State v. Oscar Ramirez
CourtSupreme Court of New Jersey
Date FiledNovember 21, 2022
DocketA-1-21
StatusPublished
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Full Opinion
SYLLABUS
This syllabus is not part of the Court’s opinion. It has been prepared by the Office
of the Clerk for the convenience of the reader. It has been neither reviewed nor
approved by the Court and may not summarize all portions of the opinion.
State v. Oscar Ramirez (A-1-21) (085943)
Argued September 28, 2022 -- Decided November 21, 2022
SABATINO, P.J.A.D. (temporarily assigned), writing for a unanimous Court.
In this appeal, the Court considers the conflicting rights of a sexual assault
victim -- to decline to participate in an investigation and to enjoy solitude at home --
and a person accused of a sexual offense -- to receive an effective defense, to assert
the right to confrontation and compulsory process of witnesses, and to due process --
in the context of a prosecutor’s motion for a protective order relieving the
prosecution of its obligation to supply a victim’s residential address to defense
counsel.
D.C., a twenty-three-year-old woman, was sexually assaulted shortly after
midnight on October 25, 2019, in a North Bergen cemetery. The victim stated that
the attacker held a box cutter to her neck and told her to be quiet or he would kill
her. Based on surveillance footage collected from that night, the police identified
defendant Oscar Ramirez as the attacker. The police arrested defendant, who had
previously been convicted of two assaults that arose out of initial charges of alleged
sexual contact. Defendant gave a statement in which he denied -- without being
asked about the attack -- having committed “the rape” but identified himself as the
man shown in the surveillance footage and stated that he had previously killed
people. Laboratory results matched defendant’s DNA to swabs taken from the
victim, and defendant was charged with multiple offenses related to the incident.
When supplying pretrial discovery to defense counsel, the prosecution
redacted the address where the victim lived at the time of the offense and also
declined to provide the new address to which she moved after the attack. To justify
withholding that information, the prosecution moved for a protective order under
Rule 3:13-3(e) and submitted a sworn certification from an assistant prosecutor
asserting that the victim did not want her address to be provided to the defense, that
she was afraid defendant or someone close to him would locate her, and that she did
not want to speak to the defense before trial. Defense counsel opposed the motion,
arguing that Rule 3:13-3(e) required the prosecution to provide the victim’s contact
information to the defense, even if defendant himself is not allowed to have access.
1
The motion judge granted the prosecutor’s motion in part, ordering that the
address be disclosed to defendant’s counsel, who would not be permitted to disclose
any of the information to the defendant. Notably, the judge’s written decision did
not discuss the statutory or constitutional rights of sexual assault victims, beyond
citing the Court’s recognition in State v. R.W., 104 N.J. 14, 28 (1986), that there is a
“heightened need to protect victims from trauma and intimidation in sexual assault
cases.” More specifically, the judge did not cite to the Victim’s Rights Amendment,
the Crime Victim’s Bill of Rights, or the Sexual Assault Victim’s Bill of Rights.
The Appellate Division reversed, stressing that “to permit defense investigators to
access the victim’s home, against her expressed instructions,” would violate her
right to privacy. 467 N.J. Super. 359, 369 (App. Div. 2021). The Court granted
leave to appeal. 248 N.J. 252 (2021)
HELD: After reviewing the relevant statutes and authorities that must be
considered in balancing the competing interests and rights of a sexual assault victim
and the person accused of the sexual offense, the Court sets forth a framework of
procedures and considerations to apply going forward when a prosecutor seeks to
withhold from discovery a sexual assault victim’s address. Because neither the
ruling of the trial court nor that of the Appellate Division sufficiently addresses the
competing interests explored in the Court’s opinion, the Court remands the matter
for a more fulsome balancing of the competing interests.
1. Rule 3:13-3 governs the prosecution’s general discovery obligations and the
contested motion for a protective order in this case. Under Rule 3:13-3(a) and
(b)(1), once an indictment has issued, a defendant has a right to automatic and broad
discovery of the evidence the State has gathered in support of its charges.
