State v. Wilson
CourtMontana Supreme Court
Date FiledJuly 28, 2026
DocketDA 25-0296
StatusPublished
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Full Opinion
07/28/2026
DA 25-0296
Case Number: DA 25-0296
IN THE SUPREME COURT OF THE STATE OF MONTANA
2026 MT 165
STATE OF MONTANA,
Petitioner and Appellee,
v.
THOMAS WILSON as the Personal Representative
of the ESTATE OF HALEY WILSON; and
THOMAS WILSON as the conservator of Minor
Child J.M.W.,
Respondent and Appellant.
APPEAL FROM: District Court of the First Judicial District,
In and For the County of Lewis and Clark, Cause No. ADV-2024-338
Honorable Mike Menahan, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Adam Cook, Everett Cook Law, Anaconda, Montana
Justin P. Stalpes, Conner C. Bottomly, Beck, Amsden & Stalpes, PLLC,
Bozeman, Montana
For Appellee:
Dale R. Cockrell, Eric M. Brooks, Moore, Cockrell, Goicoechea &
Johnson, P.C., Kalispell, Montana
Submitted on Briefs: February 18, 2026
Decided: July 28, 2026
Filed:
__________________________________________
Clerk
Justice Ingrid Gustafson delivered the Opinion of the Court.
¶1 Respondent and Appellant Thomas Wilson, as both Personal Representative of the
Estate of Haley Wilson and as the Conservator of Minor Child J.M.W., appeals from the
March 25, 2025 Order – Motion for Summary Judgment issued by the First Judicial District
Court, Lewis and Clark County. The District Court’s Order granted the State of Montana’s
motion for summary judgment, authorized the State to deposit $750,000 into the court’s
registry, discharged both the State and Jose Angel Sanchez Ruiz from any and all further
liability to Thomas Wilson, as both Personal Representative of the Estate of Haley Wilson
and as the Conservator of Minor Child J.M.W., and dismissed the State from the
interpleader action with prejudice. The State deposited $750,000 into the District Court’s
registry on April 11, 2025, and the court entered its Final Judgment that same day.
¶2 We address the following issues on appeal:
1. Did the District Court err by allowing the State to proceed in interpleader?
2. Should this Court issue an opinion regarding the constitutionality of the
statutory damages cap imposed by § 2-9-108, MCA, under the procedural
posture of this case?
¶3 Finding the State’s action in interpleader to be improperly filed and, accordingly,
any discussion by this Court regarding the constitutionality of the damages cap rendered
speculative and advisory, we reverse the District Court’s grant of summary judgment in
favor of the State and remand for an order dismissing this matter.
FACTUAL AND PROCEDURAL BACKGROUND
¶4 On September 13, 2023, Haley Wilson was involved in an automobile accident
when a state-owned vehicle driven by Jose Ruiz, who was working for Montana State
2
University and acting within the course and scope of his employment with the State,
crossed the I-90 median and collided with her vehicle. Both Haley and Ruiz were killed in
the accident. At the time she was killed, Haley was the mother to a 2-year-old daughter,
J.M.W., who was not in the vehicle with her at the time of the accident.
¶5 Because Ruiz was a state employee acting within the course and scope of his
employment at the time of the crash, Thomas presented claims to the State.1 As personal
representative of Haley’s estate, Thomas presented claims for survivorship and wrongful
death. As conservator of J.M.W., Thomas presented a claim for negligent infliction of
emotional distress. The State offered Thomas $750,000 for a release and settlement of all
claims against the State and Ruiz, which Thomas rejected.
¶6 After its pre-litigation offer to settle was rejected and prior to Thomas filing any tort
action on behalf of either the Estate or J.M.W., the State filed its Petition in Interpleader
and Complaint for Declaratory Relief on May 16, 2024. The State’s petition did not
specifically mention either M. R. Civ. P. 22, which provides for interpleader, or Montana’s
Uniform Declaratory Judgments Act (UDJA), §§ 27-8-101 to -313, MCA. The State’s
1
Section 2-9-301, MCA, provides that all claims against the State must be presented in writing to
the Department of Administration and that a complaint based upon those claims may not be filed
in district court until the Department has finally denied the claim. Section 2-9-301(1)-(2), MCA.
The Department of Administration must grant or deny the claim in writing within 120 days after
the claim is presented and the failure of the Department to make a final disposition regarding the
claim within 120 days is “considered a final denial of the claim[.]” Section 2-9-301(2), MCA.
