State v. Kader S. Mustafa
CourtSupreme Court of New Jersey
Date FiledAugust 3, 2026
DocketA-59-24
StatusPublished
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Full Opinion
SYLLABUS
This syllabus is not part of the Court’s opinion. It has been prepared by the Office
of the Clerk for the convenience of the reader. It has been neither reviewed nor
approved by the Court and may not summarize all portions of the opinion.
State v. Kader S. Mustafa (A-59-24) (090329)
Argued October 20, 2025 -- Decided August 3, 2026
JUSTICE PIERRE-LOUIS, writing for a unanimous Court.
In this appeal, the Court considers whether defendant Kader Mustafa was
entitled to a diminished capacity jury instruction at trial even though he introduced
no expert testimony regarding any mental condition he suffered from.
On May 3, 2018, just before midnight, defendant fatally shot Sciasia Calhoun,
who was driving on the same roadway as defendant. Defendant and his then
girlfriend, Nicole Fiore, were in a car in front of Calhoun, and defendant was
driving. At some point, Calhoun turned her car’s high beams on because one of the
headlights was out. Defendant allowed Calhoun to pass, then sped up until he
almost hit the bumper of her vehicle and started flashing his high beams. As
Calhoun began to take an exit off the roadway, defendant pulled out a gun, rolled
down his window, and put his car in neutral. Fiore testified that defendant lifted
himself out of his seat and fired toward Calhoun.
In July 2018, a grand jury indicted defendant on six counts, including first-
degree murder, weapon possession, and endangering charges. Defense counsel
advised the State that defendant intended to rely on an insanity defense, but
defendant later waived the defense and rejected a plea deal offered by the State; in a
pretrial memorandum, defendant or his attorney wrote: “Insanity Defense
Withdrawn; No Psychiatric Expert Testimony.” Although defendant waived the
defense of insanity, the defense of diminished capacity was explicitly raised at trial,
and some lay evidence was introduced about defendant’s mental health and
substance abuse prior to the date of Calhoun’s death.
Fiore testified that, in 2017, defendant began seeing her psychiatrist to obtain
the prescription drug Adderall because he liked the way it made him feel; that
defendant also smoked marijuana in her presence “every day”; that defendant began
to research conspiracy theories; that he feared he was a target of “gang stalking” and
of people who were shooting laser beams into him; and that, to deflect the rays,
defendant wore tin foil on his head. Fiore believed that defendant’s claims were
similar to the claims made by her uncle, who Fiore testified has schizophrenia.
1
Fiore also testified about defendant’s mental health and substance use on the
day of Calhoun’s death: defendant took Adderall three times within several hours
that evening; he began yelling in the car about “people that were trying to hit him
with radiation, and trying to . . . mess with him, following him, recording him”; and
he screamed that “he couldn’t take it anymore,” that “this is why his life is so
messed up,” and that “he had to fight back” after allowing Calhoun’s car to pass.
Defendant did not testify, and the defense did not present any witnesses.
After the close of evidence, defendant’s counsel requested a diminished capacity
charge for the jury. Defense counsel submitted that “you do not need a medical
diagnosis in order to have evidence of diminished capacity” and argued that expert
testimony was unnecessary for the diminished capacity charge. The trial court
denied the request, noting that there was no medical or expert testimony. The jury
found defendant guilty on all charges. On appeal, the Appellate Division held that
the trial court did not abuse its discretion in declining to issue a diminished capacity
instruction. The Court granted defendant’s petition for certification regarding
“whether expert testimony is necessary for a jury to be instructed on diminished
capacity.” 260 N.J. 469, 469-70 (2025).
HELD: Expert testimony is required for defendants to invoke the diminished
capacity defense and for the trial court to instruct the jury on that defense.
1. Under N.J.R.E. 702, expert testimony is not appropriate to explain what a jury
can understand by itself. In contrast, New Jersey courts have required expert
testimony to explain complex matters that would fall beyond the ken of the ordinary
juror. When deciding whether expert testimony is necessary, a court properly
considers whether the matter to be dealt with is so esoteric that jurors of common
judgment and experience cannot form a valid judgment. Absent the aid of expert
testimony about esoteric matters, the jury would have to speculate. In contrast to
expert testimony, lay testimony may be admitted if it “(a) is rationally based on the
witness’ perception and (b) will assist in understanding the witness’ testimony or
determining a fact in issue.” N.J.R.E. 701. (pp. 16-18)
2. Under the diminished capacity defense, “[e]vidence that the defendant suffered
from a mental disease or defect is admissible whenever it is relevant to prove that
the defendant did not have a state of mind which is an element of the offense.”