Reciprocally, under Rule 3:13-3(b)(2), defense counsel must supply the prosecution
with similarly broad categories of items. Rule 3:13-3(b)(1)(F) specifically imposes
upon the prosecutor an obligation to provide a defendant post-indictment with a
witness’s address. Nevertheless, criminal discovery has its limits, and information
must be shown to be relevant to the issues in the case in order to be subject to
disclosure. Another important limit on a defendant’s right to discovery is the
chilling and inhibiting effect that discovery can have on material witnesses who are
subject to intimidation, harassment, or embarrassment. Rule 3:13-3(e) details how
the prosecution may obtain a protective order from the court, allowing it to withhold
from the defense certain discovery that otherwise would be mandated. A trial court
considers “the totality of the circumstances” in determining whether good cause
exists to grant the motion. One factor the court may consider when evaluating good
cause is the “protection of witnesses and others from physical harm [and] threats of
harm”; another is “confidential information recognized by law.” R. 3:13-3(e)(1).
Appellate courts defer to a trial court’s ruling on a motion for a protective order
unless the trial court abused its discretion or its determination is based on a mistaken
understanding of the applicable law. (pp. 15-21)
2
2. The Court reviews in detail the legislative enactments, constitutional amendment,
and court rules that afford enhanced protections to sexual assault victims and other
crime victims in New Jersey. Together, the authorities reviewed by the Court reflect
a robust codified public policy to protect sexual assault victims in this State from
undue incursions upon their rights of privacy and solitude and the Legislature’s
recognition that victims can re-experience trauma each time they discuss the violent
incident. (pp. 21-28)
3. Weighing against those important rights of a victim are the countervailing rights
of a person accused of a criminal offense, protected expressly or impliedly by the
federal and New Jersey Constitutions and decades of jurisprudence. Conceptually,
they encompass the rights (1) to the effective assistance of counsel in defending the
case, (2) to confront the prosecution’s witnesses at trial and to have the compulsory
process of exculpatory witnesses, and (3) to due process. The Court reviews the
nature and scope of each of those rights. Significantly, the right to the effective
assistance of counsel in a criminal proceeding includes the right to conduct a
reasonable investigation to prepare a defense, but that right is not absolute and has
been balanced in case law against the victim’s privacy rights. The constitutionally
granted right to compulsory process permits a defendant to call and examine
witnesses as part of the defense, and the Supreme Court of the United States has
recognized that asking a witness during cross-examination where that witness lives
is important to the exercise of the related right of confrontation. Again, however,
those rights are not absolute, and trial judges have discretion to limit cross-
examination if it invades the witness’s constitutional rights or merely seeks to
harass, annoy, or humiliate the witness. Finally, the Due Process Clause gives
defendants the right of access to adverse witnesses during the investigation phase of
the defense. State v. Blazas, 432 N.J. Super. 326, 340 (App. Div. 2013). Even so,
because a witness has the “absolute and personal right to either grant or deny” a
pretrial interview, “the protected [due process] right is the opportunity for pretrial
access; it is not a guarantee of pretrial access.” See id. at 343-46. A witness’s
decision must be a personal one, however; any prosecutorial “interference with a
witness’s decision to grant or deny an interview to the defense . . . deprives a
defendant of his right to present a complete defense.” Id. at 343. (pp. 28-35)
4. Relying on principles distilled from the authorities reviewed, the Court holds
that, going forward, certain procedures and considerations apply when a prosecutor
seeks to withhold from discovery a sexual assault victim’s address:
The prosecution must move for a protective order under Rule 3:13-3(e). The
motion must be supported by a sworn statement from the victim attesting the victim
does not want the address disclosed to the defendant or defense counsel. If such a
motion is filed, the defense may file a response with the court expressing reasons
3
why a protective order should be denied and, in particular, why the defense needs
the victim’s address. The trial court may permit a reply by the prosecutor.
