United States v. James Patterson
CourtCourt of Appeals for the Ninth Circuit
Date FiledJuly 27, 2026
Docket22-30088
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 22-30088
Plaintiff-Appellee, D.C. No. 1:19-cr-
00224-AA-1
v.
JAMES CALVIN PATTERSON, OPINION
AKA James Calvin Patterson II,
Defendant-Appellant.
Appeal from the United States District Court
for the District of Oregon
Ann L. Aiken, District Judge, Presiding
Argued and Submitted December 8, 2023
Submission Withdrawn December 11, 2023
Resubmitted July 27, 2026
Portland, Oregon
Filed July 27, 2026
Before: Marsha S. Berzon, Jacqueline H. Nguyen, and Eric
D. Miller, Circuit Judges.
Opinion by Judge Miller;
Concurrence by Judge Berzon
2 USA V. PATTERSON
SUMMARY *
Criminal Law
The panel affirmed the sentence imposed on James
Patterson following his guilty plea to being a felon in
possession of a firearm, in violation of 18 U.S.C.
§ 922(g)(1).
Finding that Patterson had previously committed three
violent felonies on different occasions, the district court
imposed a mandatory minimum sentence under the Armed
Criminal Career Act of 1984, 18 U.S.C. § 924(e)(1).
The panel concluded that in light of Erlinger v. United
States, 602 U.S. 821 (2024), the district court violated
Apprendi v. New Jersey, 530 U.S. 466 (2000), because the
judge, rather than a jury, determined that Patterson’s prior
offenses occurred on different occasions. This error,
however, was harmless beyond a reasonable doubt because
the record contained overwhelming and uncontroverted
evidence that Patterson committed his offenses on different
occasions.
Applying the modified categorical approach, the panel
held that Patterson’s two prior Oregon convictions for third-
degree assault were violent felonies, as was his prior Oregon
conviction for strangulation, and these prior convictions
therefore constituted Armed Criminal Career Act
predicates. As to the assault convictions, Patterson argued
that the Oregon statute was overbroad for several reasons,
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. PATTERSON 3
including that it allowed conviction as an accomplice
without proof of intentional or knowing conduct. The panel
concluded that this argument failed for two reasons:
Patterson was convicted as a principal, not an accomplice,
and Oregon accomplice liability requires proof of intentional
or knowing conduct.
Concurring, Judge Berzon wrote that she concurred in
the majority opinion in all but one respect. She wrote that
for the prior assault convictions, the charging documents
established that Patterson was convicted as a principal, not
as an accomplice. That ended the inquiry under the modified
categorical approach, and it was not necessary to address
Patterson’s remaining arguments as to accomplice
liability. Judge Berzon agreed with the majority opinion
that, under Erlinger, the district court violated Apprendi by
itself determining whether Patterson committed the
predicate offenses relevant to his sentence enhancement on
different occasions, rather than submitting that inquiry to the
jury. Judge Berzon wrote separately to express her
continued concerns regarding this court’s application of the
harmless error review standard established in Neder v.
United States, 527 U.S. 1 (1999), to cases, like this one, in
which no jury trial took place.
4 USA V. PATTERSON
COUNSEL
Suzanne Miles (argued), Assistant United States Attorney,
Criminal Appeals Section Chief; Kelly A. Zusman, Assistant
United States Attorney; Natalie K. Wight, United States
Attorney; Office of the United States Attorney, United States
Department of Justice, Portland, Oregon; Marco A. Boccato,
Assistant United States Attorney, Office of the United States
Attorney, United States Department of Justice, Medford,
Oregon; for Plaintiff-Appellee.
Elizabeth G. Daily (argued), Assistant Federal Public
Defender; Office of the Federal Public Defender, Portland,
Oregon; Brian C. Butler, Assistant Federal Public Defender;
Office of the Federal Public Defender, Medford, Oregon; for
Defendant-Appellant.
USA V. PATTERSON 5
OPINION
MILLER, Circuit Judge:
James Patterson pleaded guilty to being a felon in
possession of a firearm, in violation of 18 U.S.C.
§ 922(g)(1). Finding that Patterson had previously
committed three violent felonies on different occasions, the
district court imposed a mandatory minimum sentence under
the Armed Career Criminal Act of 1984 (ACCA), 18 U.S.C.
§ 924(e)(1). Patterson appeals, arguing first that his Fifth and
Sixth Amendment rights under Apprendi v. New Jersey, 530
U.S. 466 (2000), were violated because the judge, rather than
a jury, determined that his prior offenses occurred on
different occasions, and second that the court erred in
holding that his prior Oregon convictions—two for third-
degree assault and one for strangulation—are violent
felonies. In light of the Supreme Court’s decision in Erlinger
v. United States, 602 U.S. 821 (2024), we conclude that the
district court violated Apprendi, but that the error was
harmless. We also conclude that Patterson’s Oregon state
felony convictions are violent felonies. We therefore affirm.