N.J.S.A. 2C:4-2. Neither N.J.S.A. 2C:4-2 nor any other provision of the Criminal
Code defines “mental disease or defect,” but the Court has held that all mental
deficiencies, including conditions that cause a loss of emotional control, may satisfy
the diminished capacity defense if psychological experts believe that kind of mental
deficiency can affect cognitive faculties and did affect the defendant’s ability to
form the requisite mens rea. Before the jury assesses diminished capacity, the court
must determine that the evidence of the condition in question is relevant and
2
sufficiently accepted within the psychiatric community to be found reliable for
courtroom use, and the record must show that experts in the psychological field
believe that the kind of mental deficiency alleged can affect a person’s cognitive
faculties. Defendants who fail to link their state of mind during the commission of
the crime to an underlying mental disease or defect are not entitled to a diminished
capacity charge. States are not obligated to recognize the diminished capacity
defense, and only about 24 jurisdictions, including New Jersey, do so, with mixed
opinions as to whether expert testimony is required. Although the Court has never
addressed whether expert testimony is required to assert a diminished capacity
defense, the Appellate Division has held that expert testimony is necessary for a
plaintiff to contend that mental illness influenced his actions. (pp. 18-25)
3. Without psychological or psychiatric expert testimony, jurors may resort to
stereotypes and assumptions about mental illnesses instead of reliable evidence.
Additionally, lay people are not equipped with the specialized knowledge needed to
distinguish between someone who is actually suffering from mental illness and
someone who is pretending to suffer from mental illness to escape culpability for
alleged criminal acts. Average jurors also cannot be expected to distinguish between
someone suffering from mental illness and someone under the influence of certain
narcotics or hallucinogens that cause behavior that might mimic symptoms
associated with certain mental diseases or defects. Given the complexity of
diagnosing mental health illnesses and, in some cases, the added variable of
controlled substance use, jurors should not be left to make assumptions about a
defendant’s mental status and the impact that such mental status had on the
defendant’s ability to form the requisite mens rea without testimony from an expert
witness. While a jury can consider defendant’s behaviors, it cannot conclude that
those actions are signs of mental illness without the aid of an expert interpreting
them. Expert testimony is also an essential consideration for the trial court when it
is determining whether to instruct the jury on diminished capacity. (pp. 25-31)
4. Here, there was no evidence before the jury that identified a mental disease or
defect from which defendant suffered. Lay testimony from witnesses like Fiore is
certainly admissible to describe observations of defendant’s behavior. But only an
expert can explain whether defendant was suffering from a mental disease or defect
and whether that disease or defect affected defendant’s capacity to form the requisite
mens rea to commit the charged offense. In order for the jury to be instructed on
diminished capacity, expert testimony must be presented. (pp. 31-33)
AFFIRMED.
CHIEF JUSTICE RABNER and JUSTICES PATTERSON, WAINER APTER,
FASCIALE, NORIEGA, and HOFFMAN join in JUSTICE PIERRE-LOUIS’s
opinion.
3
SUPREME COURT OF NEW JERSEY
A-59 September Term 2024
090329
State of New Jersey,
Plaintiff-Respondent,
v.
Kader S. Mustafa,
Defendant-Appellant.
On certification to the Superior Court,
Appellate Division.
Argued Decided
October 20, 2025 August 3, 2026
Kevin S. Finckenauer, Assistant Deputy Public Defender,
argued the cause for appellant (Jennifer N. Sellitti, Public
Defender, attorney; Kevin S. Finckenauer, of counsel and
on the briefs).
Melinda A. Harrigan, Assistant Prosecutor, argued the
cause for respondent (Raymond S. Santiago, Monmouth
County Prosecutor, attorney; Melinda A. Harrigan, of
counsel and on the briefs).
