Alison Beavan v. Allergan U.S.A., Inc.
CourtSupreme Court of New Jersey
Date FiledMay 27, 2026
DocketA-53-24
StatusPublished
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Full Opinion
SYLLABUS
This syllabus is not part of the Courtâs opinion. It has been prepared by the Office
of the Clerk for the convenience of the reader. It has been neither reviewed nor
approved by the Court and may not summarize all portions of the opinion.
Alison Beavan v. Allergan U.S.A., Inc. (A-53-24) (090150)
Argued January 22, 2026 -- Decided May 27, 2026
JUSTICE PATTERSON, writing for a unanimous Court.
This appeal concerns expert testimony presented by plaintiff Alison Beavan in
a product liability action against defendant Allergan U.S.A., Inc. Determination of
the admissibility of that evidence must be governed by the ârigorousâ gatekeeping
analysis prescribed in In re Accutane Litigation, 234 N.J. 340, 380-400 (2018).
Plaintiff alleges that she sustained serious eye injuries as a result of a defect
in a product manufactured and sold by defendant. She served a report by a retained
expert (Dr. Lalezary), who relied on a differential diagnosis methodology on the
issue of causation. Plaintiff also designated her treating physician (Dr. Phillips) to
provide expert testimony on causation but did not serve a report setting forth his
opinion. Defendant moved to bar the opinions as insufficiently reliable to satisfy
N.J.R.E. 702 or 703, and as net opinions. Defendant also sought summary judgment.
Without conducting the gatekeeping inquiry that Accutane requires, the trial
court denied the motion to bar the testimony and, relying in part on plaintiffâs
expertsâ opinions, also denied summary judgment. The Appellate Division deemed
the expertsâ opinions to constitute net opinions and reversed both denials. The Court
granted certification. 260 N.J. 351 (2025).
HELD: Accutane mandates that any dispute about the reliability of expert
testimony in a civil case be resolved by the trial court, acting as gatekeeper and
applying the factors set forth in Accutane if it deems those factors relevant. The
current record does not provide an adequate basis to determine whether the proposed
testimony is sufficiently reliable under Accutane. A remand is necessary for the
proceeding that the Court envisioned in Accutane. The report by plaintiffâs retained
expert adequately explains the basis for his proposed testimony, and the Court
therefore reverses the Appellate Divisionâs determination that he rendered a net
opinion. Because there is no report by plaintiffâs treating physician in the record,
the Court cannot determine whether the physicianâs testimony should be excluded on
net opinion grounds. The Court leaves to the trial court on remand the question
whether plaintiff should be permitted to serve a written report at this stage of the
1
litigation, and, if so, whether the proposed testimony is admissible. Because the
Appellate Divisionâs reversal of the denial of summary judgment was premised on
the exclusion of the expert testimony, the Court reverses that determination, without
prejudice to the partiesâ right to seek summary judgment following the trial courtâs
expert admissibility determinations on remand.
1. The admissibility of expert testimony is governed by N.J.R.E. 702 and N.J.R.E.
703. New Jersey courts were among the foremost to shift from exclusive reliance on
a âgeneral acceptanceâ standard for testing the reliability of scientific evidence to a
methodology-based approach. In Accutane, 234 N.J. at 385, the Court noted the
federal standard for expert reliability determinations in the wake of Daubert v.
Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993). It reviewed New Jersey
decisions identifying the trial courtâs function in expert witness evidentiary disputes
âas that of a gatekeeperâ and reiterated âthe rigor expected of the trial court in that
role under our existing case law.â 234 N.J. at 388-89. The Court also made clear
that in challenges to the reliability of expert testimony in civil cases, trial courts
must âassess both the methodology used by the expert to arrive at an opinion and the
underlying data used in the formation of the opinion.â Id. at 396-97. (pp. 25-28)
2. As a framework for the trial courtâs gatekeeping function, the Accutane Court
identified four factors that the Supreme Court relied on in Daubert as âperhaps
pertinent for consideration, but not dispositive or exhaustive,â id. at 398, and it
prescribed a procedure for the trial courtâs reliability determination under N.J.R.E.
702 and N.J.R.E. 703, id. at 399-400. Accutane does not mandate a hearing under
N.J.R.E. 104 in every setting in which parties dispute the admissibility of expert
testimony; in other New Jersey decisions, however, the courts have recognized the
importance of a pretrial Rule 104 hearing in adjudicating disputes over the reliability
of expert testimony. The procedural framework adopted in Accutane is not limited
to the specific setting in which that case arose; it applies to all civil cases in which
the parties dispute the reliability of expert testimony under N.J.R.E. 702 and 703.
See id. at 347-48, 390, 396-400. (pp. 28-31)
3. The net opinion rule forbids the admission into evidence of an expertâs
conclusions that are not supported by factual evidence or other data. Under that
rule, experts must set forth the âwhy and whereforeâ that supports the opinion,
rather than a mere conclusion. They must also be able to identify the factual bases
for their conclusions and explain their methodology. (p. 31)
4. New Jerseyâs court rules make clear that Dr. Phillipsâs status as a treating
physician does not obviate the need for a written report setting forth his opinions.
On remand, the trial court should determine whether plaintiff should be permitted to
serve an expert report by Dr. Phillips at this stage of the litigation. The Court takes
no position as to that question and provides guidance about the remand. (pp. 32-33)
2
5. For both her manufacturing defect and inadequate warning claims, plaintiff must
prove causation. To meet that burden, plaintiff relies on a theory of differential
diagnosis based on Creanga v. Jardal, 185 N.J. 345 (2005), which identified the
required steps for an expert to conduct a differential diagnosis to prove causation in
a legal proceeding: first, the expert must rule in all plausible causes for the patientâs
condition; second, the expert must rule out, through a process of elimination, the
causes that did not produce the patientâs condition. The Court rejects plaintiffâs
argument that, by virtue of Creanga, her expert witness testimony is admissible, and
neither Accutane nor the Daubert factors are relevant. Accutane did not carve out an
exception for expert opinions based on a differential diagnosis methodology. To the
contrary, in a dispute over the differential diagnosis opinion in this appeal -- as in
any other civil case in which a party contests the admissibility of expert testimony --
the trial court must conduct the gatekeeping inquiry mandated by Accutane. And
when the expert relies on a differential diagnosis methodology, the inquiry
prescribed in Accutane must be conducted with respect to both steps of the
differential diagnosis. Here, the trial court did not conduct any inquiry as to whether
the methodology used by plaintiffâs experts met the requirements of Accutane. The
Court thus reverses the Appellate Divisionâs ruling, which was based on an
inadequate record, and remands the matter for the ârigorousâ gatekeeping procedure
mandated by Accutane with respect to Dr. Lalezary and -- if plaintiff is permitted to
serve a written report by Dr. Phillips -- with respect to Dr. Phillips. The Court
strongly encourages the trial court to conduct a hearing under N.J.R.E. 104 on
remand. (p. 34-43)
6. The Court next applies the net opinion standard. Dr. Lalezary adequately
explained the âwhy and whereforeâ of his opinion. He did not offer a circular,
unsupported, or conclusory opinion that would constitute a net opinion under case
law. The Court does not address whether Dr. Phillipsâs proposed expert opinion is a
net opinion. If, on remand, the trial court permits plaintiff to serve a written expert
report by Dr. Phillips, it should make that determination. (p. 43)
7. As to summary judgment, the Court agrees with the Appellate Division that if
plaintiffâs expertsâ reports are excluded, defendant is entitled to summary judgment.
That determination, however, must await the proceedings on remand to determine
the admissibility of the expertsâ opinions. Following the trial courtâs decision on the
admissibility question on remand, the parties may file motions for summary
judgment based on the record as supplemented on remand. (pp. 44-45)
REVERSED and REMANDED to the trial court.
JUSTICES PIERRE-LOUIS, WAINER APTER, FASCIALE, NORIEGA, and
HOFFMAN join in JUSTICE PATTERSONâs opinion. CHIEF JUSTICE
RABNER did not participate.