I
On March 30, 2019, police officers in Medford, Oregon,
stopped a vehicle in which Patterson was a passenger.
Believing that Patterson was armed, an officer asked him to
step out of the vehicle. Patterson did so but then tried to run
away, and the officers forced him to the ground. When the
officers handcuffed him, a loaded pistol fell out of his
waistband.
A grand jury returned an indictment charging Patterson
with one count of being a felon in possession of a firearm, in
6 USA V. PATTERSON
violation of 18 U.S.C. § 922(g)(1). The indictment listed
Patterson’s prior Oregon state felony convictions, including
a third-degree assault conviction in 1996 and two
strangulation convictions, one in 2014 and one in 2017.
At the time of Patterson’s indictment, a defendant who
violated section 922(g) was ordinarily subject to a maximum
sentence of 10 years of imprisonment, with no mandatory
minimum sentence. 18 U.S.C. § 924(a)(2) (2018); see also
Bipartisan Safer Communities Act, Pub. L. No. 117-159,
§ 12004(c)(2), 136 Stat. 1313, 1329 (2022) (codified at 18
U.S.C. § 924(a)(8)) (increasing the statutory maximum to 15
years). But under the ACCA, a defendant who has “three
previous convictions . . . for a violent felony or a serious
drug offense, or both, committed on occasions different from
one another,” faces a mandatory minimum sentence of 15
years of imprisonment and a maximum of life. 18 U.S.C.
§ 924(e)(1); United States v. Bland, 961 F.2d 123, 128 (9th
Cir. 1992).
Patterson pleaded guilty. In his plea agreement, he
admitted that he “knowingly” and “unlawfully possess[ed]
[a] firearm” that had been transported in interstate commerce
and that he “had been previously convicted of a crime
punishable by imprisonment for [a] term exceeding one
year.” His plea agreement stated that the government would
“argue at sentencing that defendant is subject to the Armed
Career Criminal Act” and that Patterson could argue the
opposite. At sentencing, Patterson did just that, arguing that
none of his Oregon convictions was for a “violent felony”
and therefore none constituted an ACCA predicate offense.
The district court held that the Oregon third-degree
assault and strangulation convictions were violent felonies
and found that the 1996 assault conviction and 2014 and
USA V. PATTERSON 7
2017 strangulation convictions “could be used to make up
the three convictions” necessary to trigger the ACCA
enhancement. Noting that Patterson’s case presented
“exactly the situation that the [ACCA] was intended” to
cover, the court sentenced Patterson to the mandatory
minimum of 180 months of imprisonment.
II
The Fifth Amendment guarantees that “[n]o person shall
be held to answer for a capital, or otherwise infamous crime,
unless on a presentment or indictment of a Grand Jury.” U.S.
Const. amend. V. The Sixth Amendment guarantees all
criminal defendants “the right to a speedy and public trial,
by an impartial jury.” U.S. Const. amend. VI. In Apprendi,
the Supreme Court interpreted those provisions to mean that
“[o]ther than the fact of a prior conviction, any fact that
increases the penalty for a crime beyond the prescribed
statutory maximum must be submitted to a jury, and proved
beyond a reasonable doubt.” 530 U.S. at 490; see also
Almendarez-Torres v. United States, 523 U.S. 224, 230
(1998); Jones v. United States, 526 U.S. 227, 232 (1999)
(holding “that elements must be charged in the indictment,
submitted to a jury, and proven by the Government beyond
a reasonable doubt”). The Court has since extended
Apprendi to any fact that increases the statutory maximum
or minimum sentence. See Alleyne v. United States, 570 U.S.
99, 114–16 (2013).
The district court’s determination that Patterson
committed his prior offenses “on occasions different from
one another” made him subject to the ACCA, thereby
increasing both the statutory minimum and the statutory
maximum sentence for his violation of section 922(g).
Patterson argues that the district court violated Apprendi
8 USA V. PATTERSON
because the indictment did not allege that the offenses were
committed on different occasions and because the court
found that fact itself instead of submitting the question to a
jury. At sentencing, Patterson forfeited that argument
because he did not invoke Apprendi or otherwise challenge
the court’s authority to make a finding about whether his
prior offenses were committed on different occasions. Thus,
we would ordinarily review for plain error. See United States
v. Williams, 5 F.4th 973, 978 (9th Cir. 2021); Fed. R. Crim.
