Joseph Johnson v. City of Hoboken
CourtNew Jersey Superior Court Appellate Division
Date FiledJuly 25, 2023
DocketA-1596-21
StatusPublished
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Full Opinion
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-1596-21
JOSEPH JOHNSON, JAMES
A. RICHARDSON, SR, and
GEORGE COOK,
Plaintiffs-Appellants,
v.
CITY OF HOBOKEN and APPROVED FOR PUBLICATION
MICHAEL KRAUS,
August 2, 2023
Defendants, APPELLATE DIVISION
and
LITE DEPALMA GREENBERG &
AFANADOR, LLC, VICTOR A.
AFANADOR, IMMANUEL O.
ADEOLA, and CARLA DASILVA,
Defendants-Respondents.
______________________________
Argued May 9, 2023 โ Decided July 25, 2023
Before Judges Messano, Gilson, and Perez Friscia.
On appeal from the Superior Court of New Jersey, Law
Division, Hudson County, Docket No. L-2813-21.
Edwin W. Concepcion argued the cause for appellants.
Daniel J. Pomeroy argued the cause for respondents
(Pomeroy, Heller, Ley, DiGasbarro & Noonan, LLC,
attorneys; Daniel J. Pomeroy and Karen E. Heller, on
the brief).
The opinion of the court was delivered by
GILSON, J.A.D.
Plaintiffs Joseph Johnson, James Richardson, and George Cook appeal
from a December 22, 2021 order dismissing their amended complaint against
defendants Lite DePalma Greenberg & Afanador, LLC (Lite DePalma), Victor
Afanador, Immanuel Adeola and Carla DaSilva (collectively, the Lite
Defendants). Discerning no merit in plaintiffs' claims or arguments, we affirm.
I.
The relevant facts are not in dispute. In a separate lawsuit, plaintiffs sued
the City of Hoboken (Hoboken) and several of its employees claiming racial
discrimination in violation of the Law Against Discrimination (LAD), N.J.S.A.
10:5-1 to -50 (the LAD Action). Hoboken and the City employees are
represented by Lite DePalma in the LAD Action. Afanador and Adeola are
attorneys who work at Lite DePalma, and DaSilva is a secretary and legal
assistant at the firm.
On June 16, 2021, Lite DePalma filed a motion for summary judgment in
the LAD Action on behalf of defendants. In support of that motion, Lite
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DePalma submitted numerous documents, some of which contained personal
identifiers of plaintiffs, including their Social Security numbers and driver's
license numbers. Some documents also included plaintiffs' dates of birth. Lite
DePalma also included information about a prior arrest and criminal charges
against one of the plaintiffs. The summary judgment motion and its supporting
documents were filed in the court's electronic filing system (eCourts).
On July 14, 2021, twenty-eight days after the summary judgment motion
had been filed, plaintiffs filed this separate action against the Lite Defendants,
Hoboken, and Michael Kraus, an employee of Hoboken. Plaintiffs claim ed that
defendants had violated their rights of privacy by not redacting their personal
identifiers and by submitting the arrest records.
Immediately after being served with the complaint, Afanador, on behalf
of Lite DePalma, wrote to the court in the LAD Action. He represented that the
personal identifiers had been included inadvertently and requested permission
to withdraw the unredacted documents and submit redacted documents.
Plaintiffs objected to that request. On July 23, 2021, the court in the LAD Action
entered an order directing that the unredacted documents containing the personal
identifiers be deleted from eCourts and "redacted/replacement" documents be
filed.
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Approximately one month later, on August 27, 2021, plaintiffs filed an
amended complaint in this action. Plaintiffs alleged that defendants had violated
their rights of privacy by filing documents containing their personal identif iers
contrary to the directive of Rule 1:38-7. Plaintiffs also contended that
defendants had violated one plaintiff's right of privacy by including records of
that plaintiff's arrest and criminal charges. Plaintiffs asserted that the charges
related to the arrest had been dismissed before the summary judgment motion
was filed in the LAD Action.
In their amended complaint, plaintiffs asserted four causes of action: (1)
violations of rights of privacy related to their personal identifiers; (2) violation
of rights of privacy related to the arrest records; (3) intentional infliction of
emotional distress; and (4) negligent infliction of emotional distress. In
asserting their first and second causes of action, plaintiffs relied on Rule 1:38-
7, the New Jersey Constitution, and the common law as the bases for their rights
of privacy claims.