Beyond stating that Thomas presented claims to the State, the record is silent regarding how this
procedure played out in this case. The record does not reflect whether the Department made any
written final disposition regarding the claims or whether the State’s petition in interpleader was
filed within or following the conclusion of this 120-day period. Thomas’s appellate briefing does
assert the State’s petition was filed “[b]efore the statutory period for Wilson’s administrative
claims had run[.]”
3
petition did assert that the “Estate’s and the Minor Child’s claims are one claim under
Mont. Code Ann. § 2-9-101(1),” and “[g]iven the State’s position” that Thomas’s claims
on behalf of the Estate and J.M.W. are one claim the State “is not responsible for an amount
in excess of $750,000” pursuant to § 2-9-108(1), MCA. In its prayer for relief, the State
asked for (1) “an order authorizing and directing Petitioner to pay $750,000.00 into the
Court registry”; (2) “an order that upon payment of the $750,000.00 into the Court registry,
Petitioner and Mr. Ruiz are discharged from any and all further liability to Respondent”;
(3) “an order that upon payment of the $750,000.00 into the Court registry, Petitioner be
dismissed with prejudice from this action”; and (4) “an order granting such and further
relief to the State as may be proper.” Thomas filed an Answer on June 10, 2024, and a
First Amended Answer on September 11, 2024. In his First Amended Answer, Thomas
asserted a constitutional challenge to the $750,000 “per claim” limitation on damages
found in the Tort Claims Act, §§ 2-9-108 and -101, MCA.
¶7 On July 29, 2024, Thomas served his First Combined Discovery Requests on the
State. Those discovery requests sought, among other things, copies of any and all insurance
policies covering the pickup driven by Ruiz during the accident, information regarding the
State’s self-insurance fund, and information regarding cases within the last five years
where the State settled claims above the $750,000 per claim limit. Thomas also requested
admissions that the losses suffered were severe and profound, and were likely to exceed
the Tort Claims Act cap amounts.2 The State filed both a motion for summary judgment
2
Other discovery requests related to the governmental interest of the tort claim cap and the
relationship between the claims asserted by J.M.W. and those of Haley’s Estate.
4
and a motion to stay discovery on September 27, 2024. In its summary judgment motion,
the State asserted it was entitled to an order allowing it to deposit $750,000 into the court
registry, discharging it from any and all further liability, and dismissing it from the case
with prejudice. In its motion to stay discovery, the State asserted the discovery requests
would be moot if its summary judgment motion was granted, so staying discovery would
serve the ends of justice by conserving the parties’ resources. Thomas filed responses
opposing both motions, and the State filed reply briefs.
¶8 On January 14, 2025, the District Court granted the motion to stay discovery
because the motion for summary judgment had been fully briefed.3 On February 27, 2025,
the District Court held oral argument on the State’s motion. Much of the presentation from
both parties centered around arguments regarding the constitutionality of the statutory tort
cap of § 2-9-108, MCA. Counsel for the State repeatedly argued the State could only
interplead the $750,000 if the District Court also granted its release from any and all further
liability and closed by noting the State was only agreeing to interplead the funds “for
purposes of resolving this issue” and “[i]f the State is not going to get a release, it very well
3
Thomas did not file a motion pursuant to M. R. Civ. P. 56(f), which allows a district court to,
among other things, order a continuance to “enable affidavits to be obtained, depositions to be
taken, or other discovery to be undertaken” when a party opposing summary judgment shows it
cannot present facts essential to justify its opposition. M. R. Civ. P. 56(f)(2). Thomas did file a
response opposing the State’s motion to stay discovery, which asserted the discovery responses
were “reasonable and relevant” to the State’s summary judgment motion. Thomas’s response in
opposition to the motion to stay discovery noted evidence of the State carrying an insurance policy
which agreed to provide coverage in excess of the statutory cap would constitute a waiver of
immunity under the tort cap and that the State had not answered his requests for production
regarding insurance policy information related to the crash. Rather than file a Rule 56(f) motion
to seek this information, Thomas responded in opposition to the State’s summary judgment motion
without ever finding out if the State did in fact carry any insurance which could operate to waive
its immunity under the tort cap.
5
may challenge what happened in this accident.” On March 25, 2025, the District Court
issued its order granting the State’s motion for summary judgment. The court determined
the claims of Haley’s Estate and that of J.M.W. were one “claim” as defined by § 2-9-101,
MCA, and that the $750,000 per claim tort cap of § 2-9-108, MCA, was both facially
constitutional and constitutional as applied to the claims presented by Thomas in this case.