3
SUPREME COURT OF NEW JERSEY
A-53 September Term 2024
090150
Alison Beavan,
Plaintiff-Appellant,
v.
Allergan U.S.A., Inc.,
Defendant-Respondent,
and
Allergan Inc., f/k/a Inamed
Corporation, Allergan PLC,
and Abbvie Inc.,
Defendants.
On certification to the Superior Court,
Appellate Division.
Argued Decided
January 22, 2026 May 27, 2026
Dennis M. Donnelly argued the cause for appellant (The
Donnelly Law Firm, attorneys; Dennis M. Donnelly, and
David R. Shoop and Thomas S. Alch (Shoop) members of
the California bar, admitted pro hac vice, and Brian
Panish and Adam Shea (Panish, Shea, & Ravipudi)
members of the California bar, admitted pro hac vice, on
the briefs).
1
Daniel B. Rogers, a member of the Florida bar, admitted
pro hac vice, argued the cause for respondent (Shook,
Hardy & Bacon, and Schenck Price Smith & King,
attorneys; Timothy I. Duffy, and Jonathan F. Donath, on
the briefs).
Christina Vassiliou Harvey argued the cause for amicus
curiae New Jersey Association for Justice (Lomurro
Munson, attorneys; Jonathan H. Lomurro, of counsel,
Christina Vassiliou Harvey, of counsel and on the brief,
and Andrew Broome, on the brief).
Varu Chilakamarri a member of the District of Columbia
bar, admitted pro hac vice, argued the cause for amici
curiae Chamber of Commerce of the United States of
America and New Jersey Civil Justice Institute (K&L
Gates, attorneys; Erin C. Cassidy, Varu Chilakamarri,
and David R. Fine, a member of the Pennsylvania bar,
admitted pro hac vice, on the brief).
Michael C. Zogby submitted a brief on behalf of amicus
curiae The Product Liability Advisory Council, Inc.
(Barnes & Thornburg, attorneys; Michael C. Zogby,
Kaitlyn Stone, and Marquis Whitney, on the brief).
Natalie H. Mantell submitted a brief on behalf of amici
curiae Healthcare Institute of New Jersey and New Jersey
Business & Industry Association (McCarter & English,
attorneys; Natalie H. Mantell, on the brief).
JUSTICE PATTERSON delivered the opinion of the Court.
When a party in a civil action challenges the reliability of an opposing
partyâs expert witness testimony pursuant to New Jersey Rules of Evidence
702 and 703, this Courtâs decision in In re Accutane Litigation, 234 N.J. 340,
2
380-400 (2018), governs the trial courtâs determination. In accordance with
Accutane, the trial court must conduct a ârigorousâ gatekeeping analysis to
ensure that any expert evidence presented to a jury is supported by reliable
methodology. Id. at 389-90, 396-400. In that inquiry, a trial court may apply
factors derived from the United States Supreme Courtâs decision in Daubert v.
Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 593-95 (1993), as well as
other considerations relevant to the inquiry. Accutane, 234 N.J. at 396-400
(citing Daubert, 509 U.S. at 591-95).
This appeal arises from a product liability action in which plaintiff
Alison Beavan alleges that she sustained serious eye injuries as a result of a
defect in a pharmaceutical product manufactured and sold by defendant
Allergan U.S.A., Inc. Plaintiff designated a retained expert on the question of
causation and served a report by that expert, in which the expert relied on a
differential diagnosis methodology on the issue of causation. Plaintiff also
designated her treating physician to provide expert testimony on the question
of causation but did not serve a report setting forth the treating physicianâs
opinion.
Defendant moved to bar the expertsâ opinions on the grounds that they
were insufficiently reliable to satisfy N.J.R.E. 702 or 703 and that they
3
constituted inadmissible net opinions. Defendant also sought summary
judgment dismissing plaintiffâs claims.
The trial court denied defendantâs motion to bar the testimony of
plaintiffâs experts. Without conducting the gatekeeping inquiry that Accutane
requires, the trial court held that the expertsâ opinions were admissible. The
court also concluded that the expertsâ opinions did not constitute net opinions.
Relying in part on those expert opinions, the trial court ruled that plaintiff had
demonstrated genuine issues of material fact as to product defect and causation
and denied defendantâs motion for summary judgment.
The Appellate Division affirmed in part and reversed in part the trial
courtâs judgment. Finding no support in the evidence for plaintiffâs
differential diagnosis methodology under the factors identified in Accutane
and deeming the expertsâ opinions to constitute net opinions, the appellate
court reversed the trial courtâs decision denying defendantâs motion to bar
plaintiffâs expert testimony and its motion for summary judgment.
We granted plaintiffâs petition for certification, in which she challenged
the Appellate Divisionâs determinations regarding expert admissibility and
summary judgment. With respect to the central question in this appeal -- the
reliability of the expertsâ methodology under N.J.R.E. 702 and 703 -- we view
Accutane to mandate that any dispute about the reliability of expert testimony
4
in a civil case be resolved by the trial court, acting as gatekeeper and applying
the factors set forth in that decision if it deems those factors relevant.
Accutane, 234 N.J. at 347-48, 390-91. Consequently, we do not view the
current record to provide an adequate basis for a determination whether the
proposed expert testimony is sufficiently reliable under Accutane to be
admitted at trial, and we conclude that a remand is necessary for the
proceeding that this Court envisioned in Accutane.
We view the report of plaintiffâs retained expert witness to adequately
explain the basis for his proposed testimony and therefore reverse the
Appellate Divisionâs determination that the expert witness rendered a net
opinion. Because there is no report by plaintiffâs treating physician in the
record, we cannot determine whether the physicianâs testimony should be
excluded on net opinion grounds. We leave to the trial court on remand the
question whether plaintiff should be permitted to serve a written report by the
treating physician at this stage of the litigation, and, if so, whether the
physicianâs proposed expert testimony is admissible.
Because the Appellate Divisionâs reversal of the trial courtâs denial of
summary judgment was premised on its holding that the expertsâ testimony
should be excluded, we reverse that determination, without prejudice to the
5
partiesâ right to seek summary judgment following the trial courtâs evidentiary
determinations on remand.
I.
A.
The pharmaceutical product at the center of this case is Ozurdex,
approved by the Food and Drug Administration (FDA) to treat certain
ophthalmic conditions. It is a steroid pellet that is injected into a patientâs eye,
distributed in a single-use applicator with a needle stored in a silicone sleeve.
During the relevant period, defendant assembled Ozurdex at a facility in
Ireland, using certain component parts supplied by other manufacturers. 1
On July 23, 2018, defendant advised the FDA that a routine inspection
of Ozurdex units during assembly had revealed that in specific units, there was
a potential for a silicone particulate, ârubberoid in nature and of approximately
300 [microns] size at its widest diameter,â to detach and to be ejected with the
pellet. Defendant stated that its representative had visited the manufacturer of
the silicone sleeve and had identified âa potential root cause linked toâ the
manufacturing process, which âmay extend to previously manufactured sleeve
lotsâ used in the final assembly of needle batches for certain Ozurdex units.
1
In addition to naming defendant Allergan U.S.A., plaintiff named Allergan
Inc., Allergan PLC, and Abbvie Inc. as defendants in her complaint. The
record indicates that Allergan U.S.A. is now the only defendant in this matter.
6
On September 5, 2018, defendant notified the FDA in a Field Alert that
âbatch E83364, of which 38 units were distributed to the US market, is within
the apparent impacted boundary identified during investigation. Five health
care providers received these units.â It stated that it that it had quarantined the
remaining units in that batch, and those units were not distributed.
On October 3, 2018, defendant sent a draft âDear Health Care Providerâ
letter to the FDA for its review. The draft letter stated that silicone particles
had been observed in certain Ozurdex implants, and advised that clinicians and
patients exercise extra vigilance. As possible clinical implications, the letter
listed â[o]bscuration of vision by particle,â â[i]ntraocular inflammation,â and
â[c]orneal adverse reaction.â It described the possible âcorneal adverse
reactionâ as the possibility that â[i]n patients that have an opening between the
anterior and the posterior segment of the eye (e.g., following capsulotomy or
iridectomy) the particle could potentially migrate to the anterior chamber.â
According to defendantâs expert, defendant attempted more than twenty
times to secure the FDAâs authorization to send the letter to healthcare
providers. Based on the record of the appeal, it appears that the FDA never
approved the letter and that the letter was not sent.
