion because the defendant had not
shown prejudice. Id. at 229. The Supreme Court reversed
and held:
In a criminal case, any private
communication, contact, or tampering
directly or indirectly, with a juror during a
trial about the matter pending before the jury
is, for obvious reasons, deemed
presumptively prejudicial, if not made in
pursuance of known rules of the court and the
instructions and directions of the court made
30 USA V. SANCHEZ
during the trial, with full knowledge of the
parties. The presumption is not conclusive,
but the burden rests heavily upon the
Government to establish, after notice to and
hearing of the defendant, that such contact
with the juror was harmless to the defendant.
Id.
In Sarkisian, the juror-taint issue arose during trial but
before the jury began deliberations, and the alleged taint
came from within the jury, not an external source. 197 F.3d
at 980–81. A juror named Angela Yerkes informed the court
“that she had a problem.” Id. at 980. In a meeting with the
trial judge, in which no other jurors were present, she made
a “prejudicial statement against ‘gypsies,’” id., a derogatory
term used to refer to persons of the Roma ethnic group.
Notably, none of the defendants were Romani. Id. at 981.
The court excused Yerkes and then met with each juror
individually. Id. at 980. Through the special voir dire, the
district court found, in relevant part, that Yerkes only
vaguely referred to “gypsies” when talking with two other
jurors. Id. at 980 & n.4. On appeal, the defendants argued
that “the district court erred in denying their motion for a
mistrial because the jury was tainted by Juror Angela
Yerkes’s prejudicial statement against ‘gypsies.’” Id. at 980.
We characterized the issue before this court as “whether the
jurors’ exposure to Juror Yerkes’s comments about gypsies
‘so affected the jury’s ability to consider the totality of the
evidence fairly that it tainted the verdict.’” Id. at 981
(quoting United States v. Smith, 962 F.2d 923, 935 (9th Cir.
1992)). Applying that standard, we concluded that the
district court properly found that Yerkes’s presence on the
jury did not prejudice defendants. Id. at 982. But we also
USA V. SANCHEZ 31
noted that it was “unclear whether Remmer applies”
and concluded in the alternative that “even if Remmer
applies, . . . the Government adequately demonstrated that
the jury’s exposure to Yerkes’s conduct was harmless.” Id.
at 981 n.5. Thus, in Sarkisian, we did not decide the standard
that applies when a biased juror is present or when a juror
makes biased comments to other jurors. Nor did we hold
that Remmer is inapplicable.
The Government acknowledges that Sarkisian did not
decide whether Remmer applies but argues we should adopt
its alternative standard. 12 We decline to do so because
12
The Dissent wrongly asserts that Sarkisian is binding precedent and
then accuses us of ignoring it. Dissent at 52, 63–64. As explained
above—and as the Government concedes—in Sarkisian, we questioned
whether Remmer supplies the legal standard for a case involving a
racially biased juror dismissed before the district court accepted a
verdict, but we left that possibility open and applied Remmer in the
alternative. In other words, Sarkisian did not squarely decide that
Remmer does not apply in such cases. “Prior precedent that does not
‘squarely address’ a particular issue does not bind later panels on the
question.” United States v. Kirilyuk, 29 F.4th 1128, 1134 (9th Cir. 2022)
(quoting Brecht v. Abrahamson, 507 U.S. 619, 631 (1993)).
Confusingly, the Dissent asserts that “Sarkisian did not apply Remmer’s
presumption of prejudice under circumstances similar to Sanchez’s
case.” Dissent at 63-64. If the Dissent is asserting that we did not
alternatively apply the Remmer standard in Sarkisian, that is
demonstrably incorrect: We expressly stated, “even if Remmer
applies, . . . the Government adequately demonstrated that the jury’s
exposure to Yerkes’s conduct was harmless.” Sarkisian, 197 F.3d at 981
n.5. This is an application of the Remmer standard which requires the
Government to prove harmlessness. If the Dissent is asserting that this
alternative application of Remmer in Sarkisian is irrelevant because the
factual circumstances are dissimilar to Sanchez’s case, that assertion
cannot be reconciled with the Dissent’s contention that Sarkisian is
controlling here because the factual circumstances are similar. Dissent
32 USA V. SANCHEZ
Sarkisian’s reasoning is unpersuasive. First, it is
inconsistent with prior precedent, United States v. Shapiro,
669 F.2d 593 (9th Cir. 1982). Sarkisian questioned
Remmer’s applicability only “because Remmer involved an
ex parte communication between a juror and an outside
person, whereas [Sarkisian] involved an allegation that the
jurors were exposed to the bias of one juror” who was
removed before deliberations. 197 F.3d at 981 n.5. But we
had already held in Shapiro that Remmer applies when the
“jury taint originates from within the jury itself”—including
when the alleged taint arises from jurors’ exposure to the
partiality of another juror who was removed before
deliberations. Shapiro, 669 F.2d at 599–600, 603 (applying
Remmer where juror “Leoni” had attempted to extort the
defendant because of “the possibility that before his
removal, [Leoni had] attempted to influence other jurors”).
Second, the standard we articulated in Sarkisian as an
alternative to Remmer was a quote from Smith, 962 F.2d at
935—and that quote was an articulation of the plain error
standard in a case that had nothing to do with juror bias or
misconduct. In Smith, the defendant contended that his
conviction should be set aside because “the prosecutor’s
closing remarks constituted improper prosecutorial
vouching,” but defense counsel had failed to raise a
contemporaneous objection to the prosecutor’s conduct. 962
F.2d at 933. Thus, after we determined that the prosecutor’s
closing statements were improper, we needed to assess
whether the prosecutor’s “statements were sufficiently
at 61 (arguing that “Sarkisian and Sanchez are not factually
distinguishable”).
USA V. SANCHEZ 33
egregious to amount to plain error.” Id. at 935. 13 After
describing the plain error standard, we stated: “In other
words, we may reverse Smith’s conviction only if the
prosecutor’s improper conduct so affected the jury’s ability
to consider the totality of the evidence fairly that it tainted
the verdict and deprived Smith of a fair trial.” Id. (emphasis
added). That is the statement we quoted in Sarkisian. See
197 F.3d at 981 (“The issue for this court is whether the
jurors’ exposure to Juror Yerkes’s [prejudicial comments]
‘so affected the jury’s ability to consider the totality of the
evidence fairly that it tainted the verdict.’” (quoting Smith,
962 F.3d at 935)). In Sarkisian, however, we offered no
explanation as to why an articulation of the plain error
standard of review for prosecutorial vouching should be the
standard in a case where (1) the plain error standard was
inapplicable and (2) the error was juror bias, not
prosecutorial vouching.
In sum, we conclude that the district court erred in
applying Sarkisian’s version of the plain error standard when
assessing whether Sanchez was prejudiced by the presence
of a biased juror. Sarkisian is neither binding nor persuasive
authority on this issue because it expressly declined to
decide whether the Remmer presumption-of-prejudice
standard should apply; its only reason for questioning
Remmer’s applicability contravened our precedent; and it
13
Federal Rule of Criminal Procedure 52(b) states: “A plain error that
affects substantial rights may be considered [on appeal] even though it
was not brought to the court’s attention.” To establish plain error, the
defendant must show (1) error, that is (2) “clear or obvious, rather than
subject to reasonable dispute,” and that (3) “affected the appellant’s
substantial rights, which in the ordinary case means he must demonstrate
that it affected the outcome of the [trial] court proceedings.” Puckett v.
United States, 556 U.S. 129, 135 (2009) (citation modified).
34 USA V. SANCHEZ
provided no reasoned explanation for applying the plain
error standard instead.
We are also unpersuaded by the Government’s
arguments against applying Remmer here. The Government
argues that Remmer applies only when the juror taint comes
from an external source. But, as noted, that argument cannot
be squared with Shapiro’s holding that Remmer applies
when “jury taint originates from within the jury itself.” 669
F.2d at 603.14
14
The Government relies on a quote it takes out of context from Lewis
v. Andes, 95 F.4th 1166, 1187 (9th Cir. 2024), a habeas case in which we
reviewed a state conviction under AEDPA, 28 U.S.C. § 2254(d). In
Lewis, we stated that “the Mattox-Remmer framework applies only if an
extraneous source influenced the jury’s deliberations.” 85 F.4th at 1187.
Lewis is part of a line of cases that includes Fields v. Brown, 503 F.3d
755, 777–80 (9th Cir. 2007) (en banc), and Kipp v. Davis, 971 F.3d 866,
881 (9th Cir. 2020) (“The Mattox-Remmer framework set forth by the
Supreme Court governs juror misconduct claims involving consideration
of extraneous evidence during deliberations[.]”). In Fields, Kipp, and
Lewis, jurors had considered personal religious beliefs during penalty-
phase deliberations in capital cases, and the question was whether such
personal religious beliefs are impermissible extraneous sources or
evidence. See Fields, 503 F.3d at 777–80; Kipp, 971 F.3d at 881; Lewis,
95 F.4th at 1186–87. We did not consider whether racial bias or racially
biased statements implicating the defendant’s race are impermissible
“extraneous evidence” or “extraneous sources” of influence, or whether
the Mattox-Remmer framework applies when a racially biased juror
participates in deliberations and the bias is discovered before the jury is
discharged. See Fields, 503 F.3d at 778–83; Kipp, 971 F.3d at 881–82;
Lewis, 95 F.4th at 1187–88.
Further, to the extent Mattox v. United States, 146 U.S. 140, 148–49
(1892) addressed the no-impeachment rule, which applies only after the
jury has been discharged, it has been superseded by Peña-Rodriguez.
See 580 U.S. at 216 (discussing Mattox). In Peña-Rodriguez, the
Supreme Court explained that the no-impeachment rule codified at
USA V. SANCHEZ 35
The Government also suggests that Remmer does not
apply when the tainted juror is excused before the trial court
accepts a verdict. But we also rejected that “interpretation
of Remmer as too narrow” in Shapiro. 669 F.2d at 599.