Madhulika Murali a member of the New York bar,
admitted pro hac vice, argued the cause for amicus curiae
Association of Criminal Defense Lawyers of New Jersey
(Gibbons, attorneys; Lawrence S. Lustberg and
Madhulika Murali, on the brief).
1
Liza Weisberg argued the cause for amicus curiae
American Civil Liberties Union of New Jersey (American
Civil Liberties Union of New Jersey Foundation,
attorneys; Liza Weisberg, Rebecca Uwakwe, Ezra D.
Rosenberg, and Jeanne LoCicero, on the brief).
Thomas R. Clark, Deputy Attorney General, argued the
cause for amicus curiae Attorney General of New Jersey
(Matthew J. Platkin, Attorney General, attorney; Thomas
R. Clark, of counsel and on the brief).
JUSTICE PIERRE-LOUIS delivered the opinion of the Court.
In this case, we consider whether defendant was entitled to a diminished
capacity jury instruction at trial.
Defendant Kader Mustafa was tried for the murder of Sciasia Calhoun,
whom he shot while driving next to Calhoun’s car. Defendant’s ex-girlfriend
testified that defendant had exhibited erratic behavior for years and that prior
to the shooting, he stated that he believed Calhoun and others were following
him. At trial, there was no expert testimony regarding any mental condition
that defendant suffered from.
The trial court denied defendant’s request for a diminished capacity
instruction, which requires the jury to determine whether a defendant was, at
the time of the offense, suffering from a “mental disease or defect” and
whether that mental illness affected that defendant’s ability to form the
requisite mens rea for the charged offenses. The Appellate Division affirmed,
2
holding that defendant needed to introduce testimony from an expert witness in
order to receive the diminished capacity jury instruction.
For the reasons that follow, we affirm the judgment of the Appellate
Division and hold that expert testimony is required in order for defendants to
invoke the diminished capacity defense and for the trial court to instruct the
jury on that defense.
I.
A.
On May 3, 2018, just before midnight, defendant fatally shot Sciasia
Calhoun. Calhoun had been driving west on Route 33 near Freehold, New
Jersey. Her boyfriend, Herve Michel, and their child were in the car with her.
Defendant and his then girlfriend, Nicole Fiore, were in a car in front of
Calhoun, and defendant was driving. At some point, Calhoun had turned her
car’s high beams on because one of the headlights was out. When defendant
saw Calhoun’s high beams, he became upset, pulled over, and allowed
Calhoun to pass. According to Fiore, after defendant allowed Calhoun to pass,
he sped up to Calhoun’s car until he almost hit the bumper of her vehicle and
started flashing his high beams. As Calhoun began to take an exit off the
roadway, defendant pulled out a gun, rolled down his window, and put his car
in neutral. Fiore testified that defendant lifted himself out of his seat onto the
3
windowsill and used his left hand to fire the gun toward Calhoun. Calhoun’s
car thereafter veered off to the side of the road.
Michel, who was in the passenger seat, heard Calhoun groan and saw
blood start flowing from her head. Michel called the police and described
defendant’s car as a white Chevrolet Impala. When the police arrived, they
found Calhoun suffering from a gunshot wound to the head and observed a
bullet hole in the rear driver’s side passenger window of Calhoun’s car.
Medical personnel arrived and began transporting Calhoun to the hospital, but
she died en route. A forensic pathology expert concluded that Calhoun’s cause
of death was a gunshot wound to the head.
After defendant fired his gun, he resumed driving and eventually arrived
at his cousin’s house in Manalapan Township. He parked in his cousin’s yard.
Law enforcement’s investigation into the shooting led to defendant’s brother,
who advised police that defendant was at his cousin’s house. Defendant’s
brother also told police that defendant had psychological problems and had
recently been at Monmouth Medical Center.1
1
On August 25, 2025, the State filed a motion to expand the record to include
defendant’s hospital records. The State submitted that, although defendant
argued that he suffered from delusions and was hospitalized, the hospital
records directly negate those assertions. Defendant introduced those records
during his sentencing hearing. However, the State asserted that defendant
declined to admit the records during trial for “strategic reasons.” The State
also did not move to admit Mustafa’s medical records during trial. Those
4
The day after the shooting, officers surrounded defendant and Fiore’s car
and arrested defendant. At the time, defendant was wearing a hard hat with tin
foil inside on top of a baseball hat. Defendant was also wearing what an
officer described at trial as a “runner’s blanket that’s used after the races” with
“silver material” inside his clothes. Defendant told law enforcement that he
was not under the influence of any drugs, prescription medicine, or alcohol.