7
On October 17, 2018, the FDA recommended that defendant âaddress
the problem for the sake of product qualityâ but stated that it did not consider
the problem âto be a safety concern.â
On October 25, 2018, defendant issued a Field Alert identifying twenty-
two Ozurdex lots that its sample testing indicated had been impacted by the
silicone particle issue. One lot identified in the Field Alert was lot E82852;
based on testing conducted by defendant, the Field Alert stated that in lot
E82852, two of ninety units -- representing 2.2 percent of those units --
contained a silicone particulate.
On December 18, 2018, defendant issued an âUrgent Drug Recallâ to
health care providers who received units from the twenty-two lots identified in
the Field Alert. The Field Alert stated in part that â[m]ild transient visual
disturbance or intraocular inflammatory reaction in sensitive patientsâ were
âpotential safety risksâ and that there was âa remote possibility of corneal
reaction if the particulate migrates to the anterior chamber.â It asked that any
inventory of the recalled product lots be quarantined and instructed recipients
to âcease supplying the recalled product lots to your customers.â
B.
Plaintiff, a resident of Maryland, was treated for ophthalmic conditions
including uveitis and cystoid macular edema in her left eye beginning in 2007.
8
In 2009, plaintiff underwent a surgical implant procedure using Retisert, a
corticosteroid intravitreal implant. Between 2012 and 2015, she received two
Ozurdex injections in her left eye, one in her right eye, and other ophthalmic
treatments.
On July 27, 2015, plaintiff became a patient of William B. Phillips,
M.D., a Maryland ophthalmologist specializing in the treatment of retinal
conditions. Dr. Phillips noted plaintiffâs eight-year history of uveitis in each
eye, as well as prior glaucoma and macular surgery on her left eye. Medical
records indicate that prior to plaintiffâs November 6, 2018 Ozurdex injection,
Dr. Phillips administered Ozurdex injections to plaintiffâs left eye six times
and to her right eye three times, and that he conducted other procedures to treat
her conditions.
On November 6, 2018, Dr. Phillips injected plaintiffâs left eye with
Ozurdex. It is undisputed that the Ozurdex unit that Dr. Phillips used in his
treatment of plaintiff on that date was a unit from lot E82852.
Asked at his deposition whether, as of November 6, 2018, he had ânot
heardâ that âduring the administration of certain Ozurdex lots,â there was a
risk that a silicone particulate could be injected into a patientâs eye, Dr.
Phillips affirmed that he had not.
9
On November 13, 2018, plaintiff returned to Dr. Phillips, complaining of
blurred and decreased vision and a blind spot in her left eye. Dr. Phillips
diagnosed a total retinal detachment. The next day, he conducted a vitrectomy
to repair the retinal detachment, observing the Retisert implant âfloating over
the macula.â Plaintiff again consulted Dr. Phillips on November 26, 2018,
complaining of blurry vision. Dr. Phillips determined that the Ozurdex
implant had migrated to the anterior chamber of plaintiffâs left eye; he also
noted the presence of corneal edema.
During visits to Dr. Phillips in December 2018, January 2019, and
February 2019, plaintiff reported deteriorating vision, pain, and tearing in her
left eye. Dr. Phillips referred plaintiff to Dr. Jonathan Solomon, a specialist in
the treatment of corneal conditions. Dr. Solomon recommended a partial
corneal transplant.
When plaintiff consulted Dr. Phillips between July 2019 and May 2021
for treatment of cystoid macular edema in her right eye, the vision in her left
eye was reported to have worsened from âlight perceptionâ to âno light
perception.â In May 2021, plaintiff sustained a total retinal detachment in her
left eye and was diagnosed with recurrent uveitis in both eyes.
Plaintiff asserts that she is ânow completely blind in her left eye without
any ability to even detect light.â
10
II.
A.
1.
Plaintiff filed this action, asserting claims for strict liability under the
New Jersey Product Liability Act (PLA), N.J.S.A. 2A:58C-1 to -11,
negligence, and breach of an implied warranty. She asserted PLA claims for
design defect, manufacturing defect, and failure to warn, contending that the
Ozurdex unit administered to plaintiff was defective when it âleft the
possessionâ of defendant, and that it âdid, in fact, cause personal injuriesâ
while being used in a reasonably foreseeable manner, âthereby rendering [it]
defective, unsafe, and dangerous for [its] intended use.â Plaintiff sought
compensatory damages, punitive damages, and costs.
Defendant denied plaintiffâs allegations and asserted, among other
affirmative defenses, that plaintiffâs claims are preempted by the Food, Drug,
and Cosmetic Act (FDCA), 21 U.S.C. § 301.
During discovery, plaintiff designated as a âretained expertâ Dr. Maziar
Lalezary, a board-certified ophthalmologist who completed a vitreoretinal
surgical fellowship. Plaintiffâs counsel served a report by Dr. Lalezary dated
11
June 28, 2022. 2 Relying on plaintiffâs deposition testimony, the medical
records and deposition testimony of Dr. Phillips and Dr. Solomon, the
deposition testimony of a former employee of defendant, and documents
produced by defendant, Dr. Lalezary opined within a reasonable degree of
medical certainty that:
1. The November 6, 2018 Ozurdex injection resulted
in a silicone particulate being unintentionally
dispensed from the defective actuator.
2. The silicone particulate likely migrated to the
anterior chamber along with the Ozurdex steroid
pellet.
3. The defective Ozurdex with silicone particulate
being injected into Ms. Beavanâs left eye likely
incited retinal detachment which occurred within a
week of treatment. Following retinal detachment
surgery, the anterior chamber migration of the
silicone particulate was a substantial factor in
causing significant vision loss and the need for
multiple subsequent surgeries in the left eye. The
silicone particulate caused excessive ocular
inflammation in Ms. Beavanâs left eye and corneal
edema, both of which were adverse effects
identified in Allerganâs Ozurdex recall. Despite
corneal surgery, compounded damage from retinal
detachment likely limited potential recovery
resulting in Ms. Beavanâs loss of vision.
4. Dr. Phillips complied with the requisite standard of
care at all times with regard to his treatment of Ms.
2
Although plaintiffâs counsel referred to two other expert physicians in
proceedings before the trial court, it is undisputed that Dr. Lalezary and Dr.
Phillips are plaintiffâs only proposed expert witnesses.
12
Beavan. He was not informed appropriately in a
timely manner of the defective Ozurdex until early
January, 2019.
5. Dr. Solomon complied with the requisite standard
of care at all times with respect to his treatment of
Ms. Beavan.
In his deposition, Dr. Lalezary confirmed that his written report
contained all of his opinions in this case.
Asked at his deposition to state his opinion as to what caused the injury
of plaintiffâs left eye, Dr. Lalezary testified that a silicone particulate in
Ozurdex âcaused inflammation and traction in [plaintiffâs] peripheral retinaâ
that âinduced a retinal break and led to her retinal detachment.â He further
opined that plaintiff âhad detachment repair that led to the anterior migration
of the Ozurdex pellet. That compromised her vision because a patient with
uveitis that develops a retinal detachment has a poor prognosis for recovery
and vision.â Dr. Lalezary conceded that retinal detachment is âa possible riskâ
following any intraocular procedure and that plaintiffâs prior history of eye
surgeries âposes a risk of retinal detachment.â He viewed âthe temporal
relationshipâ between the Ozurdex injection and plaintiffâs symptoms to mean
that the injection posed the more relevant significant risk compared to her
prior surgeries and her Retisert implant.
13
Asked what evidence he could cite âthat shows a silicone particulate was
generated from [plaintiffâs] November 6, 2018 Ozurdex injection,â Dr.