If the defense asserts it wants the address, among other things, for the purpose
of contacting and interviewing the victim, the court shall then consider various
“supervised pathway” options designed to assure that the victim’s decision is
personal and also that the victim has been made aware of the defense’s reasons for
wanting the address and to make contact. The supervised pathway options include,
but are not limited to, a written request by the defense that the court may permit to
be conveyed to the victim through the prosecutor or court staff; an in camera
interview of the victim by the judge; a limited call between defense counsel and the
victim; or another court-devised option that would fairly balance the victim’s rights
to refrain from participation against the defendant’s rights to prepare a defense.
After implementing one or more of those options, the court shall rule on
whether good cause for a protective order has been shown, and, if so, what court-
imposed restrictions or conditions shall be observed. In fashioning a protective
order, the trial court shall accord heavy weight to the victim’s interests in having
solitude and privacy at that victim’s residence in the wake of a highly traumatic
experience. The home can be a place of refuge for a victim, and the Court’s
jurisprudence has long respected the heightened protections of privacy and solitude
in one’s dwelling.
Accordingly, there shall be a presumption that, if the defense is allowed by
the court to obtain the address, its investigators shall not appear at the victim’s
residence without the victim’s advance consent and court approval. In the rare
instance in which the court finds the presumption is overcome, it shall specify within
the protective order reasonable limitations on the time, place, and manner of such at-
home contact. (pp. 35-41)
5. So that the process outlined in this opinion may be implemented in this case, the
Court remands the matter and provides guidance for the proceedings on remand.
The Court expresses no view, however, of the facts of this case or how the trial court
should rule on remand. (pp. 41-42)
The judgment of the Appellate Division is VACATED. The matter is
REMANDED for further proceedings.
CHIEF JUSTICE RABNER; JUSTICES PATTERSON, SOLOMON, PIERRE-
LOUIS, and FASCIALE; and JUDGE FISHER (temporarily assigned) join in
JUDGE SABATINO’s opinion.
4
SUPREME COURT OF NEW JERSEY
A-1 September Term 2021
085943
State of New Jersey,
Plaintiff-Respondent,
v.
Oscar Ramirez,
Defendant-Appellant.
On appeal from the Superior Court,
Appellate Division, whose opinion is reported at
467 N.J. Super. 359 (App. Div. 2021).
Argued Decided
September 28, 2022 November 21, 2022
Rochelle Watson, Deputy Public Defender II, argued the
cause for appellant (Joseph E. Krakora, Public Defender,
attorney; Rochelle Watson, of counsel and on the briefs,
and Nakea J. Barksdale, Assistant Deputy Public
Defender, on the briefs).
John R. Mulkeen, Assistant Prosecutor, argued the cause
for respondent (Esther Suarez, Hudson County
Prosecutor, attorney; Erin M. Campbell, Assistant
Prosecutor, on the briefs).
Alexander Shalom argued the cause for amicus curiae
American Civil Liberties Union of New Jersey (American
Civil Liberties Union of New Jersey Foundation and
Rutgers Constitutional Rights Clinic Center for Law &
Justice, attorneys; Alexander Shalom and Jeanne
1
LoCicero, of counsel and on the brief, and Ronald K.
Chen, on the brief).
Joshua P. Law argued the cause for amicus curiae
Association of Criminal Defense Lawyers of New Jersey
(Pashman Stein Walder Hayden, attorneys; CJ Griffin, on
the brief).
Sarah D. Brigham, Deputy Attorney General, argued the
cause for amicus curiae Attorney General of New Jersey
(Matthew J. Platkin, Acting Attorney General, attorney;
Sarah D. Brigham, of counsel and on the brief).
JUDGE SABATINO (temporarily assigned)
delivered the opinion of the Court.
In this appeal, we consider the conflicting rights of a sexual assault
victim -- to decline to participate in an investigation and to enjoy solitude at
home -- and a person accused of a sexual offense -- to receive an effective
defense, to assert the right to confrontation and compulsory process of
witnesses, and to due process. Specifically, we ponder these issues in the
context of a prosecutor’s motion under Rule 3:13-3(e) for a protective order
relieving the prosecution of its obligation under subsection (b) of that rule to
supply a victim’s residential address to defense counsel.
