State v. Jeremey Arrington
CourtSupreme Court of New Jersey
Date FiledAugust 3, 2026
DocketA-43-24
StatusPublished
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Full Opinion
SYLLABUS
This syllabus is not part of the Court’s opinion. It has been prepared by the Office
of the Clerk for the convenience of the reader. It has been neither reviewed nor
approved by the Court and may not summarize all portions of the opinion.
State v. Jeremy Arrington (A-43-24) (090216)
Argued October 20, 2025 -- Decided August 3, 2026
JUSTICE HOFFMAN, writing for a unanimous Court.
In this appeal, the Court considers whether a criminal defendant may assert
the insanity defense without the support of expert testimony.
On November 5, 2016, defendant Jeremy Arrington broke into a Newark
apartment where his former girlfriend’s daughter and eight others, including six
children, were present. Inside the apartment, Arrington bound and stabbed the
occupants and forced one of the children to stab four of the victims. Two victims
died from severe stab wounds. One victim died after Arrington shot her in the head.
The surviving victims identified Arrington as the person who committed the attack,
and he was indicted on 29 counts. Following a three-day hearing, the judge
determined that Arrington was competent to stand trial.
Arrington intended to assert an insanity defense but was unable to retain an
expert in support of his claim; he therefore sought to testify as a lay witness that,
during the events of November 5, “he did not know what he was doing was wrong.”
The judge precluded Arrington from raising the insanity defense “without a doctor.”
The jury found Arrington guilty of 28 counts.
Arrington appealed, arguing that the decision to preclude him from raising an
insanity defense deprived him of his constitutional right to a complete defense. The
Appellate Division affirmed: two judges held that expert testimony is required for
an insanity defense; the third member of the panel concurred, opining that the
insanity defense should not be categorically barred in the absence of expert
testimony. See generally 480 N.J. Super. 428 (App. Div. 2024). The Court granted
Arrington’s petition for certification, limited to the issue of whether the insanity
defense requires expert testimony. 260 N.J. 208 (2025).
HELD: Determinations regarding the existence of a “disease” and its impact upon
the defendant at the time of the charged offense lie beyond the common experience
of laypersons and require particularized expertise; accordingly, a defendant must
proffer expert testimony to assert an insanity defense.
1
1. A defendant’s right to present a defense is not absolute -- it is subject to the
Rules of Evidence. Expert testimony is admissible when (1) the intended testimony
concerns a subject matter that is beyond the ken of the average juror; (2) the field
testified to is at a state of the art such that an expert’s testimony could be
sufficiently reliable; and (3) the witness has sufficient expertise to offer the intended
testimony. When a subject is so esoteric that jurors of common judgment and
experience cannot form a valid conclusion, expert testimony is not merely
admissible -- it is required. An evolving understanding of the nature and
complexities of an established subject can lead to shifts in mandatory evidentiary
showings, including whether expert testimony is required and its permissible limits.
In Ake v. Oklahoma, for example, the United States Supreme Court considered “the
pivotal role that psychiatry has come to play in criminal proceedings” and required
“that when a defendant demonstrates to the trial judge that his sanity at the time of
the offense is to be a significant factor at trial, the State must, at a minimum, assure
the defendant access to a competent psychiatrist who will conduct an appropriate
examination and assist in evaluation, preparation, and presentation of the defense.”
470 U.S. 68, 79-83 (1985). Although Ake did not address whether expert testimony
must be introduced to support an insanity defense, the new rule it announced
recognizes the complexity of the medical underpinnings of the legal insanity defense
and supports the Court’s decision in this matter. (pp. 11-15)
2. New Jersey’s insanity defense derives from the rule set forth in M’Naghten’s
Case, 8 Eng. Rep. 718 (H.L. 1843); medical testimony was commonly offered in
support of the insanity defense even at the time of M’Naghten. In 1846, the New
Jersey Supreme Court adopted the M’Naghten Rule and underscored the value of
testimony by doctors familiar with the defendant in support of the insanity defense.