Indeed, we held that Remmer applied even though the tainted
juror was excused before the jury began deliberating. See id.
at 599–600 (agreeing with the Sixth Circuit’s reasoning in
United States v. Ferguson, 486 F.2d 968, 971 (6th Cir.
1973)). We explained that a showing that a tainted juror was
removed “before he had the opportunity to discuss the case
with other members of the panel would be some evidence
that no prejudice occurred,” “[y]et it would not so change the
inquiry that there should no longer be a presumption of
prejudice.” Id. at 599 (quoting Ferguson, 486 F.2d at 971).
To the extent the Government argues that Remmer
should not apply where the source of juror taint is racial bias,
rather than corruption, we disagree. In Shapiro, the juror
was “tainted” because he was willing to acquit for improper
reasons. The racially biased juror here was similarly willing
to convict for improper reasons. If a different standard is
required, racial bias should be subject to a more stringent
prejudice standard than other forms of juror taint, not a lesser
one. See Peña-Rodriguez, 580 U.S. at 224–25 (explaining
Federal Rule of Evidence 606(b) has only limited exceptions, but it held
that the Sixth Amendment requires “that the no-impeachment rule give
way” when “a juror makes a clear statement that indicates he or she relied
on racial stereotypes or animus to convict a criminal defendant.” Id. at
217–18, 225. Although Kipp and Lewis postdate Peña-Rodriguez, those
cases do not involve racial bias, and we did not consider whether
Remmer applies in cases involving juror racial bias discovered before the
jury is discharged in light of the Court’s reasoning in Peña-Rodriguez.
See infra pp. 36–39 (discussing implications of Peña-Rodriguez for
application of Remmer). For all these reasons, the Government’s
reliance on Lewis is misplaced.
36 USA V. SANCHEZ
“there is a sound basis to treat racial bias with added
precaution” because “racial bias implicates unique
historical, constitutional, and institutional concerns”).
In Peña-Rodriguez, the Supreme Court held that “the
Constitution requires an exception to the no-impeachment
rule when a juror’s statements indicate that racial animus
was a significant motivating factor in his or her finding of
guilt”—even though no exception is recognized for other
types of juror bias and misconduct.15 580 U.S. at 221–25.
“A constitutional rule that racial bias in the justice system
must be addressed—including, in some instances, after the
verdict has been entered—is necessary to prevent a systemic
loss of confidence in jury verdicts, a confidence that is a
central premise of the Sixth Amendment trial right.” Id. at
225.
The Court identified three reasons why courts have a
heightened duty to address juror racial bias. First, the
ratification of the Civil War Amendments gave “new force
and direction” to the “imperative to purge racial prejudice
from the administration of justice.” Id. at 221.
Beginning in 1880, the Court interpreted the
Fourteenth Amendment to prohibit the
exclusion of jurors on the basis of race. The
Court has repeatedly struck down laws and
15
The “no-impeachment” rule generally bars a court from receiving into
evidence a juror’s testimony or declaration about what may have
occurred during deliberations or that otherwise could reveal a juror’s
mental process in reaching a verdict. Peña-Rodriguez, 580 U.S. at 215–
19; see also Fed. R. Evid. 606(b). Because the no-impeachment rule
applies only after the jury has been discharged, it is not at issue in this
case, where evidence of racial bias came to light before the court
accepted the jury’s verdict.
USA V. SANCHEZ 37
practices that systematically exclude racial
minorities from juries. To guard against
discrimination in jury selection, the Court has
ruled that no litigant may exclude a
prospective juror on the basis of race. In an
effort to ensure that individuals who sit on
juries are free of racial bias, the Court has
held that the Constitution at times demands
that defendants be permitted to ask questions
about racial bias during voir dire.
Id. at 222–23 (internal citations omitted). “The
unmistakable principle underlying these precedents is that
discrimination on the basis of race, ‘odious in all aspects, is
especially pernicious in the administration of justice.’” Id.
at 223 (quoting Rose v. Mitchell, 443 U.S. 545, 555 (1979)).
Because “[t]he jury is to be a criminal defendant’s
fundamental protection of life and liberty against race or
color prejudice, [p]ermitting racial prejudice in the jury
system damages both the fact and the perception of the jury’s
role as a vital check against the wrongful exercise of power
by the State.” Id. (internal quotation marks and citations
omitted).
Second, unlike other types of juror misconduct and bias,
“racial bias [is] a familiar and recurring evil that, if left
unaddressed, would risk systemic injury to the
administration of justice.” Id. at 223–24 (explaining that
“[r]acial bias . . . differs in critical ways from the
compromise verdict in McDonald [v. Pless, 238 U.S. 264
(1915)], the drug and alcohol abuse in Tanner [v. United
States, 483 U.S. 107 (1987)], or the pro-defendant bias in
Warger [v. Shauers, 574 U.S. 40 (2014)]”).
38 USA V. SANCHEZ
Third, “[r]acial bias is distinct in a pragmatic sense as
well.” Id. at 224. Some “safeguards to protect the right to
an impartial jury . . . can disclose racial bias[,] . . . [y]et their
operation may be compromised, or they may prove
insufficient.” Id. For example, the Court recognized that it
is difficult to determine whether a prospective juror is
racially biased during voir dire:
[The] Court has noted the dilemma faced by
trial court judges and counsel in deciding
whether to explore potential racial bias at voir
dire. Generic questions about juror
impartiality may not expose specific attitudes
or biases that can poison jury deliberations.
Yet more pointed questions “could well
exacerbate whatever prejudice might exist
without substantially aiding in exposing it.”
Id. at 224–25 (quoting Rosales-Lopez v. United States, 451
U.S. 182, 195 (1981) (Rehnquist, J., concurring in result)).
In addition, “[t]he stigma that attends racial bias may
make it difficult for a juror to report inappropriate statements
during the course of juror deliberations.” Id. at 225. As the
Court explained,
It is one thing to accuse a fellow juror of
having a personal experience that improperly
influences her consideration of the case[.]
. . . It is quite another to call her a bigot. . . .
All forms of improper bias pose challenges to
the trial process. But there is a sound basis to
treat racial bias with added precaution.
Id.
USA V. SANCHEZ 39
Thus, Peña-Rodriguez makes clear that, because “racial
bias implicates unique historical, constitutional, and
institutional concerns,” our duty as a court to eliminate racial
bias from the jury is greater than for other types of juror taint.
Id. at 223–24. Remmer’s presumption of prejudice applies
to the types of juror taint that the Supreme Court explained
warrant less stringent precautions than racial bias. See
Remmer, 347 U.S. at 229 (“In a criminal case, any private
communication, contact, or tampering directly or indirectly,
with a juror during a trial about the matter pending before
the jury is . . . deemed presumptively prejudicial[.]”).
Indeed, Remmer involved only one outside contact with a
single juror, which the trial court determined to be a joke.
Id. at 228. In Peña-Rodriguez, the Court explained that “[t]o
attempt to rid the jury of every irregularity of this sort”
would be unworkable—but “[t]he same cannot be said about
racial bias.” 580 U.S. at 224. Given that “every irregularity
of this sort” must be deemed presumptively prejudicial under
Remmer, there can be no doubt that the presence of a racially
biased juror or racially biased comments made by a juror
during jury deliberations must also be deemed
presumptively prejudicial.
Next, we address Sanchez’s argument that we should go
further than applying the Remmer presumption of prejudice
and conclude that the biased juror’s presence in this case was
structural error under Dyer.
In Dyer, we noted that “the presence of a biased juror
introduces a structural defect not subject to harmless error
analysis.” 151 F.3d at 973 n.2 (citing Arizona v. Fulminante,
499 U.S. 279, 307–10 (1991)). In other words, “[t]he
presence of a biased juror cannot be harmless; the error
requires a new trial without a showing of actual prejudice.”
Id. (citing United States v. Allsup, 566 F.2d 68, 71 (9th Cir.
40 USA V. SANCHEZ
1977)). These statements, read out of context, could be
construed as establishing a general rule that the presence of
a biased juror at any stage of a criminal trial is structural
error. The Government contends, however, that Dyer held
only that a biased juror’s presence is structural error when
the juror’s vote contributes to the verdict that the district
court accepts. We agree.
In Dyer, the evidence of a juror’s bias was not discovered
until after the jury had delivered a guilty verdict. See id. at
973–78.16 After a brief hearing, the state trial court found
that the juror was not biased and allowed the juror to remain
on the jury for the penalty phase. Id. at 973. The defendant
eventually filed a habeas petition in federal court contending
his conviction should be set aside because the presence of a
biased juror violated his Sixth Amendment right. See id.
When we considered the petition, the main issue was
whether we should set aside the state trial court’s finding of
no bias because “‘the material facts were not adequately
developed’ by the state courts.” Id. at 973 (quoting 28
U.S.C. § 2254(d)(3) (1994)). After concluding that we
should set aside that finding, we found that the facts “add[ed]
up to that rare case where we must presume juror bias” and
reversed the denial of Dyer’s habeas petition. Id. at 979–85.
It was seemingly undisputed that the presence of the biased
juror through verdict was structural error that entitled Dyer
to a new trial without any showing of actual prejudice—we
stated that rule in a brief footnote, without discussion. Id. at
973 n.2. Further, we had no reason to address which
16
In Dyer, we found that the juror was predisposed to convict because
of her experience as a crime victim; racial bias was not at issue. See 151
F.3d at 979–85.
USA V. SANCHEZ 41
standard should apply when a biased juror is excused before
the jury returns a verdict.17 See id.
Sanchez, however, does not argue that Dyer’s structural
error standard should apply in all cases in which a biased
juror is present but excused before the trial court accepts a
verdict. Rather, he argues that there was structural error here
because a racially biased juror participated in virtually all of
the deliberations and was excused only thirteen minutes
before the court accepted the verdict. Sanchez argues with
some persuasive force that the difference between this case
and Dyer is technical rather than meaningful. Further, as
discussed, the Supreme Court’s reasoning in Peña-
Rodriguez supports his contention that racial bias warrants a
stricter standard than Remmer.