Defendants moved to dismiss plaintiffs' complaint for failure to state
viable causes of action. Plaintiffs opposed that motion and the trial court heard
argument. On November 17, 2021, the trial court entered an order dismissing
the complaint without prejudice against Hoboken and Kraus. Just over a month
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later, on December 22, 2021, the trial court entered a separate order dismissing
the complaint without prejudice against the Lite Defendants. The court
explained the reasons for its rulings on the record on November 17, 2021, and
December 22, 2021.
In dismissing the complaint against the Lite Defendants, the trial court
reasoned that there was no private cause of action for violations of Rule 1:38-7.
The trial court also held that a violation of that Rule cannot be a basis for a civil
award for damages. Furthermore, the court found that uploading personal
identifiers on eCourts was not a sufficient publication to trigger an invasion of
privacy cause of action. While recognizing that the eCourts system can be
accessed by the public, the court reasoned that filing documents on the system
for a relatively short period of time did not give rise to a claim for invasion of
privacy.
In addition, the trial court found that the unredacted personal identifiers
had been filed inadvertently and the documents had been deleted and replaced
with redacted documents as soon as defendants were made aware of the mistake.
Moreover, the court held that plaintiffs could not support claims of violations of
the New Jersey Constitution against the Lite Defendants because the Lite
Defendants were not state actors.
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In dismissing plaintiffs' claims of infliction of emotional distress, the
court held that it was not reasonably foreseeable that defendants' action in filing
documents on eCourts would cause genuine and substantial emotional distress
to a reasonable person. The court also held that defendants' actions were not
outrageous and could not support a claim of intentional infliction of emotional
distress.
Finally, the trial court questioned why plaintiffs had filed this separate
action and why they had not raised their concerns in the LAD Action.
Nevertheless, the court decided not to address the entire controversy doctrine
because it had dismissed all the claims on other substantive grounds.
Plaintiffs now appeal from the December 22, 2021 order dismissing their
claims against the Lite Defendants. Plaintiffs have not appealed from the
November 17, 2021 order.
II.
On appeal, plaintiffs make a series of arguments, some of which are
repetitive and others of which are not properly raised. In essence, plaintiffs
contend that they asserted viable claims of violations of their rights to privacy.
They argue that Rule 1:38-7 should be construed to allow a private cause of
action. They also assert that uploading documents containing personal
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identifiers on the eCourts system is sufficient publication to trigger an invasion
of privacy claim. Finally, plaintiffs argue that defendants' actions support their
tort claims for intentional and negligent infliction of emotional distress.
Having considered plaintiffs' allegations in the light most favorable to
them, and having analyzed the relevant law, we hold that plaintiffs failed to state
any viable cause of action. We, therefore, affirm the dismissal of their claims.
A. A Jurisdictional Issue.
Initially, we address a jurisdictional issue. The order dismissed plaintiffs'
claims against the Lite Defendants without prejudice. An order entered without
prejudice generally allows plaintiffs to move to amend their complaint and is
therefore not a final order. Kwiatkowski v. Gruber, 390 N.J. Super. 235, 237
(App. Div. 2007). Plaintiffs did not avail themselves of the right to amend their
complaint a second time. Instead, they filed this appeal. Because plaintiffs'
time to amend the complaint has now expired, we will treat the December 22,
2021 order as a final order dismissing plaintiffs' amended complaint with
prejudice. Accordingly, we will address the substance of the arguments raised
on this appeal.
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B. Our Standard of Review.
We use a de novo standard when reviewing an order dismissing a
complaint for failure to state a claim. State ex rel. Campagna v. Post
Integrations, Inc., 451 N.J. Super. 276, 279 (App. Div. 2017). "When reviewing
a motion to dismiss under Rule 4:6-2(e), we assume that the allegations in the
pleadings are true and afford the pleader all reasonable inferences."
Sparroween, LLC v. Township of West Caldwell, 452 N.J. Super. 329, 339
(App. Div. 2017). "Where, however, it is clear that the complaint states no basis
for relief and that discovery would not provide one, dismissal of the complaint
is appropriate." Ibid. (quoting J.D. ex rel. Scipio-Derrick v. Davy, 415 N.J.
Super. 375, 397 (App. Div. 2010)).
C. The Right to Privacy Claims.
Plaintiffs premise their claims of violations of their rights of privacy on
three sources of authority: Rule 1:38-7, the New Jersey Constitution, and the
common law. We hold that none of those sources support a violation of rights
of privacy claim based on the facts alleged by plaintiffs.
1. Rule 1:38-7.
Rule 1:38-7(a) defines confidential personal identifiers as "a Social
Security number, driver's license number, vehicle plate number, insurance
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policy number, active financial account number, active credit card number, or
information as to an individual's military status." Rule 1:38-7(b) then states that
confidential personal identifiers "shall not" be set forth in "any document or
pleading submitted to the court unless otherwise required by statute, rule,
administrative directive, or court order." Litigants are required to certify that
all confidential personal identifiers have been or will be redacted from
documents filed in the court action. R. 1:38-7(c).