Inside the trunk of defendant’s car, officers found a Smith & Wesson .38
Special revolver containing six live rounds and one spent shell. In a search in
and around the car, police also found a loaded semiautomatic handgun, a knife
and sheath, brass knuckles, a disassembled cell phone, a flare gun, a box of
bullets with one bullet missing, a box of shotgun shells with three shells
missing, and discharged cartridges that would have fit into the Smith &
Wesson revolver. Gunshot residue was found on top of the driver’s side door
frame as well as on defendant’s clothing. During trial, an expert in firearms
and ballistics could not say whether the bullet that struck Calhoun had been
discharged from the Smith & Wesson revolver because the bullet was
deformed.
records were thus not part of the record before the Appellate Division. R.
2:12-6. We deny the State’s motion to supplement the record and do not
consider those medical records in our decision.
5
B.
In July 2018, a Monmouth County grand jury indicted defendant on six
counts, including first-degree murder, weapon possession, and endangering
charges.
In January 2019, defense counsel advised the State that defendant
intended to rely on an insanity defense under N.J.S.A. 2C:4-1 and pursuant to
Rule 3:12-1. But before trial began, defendant instructed his attorney to waive
the insanity defense. Defendant rejected a plea offer from the State and
elected to proceed to trial. In a pretrial memorandum confirming his rejection
of the State’s plea deal, defendant or his attorney wrote: “Insanity Defense
Withdrawn; No Psychiatric Expert Testimony.” Defendant later confirmed for
the trial court that he knowingly made the decision to waive the insanity
defense after great consideration. The trial court found that defendant waived
the insanity defense “knowingly and voluntarily and with a full knowledge of
any potential impact that that decision might have.”
Although defendant waived the defense of insanity, the defense of
diminished capacity was explicitly raised at trial, 2 and some lay evidence was
2
The diminished capacity defense is distinct from the insanity defense.
The insanity defense allows defendants to establish that, because of “a defect
of reason” caused by a “disease of the mind,” they are “not criminally
responsible” for their conduct. N.J.S.A. 2C:4-1. “Insanity is an affirmative
defense which must be proved by a preponderance of the evidence.” Ibid. It
6
introduced about defendant’s mental health and substance abuse prior to the
date of Calhoun’s death.
In its opening statement, the State told the jury that they may consider
lesser included charges, and that they may also “end up considering some
mental health defense of a diminished capacity.” During the State’s case-in-
chief, Fiore testified that in the summer of 2017, defendant began seeing her
psychiatrist to obtain the prescription drug Adderall because defendant liked
the way Adderall made him feel. According to Fiore, the psychiatrist
prescribed defendant four Adderall per day. Fiore testified that defendant also
smoked marijuana in her presence “every day.”
“does not serve to disprove an essential element of the crime, but instead
serves to excuse totally the conduct of the actor” even when the State has
proven all elements of its claim. State v. Breakiron, 108 N.J. 591, 616 (1987).
“The diminished capacity principles are different.” Ibid. Diminished
capacity is defined as “a disease or defect of mind that may negate the mental
state that is an element of the offense charged.” State v. Delibero, 149 N.J. 90,
92 (1997); State v. Rivera, 205 N.J. 472, 487 (2011). “Diminished capacity is
a ‘failure of proof’ defense.” State v. Reyes, 140 N.J. 344, 354 (1995)
(quoting Paul H. Robinson, Criminal Law Defenses: A Systematic Analysis,
82 Colum. L. Rev. 199, 206 (1982)). In other words, whereas a successful
insanity defense can excuse conduct that constitutes a crime, the diminished
capacity defense, which we explore in detail later in this opinion, asserts that
no crime was committed. It is relevant only for crimes that require a specific
mental state. See Breakiron, 108 N.J. at 609-10.