Still, we decline to hold that Dyer applies in some cases
in which a biased juror is excused before the court accepts
the jury’s verdict, but Remmer applies in others. Where
would we draw the line? How much participation in
deliberations would require the application of Dyer instead
of Remmer? Additionally, the Remmer framework—under
which the government bears the burden of overcoming a
heavy presumption of prejudice—is appropriate. It gives
district courts flexibility to address a wide range of
circumstances. Compare Sarkisian, 197 F.3d at 980–82
(government overcame Remmer presumption where juror
made biased but obscure statements about an ethnic group
17
Some of our reasoning in Dyer suggests we believed that the trial judge
would have had options other than declaring a mistrial if the biased juror
had been discovered and excused before the verdict was returned. For
example, we noted, “Because the verdict was in, the trial judge would
probably not have been free to reopen jury deliberations, even if [an]
alternate had been available.” Id. at 979 n.10 (emphasis added).
42 USA V. SANCHEZ
unrelated to the case and was removed mid-trial), with
Shapiro, 669 F.2d at 599–600 (government did not
overcome presumption where corrupt juror was removed
mid-trial). It also adequately accounts for the facts that
Sanchez contends warrant the application of Dyer in this
case. For example, under the Remmer framework, the extent
of the biased juror’s participation in deliberations is case-
specific evidence of prejudice that increases the
government’s already heavy burden to show
harmlessness. See Shapiro, 669 F.2d at 599–603; supra p.
35. And where, as here, there is evidence of racial bias that
relates to the case, a court can—and should—consider the
constitutional and practical concerns discussed in Peña-
Rodriguez when assessing whether the government has met
its burden.
Therefore, we hold that when the presence of a racially
biased juror is discovered or a juror is found to have made a
racially biased statement, but that juror is excused before the
trial court accepts a verdict, the Remmer presumption of
prejudice applies.
B.
We turn to assessing whether the Government has met
its heavy burden of proving that Juror 5’s presence and
racially biased comments were harmless to Sanchez. See
Shapiro, 669 F.2d at 600–03 (reviewing record to determine
whether district court’s special voir dire “effectively
rebutted the strong presumption that prejudice infected the
proceedings”).
The Government argues this case is closely analogous to
Sarkisian, where we concluded that the government
effectively rebutted the Remmer presumption. See
Sarkisian, 197 F.3d at 981 n.5. We disagree. There are three
USA V. SANCHEZ 43
significant differences: First, in Sarkisian, the juror’s bias
concerned an ethnic group unrelated to the defendants. Id.
at 981–82 (“There was no evidence in the case suggesting
that the defendants were gypsies, and none of the jurors gave
any indication of thinking that the defendants may be
gypsies.”). Here, Juror 5 made statements that demonstrated
bias against Mexicans, and Sanchez is of Mexican descent.
Second, in Sarkisian, the special voir dire showed that only
two jurors heard the biased juror make a vague reference to
an unrelated ethnic group when describing a bizarre phone
call she had received. Id. at 980 & n.4. Neither of the two
jurors “understood what she meant,” and “both thought that
[the reference] was so obscure that none of these jurors could
understand it.” Id. at 981–82. Here, at least four jurors
(Jurors 12, 15, 16, and 25) heard Juror 5 make specific
statements when explaining his view of the case; they
understood what Juror 5 stated; and they understood that his
statements related to Sanchez. Third, the biased juror in
Sarkisian was excused mid-trial—before the jury began
deliberating. Id. at 980. Here, Juror 5 participated in almost
the entirety of the deliberations. And Juror 5’s presence
throughout deliberations is evidence that prejudice occurred.
Cf. Shapiro, 669 F.2d at 599 (explaining that removal of
juror before deliberations “would be some evidence” that
prejudice did not occur).
The Government also argues that the district court’s
special voir dire and instructions to the remaining eleven
jurors demonstrate that Juror 5’s participation in
deliberations was harmless to Sanchez. Again, we disagree.
To understand why, it is important to recognize that the
biased juror’s presence during deliberations could have
prejudiced Sanchez in at least two ways. First, Juror 5’s
expressly biased comments may have influenced other
44 USA V. SANCHEZ
jurors.18 Second, Juror 5’s racial bias may have tainted his
assessment of the evidence, and his biased assessment may
have influenced other jurors. In this manner, Juror 5’s racial
bias could have tainted other jurors’ views even if they did
not hear any of his expressly biased comments.
These “[t]wo possibilities of prejudice against the
defendant[] exist independently of [Juror 5’s] presence on
the jury” at verdict. Shapiro, 669 F.2d at 599–600
(identifying ways in which juror could have prejudiced
defendant even though removed before deliberations). But
the district court considered only the first possibility of
prejudice, not the second. When conducting the special voir
dire, the district court asked the jurors only whether they
heard another juror make a comment that might reflect bias.
Although the court found that Juror 5 could not “deliberate
fairly and impartially,” the court did not try to assess the
extent to which Juror 5 expressed his views of the evidence
to other jurors. When assessing whether prejudice occurred,
the district court framed the issue as “whether Juror 5’s
comments ‘so affected the jury’s ability to consider the
totality of the evidence fairly that it tainted the verdict,’” and
the district court’s reasoning makes clear that it considered
only Juror 5’s expressly biased comment about Mexicans.
Sanchez, 692 F. Supp. 3d at 1033. Likewise, when the
district court denied Sanchez’s motion for a new trial, it
explained that “the majority of the jury . . . informed the
Court that it had no awareness of Juror 5’s [racist]
18
Juror 5 made at least two expressly biased statements during
deliberations: (1) a statement to the effect of “Mexicans hate Americans
and they will do anything to get over on us,” and (2) when discussing
Sanchez’s employer, Fiesta Pro Services, a statement to the effect of,
“You don’t know how deep things run. . . . I’ve spent time in
[REDACTED], and, you know, it could have come up from the cartel.”
USA V. SANCHEZ 45
comments,” and that “each juror unambiguously informed
the Court that those comments did not affect their
deliberations or individual verdicts,” but it did not address
the possibility that the remaining jurors could have been
influenced by Juror 5’s bias in other ways. Sanchez, 692 F.
Supp. 3d at 1033–34. Further, when the district court told
the remaining eleven jurors to resume deliberations, it did
not direct them to disregard all past deliberations and begin
deliberations anew. Cf. Bayramoglu v. Estelle, 806 F.2d
880, 889 (9th Cir. 1986) (distinguishing Shapiro and
denying habeas petition challenging state court conviction
where juror’s bias was based on personal experience, not
racial bias against the defendant; biased juror was removed
before verdict and replaced with alternate; and trial court
specifically instructed jury to disregard all past deliberations
and “begin deliberations anew”). Such an instruction was
especially necessary here because the jury deliberated for
hours with Juror 5 and even reached its partial verdict with
him.
We recognize that the district court engaged in an
extensive inquiry to address the first possibility of
prejudice—the potential impact of Juror 5’s expressly biased
comments. However, that inquiry did not fully account for
the possibility that a juror heard one or more of Juror 5’s
biased comments but subjectively perceived the comment as
innocuous.
When the district court tried to determine whether other
jurors heard a biased comment during deliberations, it first
asked the jurors, “Have you heard any comment by any other
juror which might reflect some bias based upon race,
46 USA V. SANCHEZ
ethnicity, national origin?”19 If a juror heard an objectively
biased comment but did not subjectively perceive it as
biased, they could truthfully respond “no” to that question.
Indeed, at least two jurors—Juror 12 and Juror 15—did
just that: they each heard a comment that “reflects racial,
ethnic, or national origin bias” but responded “no” when first
asked if they heard such a comment. See supra pp. 11–12
(Juror 15), 16–17 (Juror 12). We know that Juror 12 and
Juror 15 each heard a biased comment only because they
reported what they heard after the district court repeated its
question in some fashion—and even then, both jurors
downplayed the significance of the comment while
explaining that they did not believe the comment reflected
actual bias.20 Juror 12 apparently heard Juror 5’s comment
that “Mexicans hate Americans and they will do anything to
get over on us,” but told the district court: “I don’t believe
that there was anything said that was biased. There w[ere]
comments that I heard about – how do I put this? – like, how
the Hispanic community kind of pulls together for
themselves, but I didn’t take that as any – anything biased at
all.” Juror 15 heard Juror 5 claim during deliberations that
he had reason to believe that Sanchez’s employer, Fiesta Pro
Services, “could have come up from the cartel.” But Juror
15 explained that she thought the comment was made “in
19
There were some minor variations in the form of this initial question
that do not affect our analysis. See supra note 3.
20
That Juror 12 and Juror 15 ultimately reported what they heard despite
their subjective belief that the comments were not biased does not
necessarily mean that all jurors who heard a biased comment but
perceived it as innocuous did the same.
USA V. SANCHEZ 47
jest” and she didn’t think that comment “was a racist one.”21
That two jurors heard racially biased comments—but
initially denied hearing any such comment and continued to
deny that the comment was biased—weighs against finding
that the Government has met its heavy burden of showing
“contact with [Juror 5] was harmless to the defendant.”
Remmer, 347 U.S. at 229.
We also recognize that the district court tried to address
the subjective-perception problem by asking some jurors a
follow-up question that did not rely on the juror’s subjective
perception of bias. For example, the district court asked
Juror 24, “No reference to individuals from particular
countries coming to this country or anything of that sort?”
Similarly, after Juror 15 reported that Juror 5 made a
comment about “the cartel,” the district court asked her,
“Was any comment made . . . about how people of a certain
race, ethnicity, or national origin might behave or anything
like that . . . ?”22 However, several jurors were never asked
a comparable follow-up question. 23 Additionally, the
21
See Shapiro, 669 F.2d at 601 (“We cannot accept the jurors’ own
characterization of these conversations as innocuous or joking.”).