P. 52(b). But the government has expressly waived any
argument that Patterson forfeited the Apprendi issue. We
therefore treat Patterson’s Apprendi challenge as if it were
properly preserved, see United States v. Kortgaard, 425 F.3d
602, 610 (9th Cir. 2005), and review de novo whether the
district court violated Patterson’s constitutional rights at
sentencing, see United States v. Walker, 953 F.3d 577, 578
n.1 (9th Cir. 2020).
Under Apprendi, a sentencing judge evaluating a
defendant’s prior conviction may “determine what crime,
with what elements, the defendant was convicted of.” Mathis
v. United States, 579 U.S. 500, 512 (2016). But the judge
may not find facts related to “the manner in which the
defendant committed th[e] offense.” Id. at 511. “To conduct
the narrow inquiry” into a prior conviction that Apprendi
permits, a sentencing court “may sometimes consult ‘a
restricted set of materials,’ often called Shepard documents,
that include judicial records, plea agreements, and colloquies
between a judge and the defendant.” Erlinger v. United
States, 602 U.S. 821, 839 (2024) (quoting Descamps v.
United States, 570 U.S. 254, 262 (2013)); see also Shepard
v. United States, 544 U.S. 13, 20–21 (2005).
In United States v. Grisel, we held that because “the dates
of [a defendant’s] prior convictions are . . . a part of the ‘fact’
USA V. PATTERSON 9
of his prior convictions,” a sentencing judge may rely on
them in making a different-occasions finding without
violating Apprendi. 488 F.3d 844, 847 (9th Cir. 2007) (en
banc), abrogated on other grounds by United States v. Stitt,
586 U.S. 27 (2018); accord Walker, 953 F.3d at 581. The
Supreme Court called that precedent into question in
Wooden v. United States when it held that the ACCA
different-occasions inquiry is “multi-factored” and may
require consideration of “a range of circumstances,”
including whether the offenses were “committed close in
time,” their “[p]roximity of location,” “the character and
relationship of the offenses,” and whether they “share a
common scheme or purpose.” 595 U.S 360, 369 (2022).
Although the Court expressly declined to address “whether
the Sixth Amendment requires that a jury, rather than a
judge, resolve whether prior crimes occurred on a single
occasion,” id. at 365 n.3, the government in this case
conceded that under Wooden, the different-occasions
element “must be charged in the indictment and either
admitted by a defendant or found by a jury.”
After hearing argument, we stayed this case pending the
Supreme Court’s resolution in Erlinger of the question
whether a sentencing court may make a different-occasions
finding. The Court in Erlinger held that because “under
Wooden, deciding whether . . . past offenses occurred on
three or more different occasions is a fact-laden task,” a
defendant is “entitled to have a jury resolve ACCA’s
occasions inquiry.” Erlinger, 602 U.S. at 834–35 (citing
Wooden, 595 U.S. at 369). A sentencing court has no
“authority [to] . . . assume for itself the responsibility of
deciding whether [a defendant’s] past offenses differed
enough in time, location, character, and purpose to have
10 USA V. PATTERSON
transpired on different occasions . . . with an eye toward
increasing his punishment.” Id. at 840.
Applying Erlinger, we agree with both parties that the
district court violated Apprendi by determining whether
Patterson committed his prior offenses on different
occasions. Making that determination required the court to
ascertain facts beyond “a prior conviction and the then-
existing elements of that offense,” and Patterson did not
admit those facts in his guilty plea. Erlinger, 602 U.S. at 839;
see Mathis, 579 U.S. at 511. Our prior decision in Grisel is
“clearly irreconcilable” with Erlinger and has “been
effectively overruled” by it. Miller v. Gammie, 335 F.3d 889,
893 (9th Cir. 2003) (en banc).
Our conclusion that the sentencing court violated
Apprendi does not end our inquiry, however, because “[n]ot
all violations of Apprendi warrant reversal.” United States v.
Guerrero-Jasso, 752 F.3d 1186, 1193 (9th Cir. 2014).
Federal Rule of Criminal Procedure 52(a) provides that
“[a]ny error, defect, irregularity, or variance that does not
affect substantial rights must be disregarded.” Even
constitutional errors may be disregarded if they are harmless,
unless they fall into the limited class of “structural errors”
that “necessarily render a criminal trial fundamentally
unfair.” Neder v. United States, 527 U.S. 1, 14, 9 (1999). An
Apprendi error is not a structural error and is therefore
subject to harmless-error review. Washington v. Recuenco,
548 U.S. 212, 222 (2006); Guerrero-Jasso, 752 F.3d at 1193.
As Patterson rightly acknowledges, an Apprendi error
involving an ACCA different-occasions finding is no
exception. See Erlinger, 602 U.S. at 849–50 (Roberts, C.J.,
concurring); United States v. Brown, 136 F.4th 87, 96 (4th
Cir. 2025); United States v. Butler, 122 F.4th 584, 589 (5th
Cir. 2024); United States v. Campbell, 122 F.4th 624, 630
USA V. PATTERSON 11
(6th Cir. 2024); United States v. Johnson, 114 F.4th 913, 917
(7th Cir. 2024); United States v. Bowling, 135 F.4th 1125,
1126 (8th Cir. 2025); United States v. Rivers, 134 F.4th 1292,
1305–06 (11th Cir. 2025).