7
Fiore testified that at some point during defendant and Fiore’s
relationship, defendant began to conduct a lot of internet research on subjects
including conspiracy theories. Defendant expressed to Fiore that he thought he
was a target of “gang stalking.” According to Fiore, defendant thought that
“people were out to get him, that people were trying to hurt him, harm him,
cause an upheaval in his life, or possibly try to kill him.” Fiore testified that
defendant also thought that “different cars were . . . out to get him,” and that
people were shooting laser beams, electromagnetic frequencies, concentrated
microwaves, and radiation into him. Defendant told Fiore that he had gone to
the hospital and complained that his kidneys were failing due to the rays being
shot into him. Fiore testified that, to deflect the rays, defendant wore tin foil
on his head under a baseball cap and helmet. Fiore believed that defendant’s
claims that they were being followed were similar to the claims made by her
uncle, who Fiore testified has schizophrenia.
Fiore also testified about defendant’s mental health and substance use on
the day of Calhoun’s death. Fiore stated that defendant took Adderall three
times within several hours that evening, including one time when he took two
pills at once, prior to encountering Calhoun on Route 33.
While in the car that night, Fiore testified that defendant began yelling
about “people that were trying to hit him with radiation, and trying to . . . mess
8
with him, following him, recording him.” At one point, Fiore said defendant
ripped an earbud out of her ear and started screaming at her to look at the car
behind them -- Calhoun’s car. According to Fiore, he told her to “look at what
they were doing,” in reference to the high beams from Calhoun’s vehicle.
Fiore testified that after defendant allowed Calhoun’s car to pass and
then sped up to Calhoun’s car, defendant screamed that “he couldn’t take it
anymore,” that “this is why his life is so messed up,” and that “he had to fight
back.” Fiore recalled that defendant almost bumped Calhoun’s car with his car
and after that, defendant fired his gun at Calhoun’s car. When defendant
started driving again, Fiore stated that he told her to disassemble her phone or
“he [was] going to blow [her] brains out.”
During trial, the State played for the jury a July 3, 2018 phone call
between defendant and Fiore. On the call, defendant told Fiore that “there’s a
speculation that my bullet wasn’t the bullet that hit that girl. There was a
second shot fired.” Defendant asked Fiore if she recalled hearing a second
shot and Fiore said she did not hear a shot. During her testimony, Fiore again
denied hearing or seeing a second shot.
On the phone call, defendant also told Fiore the following:
[I]t was an accident, though. It was, it was an accident,
okay? I didn’t mean to, but I did it out my window,
like, to scare them. I didn’t know it was going to hit.
You think I wanted to actually hit something? Like, I
9
did it out my window just to make a noise, you know
what I mean? Just so they, because you seen how they
were driving. They tried to cut me off when I went
right. And then they stayed in front of me.
During the call, defendant also asserted that he was in protective custody
“because of gangs.” He said, “[t]here were gang members that were following
us” and he was “scared for [his] life.” Defendant also stated, “[t]he girl that
died was a gang member,” the “guy next to her was a gang member,” and they
were “planning to probably shoot me or you.” Fiore responded, “[T]his is
insane. You better start telling the mother f*cking truth, man.”
Defendant did not testify, and the defense did not present any witnesses.
After the close of evidence, defendant’s counsel requested a diminished
capacity charge for the jury. Defense counsel submitted that “you do not need
a medical diagnosis in order to have evidence of diminished capacity” and
argued that expert testimony was unnecessary for the diminished capacity
charge. He stated that while an expert and a diagnosis would be necessary “if
there was an insanity defense[,]. . . we’re not doing that. But there still is
evidence there of a diminished capacity because of his bizarre behavior, all his
statements, his psychotic behaviors, delusional complex, his persecution
complex, all these things are blatant and obvious in the evidence.” Defense
counsel later repeated that “[expert testimony] is a requirement for an insanity
defense. It’s specifically laid out in the statute that it’s required. But I
10
respectfully submit it’s not required to . . . be added as part of a diminished
capacity defense.”
The trial court denied the defense’s request for a diminished capacity
charge. It noted that “most importantly, there was no medical or expert
testimony[.] [A]ll of the cases that address when the diminished capacity
charge is mandated, all have their genesis in expert testimony, either by the
defense or both by the State and the defense.” The court also found that the
jury might confuse the diminished capacity charge with the insanity defense.