And in Graves v. State, the Court of Errors and Appeals determined that testimony
by a defendant invoking the insanity defense, though admissible, could not alone
sustain the defense. See 45 N.J.L. 347, 350, 359-60 (E. & A. 1883). The
Legislature later codified the M’Naghten Rule: N.J.S.A. 2C:4-1 provides that, to be
found not guilty by reason of insanity, a defendant must have a “disease of the
mind” that causes the defendant to “labor[] under” “a defect of reason” severe
enough that the defendant either did not “know the nature and quality of the act he
was doing” or “did not know what he was doing was wrong.” (pp. 15-21)
3. Several material terms used in N.J.S.A. 2C:4-1, including “disease of the mind,”
are not contemporary medical terms. At the time the insanity defense was codified,
however, “disease of the mind” broadly encompassed any mental illness or disorder.
Although New Jersey courts have not considered outright whether expert medical
testimony is required to assert the insanity defense, they have suggested as much.
The Court reviews relevant case law, as well as federal precedent and case law from
other states that follow the M’Naghten Rule and that similarly underscore the
importance of expert witness testimony in insanity defense cases. (pp. 22-26)
2
4. The Court concludes that the insanity defense must be supported by expert
testimony. While the testimony of a psychiatrist or psychologist offers strong
support for an insanity defense, experts in other relevant fields are not precluded
from meeting this requirement of the defense, provided the court is satisfied their
testimony complies with N.J.R.E. 702. The determination of whether a mental
disease rendered an individual incapable of comprehending the nature of the
criminal act or its wrongfulness necessitates expert testimony. Equipped with expert
guidance, jurors can make an educated determination about the mental condition of
the defendant at the time of the offense. In fact, because the statute and the relevant
model jury charge expressly refer to “disease,” the absence of expert testimony may
in and of itself lead jurors to conclude that a defendant fails to satisfy the
requirements for the insanity defense. Without expert testimony, there is also a risk
that jurors will base their conclusions about the existence or impact of a mental
disease on conjecture or speculation, rather than on reliable evidence. Explaining
that expert medical testimony in support of the insanity defense has gained
increasing importance along with our improved understanding of the complexities of
mental disorders, the Court holds that it is now indispensable. (pp. 27-31)
5. The Court explains in detail why, even if it did not require expert testimony to
support the insanity defense as a bright line rule, the limited evidence Arrington
intended to proffer for the insanity defense was insufficient to warrant a jury
instruction on the defense. The mere fact of a gruesome crime has no determinative
bearing on whether Arrington was suffering from a “disease of the mind,” or on his
reasoning at the operative time. Rather, the record reflects that Arrington might
have been faking symptoms of mental illness -- making expert testimony even more
critical. In requiring an expert opinion to support the insanity defense, the Court
does not negate the well-established principle that a lay witness with personal
knowledge may also testify with respect to the insanity defense. Thus, if Arrington
had presented acceptable expert testimony on his alleged insanity, lay witnesses or
Arrington himself may have been able to provide evidence complementary to the
requisite expert testimony, as long as such evidence met all relevant evidentiary
rules. Here, where Arrington planned to offer no evidence -- beyond his own self-
serving testimony -- the trial court properly exercised its gatekeeping function in
finding Arrington’s lack of evidence insufficient to raise the insanity defense, see
Graves, 45 N.J.L. at 350, 359-60, while maintaining his right to testify as to his state
of mind or version of events. (pp. 31-37)
AFFIRMED.
CHIEF JUSTICE RABNER and JUSTICES PATTERSON, PIERRE-LOUIS,
WAINER APTER, FASCIALE, and NORIEGA join in JUSTICE HOFFMAN’s
opinion.
3
SUPREME COURT OF NEW JERSEY
A-43 September Term 2024
090216
State of New Jersey,
Plaintiff-Respondent,
v.
Jeremy Arrington,
Defendant-Appellant.
On certification to the Superior Court,
Appellate Division.
Argued Decided
October 20, 2025 August 3, 2026
Margaret McLane, Assistant Deputy Public Defender,
argued the cause for appellant (Jennifer N. Sellitti, Public
Defender, attorney; Margaret McLane, of counsel and on
the briefs).
Frank J. Ducoat, Deputy Chief Assistant Prosecutor,
argued the cause for respondent (Theodore N. Stephens,
II, Essex County Prosecutor, attorney; Frank J. Ducoat,
of counsel and on the briefs).