To establish that an error was harmless, the government
must show “beyond a reasonable doubt that the result ‘would
have been the same absent the error.’” United States v.
Zepeda-Martinez, 470 F.3d 909, 913 (9th Cir. 2006) (quoting
Neder, 527 U.S. at 19). In the Apprendi context, the
government can do so by establishing that “the record
contains ‘overwhelming’ and ‘uncontroverted’ evidence” of
the fact that should have been submitted to a jury. Id.
(quoting Neder, 527 U.S. at 17–18); see Recuenco, 548 U.S.
at 220–22.
The record here contains overwhelming and
uncontroverted evidence that Patterson committed his
offenses on different occasions. The Supreme Court
observed in Erlinger that although “no particular lapse of
time or distance between offenses automatically separates a
single occasion from distinct ones,” they are “[o]ften . . .
separated by enough time and space that there is little
question [a defendant] committed them on separate
occasions.” 602 U.S. at 841–42 (emphasis added). There, the
Court stated that a jury presented with additional details
about the defendant’s prior burglaries “might not have”
found that they occurred on different occasions even though
they took place days apart because the jury could have
agreed with the defendant that the offenses occurred “during
a single criminal episode.” Id. at 835, 827. But the Court did
not address harmless error, and it “d[id] not question . . . that
in many cases the occasions inquiry will be straightforward.”
Id. at 842 (internal quotation marks and citation omitted).
For example, courts “have nearly always treated offenses as
12 USA V. PATTERSON
occurring on separate occasions if a person committed them
a day or more apart.” Wooden, 595 U.S. at 370.
This is one of the “straightforward and intuitive” cases
in which “a single factor—especially of time or place—can
decisively differentiate occasions.” Wooden, 595 U.S. at
369–70. Patterson’s offenses were separated not by several
days but by several years: His assault conviction was in 1996
and his strangulation convictions were in 2014 and 2017.
Other than the fact that his strangulation convictions were
for the same type of offense and occurred in the same county
in Oregon, Patterson points to no evidence even hinting at
the possibility that they shared a common scheme or purpose
or were otherwise related. The facts here do not remotely
resemble those of Wooden, in which the Court held that
Wooden’s ten burglary convictions were committed on a
single occasion because they occurred “at one location,” “on
a single night, in a single uninterrupted course of conduct,”
and shared the same “scheme,” “motive,” and “means.” Id.
at 370; see also United States v. Beasley, 163 F.4th 403, 410
(7th Cir. 2025) (“We can think of ‘no colorable argument’
for treating offenses separated by over a year as having been
committed on the same occasion.” (quoting United States v.
Richardson, 60 F.4th 397, 399 (7th Cir. 2023))).
Patterson points out that the Oregon statute of limitations
is six years, so it is at least theoretically possible that the two
strangulation convictions, which were three years apart,
were based on conduct that was closer together in time or
perhaps even contemporaneous. Or. Rev. Stat.
§ 131.125(2)(a) (2013). But Patterson’s speculation is
contradicted by the record. The Oregon indictments, which
were in the record presented to the district court, specify that
the strangulation offenses involved conduct occurring on
January 10, 2014, and June 24, 2017. In describing
USA V. PATTERSON 13
Patterson’s conduct, the presentence report set out the same
dates, and although Patterson made a general objection to a
different-occasions finding, he did not challenge that aspect
of the report. To the contrary, his own sentencing
memorandum restated the dates of the offense conduct as set
out in the presentence report. “[A] court ‘may accept any
undisputed portion of the presentence report as a finding of
fact.’” Zepeda-Martinez, 470 F.3d at 913 (quoting Fed. R.
Crim. P. 32(i)(3)(A)); see United States v. Loines, 165 F.4th
475, 484 (6th Cir. 2026) (“Courts thus may examine the facts
in the defendant’s presentence report” in assessing the
harmlessness of an error under Erlinger, “especially when
the defendant does not object to those facts.”). Our analysis
might be different if Patterson had “expressly contested the
facts at issue and pointed to ‘evidence sufficient to support a
contrary finding,’” United States v. Hunt, 656 F.3d 906, 915
(9th Cir. 2011) (quoting Neder, 527 U.S. at 19), or if he had
otherwise demonstrated that he did not “accede to the
[presentence report’s] recitation of the dates,” Guerrero-
Jasso, 752 F.3d at 1195. But he did not.