The court further noted Thomas failed to file an M. R. Civ. P. 56(f) motion to seek evidence
of an excess insurance policy after the State sought a protective order staying discovery
and did not respond to Thomas’s requests for production regarding any potential insurance
policy which could operate to waive the statutory tort cap under Daniels v. Gallatin Cnty.,
2022 MT 137, 409 Mont. 220, 513 P.3d 514. The District Court entered an order which
authorized the State to deposit $750,000 into the court registry, discharged the State and
Ruiz from any and all further liability to Thomas, as both Personal Representative of
Haley’s Estate and as Conservator of J.M.W., and dismissed the State with prejudice upon
deposit of the $750,000. After the State deposited the money into the court’s registry, the
District Court entered its Final Judgment on April 11, 2025.
¶9 Thomas appeals. Additional facts will be discussed as necessary below.
STANDARD OF REVIEW
¶10 We review summary judgment rulings de novo, applying the same M. R. Civ. P. 56
criteria as the district court. Watterud v. Gilbraith, 2015 MT 288, ¶ 10, 381 Mont. 218,
358 P.3d 891. Summary judgment is appropriate when the moving party has established
both the absence of any genuine issue of material fact and entitlement to judgment as a
matter of law. Watterud, ¶ 10.
6
¶11 We review a district court’s interpretation of law pertaining to a declaratory
judgment ruling for correctness. Med. Marijuana Growers Ass’n v. Corrigan, 2012 MT
146, ¶ 14, 365 Mont. 346, 281 P.3d 210. A district court’s ruling on whether a justiciable
controversy exists is a conclusion of law that we review for correctness. Arnone v. City of
Bozeman, 2016 MT 184, ¶ 4, 384 Mont. 250, 376 P.3d 786.
DISCUSSION
¶12 This matter comes before the Court in a unique procedural posture, which must first
be disentangled to allow us to reach the issues presented. Thomas, as both Personal
Representative of Haley’s Estate and as Conservator of J.M.W., has not filed a lawsuit
against the State in either capacity. As previously noted, we must simply presume Thomas
presented the claims of the Estate and of J.M.W. in accordance with the requirements of
§ 2-9-301, MCA, because the record is silent as to the required process of presenting claims
to the Department of Administration. The record is also silent as to where that mandatory
process was when the State filed its petition seeking interpleader and a release from any
and all liability to Haley’s Estate and J.M.W., whether the State denied the claims in writing
as required by statute, or whether the State’s petition was filed prior to or following the
conclusion of the statute’s 120-day limit for approval or denial of a submitted claim.4 We
are also faced with a petition for interpleader and request for declaratory judgment which
mentions neither the rule permitting interpleader in this state nor the declaratory judgment
statute.
4
Though not reflected in the record, Thomas’s appellate briefing does assert the State’s petition
was in fact filed “[b]efore the statutory period” for his administrative claims had run.
7
¶13 After the parties completed their appellate briefing in this case—entirely focused on
the constitutionality of the tort cap and whether J.M.W. presented an independent and
non-derivative personal injury claim from that of Haley’s Estate—we requested
supplemental briefing on the following questions:
1. Is the State’s action for declaratory judgment and interpleader proper
under M. R. Civ. P. 22?
2. Is it appropriate for this Court to issue an opinion in an interpleader action
on the constitutionality of the damages cap imposed by § 2-9-108, MCA,
when there has been no plaintiff’s lawsuit filed and no determination of the
State’s liability for damages exceeding the statutory limit?
The parties filed the requested supplemental briefs. Thomas asserts the State’s action for
interpleader is improper because the State is not a disinterested stakeholder but the alleged
tortfeasor, but that it remains appropriate to reach the constitutional issue regarding the
statutory damages cap. The State asserts its interpleader petition is proper because it was
not required to wait for Thomas to file a lawsuit and that there is a justiciable controversy
regarding the constitutionality of the cap because the State has “requested and been refused
a release of claims despite its willingness to pay the maximum amount of its potential
liability under the Tort Claims Act.”
¶14 1. Did the District Court err by allowing the State to proceed in interpleader?