We hold that the resolution of such motions requires careful judicial
oversight and a sensitive balancing of the competing interests. To guide that
process, we provide a gloss to Rule 3:13-3 to ensure that a defendant’s counsel
2
and agents do not have unfettered access to a sexual assault victim’s home
address through pretrial discovery, while also requiring the trial court to
consider, in its discretion, judicially supervised “pathways” for: (1) conveying
to the victim the defense’s reasons for seeking to contact the victim; and (2)
verifying that, after being neutrally informed of those reasons, the victim still
declines to be interviewed or to participate in the defense’s investigation.
Because neither the ruling of the trial court nor that of the Appellate
Division in this case anticipated such guidance or fully addressed the
competing interests at stake, we vacate their decisions and remand for further
proceedings.
I.
A.
We briefly summarize the facts that provide the backdrop to this
discovery dispute, mindful they have not yet been established at a trial.
In the late evening hours of October 25, 2019, D.C.,1 a twenty-three-
year-old woman, was walking home from her shift as a waitress at a restaurant
in North Bergen. Shortly after midnight, a man approached D.C. and grabbed
her. He held a box cutter to her neck and told her to be quiet or he would kill
1
We use initials for the alleged sexual assault victim to protect her privacy.
See R. 1:38-3(a)(6), (12). We generally will refer to her as “the victim.”
3
her. He forced her into a nearby cemetery, removed all her clothing, and
sexually assaulted her in multiple ways. The man reiterated to the victim to be
quiet, or he would kill her.
When the attacker heard police sirens, he pulled up his pants, told the
victim to count to twenty, stole her purse and phone, and left. The victim
believed the man had ejaculated without wearing a condom because he wiped
his penis with his clothing before leaving. She fled from the cemetery in her
underwear, holding her clothes. She flagged down a couple driving by for
help, and they took her to the North Bergen Police Department.
At 4:15 a.m., a nurse examined the victim using a rape kit. The victim
described her attacker to the nurse as “short, Hispanic, white skin, beard, long
hair, loose big eyes.” She also stated he was “approximately five feet, four
inches tall, wearing a dark sweatshirt, pants and . . . a cross body backpack.”
She reported that he smelled of alcohol.
Local surveillance footage from that night showed a man getting a
haircut at a nearby barber shop, going to a bar or club, and then following
another woman before losing track of her. The footage later showed the same
man following the victim on the street. At 12:13 a.m., the video showed the
victim leaving the cemetery, clutching her clothes. The man appears on the
4
video walking on a nearby street at 12:30 a.m. The footage did not show the
alleged sexual assault.
Based on information from an employee who worked at the barber shop
depicted in the footage, the police identified the man in the video as defendant
Oscar Ramirez, who resided in North Bergen.
The police learned that defendant had previously been convicted of two
assaults that arose out of initial charges of alleged sexual contact.
Specifically, in October 2017, after being charged with aggravated sexual
assault with a weapon, defendant was convicted of third-degree aggravated
assault. In May 2018, after being charged with criminal sexual contact,
defendant was convicted of simple assault.
The police arrested defendant. Apparently without being asked about
the alleged attack, defendant gave a statement to the police in which he denied
committing what he termed “the rape of a girl.” A police officer responded, “I
didn’t mention anything about the rape of a girl.” Defendant explained that his
father had told him about a rape in North Bergen. Defendant added that if he
had done something to a woman, he did not remember it because he was under
the influence of alcohol and drugs. Defendant denied that he had been in the
cemetery.
5
Despite his denials, defendant did identify himself to the police as the
man shown in the surveillance footage. He also referred to himself as a “bad
person.” He admitted, without specifics, to previously “killing people in
Mexico.” When asked what he would say to the victim if she were present,
defendant told the detective that he would apologize. Defendant has been
confined in pretrial detention since his arrest.
Laboratory results thereafter matched defendant’s DNA to swabs taken
from the victim’s external genitalia and underwear on the night of the assault.