Michael R. Noveck argued the cause for amicus curiae
Association of Criminal Defense Lawyers of New Jersey
(Gibbons, attorneys; Lawrence S. Lustberg, and
Madhulika Murali a member of the New York bar,
admitted pro hac vice, on the brief).
1
Liza Weisberg argued the cause for amicus curiae
American Civil Liberties Union of New Jersey (American
Civil Liberties Union of New Jersey Foundation,
attorneys; Liza Weisberg, Rebecca Uwakwe, Ezra D.
Rosenberg, and Jeanne LoCicero, on the brief).
Thomas R. Clark, Deputy Attorney General, argued the
cause for amicus curiae Attorney General of New Jersey
(Matthew J. Platkin, Attorney General, attorney; Thomas
R. Clark, of counsel and on the brief).
JUSTICE HOFFMAN delivered the opinion of the Court.
In this appeal, we consider whether a criminal defendant may assert the
insanity defense without the support of expert testimony.
N.J.S.A. 2C:4-1 (the insanity defense statute) codifies the rule set forth
in M’Naghten’s Case, 8 Eng. Rep. 718 (H.L. 1843), for determining legal
insanity. The statute provides that a defendant “is not criminally responsible
for conduct” if the defendant “was laboring under such a defect of reason,
from disease of the mind,” which, at the time of the offense, prevented
defendant from appreciating “the nature and quality of the act,” or from
knowing whether the act “was wrong.”
Here, defendant Jeremy Arrington sought to advance an insanity defense
supported solely by his own lay testimony. Determinations regarding the
existence of a “disease” and its impact upon the defendant at the time of the
charged offense lie beyond the common experience of laypersons and require
2
particularized expertise; accordingly, the trial court properly declined to
instruct the jury as to the insanity defense. We therefore affirm the judgment
of the Appellate Division and hold that a defendant must proffer expert
testimony to assert an insanity defense.
I.
A.
The tragic facts of this case stem from Arrington’s violent reaction to a
Facebook comment that his former girlfriend’s daughter, Asia Whitehurst,
posted about him. On November 5, 2016, Arrington broke into a Newark
apartment where Whitehurst and eight others, including six children, were
present. Inside the apartment, Arrington bound and stabbed the occupants and
forced one of the children to stab four of the victims. Two victims died from
severe stab wounds. One victim died after Arrington shot her in the head. The
surviving victims identified Arrington as the person who committed the attack
and, at trial, four surviving victims testified against him.
B.
Arrington was charged in a twenty-nine-count indictment with multiple
murders, felony murder, attempted murder, aggravated assault, criminal
restraint, weapons charges, and other related offenses.
3
Pursuant to N.J.S.A. 2C:4-5 (the competency statute), 1 Arrington was
evaluated for his competency to stand trial. Chester Sigafoos, Ph.D., a
psychologist retained by the defense, examined Arrington at the Essex County
Jail. Dr. Sigafoos diagnosed Arrington with a severe intellectual disability,
alcohol and PCP use disorders, bipolar disorder, and schizophrenia spectrum
disorder. Based on an interview with Arrington’s mother, Dr. Sigafoos also
determined that Arrington’s “cognitive abilities” had “dropped to a lower
level” since his graduation from high school.
The State’s psychiatrist, Douglas Smith, M.D., opined that Arrington
was “malingering.” In addition to his own interview with Arrington, Dr. Smith
based this finding on a note authored by an advanced practice nurse who
worked with Arrington at the jail, which stated that Arrington “told [a] mental
health counselor he was faking mental illness so it would be in his records for
when he goes to court.” Following a three-day competency hearing, the judge
found the testimony offered by Dr. Smith more credible than that offered by
Dr. Sigafoos and determined that Arrington was competent to stand trial.
1
N.J.S.A. 2C:4-5 empowers the court, for purposes of determining the
accused’s competency to stand trial, to “appoint at least one qualified
psychiatrist or licensed psychologist to examine and report upon the mental
condition of the defendant.”