Based on the record, we are confident that no reasonable
jury could determine that offenses committed three years
apart were committed on the same occasion. The Apprendi
error was therefore harmless beyond a reasonable doubt.
III
Patterson also disputes the district court’s determination
that his Oregon assault and strangulation convictions are
violent felonies constituting ACCA predicates. We review
de novo a district court’s conclusion that a prior conviction
is a predicate offense under the ACCA. United States v.
Parnell, 818 F.3d 974, 978 (9th Cir. 2016).
14 USA V. PATTERSON
As relevant here, an offense is a “violent felony” under
the ACCA if it is punishable by imprisonment for a term
exceeding one year and “has as an element the use,
attempted use, or threatened use of physical force against the
person of another.” 18 U.S.C. § 924(e)(2)(B)(i). “Physical
force” must be “force capable of causing physical pain or
injury to another person,” so a mere “offensive touching”
does not qualify. Johnson v. United States, 559 U.S. 133,
139–140 (2010). And because the statute requires the “use”
of force “against” another—words that refer to volitional
conduct—it “covers purposeful and knowing acts, but
excludes reckless conduct” and negligence. Borden v. United
States, 593 U.S. 420, 432–33 (2021) (plurality opinion); see
United States v. Begay, 33 F.4th 1081, 1091–92 (9th Cir.
2022) (en banc).
To determine whether an offense constitutes an ACCA
predicate, we employ a “categorical approach” under which
“the facts of a given case are irrelevant” and “[t]he focus is
instead on whether the elements of the statute of conviction
meet the federal standard.” Borden, 593 U.S. at 424
(plurality opinion); see Taylor v. United States, 495 U.S. 575,
600 (1990). Under that approach, we must “determine
whether the state statute under which the defendant was
convicted criminalizes only conduct that is a violent felony
under ACCA.” United States v. Walton, 881 F.3d 768, 771
(9th Cir. 2018).
If the statute of conviction is overbroad—that is, if it
criminalizes some conduct that does not constitute a violent
felony—we apply a “modified categorical approach” by
considering whether the statute is divisible. Walton, 881 F.3d
at 772. A statute is divisible when it “sets out one or more
elements of the offense in the alternative,” Descamps, 570
U.S. at 257, such that it effectively “define[s] multiple
USA V. PATTERSON 15
crimes,” Mathis, 579 U.S. at 505. For a divisible statute, “we
may look beyond” the elements of the offense “to the
documents of conviction, i.e., to ‘the state charging
document, a signed plea agreement, jury instructions, guilty
pleas, transcripts of a plea proceeding and the judgment,’ to
determine whether the [defendant] was convicted of a set of
elements that falls within” the ACCA definition of a violent
felony. Ramirez v. Lynch, 810 F.3d 1127, 1131 (9th Cir.
2016) (quoting Fernandez–Ruiz v. Gonzales, 466 F.3d 1121,
1132 (9th Cir. 2006)); see Shepard, 544 U.S. at 20–21. If the
defendant was convicted of elements falling within the
ACCA definition, then the specific “crime of conviction” is
a categorical match. United States v. Lawrence, 905 F.3d
653, 658 (9th Cir. 2018).
A
We first consider Patterson’s third-degree assault
conviction. In Oregon, third-degree assault, which carries a
punishment of up to five years of imprisonment, is
committed by anyone who, “[w]hile being aided by another
person actually present, intentionally or knowingly causes
physical injury to another.” Or. Rev. Stat. § 163.165(1)(e)
(1995); see id. § 163.165(2) (defining third-degree assault as
a class C felony); id. § 161.605 (specifying the punishment
for class C felonies).
Patterson’s conviction is an ACCA predicate because the
Oregon statute requires that a defendant intentionally or
knowingly cause “physical injury,” so it has “as an element
the use . . . of physical force.” 18 U.S.C. § 924(e)(2)(B)(i);
see Or. Rev. Stat. § 161.015(7) (1995) (defining “physical
injury” as “impairment of physical condition or substantial
pain”). “[A] defendant charged . . . [with] assault resulting in
bodily injury[] necessarily must have committed an act of
16 USA V. PATTERSON
force in causing the injury.” United States v. Juvenile
Female, 566 F.3d 943, 948 (9th Cir. 2009); see also United
States v. Edling, 895 F.3d 1153, 1156 (9th Cir. 2018).