Lastly, the court explained that the murder charge itself would provide the jury
with a sufficient “basis for evaluating [defendant’s] state of mind.” In its jury
charge, the court explained that the jury could “consider the evidence as to the
defendant’s use of Adderall in determining whether he was intoxicated to such
a degree that he was incapable of acting purposely or knowingly.” In
summation, defense counsel argued that “whoever” the shooter was, they were
not purposely or knowingly trying to kill anyone and stated that Fiore was in a
better position to shoot Calhoun from the passenger seat.
The jury found defendant guilty on all charges. The trial court sentenced
defendant to an aggregate term of life in prison. Defendant moved for a new
trial on the grounds that new evidence had been discovered; that the court
11
erroneously gave the jury a flight charge; and that the court erred in declining
to give the jury a diminished capacity charge.
The trial court denied the motion. Regarding diminished capacity, the
court reiterated that, in each New Jersey case that discusses when a diminished
capacity charge is mandated, there was expert testimony at trial. The court
also found that, although the defense presented evidence indicating defendant
occasionally exhibited bizarre behavior, there was no evidence that defendant
lacked the cognitive ability to form the requisite intent for murder.
On appeal, the Appellate Division held that the trial court did not abuse
its discretion in declining to issue a diminished capacity instruction. The court
reasoned that, to obtain the instruction, defendant “needed to introduce expert
testimony or medical documents sufficiently reliable and accepted within the
psychiatric community to assist the jury in determining whether he suffered
from a mental disease or defect affecting his cognitive abilities.” Evidence of
“bizarre” or “quirky” behavior alone was not enough. The Appellate Division
found that it was “not self-evident” that a particular mental condition negates
the mens rea of an offense because many “mentally disturbed persons” are
“capable of acting purposely or knowingly.”
In reaching this conclusion, the Appellate Division stated that it was
following the reasoning of State v. Arrington, 480 N.J. Super. 428 (App. Div.
12
2024), in which the Appellate Division held that an expert is required for an
insanity defense -- a judgment this Court affirms today, see State v. Arrington,
___ N.J. ___, ___ (2026) (slip op. at 36-37).
We granted defendant’s petition for certification regarding “whether
expert testimony is necessary for a jury to be instructed on diminished
capacity.” 260 N.J. 469, 469-70 (2025). We also granted leave to appear as
friends of the court to the Attorney General, the American Civil Liberties
Union of New Jersey (ACLU), and the Association of Criminal Defense
Lawyers of New Jersey (ACDL).
II.
A.
Defendant argues that no statute, court rule, or case has enumerated a
requirement that a defendant must present expert testimony before a jury can
consider a diminished capacity defense. He contends that New Jersey courts
have always accepted lay testimony in support of this defense. Defendant asks
this Court to clarify that if any testimony, including lay testimony, establishes
a “rational basis” for a diminished capacity instruction, such an instruction
must be provided upon a defendant’s request. Defendant argues it was
reversible error for the trial court to decline to instruct the jury on diminished
capacity.
13
Amicus ACDL argues that defendants have a fundamental right to
dispute that they had the requisite mens rea for an offense, including by
asserting the diminished capacity defense. The ACDL contends that
defendants are entitled to a jury instruction on diminished capacity based on
any relevant evidence. The ACLU argues that the statutory underpinnings,
history, and purpose of the diminished capacity doctrine demonstrate that
expert testimony is not necessary in all cases. Additionally, the ACLU argues
that it is unconstitutional to require a defendant to call an expert witness in
order to secure a diminished capacity instruction because the New Jersey and
the United States Constitutions guarantee criminal defendants a meaningful
opportunity to present a complete defense.
B.
The State argues that a defendant claiming diminished capacity must
present expert testimony showing an underlying mental disease or disorder that
affects the defendant’s ability to form the required state of mind. The State
asserts that N.J.S.A. 2C:4-2’s use of the words “mental disease or defect”
suggests a need for competent medical evidence from a trained professional.