4
At several pretrial conferences, the parties discussed Arrington’s intent
to advance an insanity defense. Arrington was unable to retain an expert in
support of his claim of insanity: Dr. Sigafoos was no longer practicing and
was unable to testify; the defense consulted but chose not to retain a
psychiatrist; and the Office of the Public Defender decided not to engage a
third expert. Consequently, Arrington sought to testify as a lay witness that,
during the events of November 5, “he did not know what he was doing was
wrong.” Arrington posited that his testimony, along with the State’s evidence
related to the charged offenses, constituted sufficient evidence to satisfy the
burden imposed upon defendants in asserting the insanity defense.
Initially, the judge ruled that Arrington could testify on his own without
a supporting expert, reasoning that there just “ha[d] to be something, whether
it’s the defendant’s testimony, or a doctor,” to proffer an insanity defense.
Soon thereafter, the judge reconsidered and precluded Arrington from raising
the insanity defense “without a doctor” because “[Arrington is] really not
qualified to give an opinion about whether or not he was insane . . . at the time
of the offense.”
At trial, the State presented overwhelming evidence against Arrington,
including consistent and unrebutted testimony from four surviving victims, as
well as corroborating forensic and DNA evidence. Arrington did not testify or
5
offer any contradictory evidence. The jury acquitted Arrington of one count of
attempted murder but found him guilty of the other twenty-eight counts.
Arrington was sentenced to 375 years’ imprisonment, including a 281-year
period of parole ineligibility.
Arrington appealed, arguing that the trial court’s decision to preclude
him from raising an insanity defense deprived him of his right to a complete
defense, guaranteed by the Sixth Amendment to the United States Constitution
and Article I, Paragraph 10 of the New Jersey Constitution. Looking to the
history and plain language of the insanity defense statute, the Appellate
Division held that “whether a criminal defendant was ‘laboring under such a
defect of reason, from disease of the mind’ at the time of the charged offense
is a complex subject -- one that necessitates expert testimony” from a “mental
health professional, not an amateur layperson.” State v. Arrington, 480 N.J.
Super. 428, 441-42 (App. Div. 2024) (quoting N.J.S.A. 2C:4-1).
Judge Jacobs filed a concurrence agreeing that the trial court properly
excluded Arrington’s insanity defense under the facts presented. Id. at 453
(Jacobs, J., concurring). Nevertheless, Judge Jacobs stated that the insanity
defense should not be categorically barred in the absence of expert testimony
but should instead be precluded only where the defendant has not produced
reliable evidence in support of the defense. Id. at 451.
6
This Court granted Arrington’s petition for certification, limited to the
issue of “whether defendant can pursue an insanity defense without
accompanying expert testimony from a qualified mental health professional.”
260 N.J. 208 (2025). We granted leave for the Association of Criminal
Defense Lawyers of New Jersey (ACDL), the American Civil Liberties Union
of New Jersey (ACLU), and the Attorney General to appear as amici curiae.
II.
A.
Arrington argues that the terms of the M’Naghten Rule, from its
inception in the mid-nineteenth century through its current codification, do not
require an expert. Because the Legislature deliberately retained the language
from M’Naghten, Arrington argues for the adoption of a historical perspective
and maintains that the mental-health-related terms of the insanity defense
statute should be interpreted consistently with their original mid-nineteenth
century meaning, rather than with reference to their contemporary
understanding. Moreover, Arrington draws a distinction between the insanity
defense statute and the competency statute, which expressly contemplates
expert testimony. According to Arrington, the omission of an express “role”
for expert testimony in the insanity defense statute reflects legislative intent
that such a defense can be established through other means.
7
Arrington contends that lay witness testimony is sufficient to bring an
insanity defense and argues that his proposed approach is consistent with the
practices in Arizona and Ohio, where expert testimony is not a prerequisite to
presenting an insanity defense.
Arrington further submits that the nature of his crimes indicates that he
“did not know the difference between right and wrong” and that his own
testimony about the events of November 5 should therefore have been
sufficient for the jury to be instructed on insanity. He maintains that the trial
court’s exclusion of his testimony and denial of the insanity defense absent an
expert violated his federal and state constitutional rights to present a complete
defense.
B.
The ACDL agrees with Arrington that the judgments of the trial and
appellate courts run afoul of his federal and state constitutional rights to
present a complete defense. According to the ACDL, the relevant evidence
rule for the admission of expert testimony, N.J.R.E. 702, does not mandate
such testimony in support of any particular defense. Consequently, by
compelling Arrington to produce an expert as a part of the reliable evidence
required to raise an insanity defense, the trial court, in the ACDL’s view,
exceeded its authority and infringed upon Arrington’s rights.