The procedure for curing the inclusion of confidential personal identifiers
is set forth in Rule 1:38-7. That Rule states that a party to a matter or other
interested individual may move, on an expedited basis, to replace documents
containing unredacted personal identifiers with redacted documents. R. 1:38-
7(g).
Rule 1:38-7 does not contain language expressly providing that an
aggrieved party can file a private cause of action if personal identifiers are
included. A review of the Rule and its purpose convince us that our Supreme
Court did not intend to create a private cause of action based on a violation of
the Rule. Instead, as already explained, the Rule has a mechanism for redacting
confidential personal identifiers if they are filed with the court. See Baxt v.
Liloia, 155 N.J. 190, 202-04 (1998) (holding that attorney disciplinary rules do
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not create a private cause of action because those "rules serve purposes that are
substantially different from those of an individual litigant in a civil action");
Cmty. Hosp. Grp. v. Blume, Goldfaden Berkowitz Donnelly Fried & Forte, P.C.,
381 N.J. Super. 119, 125-26 (App. Div. 2005) (refusing to recognize a private
cause of action for disclosure of information protected by the Health Insurance
Portability and Accountability Act, 42 U.S.C. ยง 1320).
Plaintiffs acknowledge that Rule 1:38-7 does not contain language
providing for a private cause of action. They argue, however, that we should
either invalidate the Rule or amend it. That argument is not supported by law
or logic, and we reject it. That the Supreme Court decided not to include a
private cause of action in Rule 1:38-7, does not make the Rule defective.
Instead, the Rule serves an important purpose that would not be advanced by
adding a private cause of action. Nor does the Rule need a private cause of
action to effectuate its purpose. Moreover, only the Supreme Court can decide
to vacate or amend the Rule, and we perceive no grounds for doing either.
Plaintiffs also cite to cases discussing the Open Public Records Act
(OPRA), N.J.S.A. 47:1A-1 to -13, and argue that those cases support reading a
private cause of action into Rule 1:38-7. See Bozzi v. City of Jersey City, 248
N.J. 274 (2021); Burnett v. County of Bergen, 198 N.J. 408 (2009). Plaintiffs'
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reliance on those OPRA cases is misplaced. The facts in those cases are not
applicable to plaintiffs' claims. Instead, the OPRA cases addressed whether a
custodian of records should be required to release specific records in response
to an OPRA request. See Bozzi, 248 N.J. at 277; Burnett, 198 N.J. at 414-15.
That inquiry under OPRA is not relevant or applicable to plaintiffs' claims of
invasion of their privacy.
2. The New Jersey Constitution.
Plaintiffs do not cite a specific article of the New Jersey Constitution that
supports their privacy claims. Although we have recognized that certain privacy
rights are protected in the New Jersey Constitution, those protections apply
against state actors, not private individuals. See Kinsella v. Welch, 362 N.J.
Super. 143, 157-58 (App. Div. 2003). We agree with the trial court that
plaintiffs failed to identify a state actor in asserting their claims against the Lite
Defendants, and, therefore, any claim predicated on a constitutional violation of
a right to privacy is not actionable.
3. The Common Law.
New Jersey recognizes a common law claim of invasion of privacy. See
Romaine v. Kallinger, 109 N.J. 282, 297-98 (1988); Castro v. NYT Television,
384 N.J. Super. 601, 610-11 (App. Div. 2006). In defining the parameters of a
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claim of invasion of privacy, New Jersey follows the Restatement (Second) of
Torts. See Castro, 384 N.J. Super. at 610-11; Figured v. Paralegal Tech. Servs.,
Inc., 231 N.J. Super. 251, 256-57 (App. Div. 1989). The tort of invasion of
privacy encompasses four distinct scenarios:
(1) intrusion (e.g., intrusion on plaintiff's physical
solitude or seclusion, as by invading his or her home,
illegally searching, eavesdropping, or prying into
personal affairs); (2) public disclosure of private facts
(e.g., making public private information about
plaintiff); (3) placing plaintiff in a false light in the
public eye (which need not be defamatory, but must be
something that would be objectionable to the ordinary
reasonable person); and (4) appropriation, for the
defendant's benefit, of the plaintiff's name or likeness.
[Rumbauskas v. Cantor, 138 N.J. 173, 180 (1994).]