Patterson argues that Oregon’s statute is overbroad
because, he says, it (1) allows for conviction on a theory of
accomplice liability that does not require a defendant to have
acted intentionally or knowingly, (2) does not require a
defendant to knowingly cause injury, and (3) criminalizes
nonviolent conduct by holding defendants liable for the
conduct of others as long as it is “extensively intertwined”
with the infliction of injury. We find none of those arguments
persuasive.
First, Patterson argues that at the time of his conviction,
the statute allowed conviction as an accomplice without
proof of intentional or knowing conduct. By statute,
accomplice liability is implicitly included in all Oregon
crimes. Or. Rev. Stat. §§ 161.150, 161.155 (1995); see Alfred
v. Garland, 64 F.4th 1025, 1032 (9th Cir. 2023) (en banc).
But Patterson’s argument fails for two reasons: Patterson
was convicted as a principal, not an accomplice, and Oregon
accomplice liability requires proof of intentional or knowing
conduct.
The Oregon statute is divisible as to the liability of
accomplices and principals. “[I]n analyzing the divisibility
question, we must look to the text and structure of the statute
as well as to state case law.” Lopez-Marroquin v. Garland, 9
F.4th 1067, 1074 (9th Cir. 2021). Oregon accomplice
liability has a set of elements distinct from the elements of
principal liability. State v. Lopez-Minjarez, 260 P.3d 439,
442–43 (Or. 2011); see State v. Blake, 228 P.3d 560, 563 (Or.
2010). For a person to be held liable, the accomplice-liability
statute requires that the person (1) “[a]ids or abets or agrees
USA V. PATTERSON 17
or attempts to aid or abet [another] person in planning or
committing the crime” (2) “[w]ith the intent to promote or
facilitate the commission of the crime.” Or. Rev. Stat.
§ 161.155(2)(b) (1995). By contrast, principal liability for
third-degree assault requires “intentionally or knowingly
caus[ing] physical injury to another” while “aided by another
person actually present.” Id. § 163.165(1)(e). Because
Oregon law requires “substantively different elements” for
each theory of liability, accomplice and principal liability are
not merely “alternative factual means of committing a single
offense.” United States v. Buck, 23 F.4th 919, 925 (9th Cir.
2022).
Oregon case law confirms this conclusion. A statute is
divisible if juries must agree on the statutory alternative
under which the defendant is convicted. Rendon v. Holder,
764 F.3d 1077, 1085–86 (9th Cir. 2014); accord United
States v. Robinson, 869 F.3d 933, 938 (9th Cir. 2017).
Oregon law is clear that the jury must determine whether a
defendant is liable as an accomplice or as a principal:
Because the elements of accomplice liability are “separate
from and in addition to the elements necessary to prove the
principal’s liability for the underlying offense[,] . . . jurors
must agree on each legislatively defined element necessary
to find the defendant liable under one theory or the other.”
State v. Phillips, 317 P.3d 236, 240–41 (Or. 2013).
Applying the modified categorical approach, we may
examine Patterson’s charging documents, which make clear
that he directly inflicted the victim’s injury and was therefore
convicted as a principal, not an accomplice. His indictment
alleged that he “cause[d] physical injury to [the victim] by
striking [the victim] with a shotgun.” And, crucially, in his
plea agreement, Patterson unambiguously admitted guilt as
a principal, not an accomplice, stating, “I caused physical
18 USA V. PATTERSON
injury to [the victim] while aided by another person.” The
plea agreement does not mention any of the elements of
accomplice liability under Oregon law, and Patterson points
to no other evidence indicating that he pleaded guilty as an
accomplice.
In any event, Patterson is wrong to suggest that the
possibility of a conviction based on accomplice liability
would make the Oregon assault statute overbroad by
criminalizing unintentional conduct. According to Patterson,
at the time of his conviction in 1996, the accomplice-liability
statute had that effect because Oregon’s uniform criminal
jury instructions advised that “[a] person who aids and abets
another in committing a crime . . . is also criminally
responsible for any act or other crime that [was] committed
as a natural and probable consequence of the . . . intended
crime.” Lopez-Minjarez, 260 P.3d at 442 (quoting Or. State
Bar Comm. on Unif. Crim. Jury Instructions, Oregon
Uniform Criminal Jury Instructions, No. 1051 (2009)). Until
that instruction was abrogated by the Oregon Supreme
Court’s 2011 decision in Lopez-Minjarez, juries were
instructed “[t]hat criminal responsibility attaches . . . for any
naturally consequential crime, without regard to whether the
defendant acted with . . . intent.” Id. at 443.
Oregon jury instructions cannot extend the reach of
Oregon statutes. They “are drafted by a committee of
members of the Oregon State Bar,” not by the Oregon
Legislature. Lopez-Minjarez, 260 P.3d at 443 n.4; see Or.