Lalezary stated that, although ânobody was able to identify or documentâ such
a particulate, âthat doesnât mean it wasnât in the eye,â and he âwouldnât expect
to see it anyway.â According to Dr. Lalezary, he concluded that plaintiff had a
silicone particle in her left eye â[b]ecause she developed an adverse event after
the defective Ozurdex was administered.â He testified that he determined that
the Ozurdex administered on November 6, 2018 was defective because â[i]t
was part of the lot that was recalledâ and because plaintiff âhad injections
before and never developed a problem until she received a defective implant.
It would be more than coincidental.â
In discovery, plaintiff designated Dr. Phillips as a ânon-retained expert,â
characterizing him as a âtreating physician to testify regarding causationâ and
referring defendant to Dr. Phillipsâs deposition testimony for his opinion.
Although defendant requested a written report by Dr. Phillips in
interrogatories, plaintiffâs counsel did not serve a report by Dr. Phillips on
defense counsel.
Asked at his deposition whether he had formed an opinion as plaintiffâs
treating physician that the November 6, 2018 Ozurdex injection âcontained a
silicone particulate that ultimately caused her to lose her vision,â Dr. Phillips
14
answered in the affirmative. He testified that neither he nor another treating
physician saw a silicone particulate but stated that he would not be able to see
the particulate if it were present âsince it was 300 microns.â Dr. Phillips said
that âthe only thing we were going byâ was that âit was a recalled lot.â Dr.
Phillips detailed plaintiffâs many prior Ozurdex injections and eye procedures,
and stated he believed that the âsilicone oil particulateâ could have caused the
inflammatory response because âitâs the only thing that was different.â He
noted, however, that plaintiff had an âunusualâ inflammatory response that
âpersisted long after the Ozurdex implant itself was gone.â
Defendant served the expert report of Dr. Dean Elliott, a board-certified
ophthalmologist who completed a fellowship in vitreoretinal surgery. Dr.
Elliott stated, among other opinions, that there is no evidence that the Ozurdex
unit administered to plaintiff on November 6, 2018 generated a silicone
particulate. He identified other risk factors in plaintiffâs history and opined
that plaintiffâs retinal detachment in November 2018 and a recurrent retinal
detachment with severe proliferative vitreoretinopathy, not the Ozurdex unit,
caused her injuries.
Defendant moved to bar plaintiffâs expert testimony under N.J.R.E. 702
and N.J.R.E. 703, arguing that the opinions of Dr. Lalezary and Dr. Phillips
did not meet the standard of reliability and that they constituted net opinions.
15
Defendant relied on the expertsâ concession that no direct evidence showed the
release of a silicone particulate during plaintiffâs November 6, 2018 Ozurdex
injection. It contended that no evidence supported the expertsâ opinions that
such a particulate -- as distinct from plaintiffâs prior procedures or other
factors -- caused her injuries.
Plaintiff countered that her experts met the standard of N.J.R.E. 702 and
703. She argued that her experts relied upon defendantâs corporate
representativeâs admission in deposition testimony that an Ozurdex applicator
that dispenses a silicone particulate would be defective. Plaintiff also stated
that her expertsâ causation opinions were based on a differential diagnosis
methodology. As plaintiffâs counsel explained to the trial court, given that
prior eye treatments did not produce the injury that plaintiff experienced after
her November 6, 2018 Ozurdex injection, the experts had a basis to opine that
a defect in the Ozurdex unit used on that specific occasion caused her injury.
The trial court did not assess plaintiffâs expert opinions pursuant to
Accutane, 234 N.J. at 380-400, or apply the Daubert factors addressed in that
decision to plaintiffâs differential diagnosis theory of causation. Instead, the
court quoted Dr. Lalezaryâs opinion that a silicone particulate caused
plaintiffâs retinal detachment and summarized Dr. Phillipsâs deposition
testimony to assert that an âalleged silicone particulate created persistent
16
inflammation in [p]laintiffâs eye that proximately caused her injuries,â finding
both to be âsufficiently based in fact and data to be admissible under N.J.R.E.
703.â The court observed that the expertsâ opinions were based in part on
plaintiffâs history of multiple prior Ozurdex applications with no
complications, so âthe only variable and most likely explanation for the
complications arising after the November 6, 2018 procedure is that the
Ozurdex applicator was from a defective lot.â
The trial court ruled that the expertsâ opinions met the requirements of
N.J.R.E. 702 and 703, and denied defendantâs motion to bar the expertsâ
testimony.
Defendant also moved for summary judgment dismissing plaintiffâs PLA
claims. It argued that there was no evidence that the specific Ozurdex unit
used in plaintiffâs November 6, 2018 injection was defective or that a silicone
particulate was injected into plaintiffâs left eye. Defendant also asserted that
plaintiffâs failure to warn claim was not viable under the PLA and was
preempted by federal law.
The trial court denied defendantâs motion, holding that there was a
dispute of material fact as to whether plaintiffâs injuries were caused by a
defect under the PLA.
17
With respect to the existence of a manufacturing defect, the trial court
stated that plaintiff âpresented sufficient evidence that the Ozurdex applicator
was defective to survive a motion for summary judgment.â The court cited the
testimony of defendantâs corporate representative that if the Ozurdex unit were
to dispense a silicone particulate, it would deviate from defendantâs
performance standards, and that the Ozurdex applicator was not designed to
dispense such a particulate. The court did not address the question whether
plaintiff had presented prima facie evidence that the specific Ozurdex unit
used in her November 6, 2018 injection had dispensed a silicone particulate
and was therefore defective.
With respect to the causation issue, the trial court relied on the opinions
of plaintiffâs expert witnesses that a product defect proximately caused
plaintiffâs injuries, finding that the expert testimony was sufficient to âcreate a
dispute of material fact as to whether the alleged defect (i.e., the silicone
particulate) proximately causedâ plaintiffâs injuries.
Defendant moved for reconsideration. It contended, among other
arguments, that the trial courtâs reasoning contravened this Courtâs opinion in
Accutane. The trial court denied reconsideration, reiterating that the expertsâ
opinions were âsufficiently based in fact and data to be admissible under
N.J.R.E. 703.â It also rejected defendantâs argument that plaintiffâs PLA
18
failure to warn claim was preempted by the FDCA, a contention it had not
addressed in its original decision.
B.
The Appellate Division granted defendantâs motion for leave to appeal.
The appellate court granted amicus curiae status to the Healthcare Institute of
New Jersey (HINJ) and the New Jersey Business and Industry Association
(NJBIA) (jointly represented) and to the Product Liability Advisory Council,
Inc. (PLAC) and the Chamber of Commerce of the United States of America
(Chamber of Commerce) (jointly represented).
The Appellate Division affirmed in part and reversed in part the trial
courtâs determination. It affirmed the trial courtâs decision that plaintiffâs
PLA failure to warn claim was not preempted by the FDCA, holding that
plaintiff asserted a âviable PLA claim based on defendantâs failure to warn
patients of the product defect.â 3
The Appellate Division next addressed the trial courtâs decision denying
defendantâs motion for summary judgment dismissing plaintiffâs
manufacturing defect claim. Noting that expert testimony is indisputably
necessary to âidentify the manufacturing defect alleged by plaintiff,â the
appellate court held that the evidence of a manufacturing defect presented by
3
The federal preemption issue is not before the Court in this appeal.
19
plaintiff gave rise to a jury question with respect to one element of the claim:
the existence of a defect. The Appellate Division noted, however, that a
plaintiff must also present sufficient evidence that the alleged product defect
proximately caused her injuries, rather than leave the jury to speculate as to
that issue. It therefore turned to the question whether the trial court had
abused its discretion when it denied defendantâs motion to bar plaintiffâs
expert testimony on the question of causation.