22
The district court also asked Juror 1 (the juror who was arguing with
Juror 16 when Juror 5 made the biased comment about Mexicans)
whether he heard “anyone else, maybe in response to that exchange [with
Juror 16] or at any other time,” make any comment that included “the
word ‘Hispanic,’ ‘Spanish,’ ‘Mexican,’ ‘from Mexico,’ [or] anything
like that.”
23
A total of seven jurors did not report hearing Juror 5 make any biased
comment (Jurors 24, 33, 28, 8, 4, 2, and 1). Two of those seven were
asked a question that did not rely on their subjective perception of bias
(Jurors 24 and 1); five were not (Jurors 33, 28, 8, 4, and 2).
48 USA V. SANCHEZ
district court did not ask any juror whether they heard a
comment referring to “the cartel.” 24
It is also possible that other jurors heard biased
statements but were too reluctant to report them to the court.
As the Supreme Court has explained, “[t]he stigma that
attends racial bias may make it difficult for a juror to report
inappropriate statements during the course of juror
deliberations.” Peña-Rodriguez, 580 U.S. at 225. “It is one
thing to accuse a fellow juror of having a personal
experience that improperly influences her consideration of
the case . . . . It is quite another to call her a bigot.” Id. at
225.
The Supreme Court’s concern about juror reluctance to
report racially biased statements is substantiated by the
record here. Even though four jurors reported hearing Juror
5 make biased comments, only one, Juror 16, notified the
court before the special voir dire. Moreover, as noted above,
two of those four jurors initially responded “no” when asked
whether they heard any comment that might reflect bias—
and expressed a personal belief that the comment they
reported hearing was not biased.
Additionally, several jurors said “yes” when asked
whether they heard a comment that might reflect racial bias
but identified Juror 16’s accusation of racism as the biased
comment. Some jurors reacted strongly to Juror 16’s
accusation of racism—apparently more strongly than Jurors
24
As noted, the district court directed some jurors to report comments
that might reflect bias even if they thought the “statement was made in
jest” or “not made seriously.” See supra note 4. Of the seven jurors who
did not report hearing Juror 5 make a biased comment, three were given
that direction (Jurors 8, 4, and 2); four were not (Jurors 24, 33, 28, and
1).
USA V. SANCHEZ 49
12, 15, and 25 reacted to Juror 5’s biased statements. As
Juror 15 explained, “we were discussing and all of that, and
one of the jurors said something to one of the other jurors,
‘Well, at least I’m not racist.’ And that was kind of shut
down right away. One of the women said, ‘That’s really
uncalled for.’” Juror 28 similarly testified that other jurors
“leapt to the defense of [Juror 1]” and said, “Whoa. Nobody
is being racist.” Juror 8 told the court it was “not acceptable”
for Juror 16 to accuse someone of racism.
There is no way to know from the record whether the
jurors who did not report a racially biased comment did not
hear such a comment—or heard one but either subjectively
perceived it as innocuous or were reluctant to accuse another
juror of racism. Likewise, we do not know the full extent
and nature of Juror 5’s participation in deliberations. The
Government had the opportunity to suggest additional
questions and different jury instructions to the district court,
but it did not. Because the Government bears the heavy
burden of dispelling the presumption and evidence of
prejudice, we must resolve the ambiguity in the record
against the Government. See Shapiro, 669 F.2d at 599 (“The
jurors’ responses to these questions must be evaluated in the
context of the heavy burden that falls upon the government
. . . .”).25
25
In Shapiro, the district court removed the tainted juror before
deliberations began and conducted a special voir dire with each juror “to
determine whether Leoni had affected them,” and “each juror stated that
he had not been contacted about the case, and had not discussed with
other jurors the guilt or innocence of any party.” 669 F.2d at 599–600.
We noted, however, that several jurors admitted they had conversations
about the case despite the court’s directive not to do so. Id. at 601. Even
though the record did not conclusively show that Leoni spoke to any
jurors about the case, the fact that some conversations occurred meant
50 USA V. SANCHEZ
The Government notes that the district court found the
remaining 11 jurors “unequivocally expressed their view
that they were not affected by any statement or any
accusation of discrimination.” This finding, however,
merely reflects the jurors’ self-assessments of prejudice.
“[A] juror’s good faith belief in his own impartiality is not
dispositive.” Shapiro, 669 F.2d at 601 (citing Irvin v. Dowd,
366 U.S. 717, 727–28 (1961)). “The effect of extrinsic
prejudicial evidence on a juror’s deliberation may be
substantial even though it is not perceived by the juror and
‘a juror’s good faith cannot counter this effect.’” Jeffries v.
Wood, 114 F.3d. 1484, 1491 (9th Cir. 1997) (quoting United
States v. Williams, 568 F.2d 464, 471 (5th Cir. 1978)); see
also Caliendo v. Warden of Cal. Men’s Colony, 365 F.3d
691, 699 (9th Cir. 2004) (jurors’ assertions that an improper
encounter had no influence on them “did not suffice to meet
the government’s heavy burden of proving harmlessness”).
This general principle—that jurors’ self-assessments of
prejudice are not reliable enough to be dispositive—is
supported by the record in this case, as at least two jurors
heard biased comments but did not subjectively perceive
them as biased.26
Leoni “may have commented on the merits of the case in the presence of
the other jurors.” Id. (emphasis added). “[G]iven the heavy presumption
against the government,” that possibility alone was enough to “present a
very close case.” Id.
26
The Dissent wrongly asserts that we have effectively established a
“per se rule . . . requiring a mistrial” whenever “there is a whiff of juror
racial bias” at any point during trial. Dissent at 69, 77 n.17. Although
the Remmer presumption of prejudice is “heavy,” it is not
insurmountable. Indeed, as the Government acknowledges, Sarkisian
itself is an example where the Government succeeded in rebutting the
presumption of prejudice. See Sarkisian, 197 F.3d at 981 n.5. Further,
USA V. SANCHEZ 51
For all these reasons, we conclude that the Government
has not effectively rebutted the strong presumption and
evidence that the racially biased juror’s presence prejudiced
Sanchez.27
IV. CONCLUSION
When a juror is racially biased or makes a racially biased
statement, but that juror is excused before the trial court
accepts a verdict, the Remmer presumption of prejudice
applies, and the Government bears the heavy burden of
rebutting that presumption and proving that the racially
biased juror’s presence was harmless to the defendant.
Additionally, when a biased juror has participated in
deliberations, such participation is additional evidence of
prejudice that the Government must overcome. In this case,
a racially biased juror participated in all but the last thirteen
minutes of the jury’s deliberations, which spanned many
hours across two days. Because the Government has not met
its burden to show Juror 5’s presence and racially biased
statements were harmless, Sanchez is entitled to a new trial.
Accordingly, we REVERSE the district court’s denial of
Sanchez’s motion for a new trial, and we REMAND for a
new trial.
as noted above, this might have been a different case had the Government
requested, and the district court taken, some or all of the additional
remedial steps that were available—such as seating an alternate juror or
instructing the jury to disregard all past deliberations and begin
deliberations anew.
27
We do not reach Sanchez’s alternative argument that the district court
erred by not investigating the allegation of juror bias on the basis of
sexual orientation.
52 USA V. SANCHEZ
BEA, Circuit Judge, concurring in part and dissenting in
part:
“One may not know or altogether understand the
imponderables which cause one to think what he thinks, but
surely one who is trying as an honest man to live up to the
sanctity of his oath is well qualified to say whether he has an
unbiased mind in a certain matter.” Dennis v. United States,
339 U.S. 162, 171 (1950). My colleagues disagree that a
juror can effectively state whether his judgment of the
evidence has been affected by another juror’s racist remarks
made during jury deliberations because they think the
ordinary person is not sufficiently enlightened to realize the
impact of racially biased comments heard on his ability to be
a fair and impartial juror.
Instead, my colleagues hold that it is for us judges to
determine the impact of racially biased comments on a
juror’s mind. And what is that impact? Each juror is
presumptively tainted, regardless whether that juror
unequivocally says he can remain fair and impartial
notwithstanding the racially biased comment. And, a
mistrial must be declared, unless the Government can
overcome that presumption.
To reach this result in this case, my colleagues first reject
this Court’s binding precedent in United States v. Sarkisian,
197 F.3d 966 (9th Cir. 1999), to conclude the district court
applied an incorrect legal standard when determining
whether defendant Sanchez was prejudiced by the racially
biased juror’s presence. Then my colleagues rely upon a
faulty reading of Peña-Rodriguez v. Colorado, 580 U.S. 206
USA V. SANCHEZ 53
(2017), to extend Remmer’s presumption of prejudice 1 to
situations where, absent any outside contact to or from the
jury itself, a racially biased juror participates in some jury
deliberations, but is removed from the jury following a
report of misconduct by a juror to the judge and before the
jury’s final verdict is reached, and the trial court accepts the
verdict. Finally, my colleagues create an insurmountable
standard that the Government must satisfy to rebut their
newly fabricated presumption of prejudice. Predictably, my
colleagues conclude the Government has not accomplished
this insurmountable task. Accordingly, they reverse the
denial of Sanchez’s motion for a new trial and remand for a
new trial. Because I would affirm the denial of Sanchez’s
motion for a new trial, I respectfully dissent.2
I.
On the fifth day of trial in Sanchez’s case, the district
court informed the parties that it had become aware of a
potential problem in the jury deliberations. Earlier that
morning, one of the jurors, Juror 16, gave the jury
commissioner a folded piece of paper and said, “I don’t
know if I give this to you or I give this to the clerk.” The
jury commissioner informed Juror 16 that he should give the
1
“[A]ny private communication, contact, or tampering directly or
indirectly, with a juror during a trial about the matter pending before the
jury is, for obvious reasons, deemed presumptively prejudicial, if not
made in pursuance of known rules of the court and the instructions and
directions of the court made during the trial, with full knowledge of the
parties.” United States v. Remmer, 347 U.S. 227, 229 (1954).
2
Nonetheless, I concur with the majority’s opinion that Dyer v.
Calderon’s structural error standard does not apply when the presence of
a racially biased juror is discovered or a juror is found to have made a
racially biased statement, but that juror is excused before the trial court
accepts a verdict. Maj. Op. at 41–42.