8
C.
The ACLU similarly asserts that the determination of insanity need not
hinge on expert testimony, arguing that to hold otherwise violates a criminal
defendant’s constitutional right to present a complete defense. According to
the ACLU, whether a defendant was suffering from a “disease of the mind”
that materially impacted the defendant’s capacity to understand what the
defendant was doing when committing the crime should turn on human
experience, not necessarily a medical diagnosis. In the ACLU’s view, any
burden placed on a defendant’s right to a complete defense must withstand
rigorous constitutional scrutiny, a standard that the trial court failed to satisfy
here.
D.
The State maintains that the trial judge properly rejected Arrington’s
insanity defense for failing to proffer an expert witness. According to the
State, only a qualified expert is competent to diagnose a “disease of the mind.”
Likewise, only a qualified expert can opine on the impact of that “disease,” at
the time of the offense, on a defendant’s capacity to know the “nature and
quality” of defendant’s actions or whether such actions were “wrong.”
The State points to underlying principles enunciated in analogous New
Jersey cases, as well as cases from other M’Naghten jurisdictions that
9
explicitly require a defendant to proffer an expert opinion in support of an
insanity defense.
E.
The Attorney General similarly argues that an expert is necessary to
provide reliable evidence in support of an insanity defense. According to the
Attorney General, the language of the insanity defense statute, specifically its
use of the term “disease of the mind,” is “medical” in nature and thus
mandates expert testimony. The Attorney General contends that, without
guidance from an expert, the jury may incorrectly infer insanity solely from
the disturbing facts of a case, rather than from reliable, scientific evidence.
The Attorney General also asserts that this requirement does not violate a
defendant’s constitutional rights to a complete defense because the defendant
retains the opportunity to present lay or expert testimony to challenge the
prosecution’s proof of mens rea.
III.
We review a trial court’s evidentiary rulings for an abuse of discretion.
State v. Prall, 231 N.J. 567, 580 (2018). Under that deferential standard, we
must uphold a trial court’s decision absent a “clear error of judgment” that
results in “a manifest denial of justice.” State v. Marrero, 148 N.J. 469, 483-
10
84 (1997) (first quoting State v. DiFrisco, 137 N.J. 434, 496 (1994); and then
quoting State v. Kelly, 97 N.J. 178, 216 (1984)).
Here, Arrington alleges that the trial court’s requirement of expert
witness testimony in support of his insanity defense violated his rights under
the United States and New Jersey Constitutions. But a defendant’s
“fundamental . . . right to present a defense is not absolute” -- it is subject to
the Rules of Evidence. State v. Jenewicz, 193 N.J. 440, 451 (2008). The trial
court therefore has a duty to act as gatekeeper by ensuring that only competent,
reliable evidence is presented to the jury for its consideration. State v. Chen,
208 N.J. 307, 319 (2011); see also Taylor v. Illinois, 484 U.S. 400, 410 (1988)
(“The accused does not have an unfettered right to offer testimony that is
incompetent, privileged, or otherwise inadmissible . . . .”). And that
gatekeeping duty includes determining what kind of testimony -- lay and/or
expert -- is competent and reliable with respect to the legal issues presented.
Beaven v. Allergan U.S.A., Inc., 264 N.J. 99, 108 (2026) (affirming the trial
court’s role as gatekeeper to determine the reliability of expert testimony).
The New Jersey Rules of Evidence divide opinion testimony into two
distinct categories: lay opinion under Rule 701, and expert opinion under Rule
702. Under Rule 701, a lay witness may not offer an “opinion on a matter ‘not
within [the witness’s] direct ken . . . and as to which the jury is as competent
11
as [the witness] to form a conclusion[.]’” State v. McLean, 205 N.J. 438, 459
(2011) (first and third alterations in original) (quoting Brindley v. Firemen’s
Ins. Co., 35 N.J. Super. 1, 8 (App. Div. 1955)). Lay opinion testimony may be
offered, however, when it “(a) is rationally based on the witness’ perception”
and “(b) will assist in understanding the witness’ testimony or determining a
fact in issue.” N.J.R.E. 701(a) to (b).