State Bar Comm. on Unif. Crim. Jury Instructions, Oregon
Uniform Criminal Jury Instructions (2009). They represent
“a salutary effort on the part of legal practitioners in Oregon
to state the law in a correct way that is helpful to jurors,” but
they “are not themselves the law.” Lopez-Minjarez, 260 P.3d
at 443 n.4. Instead, as the Oregon Supreme Court explained
USA V. PATTERSON 19
in Lopez-Minjarez, “[a]ccomplice liability is both created by
and limited by [section] 161.155” of the Oregon Revised
Statutes, not by the jury instructions in use at a given time.
Id. at 443.
Section 161.155, enacted in 1971, plainly requires
“intent to promote or facilitate the commission of the crime”
as a condition of accomplice liability. Or. Rev. Stat.
§ 161.155(2) (1995). The statute therefore “created
accomplice liability only for the crime that a defendant
intended to promote or facilitate, not for any additional
crimes that might be considered the natural and probable
consequence of that crime, regardless of the defendant’s
intent.” Lopez-Minjarez, 260 P.3d at 443. Accomplice
liability under section 161.155 required intentional conduct
at the time of Patterson’s conviction, and the contrary
language in the jury instructions “incorrectly state[d] the
principles of accomplice liability under Oregon law.” Id. at
442.
Patterson contends that defendants in cases before
Lopez-Minjarez could have been convicted of aiding and
abetting third-degree assault without proof of intentional or
knowing conduct. But the potential for wrongful convictions
arising from improper jury instructions does not mean that a
statute is overbroad. Appellate courts often find that jury
instructions misstate the law. See, e.g., Bearchild v. Cobban,
947 F.3d 1130, 1142 (9th Cir. 2020); United States v. Paul,
37 F.3d 496, 500–01 (9th Cir. 1994). Patterson has identified
no cases before Lopez-Minjarez in which a defendant
challenged his conviction under the natural-and-probable-
consequences instruction. Had such a case arisen, there is no
reason to doubt that the Oregon Supreme Court would have
said the same thing it ultimately said in Lopez-Minjarez and
reversed the conviction. The decision in Lopez-Minjarez,
20 USA V. PATTERSON
after all, did not “not pretend to make a new law, but to
vindicate the old one from misrepresentation.” 1 William
Blackstone, Commentaries on the Laws of England 70
(1765). A “misrepresentation” about the law does not change
what the law is, even if that misrepresentation is endorsed by
the state bar.
Patterson relies on the 2013 decision of the Oregon Court
of Appeals in Hale v. Belleque to argue that the pre-Lopez-
Minjarez jury instruction correctly stated the Oregon law of
accomplice liability. 298 P.3d 596, 618 (Or. Ct. App. 2013).
But Hale does not support his argument. Hale addressed an
ineffective assistance of counsel claim based on trial
counsel’s failure to object to the uniform instruction. Id. at
618–19. In holding that counsel was not inadequate, the
court explained that counsel’s decision not to object to the
instruction reflected a “reasonable exercise of professional
skill and judgment” because counsel did not have the benefit
of Lopez-Minjarez. Id. at 618. That reasoning does not mean
that the instruction was a correct statement of the law, and
Lopez-Minjarez establishes that it was not. Patterson points
out that Hale quoted an Oregon Supreme Court opinion that
described the instruction as “a correct statement of the law,”
298 P.3d at 618 (quoting State v. Gibson, 448 P.2d 534, 537
(Or. 1968)), but that case construed an earlier accomplice-
liability statute. Compare Or. Rev. Stat. § 161.220 (1967),
repealed by 1971 Or. Laws ch. 743, § 432, with 1971 Or.
Laws ch. 743, § 13 (codified at Or. Rev. Stat. § 161.155).
Even if the instruction correctly stated a principle of
accomplice liability in 1968, it did not correctly describe
accomplice liability under the statute in effect at the time of
Patterson’s conviction. See State v. Lopez-Minjarez, 237 P.3d
223, 232 (Or. Ct. App. 2010), aff’d in relevant part, 260 P.3d
439 (Or. 2011).
USA V. PATTERSON 21
Second, Patterson argues that Oregon third-degree
assault is overbroad because it does not require a defendant
to cause injury knowingly. Under Oregon law, he contends,
“the state needs to prove only that defendant was aware of
the assaultive nature of his conduct and that his conduct in
fact caused the victim serious physical injury,” not that the
defendant knew what the result of his conduct would be.
State v. Barnes, 986 P.2d 1160, 1167 (Or. 1999), overruled
on other grounds by State v. Owen, 505 P.3d 953 (Or. 2022).