54 USA V. SANCHEZ
note to the clerk. Juror 16 communicated with the law clerk
and told him that “‘there is some stuff going on in the jury
room, some racism I don’t want to be a part of,’ or something
to that effect.” Soon thereafter, the court received a note
from the jury indicating they may have reached a verdict on
some but not all counts. The court and counsel agreed that a
thorough investigation into Juror 16’s allegations was
warranted before accepting the jury’s verdict. Maj. Op. at
5–6. The court undertook such an investigation by
questioning the jurors in the presence of counsel. Maj. Op.
at 6–20. After the court concluded his questioning of a juror
and asked the juror to leave the room, the court asked
counsel if they had any further follow-up questions for the
juror. Defense counsel proposed only one additional
question to the court.3 Through its investigation, the court
determined Juror 5 had made a racially biased statement
about Mexicans. 4 Maj. Op. at 22. Following the court’s
investigation, Sanchez renewed his motion for a mistrial,
which the court denied, but the court did excuse Juror 5 for
good cause under Federal Rule of Criminal Procedure
23(b)(3).5 Maj. Op. at 20–23. Before he called the jury back
in to court, the judge informed counsel that he would
“excuse Juror No. 5 here in open court” and “instruct [the
remaining jury of eleven] simply to resume their
deliberations.” He told counsel that he would not “give them
any other instruction beyond that unless counsel now
3
The court did not ask this question because the transcript from
questioning the jurors showed that defense counsel’s proposed question
had already been answered.
4
Defendant Sanchez is of Mexican nationality and ethnicity.
5
After the court informed counsel that it had reviewed Juror 16’s note,
Sanchez moved for a mistrial, which the court took under advisement.
USA V. SANCHEZ 55
request[ed] it.” Sanchez’s counsel did not request any
further instruction, such as an instruction that the jury start
deliberations anew, but he did object to the court not
granting his motion for a mistrial. The court called the jury
back in and excused Juror 5 because “our system is so
incredibly vital and important to the public’s respect for the
rule of law, that even the appearance of impropriety requires
us to take certain steps just to ensure that there is complete
confidence in the fairness of the process and the impartiality
of the legal system.” After Juror 5 left the courtroom, the
court directed the jury to “resume deliberations” and
“consider . . . whether excusing Juror No. 5 and functioning
as a jury of 11, whether you have reached a different verdict
or would reach a different verdict. That’s up to you to
decide.” 6 As my colleagues write, the jurors resumed
deliberations for thirteen minutes and returned a partial
verdict. Maj. Op. at 24.
The district court denied Sanchez’s renewed motion for
a new trial, citing Sarkisian, 197 F.3d at 981 (citing United
States v. Keating, 147 F.3d 895, 903 (9th Cir. 1998)). United
States v. Sanchez, 692 F. Supp. 3d 1025, 1034 (D. Idaho
2023). The court noted “this case presents a unique set of
circumstances that the Court, and apparently the parties,
have been hard-pressed to find any analogous authority.” Id.
at 1030. Then, the court described the factual similarities
between this case and Sarkisian. Id. at 1032–33. Therefore,
6
The district court did not abuse its discretion in permitting the jury of
eleven persons to resume deliberations and return a verdict because he
found good cause to excuse Juror 5. In United States v. Brown, this
Court held that a district court did not abuse its discretion by proceeding
with eleven jurors and directing them to resume deliberations, rather than
seating an alternate juror, after excusing a juror who became ill. 784
F.3d 1301, 1301–02 (9th Cir. 2015).
56 USA V. SANCHEZ
the court determined “the proper question here is whether
Juror 5’s comments ‘so affected the jury’s ability to consider
the totality of the evidence fairly that it tainted the
verdict[.]’” Id. at 1033 (quoting Sarkisian, 197 F.3d at 981).
The district court in Sanchez described that, like the
district court in Sarkisian, it had (1) questioned each juror
individually, (2) found that most jurors “had no awareness
of” or did not “hear any” biased comments, and (3) found
that each of the jurors who had heard the biased comments
“unambiguously” said the comments did not affect their
deliberations or individual verdicts. Id. at 1033–
34. Therefore, the court found “there is no reason to believe
that the Court’s efforts to cure the jury of any potential bias
was insufficient to protect Mr. Sanchez’s Sixth Amendment
rights as to the remaining eleven jurors.” Id. at
1034. Accordingly, the district court denied Sanchez’s
motion for a new trial. Id. Sanchez appealed.
II.
The district court correctly denied Sanchez’s motion for
a new trial. It faithfully applied our precedent, which holds
that, in cases where jurors hear another juror’s racially
biased statement, the relevant question is whether the
racially biased statement “so affected the jury’s ability to
consider the totality of the evidence fairly that it tainted the
verdict.” Sarkisian, 197 F.3d at 981 (quoting United States
v. Smith, 962 F.2d 923, 935 (9th Cir. 1992)). Yet the
majority concludes that the district court erred when it
followed Sarkisian, not because the district court improperly
applied Sarkisian, but because the majority disagrees that
Sarkisian states the applicable law. Maj. Op. at 33–34. That
is wrong. Although we may criticize a previous case’s
explanation of its reasoning, so long as it remains good law
USA V. SANCHEZ 57
and is applicable, we are bound to follow it. Societe Civile
Succession Guino v. Renoir, 549 F.3d 1182, 1190 (9th Cir.
2008). As the district court in Sanchez rightly recognized,
the factual similarities between Sarkisian and Sanchez are
striking.
During the district court trial in Sarkisian, a problem
arose with two of the seated jurors, which led to the two
jurors being excused prior to jury deliberations. 197 F.3d at
975. One juror, Arthur Barnello (“Barnello”) was dismissed
because he “discuss[ed] the case with an FBI agent who
attended Barnello’s church.” Id. at 980 n.3. The other juror,
Angela Yerkes (“Yerkes”), was excused because she made a
“prejudicial statement against ‘gypsies’” and was upset
because “some unknown person had called the police and
told them that Yerkes’s son had killed [Yerkes].” Id. at 980.
The district court became aware of the potential problem
with Yerkes because she informed the court “she had a
problem.” Id. During her conversation with the judge,
Yerkes told the judge about the phone call made to the police
and then made the following statements about gypsies:
Yerkes (to the Court): When you first asked
the questions do you have any problem with
serving on this jury I didn’t understand or
didn’t know what the case was. In our
business that I worked for for many years we
do not allow gypsies into our business
because they wreak havoc and whatnot.
***
The Court: I don’t understand what you mean
by gypsies.
58 USA V. SANCHEZ
Yerkes: I made the mistake of asking them
where they are from, and they said, “We are
gypsies. We are from anywhere.” They have
had bad luck, and I’m not sure that I can
honestly give an opinion understanding that
they are—the defendants in this case are
gypsies.
Id. (emphasis added). When the judge attempted to clarify
what Yerkes meant, she became upset and “had difficulty
answering his questions.” Id. The judge excused her. Id.
“[T]he court and all counsel agreed to hold individual in
camera meetings with each juror to determine what Yerkes
may have told them.” Id.
In camera questioning of jurors revealed that Yerkes
informed the other jurors about the phone call to the police
that Yerkes’s son had killed Yerkes and that the jurors
advised her to inform the judge. Id. The judge told each
juror that the phone call was a “childish prank” and that it
“had nothing to do with the reason why Juror Barnello was
excused.” Id. at 981. The judge asked each juror to
determine whether Yerkes’s comments affected the juror’s
ability to be fair and impartial. Id. All jurors denied any
such effect. Id. The questioning also revealed that two
jurors had heard Yerkes say “something about gypsies.
Neither juror, however, understood what she meant.” Id. at
980. Juror number 10 stated that he “didn’t understand what
she was saying. It didn’t make a whole lot of sense to us, and
she asked us if she was a gypsy.” Id. at 800 n.4. Juror
number 12 stated that Yerkes said “something sort of
disjointed, something about gypsies, and asked if anyone
knew anything about gypsies, which nobody really got the
USA V. SANCHEZ 59
gist of, and that was it. That’s about all I remember about the
conversation.” Id.
Defendants in Sarkisian filed a motion with the district
court for a mistrial “because the jury was tainted by Juror
Angela Yerkes’s prejudicial statement against
‘gypsies.’” Id. at 980.7 The district court denied defendants’
motion for a mistrial because he was “‘110 percent satisfied
that we have an unbiased, unprejudiced jury.’” Id. at 982.
The jury convicted defendants on either all or most of the
charges. Id. at 975. Defendants appealed, arguing the
district court erred in denying their motion for a mistrial
based on a claim that the defendants’ Sixth Amendment right
to a fair trial before an unbiased jury had been violated. Id.
at 980–81.
We held that the district court did not abuse its discretion
in denying defendants’ motion because Yerkes’s “comment
did not affect the jury’s ability to consider the totality of the
evidence fairly or taint the verdict.” Id. at 982. We
concluded “the district court took sufficient steps to ensure
the jurors were not prejudiced by Yerkes’s statement about
gypsies.” Id. at 981. We determined the district court
7
All the defendants were of Armenian or Russian descent. Sarkisian,
197 F.3d at 978. On appeal to this Court, Defendant-Appellant
Ivanchikov stated that “[t]he jury was influenced by . . . Yerkes
expressing her bias against ‘gypsies’” because “Gypsies historically
come from Eastern Europe,” which includes Armenia and Russia. Br.
for Appellant (Sergey Ivanchikov) at 45–46, 48, Sarkisian, 197 F.3d 966
(9th Cir. 1999) (No. 98-10261). In 2002, the Russian national census
reported that there was 183,000 Roma—also known as Gypsies—in the
Russian Federation. At the end of the 20th century, the Roma population
in Armenia was estimated to be 5,000 to 7,000 people. CAHROM,
THEMATIC VISIT ON THE SITUATION OF EASTERN ROMA GROUPS (ROMA,
LOM/BOSHA, DOM/GARACHI, ABDAL) AND POLICY RESPONSES TO THEIR
NEEDS, 16, 20 (2017).