Where “scientific, technical, or other specialized knowledge will assist
the trier of fact to understand the evidence or to determine a fact in issue,” an
expert witness “may testify in the form of an opinion or otherwise.” N.J.R.E.
702. Expert testimony is admissible when “(1) the intended testimony . . .
concern[s] a subject matter that is beyond the ken of the average juror; (2) the
field testified to . . . [is] at a state of the art such that an expert’s testimony
could be sufficiently reliable; and (3) the witness . . . [has] sufficient expertise
to offer the intended testimony.” Kemp ex rel. Wright v. State, 174 N.J. 412,
424 (2002) (quoting Landrigan v. Celotex Corp., 127 N.J. 404, 413 (1992)).
“[W]hen ‘a subject is so esoteric that jurors of common judgment and
experience cannot form a valid conclusion,’” expert testimony is not merely
admissible -- it is “required.” Hopkins v. Fox & Lazo Realtors, 132 N.J. 426,
450 (1993) (quoting Wyatt by Caldwell v. Wyatt, 217 N.J. Super. 580, 591
(App. Div. 1987)). “[T]here are certain situations in which expert testimony
12
must be adduced . . . . where laypersons could not be expected to have
sufficient knowledge or experience.” Biunno, Weissbard & Zegas, Current
N.J. Rules of Evidence, cmt. 2.3 on N.J.R.E. 702 (2025). We recently
confirmed this principle in State v. Hannah, where we explained that an expert
“must testify” on subjects of an “esoteric” nature because such subjects are
“beyond the ken of the average juror.” 263 N.J. 411, 435, 442 (2026) (quoting
Hopkins, 132 N.J. at 450) (identifying circumstances in which New Jersey
courts have required expert testimony and holding that the relationship
between a cell phone’s location and the cell tower to which it connects
likewise requires expert testimony).
In Hannah, we required expert testimony with regard to a complex,
modern technology. Id. at 442. Our evolving understanding of the nature and
complexities of an established subject can likewise lead to shifts in mandatory
evidentiary showings -- including whether expert testimony is required and its
permissible limits. See, e.g., State v. J.L.G., 234 N.J. 265, 272 (2018) (“Based
on what is known today, it is no longer possible to conclude that [Child Sexual
Abuse Accommodation Syndrome] has a sufficiently reliable basis in science
to be the subject of expert testimony.”); State v. Nieves, 262 N.J. 161, 238-39
(2025) (concluding that expert testimony about Shaken Baby
Syndrome/Abusive Head Trauma without impact was properly excluded from
13
trial due to lack of “general acceptance in the relevant scientific communities,”
however, noting that should “new, reliable, scientific evidence” be developed,
such evidence “could be presented and considered”). In short, the science
behind “certain . . . expert methodology” is not “frozen in time.” State v.
Olenowski, 255 N.J. 529, 582 (2023).
In keeping with evolving scientific understanding, the United States
Supreme Court has recognized the importance of expert testimony with regard
to the insanity defense. In Ake v. Oklahoma, the Supreme Court considered
“whether the Constitution requires that an indigent defendant have access to
the psychiatric examination and assistance necessary to prepare an effective
defense based on his mental condition, when his sanity at the time of the
offense is seriously in question.” 470 U.S. 68, 70 (1985). The Court “beg[a]n
by considering the pivotal role that psychiatry has come to play in criminal
proceedings.” Id. at 79. Noting that “[m]ore than 40 States, as well as the
Federal Government, have decided either through legislation or judicial
decision that indigent defendants are entitled, under certain circumstances, to
the assistance of a psychiatrist’s expertise,” the Court explained that those
“statutes and court decisions reflect a reality that we recognize today, namely,
that when the State has made the defendant’s mental condition relevant to his
criminal culpability and to the punishment he might suffer, the assistance of a
14
psychiatrist may well be crucial to the defendant’s ability to marshal his
defense.” Id. at 79-80 (emphasis added). The Court then discussed in detail
the important contribution that expert testimony can play with regard to the
insanity defense and ultimately held “that when a defendant demonstrates to
the trial judge that his sanity at the time of the offense is to be a significant
factor at trial, the State must, at a minimum, assure the defendant access to a
competent psychiatrist who will conduct an appropriate examination and assist
in evaluation, preparation, and presentation of the defense.” Id. at 80-83.