Plaintiffs have alleged invasions of privacy involving the public
disclosure of private facts and publicity that places them in a false light in the
public eye. To sustain an invasion of privacy claim under the public disclosure
of private facts, a plaintiff must show that the facts were disclosed "to the public
at large, or to so many persons that the matter . . . [is] substantially certain to
become one of public knowledge." Castro, 384 N.J. Super. at 611 (quoting
Restatement (Second) of Torts ยง 652D cmt. a. (Am. L. Inst. 1981)). "[I]t is not
an invasion of the right of privacy . . . to communicate a fact concerning the
plaintiff's private life to a single person or even to a small group of persons."
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Ibid. (quoting Restatement (Second) of Torts ยง 652D cmt. a. (Am. L. Inst.
1981)).
Even giving plaintiffs all reasonable inferences, their allegations do not
suggest that their personal identifiers were sufficiently published to support a
claim of invasion of privacy. Instead, plaintiffs alleged that their personal
identifiers were included in documents filed on the eCourts system. It is
undisputed that those documents were deleted from that system in less than
thirty-four days, and we hold that such a court filing cannot support a claim of
invasion of privacy.
D. The Arrest Report.
Plaintiffs claim a violation of a right to privacy because the Lite
Defendants included information concerning the arrest and criminal charges
against one plaintiff. Arrest reports and criminal charges are not included in the
definition of confidential personal identifiers in Rule 1:38-7(a). Although it is
conceivable that the publication of an arrest report could give rise to a private
cause of action, the facts alleged by plaintiffs do not support a claim.
To sustain an invasion of privacy claim for false light publicity, "a
fundamental requirement . . . is that the disputed publicity be in fact false, or
else at least have the capacity to give rise to a false public impression as to the
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plaintiff." G.D. v. Kenny, 205 N.J. 275, 308 (2011) (quoting Romaine, 109 N.J.
at 294) (holding that a plaintiff could not sustain invasion of privacy claim
premised on the publication of since-expunged criminal history).
Like the personal identifiers, the arrest report was filed on eCourts.
Plaintiffs did not demonstrate that the arrest report was false; rather, they
contended that by the time the report was filed the underlying criminal charges
had been dismissed. Accepting that allegation, it does not make the arrest report
false. We need not explore whether under certain circumstances the filing of an
arrest report could support a claim of invasion of privacy, it is sufficient to hold
that the facts pled by plaintiffs do not support a viable cause of action.
E. The Claims of Emotional Distress.
To prove a claim of intentional infliction of emotional distress, a plaintiff
must show that: (1) defendant acted intentionally or recklessly; (2) the
defendant's conduct was extreme and outrageous; (3) the conduct proximately
caused plaintiff's emotional distress; and (4) the emotional distress was "so
severe that no reasonable [person] could be expected to endure it." Ingraham v.
Ortho-McNeil Pharm., 422 N.J. Super. 12, 19-20 (App. Div. 2011) (alteration in
original) (quoting Buckley v. Trenton Sav. Fund Soc'y, 111 N.J. 355, 366-67
(1988)). To establish a claim of negligent infliction of emotional distress,
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plaintiff must show that: (1) defendant owed a duty to plaintiff; (2) defendant
breached that duty; (3) plaintiff suffered severe emotional distress; and (4)
defendant's breach proximately caused plaintiff's emotional distress. Dello
Russo v. Nagel, 358 N.J. Super. 254, 269 (App. Div. 2003) (citing Decker v.
Princeton Packet, Inc., 116 N.J. 418, 429 (1989)). Both intentional and
negligent infliction of emotional distress require a showing of severe emotional
distress.
Plaintiffs have pled no facts supporting a finding that the Lite Defendants
owed them a duty or that defendants breached a duty causing them severe
emotional distress. Plaintiffs also failed to plead any facts that support a claim
that the Lite Defendants' conduct was extreme and outrageous. In short,
plaintiffs have failed to plead facts supporting any claim for emotional distress.
F. Plaintiffs' Other Claims.
Plaintiffs also make arguments concerning the interactions between
attorneys at Lite DePalma and the law clerk for the judge in the LAD Action.
Initially, we note that plaintiffs' allegations are vague and do not disclose any
clearly improper conduct. More fundamentally, those claims are not properly
part of this appeal because they arose in the separate LAD Action. To the extent
that plaintiffs had concerns about the interaction between a law clerk and
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attorneys from Lite DePalma, those concerns should have been raised with the
judge overseeing the LAD Action.
Finally, to the extent that we have not addressed other arguments raised
by plaintiffs, it is because those arguments lacked sufficient merit to warrant a
discussion in a written opinion. See R. 2:11-3(e)(1)(E).
Affirmed.
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