A Hudson County grand jury charged defendant with kidnapping,
aggravated sexual assault, armed robbery, possession of a weapon for an
unlawful purpose, unlawful possession of a weapon, aggravated criminal
sexual contact, and terroristic threats.
B.
When supplying pretrial discovery to defense counsel, the prosecution
furnished the victim’s name and date of birth, as well as a search reflecting
that the victim had no prior criminal history of arrests. However, the
prosecution redacted from the supplied materials the address where the victim
lived at the time of the offense. According to the prosecution, the victim
moved to a different residence after the attack, and she provided an updated
6
home address to the prosecutor’s office. The prosecution also did not provide
the new address to defense counsel.
To justify withholding the victim’s former and current addresses, the
prosecution moved for a protective order under Rule 3:13-3(e). The
prosecution submitted a sworn certification from an assistant prosecutor in
support of the motion. His certification asserts, in relevant part, that
[v]ia a Zoom conference on September 17, 2020,
Victim told the undersigned and [an agent within the
Prosecutor’s Office] that she does not want her address
information provided to the defense. She is afraid that
Defendant or someone close to him would be able to
locate her. Moreover, she also stated she does not want
to speak to the Defense before trial about the case,
including in-person, by telephone or by video
conference. The undersigned told her this decision was
her choice, not the decision of the Prosecutor’s Office.
Other than the certification, the record contains no documents memorializing
the Zoom call between the prosecutor’s office and the victim. Notably, the
prosecution did not provide a statement signed or attested to by the victim
herself with its motion. The prosecution served the motion and supporting
certification on defense counsel, who filed opposition.
In oral argument on the motion, the prosecutor asserted that this case --
one in which defendant reportedly made threats to kill the victim and admitted
to killing people in the past -- is particularly egregious and justifies a
7
protective order. The prosecutor specifically represented that some victims
have told him in previous cases that defense investigators have come to their
homes and claimed they work for “the State” without explaining they work for
the public defender.
Defense counsel responded that Rule 3:13-3(e) required the prosecution
to provide the victim’s contact information. Counsel asked that, at the very
least, the defense team, including professional investigators, be given access to
the victim’s contact information, even if defendant himself is not allowed to
have access. Defense counsel urged that his investigators be allowed to knock
on the victim’s door, explain what their purpose is, and let the victim decide
whether she wants to talk to them. He maintained that his investigators are
professional, always identify themselves as working for the defendant, try only
to get information, and do not intimidate or harass victims. Counsel further
assured that if his investigators call the victim and she declines to speak, that
choice would be honored.
The motion judge granted in part and denied in part the prosecution’s
motion. Specifically, the judge “order[ed] the [prosecution] to provide
8
defendant’s counsel with [the] victim’s contact information 2 and counsel and
his investigatory team to not disclose any of the information to defendant.”
The motion judge acknowledged the prosecution’s contention that a
protective order would “ensure [the] victim’s physical safety and keep her free
from intimidation.” The judge also noted the defense’s counterargument that
the defense team should have the victim’s address to exercise defendant’s own
constitutional rights, “so that [his counsel and investigators] may contact [the]
victim and effectuate effective assistance of counsel.” The judge stated that
the court must “assess the reasonableness of any intimidation [the victim] may
feel” and balance “the victim’s physical safety” and “subjective fears” against
“defendant’s Constitutional rights.”
The judge specifically found that the victim’s concerns about defendant
personally learning of her address were “objectively reasonable,” given what
he termed the “heinous” facts of this case. The judge further noted the victim
“could potentially be in danger if defendant knew her address.” He added,
“[a]lthough defendant is currently incarcerated, there is a potential danger that
if he desired to harm or intimidate the victim he could enlist others to do so if
he knew her contact information.”
2
Although the opinion used the phrase “contact information,” the trial court’s
statement of the issue, the record, and the parties’ briefing all reflect that the
only information in dispute before us is the victim’s home address.