Although Ake did not address whether expert testimony must be introduced to
support an insanity defense, the new rule it announced, ensuring a defendant’s
access to an expert psychiatrist, recognizes the complexity of the medical
underpinnings of the legal insanity defense and supports our decision and its
rationale.
IV.
A.
New Jersey’s insanity defense derives from the English common law,
specifically a rule set forth in 1843 in M’Naghten’s Case. That said, issues
related to the insanity defense have a long history that predates 1843 and a
multi-century trajectory leading to where we find ourselves today.
15
“[T]he first acquittal on the grounds of ‘unsound mind’ was recorded in
1505.” Joel Peter Eigen, Diagnosing Homicidal Mania: Forensic Psychiatry
and the Purposeless Murder, 54 Med. Hist. 433, 435 (2010). “Although
medical men were long familiar to the London courtroom in their capacity as
specialist witnesses to advise the jury on the timing and cause of death, their
participation in trials featuring an insanity plea dates only to 1760,” ibid.,
when Doctor John Monroe testified about whether certain behaviors were
consistent with “lunacy” at a murder trial, Case of Earl Ferrers, 19 How. St.
Trials 885, 942-44 (1760).
Prior to 1760, courts were “accustomed to relying upon the recollections
of the prisoner’s relatives and neighbours who, the common law had long
assumed, were in the best position to recount the verbal pandemonium and
frightening histrionics of the accused.” Eigen, 54 Med. Hist. at 435. From
1760 on, medical witnesses -- the “new courtroom specialists” -- “gained a
foothold in the courtroom” and “were by the mid-1840s appearing in nine of
ten insanity trials prompted by a personal assault.” Id. at 437.
In 1843, twelve judges were summoned before the House of Lords to
answer, in the form of an advisory opinion, questions of law following the
infamous acquittal by reason of insanity of Daniel M’Naghten for the murder
of the private secretary to the Prime Minister of the United Kingdom. See
16
Keith J. B. Rix, Towards a More Just Insanity Defence: Recovering Moral
Wrongfulness in the M’Naghten Rules, 22 BJPsych Advances 44, 44-45
(2016). Eleven of the judges agreed upon a standard for the insanity defense
now widely known as the M’Naghten Rule. See M’Naghten’s Case, 8 Eng.
Rep. 718, 719 (H.L. 1843). Under that rule, for a defendant’s criminal conduct
to be excused by reason of insanity,
it must be clearly proved that, at the time of the
committing of the act, the party accused was labouring
under such a defect of reason, from disease of the mind,
as not to know the nature and quality of the act he was
doing; or, if he did know it, that he did not, know he
was doing what was wrong.
[Id. at 722.]
At the same time, the judges were also asked about the limits of medical
testimony about insanity. The eleven-judge majority found that “a medical
man conversant with the disease of insanity” could offer opinions derived from
the trial proceedings where “the question becomes substantially one of science
only.” Id. at 723. Thus, although not mandatory, medical testimony was
offered in support of the insanity defense and the permissible contours of that
testimony were beginning to be considered at the time of M’Naghten.
17
B.
1.
In 1846, the New Jersey Supreme Court adopted the M’Naghten Rule.
State v. Spencer, 21 N.J.L. 196, 204-05, 208-09 (Sup. Ct. 1846). From the
time of the rule’s adoption, the law presumed that all persons are sane, and
defendants had “the burden of proving insanity as an affirmative defense.”
State v. Worlock, 117 N.J. 596, 601 (1990). In adopting the rule, the Spencer
court discussed at length the evidentiary support needed for an insanity
defense, finding that
[i]t has always been held that medical men may give
their opinions in evidence. These are always valuable,
and more or less so according to their opportunities of
observing the accused at, or about the time of the act
complained of.
[Spencer, 21 N.J.L. at 209.]
The Spencer court cautioned that expert witnesses who do not have “intimate”
knowledge of the defendant may be of less significant value to the jury than
lay witnesses who have “every day” experience with the defendant. Id. at 208.