According to Patterson, that is inconsistent with the ACCA’s
requirement that a violent felony involve intentional or
knowing conduct. See Borden, 593 U.S. at 426 (plurality
opinion).
Patterson’s argument is contrary to Johnson, which
“does not require any particular degree of likelihood or
probability that the force used will cause physical pain or
injury; only potentiality.” Stokeling v. United States, 586
U.S. 73, 84 (2019). To act “knowingly,” as that term is
understood in the ACCA context, a defendant need only be
aware of “the physical contest between the criminal and the
victim” that creates the “potentiality” of injury. Id. at 83–84.
The Oregon statute requires such awareness, so it is not
overbroad.
Third, Patterson argues that the Oregon statute is
overbroad because it criminalizes acts that do not themselves
involve the defendant’s use of physical force but are merely
“intertwined” with another person’s violent conduct. He
points out that a defendant can commit third-degree assault
in Oregon either by “inflic[ting] physical injury directly
himself” or by “engag[ing] in conduct so extensively
intertwined with infliction of the injury that such conduct
can be found to have produced the injury.” State v. Pine, 82
P.3d 130, 137 (Or. 2003).
22 USA V. PATTERSON
To determine whether the Oregon statute criminalizes
acts that do not involve physical force, we examine state
“case law to see whether there is ‘a realistic probability, not
a theoretical possibility, that the State would apply its statute
to conduct’” not covered by ACCA’s force clause. Alfred, 64
F.4th at 1043 (quoting Gonzales v. Duenas-Alvarez, 549 U.S.
183, 193 (2007)). Demonstrating a realistic probability
“requires more than the application of legal imagination to a
state statute’s language.” Duenas-Alvarez, 549 U.S. at 193.
The defendant must “point to . . . cases in which the state
courts in fact did apply the statute in the [overbroad] manner
for which he argues.” Id.
Oregon case law makes clear that a defendant uses
violent physical force when he engages in conduct
“extensively intertwined” with the infliction of physical
injury. See Pine, 82 P.3d at 137. For a defendant to be liable
under the “extensively intertwined” doctrine, the victim’s
injury must be “the direct and immediate effect of [the]
defendant’s act.” Phillips, 317 P.3d at 241 (applying the
doctrine where the defendant prevented the victim’s brother
from shielding the victim from the blow that resulted in
injury); accord State v. M.M.A., 406 P.3d 142, 146–47 (Or.
Ct. App. 2017) (holding the victim in place on the floor while
another assailant punched and kicked her); State ex rel. Juv.
Dep’t of Douglas Cnty. v. K.C.W.R., 230 P.3d 973, 976 (Or.
Ct. App. 2010) (preventing the victim from defending
himself against the assault by attacking him as the victim
tried to avoid blows); State v. Munoz, 348 P.3d 296, 301 (Or.
Ct. App. 2015) (chasing down and punching the victim while
another fatally stabbed him). Evidence that a defendant was
“merely present” or engaged in related activities “further
off” from the victim’s assault is not sufficient. State v. Fry,
228 P.3d 630, 633 (Or. Ct. App. 2010); see State v. Reynolds,
USA V. PATTERSON 23
280 P.3d 1046, 1048–49 (Or. Ct. App. 2012) (fighting the
victim’s girlfriend while the victim was stabbed by another
“nearby” assailant was not “extensively intertwined”).
Conduct that directly and immediately causes injury is
necessarily “capable of causing physical pain or injury.”
Johnson, 559 U.S. at 140 (emphasis added). The
“extensively intertwined” doctrine therefore applies only to
violent conduct within the meaning of the ACCA.
B
Finally, we reject Patterson’s argument that Oregon’s
strangulation offense is not categorically violent.
Strangulation under Oregon law requires “knowingly
imped[ing] the normal breathing or circulation of the blood
of another person by . . . [a]pplying pressure on the throat or
neck of the other person” or “[b]locking the nose or mouth
of the other person.” Or. Rev. Stat. § 163.187(1) (2017).
In Flores-Vega v. Barr, we held that strangulation under
Oregon law is a crime of violence because it “has as an
element the use . . . of physical force.” 932 F.3d 878, 884
(9th Cir. 2019) (alteration in original) (quoting 18 U.S.C.
§ 16(a)). Flores-Vega is controlling here. Although that case
involved the definition of a “crime of violence” in
section 16(a) rather than the definition of “violent felony” in
section 924(e)(2)(B)(i), the two definitions are “relevantly
identical.” Borden, 593 U.S. at 427 (plurality opinion); see
also United States v. Garcia-Lopez, 903 F.3d 887, 893 (9th
Cir. 2018), overruled on other grounds by United States v.
Gomez