Citing case law regarding the net opinion rule, the Appellate Division
stated that its âdifficultyâ was ânot with the theory of causation espoused by
each expert or that causation could be established through a differential
diagnosis,â which âis certainly permitted.â The Appellate Division found,
however, that in this case there was an âutter lack of evidence of both general
and specific causation.â The appellate court viewed plaintiffâs expertsâ theory
of causation to be âbased on evidence that does not exist,â and opined that the
theory would âleave a jury to speculate whether there was ever a particulate in
the applicator or particulate injected into plaintiffâs eye.â The court identified
potential alternative causes for plaintiffâs injuries, including plaintiffâs Retisert
silicone insert, her chronic eye inflammation, inflammation from cigarette
smoking, and plaintiffâs âhistory of ophthalmic procedures and intravitreal
injections.â It found that the expertsâ differential diagnosis was âunavailing.â
20
The Appellate Division acknowledged this Courtâs adoption of the
Daubert factors in Accutane but did not remand the case for a determination
pursuant to that decision. Instead, it found âno evidence presented by
plaintiffâs experts to convince us their theory of causation would pass muster
under Daubert.â The Appellate Division held that the trial court abused its
discretion when it declined to bar the testimony of plaintiffâs experts and that
the trial court should have granted defendantâs motion for summary judgment
due to the lack of proof of causation. It did not reach defendantâs argument
that the trial court improperly denied its motion for reconsideration.
C.
We granted plaintiffâs petition for certification. 260 N.J. 351 (2025).
We maintained the amicus curiae status of the organizations that participated
in this appeal before the Appellate Division. HINJ and NJBIA continued to
participate jointly; PLAC participated on its own behalf before us; and the
Chamber of Commerce participated jointly with the New Jersey Civil Justice
Institute (NJCJI), to which we granted leave to appear. We also granted
amicus curiae status to the New Jersey Association for Justice (NJAJ).
III.
Plaintiff argues that this Court should not apply the Daubert factors
addressed in Accutane to her expertsâ opinions and that we should instead find
21
those opinions reliable on the basis of Creanga v. Jardal, 185 N.J. 345, 357-61
(2005). She argues that her expertsâ opinions were not net opinions and should
have been held admissible. Plaintiff asserts that she presented sufficient
evidence of general causation and specific causation to defeat defendantâs
motion for summary judgment on both her manufacturing defect claim and her
failure to warn claim.
Defendant counters that the Appellate Division properly reversed the
trial courtâs denial of its motion to bar plaintiffâs experts and its motion for
summary judgment. It argues that plaintiff failed to meet her burden under
Accutane to demonstrate the reliability of those opinions. Defendant asserts
that plaintiffâs expertsâ reports are inadmissible net opinions because they
consist of unsupported conclusory statements.
NJAJ urges the Court to reverse the Appellate Divisionâs decision,
contending that the Daubert factors do not govern expert determinations in
civil cases and that plaintiffâs experts satisfied the applicable test. The
Chamber of Commerce and NJCJI assert that the trial court failed to conduct
the gatekeeping function that Accutane mandates, and that the court did not
rigorously review the expertsâ application of a differential diagnosis
methodology to establish causation. PLAC argues that differential diagnosis is
not a methodology capable of demonstrating general causation, and it
22
describes that methodologyâs limited role in establishing the cause of an
individual plaintiffâs condition. HINJ and NJBIA contend that the trial court
failed to determine whether plaintiffâs experts applied differential diagnosis
concepts in a reliable manner that satisfies Accutane.
IV.
A.
As a general rule, âthe abuse of discretion standard applies in the
appellate review of a trial courtâs determination to admit or deny scientific
expert testimony on the basis of unreliability in civil matters.â Accutane, 234
N.J. at 392; see also id. at 391 (âA reviewing court must apply an abuse of
discretion standard to a trial courtâs determination, after a full Rule 104
hearing, to exclude expert testimony on unreliability grounds.â (citing Hisenaj
v. Kuehner, 194 N.J. 6, 12, 16 (2008)). When that deferential standard applies,
the trial courtâs ruling should be reversed âonly if it âwas so wide off the mark
that a manifest denial of justice resulted.ââ Rodriguez v. Wal-Mart Stores,
Inc., 237 N.J. 36, 57 (2019) (quoting Griffin v. City of East Orange, 225 N.J.
400, 413 (2016)).
â[W]here the trial court fails to apply the proper legal standard in
evaluating the admissibility of evidence, we review the evidentiary ruling de
novo.â State v. Trinidad, 241 N.J. 425, 448 (2020); accord Hassan v.
23
Williams, 467 N.J. Super. 190, 214 (App. Div. 2021) (conducting a de novo
review of a trial courtâs evidentiary determination after determining that the
trial court did not apply the proper legal standard).
We review de novo a trial courtâs ruling denying summary judgment,
applying the legal standard that governs the trial courtâs determination. In re
Est. of Jones, 259 N.J. 584, 594 (2025). Summary judgment should be granted
âif the pleadings, depositions, answers to interrogatories and admissions on
file, together with the affidavits, if any, show that there is no genuine issue as
to any material fact challenged and that the moving party is entitled to a
judgment or order as a matter of law.â R. 4:46-2(c).
Where, as here, âa trial court is âconfronted with an evidence
determination precedent to ruling on a summary judgment motion,â it âsquarely
must address the evidence decision first.ââ Townsend v. Pierre, 221 N.J. 36,
53 (2015) (quoting Est. of Hanges v. Metro. Prop. & Cas. Ins. Co., 202 N.J.
369, 384-85 (2010)). âAppellate review of the trial courtâs decisions proceeds
in the same sequence, with the evidentiary issue resolved first, followed by the
summary judgment determination of the trial court.â Ibid. (citing Est. of
Hanges, 202 N.J. at 385).
24
B.
1.
The admissibility of expert testimony is governed by N.J.R.E. 702 and
N.J.R.E. 703. Under N.J.R.E. 702, â[i]f scientific, technical, or other
specialized knowledge will assist the trier of fact to understand the evidence or
to determine a fact in issue, a witness qualified as an expert by knowledge,
skill, experience, training, or education may testify thereto in the form of an
opinion or otherwise.â N.J.R.E. 703 provides that â[t]he facts or data in the
particular case upon which an expert bases an opinion or inference may be
those perceived by or made known to the expert at or before the proceedingâ
and that if those facts or data are âof a type reasonably relied upon by experts
in the particular field in forming opinions or inferences upon the subject, the
facts or data need not be admissible in evidence.â
Thus, ââwhile [N.J.R.E.] 702 permits a qualified expert witness to testify
âin the form of an opinion or otherwise,â N.J.R.E. 703 âaddresses the bases of
opinion testimony by experts.ââ Polzo v. County of Essex, 196 N.J. 569, 582
(2008) (emphasis omitted) (quoting State v. Townsend, 186 N.J. 473, 494
(2006)).
Defendantâs motion to bar the testimony of plaintiffâs expert witnesses
was based on two distinct grounds: (1) the requirement that expert testimony
25
be premised on a reliable methodology, see Accutane, 234 N.J. at 380-400; and
(2) the requirement that an expert report set forth the basis for the expertâs
opinion, commonly referred to as the ânet opinionâ rule, see Townsend, 221
N.J. at 55-59; Polzo, 196 N.J. at 583. We address the law governing each of
those arguments.
2.
This Court has long grappled with the standard governing the
determination whether an expertâs testimony is sufficiently reliable under
N.J.R.E. 702 and N.J.R.E. 703 to be admitted into evidence. New Jersey
courts were âamong the foremost to shift from exclusive reliance on a âgeneral
acceptanceâ standard for testing the reliability of scientific evidence to a
methodology-based approach.â Accutane, 234 N.J. at 347 (footnote omitted)
(citing Landrigan v. Celotex Corp., 127 N.J. 404, 414 (1992); Rubanick v.
Witco Chem. Corp., 125 N.J. 421, 447 (1991)).
Accutane represents a significant step in the evolution of our law
governing the admissibility of expert testimony. This Courtâs decision arose
from a dispute over the reliability of the plaintiffsâ expert testimony in
pharmaceutical product liability litigation. Id. at 350-51. Plaintiffs in that
litigation alleged that Accutane, an FDA-approved drug prescribed to treat
severe acne, caused Crohnâs disease in certain patients. Ibid.