The Court of Errors and Appeals later echoed the value of medical
testimony by doctors familiar with the defendant in support of the insanity
defense. See State v. Noel, 102 N.J.L. 659, 679-80 (E. & A. 1926) (finding
that “defendant was so insane as to be irresponsible for the crime,” and noting
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that this finding was supported by (1) “the weight of the expert medical
testimony”; (2) defendant’s history of and treatment for mental illness; and (3)
evidence from physicians and attendants at the hospital “who had an excellent
opportunity of judging his sanity from observing his actions”).
Although the Noel Court stressed the value of medical expert testimony
in connection with the insanity defense, it did not mandate such testimony.
New Jersey courts had, however, already determined that testimony by a
defendant invoking the insanity defense, though admissible, could not alone
sustain the defense. See Graves v. State, 45 N.J.L. 347, 350, 359-60 (E. & A.
1883) (affirming jury charge that acquittal for murder is not appropriate unless
jury is “fully satisfied” that defendant’s statement is “corroborated and
supported by the other testimony with regard to his mental condition”). In
fact, the defendant’s testimony “should be closely scrutinized and received
with great caution -- especially where it relates to the state of his mind at the
time of the homicide.” Id. at 349. Otherwise, “persons accused of crime could
discharge themselves by their own testimony,” resulting in “the most
disastrous consequences.” Id. at 350.
2.
In 1951, the New Jersey Legislature first codified the insanity defense.
L. 1951, c. 344. New Jersey’s initial insanity statute combined an inquiry into
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a defendant’s competency to stand trial with whether defendant was legally
insane under the M’Naghten Rule. N.J.S.A. 2A:163-2 (1951) (repealed eff.
Sept. 1, 1979 by L. 1978, c. 95). The statute provided that a judge or jury
could “determine not only the sanity of the accused at the time of the hearing,
but as well the sanity of the accused at the time the offense charged against
him is alleged to have been committed.” Ibid. After receiving sworn
certificates from two physicians, a trial court could “conduct a hearing” with
their testimony “as to the mental competency of the accused to stand trial.”
State v. Whitlow, 45 N.J. 3, 13-14 (1965); see also N.J.S.A. 30:4-27 to -30
(repealed eff. June 7, 1989 by L. 1987, c. 116, § 30). “In appropriate cases,”
the court would extend its inquiry to whether the defendant established
insanity under the M’Naghten Rule “at the time of commission of the offense.”
Whitlow, 45 N.J. at 14.
Requests for hearings for the court to determine insanity were, according
to Whitlow, relatively infrequent. Id. at 15. Instead, to claim insanity, the
accused was more likely to “simply advise[] the court or the prosecutor that at
the trial he will defend on the ground of insanity.” Ibid. In answering the
question of whether a defendant’s freedom from self-incrimination is invaded
by a court order authorizing psychiatric examination, the Whitlow Court
declared that “[w]hen a defendant charged with [a] crime pleads mental
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incapacity to stand trial or innocence by reason of insanity,” expert opinion is
“obviously . . . necessary.” Id. at 10.
In 1978, the Legislature repealed N.J.S.A. 2A:163-2, parsing
competency and insanity into two distinct statutes. See L. 1978, c. 95.
N.J.S.A. 2C:4-5, the competency statute, expressly authorizes the court to
“appoint at least one qualified psychiatrist or licensed psychologist to examine
and report upon the mental condition of the defendant” “[w]henever there is
reason to doubt the defendant’s fitness to proceed.” N.J.S.A. 2C:4-5(a).
N.J.S.A. 2C:4-1, the insanity defense statute, formally codified the
M’Naghten Rule and provides that
[a] person is not criminally responsible for conduct if
at the time of such conduct he was laboring under such
a defect of reason, from disease of the mind as not to
know the nature and quality of the act he was doing, or
if he did know it, that he did not know what he was
doing was wrong.
Thus, to be found not guilty by reason of insanity under the current insanity
defense statute, a defendant must have a “disease of the mind” that causes the
defendant to “labor[] under” “a defect of reason” severe enough that the
defendant either did not “know the nature and quality of the act he was doing”
or “did not know what he was doing was wrong.” N.J.S.A. 2C:4-1.
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3.
Several material terms used in N.J.S.A. 2C:4-1 are not contemporary
medical terms. “Defect of reason” is not a