9
Even so, the judge also recognized that a criminal defendant’s
constitutional rights to confront his accuser, to compulsory process, to prepare
a defense, and to the effective assistance of counsel “encompass access to a
witness during the investigatory phase of a case,” relying on State v. Blazas,
432 N.J. Super. 326, 339 (App. Div. 2013). That recognition led the judge to
authorize the victim’s address to be divulged, but only to defendant’s attorney
and investigators, and to prohibit them from disclosing the address to their
client.
The judge reasoned that although partial release of the victim’s address
to the defense team “may not entirely relieve her subjective fears,” defendant
was incarcerated, defense investigators are trained to identify themselves, and
the defense team had represented that it would not coerce or intimidate the
victim. He added that when the defense team contacts her, the victim can still
decline to speak with them. Thus, the judge concluded that the release of the
victim’s address to only defense counsel and defense investigators struck a
proper balance between defendant’s constitutional rights to contact a witness
and the victim’s “physical safety.”
Notably, the judge’s written decision did not discuss the statutory or
constitutional rights of sexual assault victims, beyond citing the Court’s
recognition in State v. R.W., 104 N.J. 14, 28 (1986), that there is a “heightened
10
need to protect victims from trauma and intimidation in sexual assault cases.”
More specifically, the judge did not cite to the Victim’s Rights Amendment
(VRA), N.J. Const. art. I, ¶ 22; the Crime Victim’s Bill of Rights (CVBR),
N.J.S.A. 52:4B-34 to -38; or the Sexual Assault Victim’s Bill of Rights
(SAVBR), N.J.S.A. 52:4B-60.2, provisions which we will discuss below.
The prosecutor requested that the trial court stay its order pending an
interlocutory appeal, which the court denied. The Appellate Division then
granted the prosecutor leave to appeal the portion of the protective order that
required disclosure of the address to the defense team and issued a
corresponding stay.
C.
The Appellate Division reversed the trial court in a published decision.
See State v. Ramirez, 467 N.J. Super. 359 (App. Div. 2021). The Appellate
Division held that the prosecutor’s motion should have been granted in full,
keeping the victim’s address totally confidential from both defendant
individually and the defense team. Id. at 363. The appellate court reasoned
that because the trial court failed to adequately consider sexual assault victims’
rights under the VRA and the victim-related statutes, the trial court’s partial
denial of the protective order amounted to an abuse of discretion, warranting
reversal. Id. at 363, 369.
11
Among other things, the Appellate Division noted that “[o]ur Supreme
Court has long recognized that ‘criminal discovery has its limits . . . [and
courts must prevent] the chilling and inhibiting effect that discovery can have
on material witnesses who are subjected to intimidation, harassment, or
embarrassment.’” Id. at 368 (omission and second alteration in original)
(quoting State v. D.R.H., 127 N.J. 249, 256 (1992)). Based on its
interpretation of the SAVBR, the Appellate Division held that the motion
judge and defendant “mistakenly create[d] an irreconcilable conflict” between
a defendant’s right to confront an accuser and a victim’s right to choose
whether to participate in an assault investigation under the SAVBR. Id. at
366-67. The appellate court stated that the trial court’s “untenable
‘compromise’ protective order . . . left the victim unprotected and exposed to
the very trauma she desperately sought to avoid.” Id. at 367.
The Appellate Division expressly linked the defense’s desire for the
victim’s residential address to an anticipated effort to contact her at her home
and persuade her to take part in an interview. As the court explained:
Defendant’s right to access the physical evidence the
State has in its possession related to this case remains
inviolate. However, to permit defense investigators to
access the victim’s home, against her expressed
instructions, would directly violate the Constitutional
protections of the CVBR, the public policy established
by the Supreme Court in D.R.H., 127 N.J. at 256, and
12
the protection codified by the Legislature in [the
SAVBR,] N.J.S.A. 52:4B-60.2(c)(7). In sharp contrast
to State v. Scoles, 214 N.J. 236 (2013), in which, over
the State’s objections, the Court established a carefully
drafted protocol to permit the defense team access to
highly sensitive evidence, this case involves only
honoring and preserving the privacy of a sexual assault
victim. Neither defense counsel nor any person
associated with the defense team has the right to violate
a crime victim’s right to privacy.