26
Addressing the defendantsâ challenge to the plaintiffsâ expert witnesses,
the trial court held an evidentiary hearing under N.J.R.E. 104 in accordance
with this Courtâs decision in Kemp ex rel. Wright v. State, 174 N.J. 412, 427-
28 (2002), and excluded the expert testimony. Id. at 371. The Appellate
Division reversed, holding that the expertsâ methodology was sufficiently
reliable to be admissible at trial. In re Accutane Litig., 451 N.J. Super. 153,
163-64 (App. Div. 2017). This Court granted the defendantsâ petition for
certification.
The Court noted the federal standard for expert reliability determinations
under Fed. R. Evid. 702 in the wake of the United States Supreme Courtâs
decision in Daubert, 509 U.S. at 592-93, and two subsequent Supreme Court
decisions clarifying the Daubert standard, General Electric Co. v. Joiner, 522
U.S. 136, 138-47 (1997), and Kumho Tire Co. v. Carmichael, 526 U.S. 137,
147-48 (1999). Accutane, 234 N.J. at 385. It reviewed prior New Jersey
decisions identifying the trial courtâs function in an expert witness evidentiary
dispute âas that of a gatekeeper -- deciding what is reliable enough to be
admitted and what is to be excludedâ -- and reiterated âthe rigor expected of
the trial court in that role under our existing case law.â Id. at 388-89.
In Accutane, the Court made clear that in challenges to the reliability of
expert testimony in civil cases, trial courts must âassess both the methodology
27
used by the expert to arrive at an opinion and the underlying data used in the
formation of the opinion.â Id. at 396-97. As a framework for the trial courtâs
gatekeeping function, this Court identified four factors that the Supreme Court
relied on in Daubert as âperhaps pertinent for consideration, but not dispositive
or exhaustiveâ:
(1) Whether the scientific theory can be, or at any time
has been, tested;
(2) Whether the scientific theory has been subjected to
peer review and publication, noting that publication
is one form of peer review but is not a âsine qua
nonâ;
(3) Whether there is any known or potential rate of
error and whether there exist any standards for
maintaining or controlling the techniqueâs
operation; and
(4) Whether there does exist a general acceptance in the
scientific community about the scientific theory.
[Id. at 398 (citing Daubert, 509 U.S. at 593-95).]
This Court observed that the fourth factor, general acceptance in the
scientific community, âcontinues to have a bearing because, minimally, it
permits the identification of a relevant scientific community and facilitates an
express determination of a particular degree of acceptance within that
community, or contrarily permits a technique with minimal support to be
viewed with skepticism.â Ibid. (citing Daubert, 509 U.S. at 594). The Court
28
did not declare New Jersey a âDaubert jurisdiction,â noting its hesitation to
âembrace the full body of Daubert case law as applied by state and federal
courtsâ given the lack of a âmonolithic body of case law uniformly or even
consistently applying Daubert.â Id. at 399. The Court therefore declined to
âadopt a âstandardâ that we cannot fully discern in its application at this time.â
Ibid.
Instead, in Accutane, this Court prescribed a procedure for the trial
courtâs reliability determination under N.J.R.E. 702 and N.J.R.E. 703:
Our view of proper gatekeeping in a methodology-
based approach to reliability for expert scientific
testimony requires the proponent to demonstrate that
the expert applies . . . scientifically recognized
methodology in the way that others in the field practice
the methodology. When a proponent does not
demonstrate the soundness of a methodology, both in
terms of its approach to reasoning and to its use of data,
from the perspective of others within the relevant
scientific community, the gatekeeper should exclude
the proposed expert testimony on the basis that it is
unreliable.
[234 N.J. at 399-400.]
Addressing the expert admissibility dispute before it, the Court found
that the trial court had conducted the ârigorous gatekeepingâ required, and
found no abuse of discretion in that courtâs exclusion of the expertsâ
testimony. Id. at 400. It therefore reversed the Appellate Divisionâs judgment.
Ibid.
29
This Court did not rule in Accutane that a hearing under N.J.R.E. 104 is
mandatory in every setting in which parties dispute the admissibility of expert
testimony. See id. at 391-400. It noted, however, that in Kemp, it had
âsolidified the requirement of a pretrial Rule 104 hearing for assessing an
expertâs testimonyâ and that, under prior case law, âa Kemp hearing is a
common pretrial occurrence for resolving the reliability of expert scientific
testimony.â Id. at 350 (citing Kemp, 174 N.J. at 430). In other New Jersey
decisions, the courts have recognized the importance of a pretrial Rule 104
hearing in adjudicating disputes over the reliability of expert testimony. See,
e.g., Lanzo v. Cyprus Amax Mins. Co., 467 N.J. Super. 476, 507 (App. Div.
2021) (noting that â[t]he trial court did not conduct a Rule 104 hearing to
perform the analysis required by Accutane and the prior decisions upon which
it is based,â and âdid not assess the methodology, or the underlying data used
by the two experts to form their opinionsâ); Carl v. Johnson & Johnson, 464
N.J. Super. 446, 506 (App. Div. 2020) (holding that a trial courtâs role at a
Rule 104 hearing under Accutane is to âassess the soundness of the
methodology of plaintiffâs experts and the soundness of the âunderlying data
and informationââ (quoting Accutane, 234 N.J. at 390)).
The procedural framework adopted in Accutane is not limited to the
specific setting in which that case arose; it applies to all civil cases in which
30
the parties dispute the reliability of expert testimony under N.J.R.E. 702 and
703. See Accutane, 234 N.J. at 347-48, 390, 396-400.
3.
The net opinion rule âis a âcorollary of [N.J.R.E. 703] . . . which forbids
the admission into evidence of an expertâs conclusions that are not supported
by factual evidence or other data.ââ Townsend, 221 N.J. at 53-54 (alterations
in original) (citing Polzo, 196 N.J. at 583). It âis a âprohibition against
speculative testimony.ââ Ehrlich v. Sorokin, 451 N.J. Super. 119, 134 (App.
Div. 2017) (quoting Harte v. Hand, 433 N.J. Super. 457, 465 (App. Div.
2013)).
Under the net opinion rule, experts must set forth ââthe why and
whereforeâ that supports the opinion, ârather than a mere conclusion.ââ
Townsend, 221 N.J. at 54 (quoting Borough of Saddle River v. 66 E.
Allendale, LLC, 216 N.J. 115, 144 (2013)). They must also âbe able to
identify the factual bases for their conclusionsâ and âexplain their
methodology.â Id. at 55 (quoting Landrigan, 127 N.J. at 417). An opinion that
is âcircularâ or contains âbare conclusions, unsupported by factual evidence, is
inadmissible.â Buckelew v. Grossbard, 87 N.J. 512, 524 (1981).
31
C.
Against that backdrop, we address the trial courtâs denial of defendantâs
motion to bar the testimony of Dr. Lalezary and Dr. Phillips.
1.
We briefly note a procedural issue that is not before the Court but should
be resolved on remand. The issue concerns the expert opinion of Dr. Phillips.
Our court rules make clear that Dr. Phillipsâs status as a treating
physician designated to provide expert testimony on causation -- as distinct
from an expert witness retained by a party solely for litigation -- does not
obviate the need for a written report setting forth his opinions. To the
contrary, a party is obligated to furnish a copy of the report of a treating
physician whom that party expects to call to provide expert testimony if the
adversary serves an interrogatory requesting the report. 4 Here, defendant
requested a copy of Dr. Phillipsâs report in an interrogatory served on
4
Under Rule 4:10-2(d), â[a] party may through interrogatories require any
other party to disclose the names and addresses of each person whom the other
party expects to call at trial as an expert witness, including a treating physician
who is expected to testify,â and such âinterrogatories may also require, as
provided by R. 4:17-4(a), the furnishing of a copy of that personâs report.â
Rule 4:17-4(a), in turn, states that if an interrogatory ârequests the name of an
expert or treating physician of the answering party or a copy of the expertâs or
treating physicianâs report, the party shall comply with the requirements of
paragraph (e) of this rule.â Pursuant to Rule 4:17-4(e), the report must
contain, among other information, âa complete statement of that personâs
opinions and the basis therefor.â
32
plaintiffâs counsel, but plaintiff provided no report and referred defense
counsel to the physicianâs âdeposition testimonyâ for his opinion. Defendant
informed the trial court that plaintiff had not provided a report. It is unclear,
however, whether defendant moved before the trial court for an order
compelling the service of a written report by Dr. Phillips. No such order is in
the record.