The Attorney General argues that expert testimony is required before a
jury may be instructed on diminished capacity. The Attorney General
contends that defendant bears the burden of producing evidence that his
14
condition exists and submits that only experts can provide a diagnosis and
opine as to how a mental disease affected defendant’s formation of the
necessary mental state. The Attorney General asserts that an expert testimony
requirement neither implicates fundamental fairness concerns nor violates the
constitutional right to a complete defense.
III.
A.
The “standards of review of jury instructions are well-settled: if the
party contesting the instruction fails to object to it at trial, the standard on
appeal is one of plain error; if the party objects, the review is for harmless
error.” State v. Cooper, 256 N.J. 593, 607 (2024) (quoting Willner v. Vertical
Reality, Inc., 235 N.J. 65, 80 (2018)). Here, defendant requested that the trial
court give a diminished capacity charge, and the trial court “noted” counsel’s
objections to its determination not to give the charge. Accordingly, we first
consider whether it was error to deny the requested instruction and, if so, we
would then consider whether the error was harmless. See id. at 607-08.
Here, our determination whether it was error to deny the requested jury
instruction depends on whether a defendant’s assertion of the diminished
capacity defense requires expert testimony.
15
B.
The New Jersey Rules of Evidence permit “a witness qualified as an
expert” to “testify in the form of an opinion or otherwise” “[i]f scientific,
technical, or other specialized knowledge will assist the trier of fact to
understand the evidence or to determine a fact in issue.” N.J.R.E. 702. Under
Rule 702, “expert testimony is not appropriate to explain what a jury can
understand by itself.” State v. J.L.G., 234 N.J. 265, 305 (2018). In contrast,
“New Jersey courts have required expert testimony to explain complex matters
that would fall beyond the ken of the ordinary juror.” State v. Fortin, 189 N.J.
579, 596-97 (2007) (emphasis added) (holding that expert testimony is
necessary to explain the unique aspects of two sexual assaults that suggest the
crimes “are the handiwork of the same person”); see also State v. Hannah, 263
N.J. 411, 447 (2026) (holding that an expert witness is required to present
testimony when a party seeks to introduce evidence regarding the cell towers
to which certain cell phones connected); Davis v. Brickman Landscaping, Ltd.,
219 N.J. 395, 407-08 (2014) (holding that expert testimony is necessary to
explain New Jersey’s “complex regulatory scheme” for fire prevention);
Sanzari v. Rosenfeld, 34 N.J. 128, 134-35 (1961) (holding that expert
testimony is necessary to establish the standard of care in “the ordinary dental
or medical malpractice case” because the jury lacks the “technical training
16
necessary” to determine the standard itself). When “deciding whether expert
testimony is necessary, a court properly considers ‘whether the matter to be
dealt with is so esoteric that jurors of common judgment and experience
cannot form a valid judgment.’” Davis, 219 N.J. at 407-08 (quoting Butler v.
Acme Mkts., Inc., 89 N.J. 270, 283 (1982)).
Most recently in Hannah, a case involving the highly technical subject
area of cell site location information (CSLI), we stated that “leaving the jury to
draw . . . inferences” from CSLI “without a full explanation of its technical
aspects and capabilities by an expert witness” risked “confusing and
misleading” the jury. 263 N.J. at 445. We held that expert testimony gave the
jury the “tools necessary to understand” and “interpret” relevant evidence.
Ibid.
Absent the “aid of expert testimony” about esoteric matters, “the jury
‘would have to speculate.’” Davis, 219 N.J. at 407 (quoting Torres v.
Schripps, Inc., 342 N.J. Super. 419, 430 (App. Div. 2001)). “[T]he average
juror is relatively helpless in dealing with a subject that is not a matter of
common knowledge.” Fortin, 189 N.J. at 596 (quoting State v. Kelly, 97 N.J.
178, 209 (1984)).
In contrast to expert testimony, lay testimony may be admitted if it
“(a) is rationally based on the witness’ perception and (b) will assist in
17
understanding the witness’ testimony or determining a fact in issue.” N.J.R.E.
701. Lay opinion testimony must be about a matter of “common knowledge.”
State v. Bealor, 187 N.J. 574, 586 (2006) (quoting State v. Johnson, 120 N.J.
263, 294 (1990)).