[Id. at 369 (emphases added).]
Defendant moved for leave to appeal, which we granted, although we
denied his motion to stay the Appellate Division’s judgment. 248 N.J. 252
(2021). We also granted motions to appear as amici curiae by the Attorney
General, the Association of Criminal Defense Lawyers of New Jersey (ACDL),
and the American Civil Liberties Union of New Jersey (ACLU).
II.
Defendant, the ACDL, and the ACLU all argue that the Appellate
Division’s opinion unfairly curtails an accused’s constitutionally protected
ability to develop an effective defense of the case. They urge the
reinstatement of the trial court’s decision allowing the release of the victim’s
address to the defense team (but not to defendant himself). They argue the
ruling is a sound compromise and not an abuse of the trial court’s discretion
over criminal discovery matters.
13
These advocates maintain the Appellate Division’s prohibition on
disclosure is overbroad and excessively protective of the victim’s interests to
the detriment of defendant’s constitutional rights. They assert the Appellate
Division unfairly assumed that defense attorneys or investigators are prone to
act unprofessionally by harassing victims at their addresses and failing to
honor victims’ right to decline to participate in interviews or investigations.
Defendant and the ACLU further criticize the hearsay nature of the
prosecutor’s motion certification, contending it is insufficient to establish the
victim’s personal reasons for opposing disclosure and to substantiate “good
cause” for relief under Rule 3:13-3(e).3
The prosecutor and the Attorney General, meanwhile, urge that we
affirm the Appellate Division’s opinion. They argue the appellate court’s
decision appropriately enforces the right of a sexual assault victim to decline
to be interviewed by the defense or otherwise participate in an investigation.
3
The ACLU’s amicus brief advances a new argument that was not raised in
either the trial court or the Appellate Division. The ACLU contends that a
victim’s home address can be “essential” to the criminal defense team as an
investigative tool, independent of a desire to interview the victim.
Specifically, the ACLU asserts that witnesses’ home addresses are commonly
used for searching public information databases and social media sites;
conducting background checks; identifying aliases; pulling Motor Vehicle
Commission records, criminal history records, and credit history records;
discovering legal and financial conflicts; and uncovering relationships to
others in the case. After receiving the ACLU’s amicus brief, defendant
adopted this new argument in a supplemental brief.
14
They stress the post-event mental anguish and fear that is commonly
experienced by victims of violent crimes, especially persons who have been
sexually assaulted.
The prosecutor and the Attorney General maintain the defense can
conduct a sufficient pretrial investigation and mount a vigorous defense
without depending on the prosecution to disclose the victim’s home address.
As a procedural matter, they contend the prosecutor’s motion certification in
this case complied with Rule 3:13-3(e)(2), which requires good cause to be
shown only “in the form of a written statement,” and which does not require
that statement to be sworn or attested to directly by a victim. They further
argue that such “good cause” is manifest in this case. In this regard, they
underscore the brutal nature of this sexual assault, defendant’s threats to kill
the victim if she sought help, his claim to the police that he had previously
committed murders, his criminal record, and the victim’s decision to move to a
new address after the attack.
III.
A.
We begin our analysis with an examination of Rule 3:13-3, the court rule
that governs the prosecution’s general discovery obligations and the contested
motion for a protective order in this case.
15
As codified in Rule 3:13-3, New Jersey has a tradition of what is often
described as an “open file” model of reciprocal pretrial criminal discovery.
“Our courts do not countenance trial by surprise.” State in Int. of A.B., 219
N.J. 542, 555 (2014). “To advance the goal of providing fair and just criminal
trials, we have adopted an open-file approach to pretrial discovery in criminal
matters post-indictment.” Scoles, 214 N.J. at 252. Thus, criminal defendants
are “‘entitled to broad discovery’” because it “advances the quest for truth.”