The trial court and Appellate Division determined the admissibility of
Dr. Phillipsâs expert opinion on the question of causation notwithstanding the
absence of a written report by the treating physician setting forth his opinion.
We caution courts and counsel that written reports of treating physicians
providing expert testimony -- like written reports of expert witnesses retained
for litigation -- must be served in accordance with the court rules. A court
assessing the admissibility of expert opinion must consider the written report
by the expert in order to make that determination.
On remand, the court should resolve the question whether plaintiff
should be permitted to serve an expert report by Dr. Phillips at this stage of the
litigation. We take no position as to that question. If the trial court allows
plaintiff to serve a report by Dr. Phillips, it should allow defendant to respond
to that report before determining whether to admit Dr. Phillipsâs testimony.
33
2.
We next address the application of Accutane to the setting of this appeal.
Plaintiff offered the testimony of Dr. Lalezary and Dr. Phillips to prove
the element of causation for her product liability claims under the PLA. That
statute provides that
[a] manufacturer or seller of a product shall be liable in
a product liability action only if the claimant proves by
a preponderance of the evidence that the product
causing the harm was not reasonably fit, suitable or safe
for its intended purpose because it: a. deviated from
the design specifications, formulae, or performance
standards of the manufacturer or from otherwise
identical units manufactured to the same manufacturing
specifications or formulae, or b. failed to contain
adequate warnings or instructions, or c. was designed
in a defective manner.
[N.J.S.A. 2A:58C-2].
Here, plaintiff asserts two PLA claims: a claim that the âproduct
causing the harmâ was defective because of a manufacturing defect, id.
at -2(a), and a claim that the âproduct causing the harmâ was defective because
of an inadequate warning, id. at -2(b), -4. 5 To prevail on either claim, plaintiff
must prove that the alleged defect in the product caused her harm. N.J.S.A.
2A:58C-2.
5
The record makes clear that plaintiff no longer asserts the PLA claim for
design defect that she pled in her complaint.
34
When a plaintiff premises a PLA claim on an alleged manufacturing
defect, the âdeviation âfrom the design specifications, formulae, or
performance standards of the manufacturer or from otherwise identical units
manufactured to the same manufacturing specifications or formulaeââ âoccurs
when the product comes off the production line in a substandard condition
based on the manufacturerâs own standards or identical units that were made in
accordance with the manufacturing specifications.â Myrlak v. Port Auth. of
N.Y. & N.J., 157 N.J. 84, 97-98 (1999) (quoting N.J.S.A. 2A:58C-2(a));
accord, Navarro v. George Koch & Sons, Inc., 211 N.J. Super. 558, 576 (App.
Div. 1986).
In a PLA failure to warn claim, the plaintiff must prove that âthe product
causing the harm was not reasonably fit, suitable or safe for its intended
purpose because it . . . failed to contain adequate warnings or instructions.â In
re Reglan Litig., 226 N.J. 315, 334 (2016) (omission in original) (quoting
N.J.S.A. 2A:58C-2). A manufacturer or seller âshall not be liable for harm
caused by a failure to warn if the product contains an adequate warning or
instruction or, in the case of dangers a manufacturer or seller discovers or
reasonably should discover after the product leaves its control, if the
35
manufacturer or seller provides an adequate warning or instruction.â N.J.S.A.
2A:58C-4. 6
Thus, for each of the PLA claims asserted here, plaintiff must prove,
among other elements, the element of causation. See N.J.S.A. 2A:58C-2, -4.
To meet her burden to prove causation, plaintiff relies on a theory of
differential diagnosis based on this Courtâs opinion in Creanga, 185 N.J. at
357-61. In Creanga, the plaintiff claimed that a motor vehicle collision was
âthe proximate cause of her premature labor and the resultant death of one of
her twinsâ two days later. Id. at 349-50. The plaintiffâs treating physician
6
The PLA defines an âadequate product warning or instructionâ as
one that a reasonably prudent person in the same or
similar circumstances would have provided with
respect to the danger and that communicates adequate
information on the dangers and safe use of the product,
taking into account the characteristics of, and the
ordinary knowledge common to, the persons by whom
the product is intended to be used, or in the case of
prescription drugs, taking into account the
characteristics of, and the ordinary knowledge common
to, the prescribing physician.
[N.J.S.A. 2A:58C-4.]
See also Perez v. Wyeth Labys., Inc., 161 N.J. 1, 20-21 (1999) (holding that
the âlearned intermediary ruleâ set forth in N.J.S.A. 2A:58C-4 âdoes not apply
to the direct marketing of drugs to consumersâ). If the warning at issue has
been approved by the FDA under the FDCA, âa rebuttable presumption shall
arise that the warning or instruction is adequate.â N.J.S.A. 2A:58C-4.
36
opined that the accident was the cause of the plaintiffâs harm. Ibid. He stated
that he âtried to rule out the other causes of premature labor like preeclampsia,
high blood pressure, any trauma or accident, [or] any infective cause to cause
infection and premature labor.â Id. at 351 (alteration in original). The
physician testified with a reasonable degree of medical certainty that the
trauma of the collision was âprobably the cause of [the plaintiffâs] premature
labor.â Id. at 351-52.
The trial court concluded that the physicianâs opinion was a net opinion
and dismissed the plaintiffâs claims; the Appellate Division affirmed. Id. at
354.
This Court held that the physicianâs opinion was not a net opinion, but
rather was âbased on a properly conducted differential diagnosis,â and deemed
it sufficiently reliable under N.J.R.E. 702. Id. at 349-50, 354-62. It defined
the term âdifferential diagnosis,â as used in the medical community, to denote
a âmedical construct for determining âwhich one of two or more diseases or
conditions a patient is suffering from, by systematically comparing and
contrasting their symptoms.ââ Id. at 355 (quoting Dorlandâs Illustrated
Medical Dictionary 377 (23d ed. 1957)). The Court noted that in judicial
settings, the term âdifferential diagnosisâ has been used ââin a more general
sense to describe the process by which causes of the patientâs condition are
37
identified.â Id. at 355-56 (quoting Clausen v. M/V New Carissa, 339 F.3d
1049, 1057 n.4 (9th Cir. 2003)).
The Court identified the steps required for an expert to conduct a
differential diagnosis to prove causation in a legal proceeding. Id. at 356. In
the first step, the expert must âârule[] inâ all plausible causes for the patientâs
condition by compiling âa comprehensive list of hypotheses that might explain
the set of salient clinical findings under consideration. Ibid. At that initial
stage, âthe issue âis which of the competing causes are generally capable of
causing the patientâs symptoms or mortality.ââ Ibid. (quoting Clausen, 339
F.3d at 1057-58).
In the second step, the expert âmust rule out those causes that did not
produce the patientâs condition [through] âa process of elimination, eliminating
hypotheses on the basis of a continuing examination of the evidence so as to
reach a conclusion as to the most likely cause of the findings in that particular
case.ââ Ibid. (quoting Clausen, 339 F.3d at 1058). The Court stated that â[a]n
expert âneed not conduct every possible test to rule out all possible causes of a
patientâs [injury], so long as [the expert] employed sufficient diagnostic
techniques to have good grounds for [the] conclusionââ reached. Ibid. (first
alteration in original) (quoting Heller v. Shaw Indus., Inc., 167 F.3d 146, 156
(3d Cir. 1999)). Nonetheless, a court evaluating an expertâs conduct of the
38
second step is âjustified in excluding evidence if an expert âutterly fails . . . to
offer an explanation for why the proffered alternative causeâ was ruled out.â
Id. at 358 (quoting Clausen, 339 F.3d at 1058).
This Court stated in Creanga that to properly rule out an alternative
cause, âthe expert must use âscientific methods and proceduresâ and justify an
elimination on more than âsubjective beliefs or unsupported speculation.ââ
Ibid. (quoting Claar v. Burlington N. R.R. Co., 29 F.3d 499, 502 (9th Cir.