60 USA V. SANCHEZ
holding “individual in camera meetings” with each juror was
sufficient to decide whether the jury was tainted by Yerkes’s
statements. Id. We noted that, during in camera interviews,
“none of the jurors gave any indication of thinking that the
defendants may be gypsies” and both jurors who heard
Yerkes’s statement “thought that it was so obscure that
[they] could [not] understand it.” Id. at 981–82. We
reiterated that “[t]he trial judge was in a better position than
we are to determine whether what happened was
prejudicial.” Id. at 982 (quoting United States v. Armstrong,
909 F.2d 1238, 1244 (9th Cir. 1990)). Now back to
Sanchez’s case.
As the district court in Sanchez recognized, just as had
the district court in Sarkisian, (1) it had questioned each
juror individually, (2) most jurors “had no awareness of” or
did not “hear any” racially biased comments, and (3) each of
the jurors who heard the racially biased comments
“unambiguously” said the comments did not affect their
deliberations or individual verdicts. Compare Sanchez, 692
F. Supp. 3d at 1033–34 with Sarkisian, 197 F.3d at 980–81.
Based on both district courts’ thorough investigations into
the accusations of a juror making racially biased statements,
each court was confident the remaining jurors could remain
fair and impartial. Compare Sanchez, 692 F. Supp. 3d at
1034, with Sarkisian, 197 F.3d at 982. My colleagues’
attempt to distinguish Sarkisian is unconvincing. Maj. Op.
at 42–43.
My colleagues make much of the fact that the juror’s
comments in Sarkisian were vague and concerned an ethnic
group unrelated to the defendants, whereas Juror 5’s
comments in this case were clear and “demonstrated bias
against Mexicans, and Sanchez is of Mexican descent.” Maj.
USA V. SANCHEZ 61
Op. at 43. 8 But what matters is the court’s method of
examination and the lack of effect that Yerkes’s comments
had on the remaining jurors in Sarkisian and the same
method of examination and lack of effect which Juror 5’s
comments regarding Mexicans had on the jurors in this case.
My colleagues also claim Sarkisian is distinguishable
because “the biased juror in Sarkisian was excused mid-
trial—before the jury began deliberating,” whereas “[h]ere,
Juror 5 participated in almost the entirety of the
deliberations.” Maj. Op. at 43. But again, my colleagues
miss the point. Here in Sanchez, after much of the jury’s
deliberations, “all of the [remaining] jurors . . .
unequivocally expressed their view that they were not
affected by any statement or any accusation of
discrimination; that they do not believe that their individual
verdict or verdict of other jurors [were] affected by any
statement or accusation of racism made during the jury’s
deliberations” before the jury’s final verdict was reached.
Sanchez, 692 F. Supp. 3d at 1034 (internal quotation marks
omitted).
Perhaps because they recognize Sarkisian and Sanchez
are not factually distinguishable, my colleagues attack
8
Quite obviously, in both Sarkisian and Sanchez, the biased juror
undoubtedly perceived the ethnic group the juror made a racist remark
about as related to the defendant(s). Indeed, Defendant-Appellant
Ivanchikov stressed this in his opening brief on appeal to this Court. Br.
for Appellant (Sergey Ivanchikov) at 48 (“Yerkes clearly was biased
against people she perceived to be ‘gypsies,’ which included the
defendants.”). It does not matter whether the defendants were in fact
gypsies, any more than it would matter that an antisemite was mistaken
in thinking the defendant was Jewish. What matters is that the juror was
racially biased and identified the defendants as of the race as to which
she was biased.
62 USA V. SANCHEZ
Sarkisian’s legal reasoning. Maj. Op. at 33–34. My
colleagues offer three reasons for finding Sarkisian “neither
binding nor persuasive authority”: (1) “it expressly declined
to decide whether the Remmer presumption-of-prejudice
standard should apply”; (2) “its only reason for questioning
Remmer’s applicability contravened our precedent”; and
(3) “it provided no reasoned explanation for applying the
plain error standard[.]” Maj. Op. at 33–34.
First, let us dispose of Sarkisian’s claimed application of
the plain error standard of review. My colleagues are simply
incorrect. The Sarkisian court did not apply the plain error
standard,9 but instead reviewed for abuse of discretion as our
precedent dictates. Sarkisian, 197 F.3d at 981. The court
relied on our decision in Smith to formulate the appropriate
legal rule for when jurors are exposed to racially biased
comments. Id. (quoting Smith, 962 F.2d at 935 (“[W]e may
reverse . . . only if the . . . conduct so affected the jury’s
ability to consider the totality of the evidence fairly that it
tainted the verdict[.]”)). Then, the Sarkisian court, citing
Armstrong, analyzed whether the district court’s finding that
“jurors were not prejudiced by Yerkes’s statement about
gypsies” was unsupported in the context of the entire record.
9
For there to be plain error, “[t]here must be ‘error’ that is ‘plain’ and
that ‘affect[s] substantial rights.’” United States v. Olano, 507 U.S. 725,
732 (1993). “[I]n most cases [‘affec[t] substantial right[s]’] means that
the error must have been prejudicial: It must have affected the outcome
of the district court proceedings.” Id. at 734. Moreover, the court should
not exercise its discretion to review errors that were not timely raised in
district court “unless the error seriously affect[s] the fairness, integrity or
public reputation of judicial proceedings.” Id. at 732 (internal quotation
marks and citation omitted).
USA V. SANCHEZ 63
Id. at 981–82. 10 The Sarkisian court found that,
notwithstanding Yerkes’s views of the defendants, “[t]here
was no evidence in the case suggesting that the defendants
were gypsies, and none of the jurors gave any indication of
thinking that the defendants may be gypsies.” Id. at 981.11
My colleagues criticize Sarkisian’s formulation of the legal
standard that applies when jurors are exposed to racially
biased comments. Maj. Op. at 32–33. While Sarkisian may
not appeal to them, this panel cannot overrule it. Miller v.
Gammie, 335 F.3d 889, 892–93 (9th Cir. 2003) (en banc).
My colleagues claim Sarkisian “expressly declined to
decide whether the Remmer presumption-of-prejudice
standard should apply.” Maj. Op. at 33. That is an
incomplete summary of Sarkisian on that point. The
Sarkisian court determined it was “unclear whether Remmer
applies . . . because that case involved an ex parte
communication between a juror and an outside person,” so it
did indeed decide not to apply the presumption. Sarkisian,
197 F.3d at 981 n.5.12 Relevant here is that Sarkisian did not
10
The standard of review that we applied in Sarkisian was akin to the
abuse of discretion standard that we articulated in United States v.
Hinkson, 585 F.3d 1247, 1261–62 (9th Cir. 2009) (en banc), not the plain
error standard that the Supreme Court articulated in Olano, 507 U.S. at
732.
11
True. Yerkes’s statement that she believed the defendants were
gypsies was made during an individual in camera interview with Yerkes
and was not evidence presented to the jury.
12
Contrary to what my colleagues claim, the Sarkisian court’s brief
statement in a footnote that “even if Remmer applies, . . . the Government
adequately demonstrated that the jury’s exposure to Yerkes’s conduct
was harmless,” Maj. Op. at 31 n.12, is a phrase in the conditional mood,
stated in the manner of a hypothetical, and not in the indicative mood so
64 USA V. SANCHEZ
apply Remmer’s presumption of prejudice under
circumstances similar to Sanchez’s case, since, unlike
Remmer, there was no outside communication, contact, or
tampering with the jury. 13 My colleagues cannot ignore that
troublesome reality simply because they dislike the result in
this case. See Societe Civile Succession Guino, 549 F.3d at
1190.
Further, my colleagues are incorrect that the Sarkisian
court’s “only reason for questioning Remmer’s applicability
contravened our precedent.” Maj. Op. at 33. My colleagues
state that we “held in Shapiro that Remmer applies when the
‘jury taint originates from within the jury itself’—including
when the alleged taint arises from jurors’ exposure to the
partiality of another juror who was removed before
deliberations.” Maj. Op. at 32 (quoting United States v.
Shapiro, 669 F.2d 593, 599–600, 603 (9th Cir. 1982)). But
my colleagues ignore that Shapiro involved jury tampering,
for which the Supreme Court had created a “special rule.” 14
United States v. Dutkel, 192 F.3d 893, 895 (9th Cir. 1999).
to demonstrate the court acted to apply Remmer as the appropriate
standard. Sarkisian, 197 F.3d at 981 n.5.
13
Other panels in this Circuit have applied Sarkisian’s legal standard
when there was no outside contact to a juror. See United States v.
McCormac, 309 F.3d 623, 626 (9th Cir. 2002) (applied Sarkisian legal
standard in affirming the district court denying defendant’s motion for
mistrial based on the district court holding defendant in contempt in the
presence of prospective jurors).
14
I use the phrase “jury tampering” to describe an influence outside the
jury’s composition as described in Remmer, i.e. “any private
communication, contact, or tampering directly or indirectly, with a juror
during a trial about the matter pending before the jury[.]” Remmer, 347
U.S. at 229. In Remmer, the jury taint originated from an outsider, who
attempted to bribe a juror. Id. at 228.
USA V. SANCHEZ 65
In Shapiro, a juror attempted to extort money from the
defendants in return for promise of a verdict of acquittal.
669 F.2d at 599. With the help of DEA undercover agents,
juror number seven was identified as the extortionist and
arrested. Id. Juror number seven was removed from the
jury. Id. It is in this context of jury tampering that the
following statement in Shapiro must be understood:
We emphasize that we do not adopt a per se
rule requiring that a mistrial be declared
whenever jury taint originates from within
the jury itself. In such situations the
government has the burden of showing that
the tainted juror did not influence others.