In State v. Risden, where the defendant advanced an insanity defense,
we affirmed the Appellate Division’s decision to remand the case for a new
trial in part because the trial court erroneously precluded lay witnesses from
testifying about the defendant’s “wild, mad,” and “crazy” appearance. 56 N.J.
27, 40-41 (1970). We held that such testimony “requires no expertise. It
springs from the common understanding and experience of mankind. It
represents the reaction of an ordinary man arising from his observation and is
helpful to an understanding of his testimony and an appreciation of the mental
or emotional state of the person described.” Id. at 40. The defendant in
Risden, however, called a psychiatric expert to testify in support of her
insanity defense in addition to the lay witness. Id. at 33-34. And the State
called a psychiatrist to testify in opposition to the defense. Id. at 36-37.
C.
This Court has not previously considered whether expert testimony is
required to assert a diminished capacity defense.
That defense is codified in the New Jersey Code of Criminal Justice:
18
Evidence that the defendant suffered from a mental
disease or defect is admissible whenever it is relevant
to prove that the defendant did not have a state of mind
which is an element of the offense. In the absence of
such evidence, it may be presumed that the defendant
had no mental disease or defect which would negate a
state of mind which is an element of the offense.
[N.J.S.A. 2C:4-2 (emphasis added).]
“A jury considers evidence of diminished capacity in relation to the
State’s burden to prove the essential elements of the crime.” Delibero, 149
N.J. at 98. Asserting a diminished capacity defense under N.J.S.A. 2C:4-2
does not shift the burden of proof to the defendant. Galloway, 133 N.J. at 648-
49. “If the defendant’s evidence on mental disease or defect is sufficient to
raise a reasonable doubt about the existence of the requisite intent,” Humanik
v. Beyer, 871 F.2d 432, 443 (3d Cir. 1989), the State must shoulder “the
burden of proving beyond a reasonable doubt that defendant was capable of
forming the necessary intent at the time of the [crime], despite the presence of
mental disease or defect,” State v. Rivera, 205 N.J. 472, 488 (2011) (alteration
in original) (quoting State v. Reyes, 140 N.J. 344, 359 (1995)).
Neither N.J.S.A. 2C:4-2 nor any other provision of the Criminal Code
defines “mental disease or defect.” 3 See N.J.S.A. 2C:4-2; State v. Breakiron,
3
Disability organizations and scholars advise against using the word “defect”
when describing a mental disability because of the term’s offensive nature.
See Nat’l Ctr. on Disability in Journalism, Disability Language Style Guide,
19
108 N.J. 591, 618 n.10 (1987) (“Some states have attempted to define the
relevant mental diseases or defects. Our Code does not.” (citation omitted)). 4
“[I]n eschewing technical definitions of mental disease or defect, [the Criminal
Code’s drafters] intended to leave that determination to the finders of fact.”
State v. Galloway, 133 N.J. 631, 642 (1993).
Our case law does, however, offer some insight into the phrase’s
meaning, including what it does not mean. In Galloway, this Court held that
“mental disease or defect” is a broad category that is not limited to clinically
defined conditions:
[T]he Legislature by its use of the term “mental disease
or defect” did not intend to preclude evidence of a
mental condition consisting of a “disorder” as such.
Forms of psychopathology other than clinically[]
defined mental diseases or defects may affect the
mental process and diminish cognitive capacity, and
https://ncdj.org/style-guide/#birthdefect (last visited July 29, 2026) (describing
the word “defect” as “offensive”); see also ADA Nat’l Network, Guidelines for
Writing About People With Disabilities, https://adata.org/factsheet/ADANN-
writing (last visited July 29, 2026) (recommending against the word
“defective” when referring to people with disabilities as it “suggests a lack of
something”); Kathryn A. LaFortune, Eliminating Offensive Legal Language,
49 Am. Psych. Assoc., Jud. Notebook 5, 29 (2018) (referring to “mentally
defective” as a “derogatory term[]”). We recognize the offensiveness of the
phrase “mental defect” and use it in this opinion only as is necessary in our
interpretation of N.J.S.A. 2C:4-2, which contains that phrase.
4
An explanatory note in the Model Penal Code (MPC) states that the MPC
section on the insanity defense also does “not define mental disease or mental
de