1994)). As the Court noted, âconclusions based on discredited or improperly
performed diagnostic tools are suspect.â Ibid. (quoting Carlson v. Okerstrom,
675 N.W.2d 89, 106 (Neb. 2004)).
Applying that standard to the expert opinion before it, the Court held
that the treating physician properly conducted his differential diagnosis as to
the cause of the plaintiffâs harm and reversed the Appellate Divisionâs
judgment. Id. at 358-60.
In this appeal, plaintiff contends that by virtue of Creanga, her expert
witness testimony is admissible, and that neither Accutane nor the Daubert
factors are relevant to the analysis.
We disagree. In Accutane, this Court did not carve out an exception for
expert opinions based on a differential diagnosis methodology. See 234 N.J. at
380-400. To the contrary, in a dispute over the differential diagnosis opinion
39
in this appeal -- as in any other civil case in which a party contests the
admissibility of expert testimony -- the trial court must conduct the
gatekeeping inquiry mandated by Accutane. Id. at 347-48, 390-91.
When the expert relies on a differential diagnosis methodology, the
inquiry prescribed in Accutane must be conducted with respect to both steps of
the differential diagnosis: the ârule inâ of âall plausible causes,â and the
âprocess of eliminationâ to ârule outâ plausible causes and identify âthe most
likely cause of the findings in that particular caseâ -- a step in which âthe
expert must use âscientific methods and proceduresââ to justify the elimination
of an alternative cause. See Creanga, 185 N.J. at 356, 358.
In the first stage of the analysis -- the ârule inâ step -- the trial court
should assess the methodology used for each determination by the expert that a
particular cause is a plausible cause of the plaintiffâs harm, applying the
Daubert factors identified in Accutane to the extent the court deems them
relevant, as well as other factors pertinent to the specific case. As the Circuit
Court of Appeals for the Ninth Circuit has observed,
[t]he first step in the diagnostic process is to compile a
comprehensive list of hypotheses that might explain the
set of salient clinical findings under consideration. The
issue at this point in the process is which of the
competing causes are generally capable of causing the
patientâs symptoms or mortality. Expert testimony that
rules in a potential cause that is not so capable is
unreliable. . . . Similarly, expert testimony that
40
neglects to consider a hypothesis that might explain the
clinical findings under consideration may also be
unreliable.
[Clausen, 339 F.3d at 1057-58 (citations omitted).]
In the second step of the inquiry -- the ârule outâ stage -- the trial court
should scrutinize the methodology used by the expert to eliminate causes
previously ruled in, and the methodology used in the expertâs determination
not to rule out a given cause. Creanga, 185 N.J. at 356. As the Ninth Circuit
explained, â[a]fter the expert rules in all of the potential hypotheses that might
explain a patientâs symptoms,â that expert âmust then engage in a process of
elimination, eliminating hypotheses on the basis of a continuing examination
of the evidence so as to reach a conclusion as to the most likely cause of the
findings in that particular case.â Clausen, 339 F.3d at 1058. âThe expert must
provide reasons for rejecting alternative hypotheses âusing scientific methods
and proceduresâ and the elimination of those hypotheses must be founded on
more than âsubjective beliefs or unsupported speculation.ââ Ibid. (quoting
Claar, 29 F.3d at 502).
In short, the trial court must scrutinize each component of the expertâs
opinion to determine whether it is grounded in a methodology that satisfies
Accutane.
41
Here, the trial court did not conduct any inquiry as to whether the
methodology used by plaintiffâs experts met the requirements of Accutane.
Consequently, there was neither a factual record developed in accordance with
Accutane nor trial court findings as to the relevant factors. Although the
Appellate Division acknowledged this Courtâs decision in Accutane and noted
the absence of evidence of âtesting, error rates, peer reviews, publications, or
general acceptance in the scientific community to support the method of
causation in this case,â it had no record of a gatekeeping proceeding under
Accutane to review. Instead of remanding with instructions to the trial court to
conduct an Accutane analysis, the Appellate Division based its ruling on an
inadequate record.
Accordingly, we reverse the Appellate Divisionâs determination and
remand this matter to the trial court for the ârigorousâ gatekeeping procedure
mandated by Accutane with respect to Dr. Lalezary and -- if plaintiff is
permitted to serve a written report by Dr. Phillips at this stage -- with respect
to Dr. Phillips. Given the complexity of the causation issue raised in this
matter, we strongly encourage the trial court to conduct a hearing under
N.J.R.E. 104 on remand. See Accutane, 234 N.J. at 391-92. We take no
position as to whether the disputed opinions should be admitted or excluded
42
under that standard. That determination is for the trial court to make on
remand based on an appropriate record, subject to appellate review.
3.
We apply the net opinion standard set forth in Polzo, 196 N.J. at 583,
and Townsend, 221 N.J. at 55-59, to the record of this case.
We do not view the opinion of Dr. Lalezary to constitute a net opinion.
Dr. Lalezary adequately explained the âwhy and whereforeâ of his opinion.
He made clear his reliance on the fact that plaintiffâs November 6, 2018
injection involved an Ozurdex unit from a recalled lot in which 2.2 percent of
tested units contained a silicone particulate, and on the events that followed
her November 6, 2018 Ozurdex injection. He did not offer a circular,
unsupported, or conclusory opinion that would constitute a net opinion under
our case law. See Townsend, 221 N.J. at 53-54; Polzo, 196 N.J. at 583.
We do not address the question whether Dr. Phillipsâs proposed expert
opinion is a net opinion. If, on remand, the trial court permits plaintiff to serve
a written expert report by Dr. Phillips, it should determine whether that report
constitutes a net opinion.
43
D.
Finally, we briefly address the Appellate Divisionâs decision reversing
the trial courtâs denial of summary judgment. 7
When it denied defendantâs motion for summary judgment, the trial
court relied on the opinions of Dr. Lalezary and Dr. Phillips, holding that those
opinions were sufficient to create a genuine issue of material fact under Rule
4:46-2(c). In the wake of its determination that the expertsâ opinions should
be barred, the Appellate Division held that â[d]efendant should have been
granted summary judgment due to the lack of proof of causation.â
7
Plaintiff argues that the Appellate Division should have applied a proximate
cause standard to her failure to warn claim based on the heeding presumption,
citing Coffman v. Keene Corp., 133 N.J. 581, 594 (1993), and other cases, and
that the appellate court should have concluded there was prima facie evidence
of proximate cause for the warning claim because 2.2 percent of Ozurdex units
in the affected lots were found to include a silicone particulate. In its opinion
denying summary judgment, the trial court noted that plaintiffâs causation
argument for her failure to warn claim was made for the first time in a sur-
reply that defendant contended was filed without leave of court in violation of
Rule 1:6-3(a). The trial court did not address that argument in its decision.
Plaintiff did not raise that argument before the Appellate Division, and the
Appellate Division did not address it. Accordingly, the argument is not
properly presented to this Court. See State v. Robinson, 200 N.J. 1, 19-20
(2009) (noting the ââwell-settled principle that our appellate courts will decline
to consider questions or issues not properly presented to the trial court when an
opportunity for such a presentation is available unless the questions so raised
on appeal go to the jurisdiction of the trial court or concern matters of great
public interestââ (quoting Nieder v. Royal Indem. Ins. Co., 62 N.J. 229, 234
(1973))).
44
We agree with the Appellate Division that if plaintiffâs expertsâ reports
are excluded, defendant is entitled to summary judgment. That determination,
however, must await the proceedings on remand to determine the admissibility
of the expertsâ opinions. Following the trial courtâs decision on the
admissibility question on remand, the parties may file motions for summary
judgment based on the record as supplemented on remand.
V.
The judgment of the Appellate Division is reversed, and the matter is
remanded to the trial court for proceedings consistent with this opinion.
JUSTICES PIERRE-LOUIS, WAINER APTER, FASCIALE, NORIEGA,
and HOFFMAN join in JUSTICE PATTERSONâs opinion. CHIEF JUSTICE
RABNER did not participate.
45