Id. at 603. The Shapiro court explained the dangers of
investigating alleged jury tampering because “the
questioning itself will suggest defense misconduct and
thereby result in prejudice.” Id. Further, Shapiro did not
rely upon any case with a similar fact pattern to what we
have here: juror-to-juror misconduct without any outside
contact. Therefore, for non-jury tampering cases, i.e. where
there was no private communication, contact, or tampering
from or to sources outside the jury, even after Shapiro, “the
remedy for allegations of juror partiality is a hearing in
which the defendant has the opportunity to prove actual
bias,” unless the conduct is serious and presumptively
prejudicial. Smith v. Phillips, 455 U.S. 209, 215 (1982).15
15
The majority mistakenly criticizes the Government for its accurate
reliance on Lewis v. Andes to argue that Remmer applies only when the
juror taint comes from an external source. Maj. Op. at 34 n.14. In Lewis
v. Andes, Petitioner-Appellant claimed that “the California Supreme
Court’s decision ‘was contrary to and an unreasonable application of
66 USA V. SANCHEZ
The threat to jury sanctity is much greater where there is
outside contact to or from the jury itself, than where a juror
merely misbehaves in the presence of the other jurors,
because the jury can witness and report such misbehavior.
But when a juror bribe is offered or is sought, the
misbehavior occurs outside the presence and observation of
the other jurors and thus may be unknown to the other
members of the jury. That greater threat to jury sanctity
justifies the creation of the difficult to rebut Remmer
presumption of prejudice. But that threat is not so great
when one is faced with juror misconduct—such as
[Mattox and Remmer]’” as an uncertified claim on appeal to this
Court. 95 F.4th 1166, 1187 (9th Cir. 2024). We held,
The Mattox-Remmer framework applies only if an
extraneous source influenced the jury’s
deliberations. See Fields v. Brown, 503 F.3d 755, 779–
80 (9th Cir. 2007) (en banc). Because Lewis fails to
show that the California Supreme Court was
unreasonable in concluding that the jury did not
consider an extraneous source, we do not reach
his Mattox-Remmer argument.
Id. The majority wrongly attempts to limit Lewis’s reasoning to apply
only to instances where “jurors had considered personal religious
beliefs” during deliberations. Maj. Op. at 34 n.14. However, even
granting the majority’s proposition, how can a juror’s racial bias be
considered an extraneous source any more than a juror’s religious
convictions? As we have held, “[t]he type of after-acquired information
that potentially taints a jury verdict should be carefully distinguished
from the general knowledge, opinions, feelings, and bias that every juror
carries into the jury room.” Hard v. Burlington N.R.R. Co., 870 F.2d
1454, 1461 (9th Cir. 1989). Further, the Lewis court was not alone in
recognizing that the Remmer presumption of prejudice applies only if an
extraneous source influenced the jury’s deliberations. See Kipp v. Davis,
971 F.3d 866, 881 (9th Cir. 2020).
USA V. SANCHEZ 67
expressions of racial bias from a juror, like that which
occurred in Sarkisian and in this case.
Therefore, it is plain to me that this case is clear and we
are bound by Sarkisian’s decision. Hart v. Massanari, 266
F.3d 1155, 1171 (9th Cir. 2001) (“Circuit law . . . binds all
courts within a particular circuit, including the court of
appeals itself.”). Thus, I would affirm the denial of
Sanchez’s motion for a new trial.
III.
The majority justifies its expansion of Remmer’s
presumption of prejudice beyond its appropriate scope of
outside-the-jury tampering by citing the Supreme Court’s
holding in Peña-Rodriguez, 580 U.S. at 224–25. Maj. Op.
at 35–36, 39. The majority’s reliance on Peña-Rodriguez is
inapt.
In Peña-Rodriguez, the Supreme Court reasoned that an
exception to the rule that jurors could not impeach their
verdict was required in a case where expressions of racial
stereotypes or animus during jury deliberations tainted jury
deliberations because the existing “safeguards to protect the
right to an impartial jury . . . may prove insufficient” to
combat racial bias. 580 U.S. at 224–25. Those safeguards
are: (1) voir dire, (2) jury observation by the court, by
counsel, and by court personnel during trial, and (3) jurors
reporting inappropriate behavior before they render a
verdict. Id. at 220. The Supreme Court reasoned that “[t]he
stigma that attends racial bias may make it difficult for a
juror to report inappropriate statements during the course of
juror deliberations.” Id. at 225. Thus, a Colorado Rule of
Evidence which disqualified a juror from impeaching the
jury verdict perhaps affected by racial bias was inconsistent
with federal due process guarantees. Id. at 227. Judicial
68 USA V. SANCHEZ
inquiry must be permitted “to consider the evidence of the
juror’s statement and any resulting denial of the jury trial
guarantee.” Id. at 225. Such judicial inquiry, as noted
above, is precisely what the district court did in Sanchez.
However, the Supreme Court in Peña-Rodriguez did not
“decide the appropriate standard for determining when
evidence of racial bias is sufficient to require that the verdict
be set aside and a new trial be granted.” Id. at 228. Nor did
the Supreme Court articulate “what procedures a trial court
must follow when confronted with a motion for a new trial
based on juror testimony of racial bias.” Id. The Supreme
Court reversed the judgment of the Colorado Supreme
Court. Id. at 229. The Supreme Court remanded the case to
the state court to consider the sworn affidavits from two
jurors that might establish that racial considerations affected
the jury verdict, without any instruction to accord a Remmer-
like presumption of prejudice. Id.
The majority here ignores that the safeguards to protect
the right to an impartial jury indeed worked in Sanchez’s
case. Unlike the jurors in Peña-Rodriguez, in this case, Juror
16 reported Juror 5’s “inappropriate statements during the
course of juror deliberations.” Id. at 225. Further, unlike the
court in Peña-Rodriguez, the district court here evaluated the
effect of the alleged misconduct before the jury reached its
verdict. Following evidentiary hearings with each juror,
which are “the remedy for allegations of juror partiality,”
Smith v. Phillips, 455 U.S. at 215, the district court was “very
confident that the remaining jurors did not and would not let
any racial animus or national origin animus affect their
verdict.” Sanchez, 692 F. Supp. 3d at 1034 (internal
quotation marks omitted).
USA V. SANCHEZ 69
Thus, although my colleagues endeavor to discredit
Sarkisian, it remains good law and we are bound to follow
it. Further, Peña-Rodriguez does not hold that the presence
of a racially biased juror during jury deliberations must be
deemed presumptively prejudicial. Therefore, I respectfully
dissent.
IV.
Bad enough that the majority declines to follow
Sarkisian, which is binding precedent. But, today’s opinion
poses a further grave threat to our jury system. Under the
majority’s reasoning, if at any point during trial, there is a
whiff of juror racial bias, a new trial is mandated.
My colleagues correctly decline to hold that the presence
of a racially biased juror, who is excused before the trial
court accepts a verdict, constitutes structural error under
Dyer v. Calderon. Maj. Op. at 41–42. Instead, my
colleagues adopt the Remmer framework because “[i]t gives
district courts flexibility to address a wide range of
circumstances.” Maj. Op. at 41. But what my colleagues
fail to realize is that they have not created flexibility for trial
courts, but a straitjacket.
Typically, this Court accords “substantial weight to the
trial judge’s conclusion as to the effect of alleged juror
misconduct . . . [especially] if the trial court has conducted
an evidentiary hearing.” Armstrong, 909 F.2d at 1244
(quoting United States v. Madrid, 842 F.2d 1090, 1092 (9th
Cir.), cert. denied, 488 U.S. 912 (1988)). This makes sense
“[b]ecause it is the trial judge who views juror conduct
firsthand.” United States v. Perez, 658 F.2d 654, 663 (9th
Cir. 1981). Therefore, it is the trial judge who is “in the best
position to evaluate the jury’s ability to deliberate.” United
States v. Beard, 161 F.3d 1190, 1194 (9th Cir. 1998)
70 USA V. SANCHEZ
(internal quotation marks and citation omitted). Here, the
district court conducted “an extensive inquiry” into “the
potential impact of Juror 5’s expressly biased comments.”
Maj. Op. at 45. Such factual findings are entitled to
substantial deference under the applicable abuse of
discretion standard articulated by United States v. Hinkson,
585 F.3d 1247, 1261–62 (9th Cir. 2009) (en banc).
However, my colleagues conclude the district court’s
conclusions warrant no deference because its “inquiry did
not fully account for the possibility that a juror heard one or
more of Juror 5’s biased comments but subjectively
perceived the comment as innocuous.” Maj. Op. at 45
(emphasis added). Further, although the jurors universally
stated they could remain fair and impartial, my colleagues
discredit these assessments because “at least two jurors
heard biased comments but did not subjectively perceive
them as biased.” Maj. Op. at 50 (emphasis added).
The majority has created a “heads I win, tails you lose”
test. During a questioning of jurors as to whether racially
biased comments affected their impartiality, if jurors admit
bias, a new trial is mandated. But, if jurors admit hearing
racially biased comments, yet deny they have been affected,
a new trial is mandated because those jurors may possibly
have not been able to perceive subjectively the racial bias
that has tainted them.
Prior to the majority’s quite original fabrication of
such a rule, trial courts had been advised that the
Government could rebut the presumption of prejudice by
“most obviously . . . seek[ing] evidence from the jurors
themselves[.]” Godoy v. Spearman, 861 F.3d 956, 968 (9th
Cir. 2017) (en banc). But as my colleagues have informed
us, “a juror’s good faith belief in his own impartiality is not
USA V. SANCHEZ 71
dispositive.” Maj. Op. at 50 (quoting Shapiro, 669 F.2d at
601 (citing Irvin v. Dowd, 366 U.S. 717, 727–28 (1961)).
However, the majority errs by instructing courts to ignore
completely a juror’s belief in his own impartiality. Instead,
after being told by a juror that he did not perceive what he
heard as a racially biased comment by a juror, the trial court
is to conclude on its own whether the questioned juror was
not sufficiently enlightened to appreciate the racial bias
content of a statement. Next, although the judge determines
the juror was not sufficiently enlightened to perceive the
racial bias of the comment, the judge must determine
whether the juror was nonetheless tainted thereby and is
therefore ineligible to serve as a juror. This is wrong for two
reasons.