Ibid. (quoting D.R.H., 127 N.J. at 256).
Under Rule 3:13-3(a) and (b)(1), “[o]nce an indictment has issued, a
defendant has a right to automatic and broad discovery of the evidence the
State has gathered in support of its charges.” Ibid. (citing R. 3:13-3); see also
A.B., 219 N.J. at 555 (calling R. 3:13-3(b) the “automatic discovery
provision”).
The automatic discovery model is “intended to speed up the discovery
process.” Pressler & Verniero, Current N.J. Court Rules, cmt. 3.1 on R. 3:13-3
(2022). “The onus is on the State” to make the discovery available to the
defendant. Scoles, 214 N.J. at 253. Reciprocally, under Rule 3:13-3(b)(2),
defense counsel must supply the prosecution with similarly broad categories of
items.
16
Rule 3:13-3(b)(1)(F) specifically imposes upon the prosecutor an
obligation to provide a defendant post-indictment with a witness’s address:
Discovery shall include exculpatory information or
material. It shall also include, but is not limited to, the
following relevant material:
...
(F) names, addresses, and birthdates of any
persons whom the prosecutor knows to have
relevant evidence or information including a
designation by the prosecutor as to which of
those persons may be called as witnesses.
[R. 3:13-3(b)(1)(F) (emphases added).]
Nevertheless, despite a criminal defendant’s general and automatic right
to “broad discovery,” including witnesses’ addresses under Rule 3:13-
3(b)(1)(F), this Court also has long held that “criminal discovery has its
limits.” See D.R.H., 127 N.J. at 256. Defendants are not permitted to conduct
a “fishing expedition,” R.W., 104 N.J. at 28, or “transform the discovery
process into an unfocused, haphazard search for evidence,” D.R.H., 127 N.J. at
256. Hence, information must be shown to be relevant to the issues in the case
in order to be subject to disclosure. R. 3:13-3(b)(1); see State v. Desir, 245
N.J. 179, 193 (2021).
Another important limit on a defendant’s right to discovery is “the
chilling and inhibiting effect that discovery can have on material witnesses
17
who are subject to intimidation, harassment, or embarrassment.” D.R.H., 127
N.J. at 256. For instance, in D.R.H., this Court held that criminal defendants
do not have an unconditional discovery right to a physical examination of a
child sex-abuse victim absent compelling or substantial need, because the
examination may have harmful consequences for the child, including invasion
of privacy, emotional trauma, and mental distress. Id. at 258-59. Similarly, in
R.W., this Court held that the invasion of a child victim’s privacy outweighed
the defendant’s evidentiary need for a psychiatric examination. 104 N.J. at 28.
More recently, we have admonished that “[c]ourts must guard against abusive
discovery tactics that can have a chilling effect on the readiness of witnesses
and victims to come forward and participate in the criminal justice process.”
A.B., 219 N.J. at 557-58.
Rule 3:13-3(e), the key subsection of the rule involved in this case,
details how the prosecution may obtain a protective order from the court,
allowing it to withhold from the defense certain discovery that otherwise
would be mandated. Subsection (e)(1) of the rule identifies the grounds for
such protective relief:
Grounds. Upon motion and for good cause shown the
court may at any time order that the discovery sought
pursuant to this rule be denied, restricted, or deferred
or make such other order as is appropriate. In
determining the motion, the court may consider the
following: protection of witnesses and others from
18
physical harm, threats of harm, bribes, economic
reprisals and other intimidation; maintenance of such
secrecy regarding informants as is required for
effective investigation of criminal activity; confidential
information recognized by law, including protection of
confidential relationships and privileges; or any other
relevant considerations.
[R. 3:13-3(e)(1) (emphases added).]
Subsection (e)(2) of the rule then spells out procedures that a trial court
may follow concerning such motions for a protective order:
Procedure. The court may permit the showing of good
cause to be made, in whole or in part, in the form of a
written statement to be inspected by the court alone,
and if the court thereafter enters a protective order, the
entire text of the statement shall be