First, whether to trust the juror’s belief in his own
impartiality depends on the facts of the particular case.
Unlike in Sanchez, the facts in Irvin were egregious and
quite unlike those in Sanchez. Hence, the broad statements
in Irvin are not applicable here. In Irvin, petitioner sought a
writ of habeas corpus claiming his conviction of murder and
sentence of death in the Circuit Court of Gibson County,
Indiana, violated his Fourteenth Amendment due process
right to a fair trial. 366 U.S. at 718–19. The Supreme Court
held that petitioner’s conviction violated the Fourteenth
Amendment because the jury that convicted him was not
impartial. Id. at 727–28. The Supreme Court noted that
“[t]wo-thirds of the jurors had an opinion [before trial] that
petitioner was guilty and were familiar with the material
facts and circumstances involved, including the fact that
other murders were attributed to him, some going so far as
to say that it would take evidence to overcome their belief.”
Id. at 728. Thus, the Supreme Court found that, although the
jurors were sincere when they said they could be fair and
72 USA V. SANCHEZ
impartial, “[w]here so many, so many times, admitted
prejudice, such a statement of impartiality can be given little
weight.” Id. In Sanchez, no juror stated any knowledge
about the case or stated an opinion as to Sanchez’s guilt
before he or she was impaneled. Second, there are no
accusations that any juror, outside of Juror 5, who was
excused, expressed any racial animus. Third, no juror
“admitted prejudice” as the Supreme Court found the Irvin
jurors had.
My colleagues’ distrust of jurors’ statements of
impartiality is also wrong because it amounts to a catch-22.
If a juror admits to hearing a racially biased statement, the
juror is tainted because he cannot claim to be free of its
corrosive effect. Recall that every juror in Sanchez’s case
who heard the racially biased comment unequivocally said it
did not affect his or her deliberations or verdict. Maj. Op. at
20–21. But if a juror claims he did not perceive the comment
heard as racially biased, then why is he tainted? Maj. Op. at
45.
Although the basis of that taint is not explained by the
majority, two possibilities exist. One, that the juror did not
recognize the comment as racist because the juror hearing
the comment is himself racist and approves of the comment.
Fortunately, here the district court questioned each juror
individually and was “very confident that the remaining
jurors did not and would not let any racial animus or national
origin animus affect their verdict.” Sanchez, 692 F. Supp.
3d at 1034 (internal quotation marks omitted). Therefore,
the only other possibility is that the juror is simply not
sufficiently enlightened to understand the comment he heard
was racist. But if so, the racist comment would not have had
any effect on the juror’s deliberations. No harm, no foul.
USA V. SANCHEZ 73
Consider what the district court did in Sanchez’s case
and then ask whether a district court could ever avoid a
mistrial under the majority’s test. The district court here
conducted a thorough investigation into Juror 16’s allegation
that a juror made a racist comment and whether any juror
heard any comment which might indicate some bias based
upon race, ethnicity, or national origin. Maj. Op. at 6–20.
When a juror averred in the negative, the court asked again
to assure himself that the juror had not left anything unsaid.
If, on the other hand, a juror answered that he or she had
heard the racist remark or accusation of racism, the court
asked if the remark or accusation affected the juror’s
deliberations or verdict in any way. 16 Every juror
unequivocally said no. Despite every juror’s unequivocal
statement that he or she was not affected, the court asked
several jurors if they were “confident” or had “any
reservation about” their assessment of the comment or
accusation’s effect on the juror individually or other jurors.
Every juror expressed no doubt.
What then was there left for the district court to do?
According to my colleagues, the district court erred by not
asking jurors about their assessments of the evidence
because “Juror 5’s racial bias may have tainted [Juror 5’s]
assessment of the evidence, and [Juror 5’s] biased
assessment may have influenced other jurors. In this manner,
Juror 5’s racial bias could have tainted other jurors’ views
even if they did not hear any of his expressly biased
comments.” Maj. Op. 44. But, this is sheer speculation.
16
The district court asked Juror 25 only if hearing the racist remark about
Mexicans affected Juror 25’s verdict. But when the court asked whether
the comment “affected other jurors’ deliberations or their verdict,” Juror
25 responded, “I just know that it didn’t affect me in any way.”
74 USA V. SANCHEZ
There was no evidence that Juror 5 ever expressed his views
of the evidence to the other jurors. And defense counsel
never suggested this line of questioning to the district court.
Worse yet, the majority’s suggested line of inquiry as to
whether Juror 5 discussed the evidence during deliberations
necessarily would ask what evidence was discussed during
jury deliberations, how it was discussed, and by whom.
Such questioning would run afoul of this Court’s prohibition
on courts “delv[ing] deeply into a juror’s motivations”
during jury deliberations so as not to “intrude on the secrecy
of the jury’s deliberations.” United States v. Symington, 195
F.3d 1080, 1086 (9th Cir. 1999) (quoting United States v.
Brown, 823 F.2d 591, 596 (D.C. Cir. 1987)). Such
questioning is prohibited because it “invite[s] trial judges to
second-guess and influence the work of the jury.”
Id. (quoting United States v. Thomas, 116 F.3d 606, 620 (2d
Cir. 1997)). However, the majority suggests just that.
Rather than “steer clear of the jury’s view of the evidence,”
the district court would have had to have asked each juror
whether Juror 5 discussed the evidence, what was discussed,
and whether that discussion affected the juror’s judgment.
United States v. Litwin, 972 F.3d 1155, 1175 (9th Cir. 2020).
How the majority concludes this inquiry would not have
impermissibly invaded the jury’s deliberations is beyond
me.
The majority also faults the district court for not asking
all jurors who did not report hearing Juror 5 make any biased
comment if they heard biased comments they took in jest.
Maj. Op. at 48 n.24. But, according to the majority’s logic,
would that not prove that the juror who recalled a racist
remark that he took to be in jest must himself be racist? Far
from overcoming the Remmer presumption of prejudice, the
majority’s proposed questioning confirms only that a
USA V. SANCHEZ 75
mistrial must be declared whenever the trial judge learns of
any juror racial bias.
The majority faults the Government for not suggesting
additional questions but does not tell the Government what
additional questions would have resolved the majority’s
concerns. Maj. Op. at 49. This lack of guidance makes it
almost impossible for the Government ever to rebut the
application of the Remmer presumption of prejudice.
Therefore, ask yourself, what possible evidence can the
Government adduce to rebut the presumption of prejudice
beyond what was done at Sanchez’s trial? Each juror had
already stated that his or her ability to deliberate and verdict
were not affected. But that is not enough under the
majority’s decision.
Would a recitation of the damning evidence of fraud in
the defendant’s preparation of tax returns be enough? Likely
not, because recall Juror 5’s racial bias may have tainted his
assessment of the evidence, which then could have tainted
the other jurors’ views, regardless whether Juror 5 ever
actually expressed any such assessment of the evidence. No
matter how otherwise damning the fruit of the evidence of
guilt, the tree itself has been poisoned. Under the majority’s
test, the Government would have to prove that even were it
“possible” that a juror was unconsciously affected by the
biased statements, that did not happen in this case. Is the
Government to call expert witnesses to opine into the
psychological makeup of each juror and then opine that as to
each juror the statements had no prejudicial effect? Perhaps
the Government must retain a scholar of so-called “implicit
bias” who can testify about whether this malign phenomenon
played a part in any of the jury’s deliberations.
76 USA V. SANCHEZ
My colleagues are quick to criticize the district court’s
investigation but offer no guidance to trial courts on how to
remedy its defects. Instead, they offer a reminder that courts
during Remmer hearings “can—and should—consider the
constitutional and practical concerns discussed in Peña-
Rodriguez when assessing whether the government has met
its burden.” Maj. Op. at 42. One slight problem with that
suggestion: the Supreme Court in Peña-Rodriguez provided
no guidance to courts as to “what procedures a trial court
must follow when confronted with a motion for a new trial
based on juror testimony of racial bias.” Peña-Rodriguez,
580 U.S. at 228. Except, that is, to question the jurors on the
subject, which is precisely what the district court did in
Sanchez. Nor did the Supreme Court “decide the appropriate
standard for determining when evidence of racial bias is
sufficient to require that the verdict be set aside and a new
trial be granted.” Id.
V.
Just what are the Government and a district court to do
when evidence of a juror’s racial bias emerges during jury
deliberations? A dutiful reader of the majority opinion will
know that jurors themselves cannot be trusted to erase doubt
that their judgment was affected because they might have
failed to perceive subjectively comments as racist, perhaps
because the jurors themselves are infected by ineradicable
“implicit bias.” Under the majority’s analysis, any
investigation into allegations of racial bias will be plagued
by doubt because racist remarks may have been made, gone
unnoticed or considered to have been made in jest, and their
corrosive effect left unchecked. The outcome is inescapable:
USA V. SANCHEZ 77
the district court must declare a mistrial and the Government
must accede to it.17
The petit jury, that most distinctive feature of Anglo-
American legal systems, should not be undermined because
of judges’ belief that “implicit bias” has been ineluctably
triggered by a lone racist comment. Rather than wreak
havoc on our Nation’s jury system, my colleagues would be
better served by following the words of this Court to deal
with situations where a trial court determines that juror
misconduct did not prejudice a party:
When a wise and experienced judge, who
presided at the trial and observed the jury,
comes to such a conclusion, it is not for us to
upset it. The trial judge was in a better
position than we are to determine whether
what happened was prejudicial.
Armstrong, 909 F.2d at 1244 (quoting United States v. Klee,
494 F.2d 394, 396 (9th Cir.), cert. denied, 419 U.S. 835
(1974)).
For the grave damage today’s opinion does to the jury
system, I respectfully dissent.
17
The majority’s per se rule effectively requiring a mistrial is precisely
what Shapiro stated should not be done. Shapiro, 669 F.2d at 603 (“We
emphasize that we do not adopt a per se rule requiring that a mistrial be
declared whenever jury taint originates from within the jury itself.”).