¶15 We must first determine whether this entire proceeding has been prosecuted in error
by allowing the State to proceed in interpleader. Interpleader “has been in existence for
over 600 years,” first originating in the English common-law courts in the early 1300s and
functioning as “an affirmative remedy to be used against multiple claimants seeking relief
upon a single obligation.” 7 Charles Alan Wright et al., Federal Practice and Procedure
8
§ 1701 (3d ed. 2026). “Interpleader is an action rooted in equity, and a handy tool to protect
a stakeholder from multiple liability and the vexation of defending multiple claims to the
same fund.” Associated Dermatology & Skin Cancer Clinic v. Fitte, 2016 MT 349, ¶ 13,
386 Mont. 150, 388 P.3d 632. “Montana’s interpleader rule as set forth in M. R. Civ. P.
22(a) is identical to Fed. R. Civ. P. 22. It is therefore appropriate to look to federal
jurisprudence interpreting the counterpart to Montana’s rule.”5 Associated Dermatology,
¶ 15 (citing Farmers Union Mut. Ins. Co. v. Bodell, 2008 MT 363, ¶ 21, 346 Mont. 414,
197 P.3d 913).
¶16 No party in the proceedings below ever cited M. R. Civ. P. 22 or any caselaw
regarding interpleader and the District Court did not analyze the propriety of the State
proceeding in interpleader. Here, the State stands in the shoes of Ruiz, who the State asserts
was acting in the course and scope of his employment when he got into the accident which
killed both Haley and himself.6 See § 2-9-101, MCA. Thomas, as both Personal
5
The federal courts make a distinction between “statutory interpleader,” authorized by 28 U.S.C.
§ 1335, and “rule interpleader,” authorized by Fed. R. Civ. P. 22. “The distinctions between the
two relate primarily to jurisdiction, the amount in controversy, citizenship of litigants, venue, and
service of process. For the most part, these differences do not concern us.” Club Exch. Corp. v.
Searing, 567 P.2d 1353, 1356–57 (Kan. 1977).
6
In both the proceedings below and on appeal, the State has not alleged or conceded that Ruiz was
acting negligently. While the Dissent notes the State, for the first time in it Supplemental Brief,
now concedes that “the Appellants’ damages exceed the statutory limit under § 2-9-108, MCA,”
Dissent, ¶ 38, the State has never admitted liability to either the Estate or J.M.W., only that it
“offered to pay $750,000 in exchange for a settlement of Respondent’s claims against the State
and Mr. Ruiz, not that it is liable for that amount” (emphasis in original) and that it would
“challenge what happened” in the accident if not given a complete release. The State further
explicitly noted that its settlement offer was “not an admission the State is liable for separate claims
of the Estate of Haley Wilson and Thomas Wilson as conservator of JMW.” While denying
liability is not an absolute bar to interpleader, M. R. Civ. P. 22(a)(1)(B), the availability of the
interpleader device still requires “that the claims as to which interpleader is sought be adverse to
9
Representative of Haley’s Estate and as Conservator of J.M.W., apparently presented
claims to the State flowing from the accident. After Thomas rejected the State’s settlement
offer, the State filed its petition for interpleader in the District Court. The State’s petition
is deficient in several respects and should have been dismissed by the District Court.
¶17 Under Montana’s interpleader rule,
Persons with claims that may expose a plaintiff to double or multiple liability
may be joined as defendants and required to interplead. Joinder for
interpleader is proper even though:
(A) the claims of the several claimants, or the titles on which their claims
depend, lack a common origin or are adverse and independent rather than
identical; or
(B) the plaintiff denies liability in whole or in part to any or all of the
claimants.
M. R. Civ. P. 22(a)(1). “The typical plaintiff in interpleader is an innocent stakeholder
who is subject to competing claims. It is the general rule that a party seeking interpleader
must be free from blame in causing the controversy, and where he stands as a wrongdoer
with respect to the subject matter of the suit or any of the claimants, he cannot have relief
by interpleader.” Farmers Irrigating Ditch & Reservoir Co. v. Kane, 845 F.2d 229, 232
(10th Cir. 1988) (collecting cases). “A proceeding in the nature of interpleader is one in
equity and is governed by equitable principles. A tort-feasor cannot obtain protection in
an action in the nature of interpleader against the consequences of its own wrong.”
each other [and] ‘is not met when ... the “stakeholder” may be liable to both claimants.’” Bradley
v. Kochenash, 44 F.3d 166, 168 (2d Cir. 1995) (quoting 7 Wright, § 1705). When “in principle
multiple recoveries would be justifiable in light of the multiplicity of duties owed” by the party
seeking interpleader, the use of interpleader is properly denied. Bradley, 44 F.3d at 169.
10
Holcomb v. Aetna Life Ins. Co., 228 F.2d 75, 81-82 (10th Cir. 1955) (internal citation
omitted). The rule that bars a party from obtaining interpleader relief when it caused the
underlying controversy “is meant to prevent a tortfeasor, facing claims from multiple
parties, from using the interpleader device to cap its liability.” Prudential Ins. Co. of Am.
v. Hovis, 553 F.3d 258, 263 n.4 (3d Cir. 2009). “Interpleader is a procedural device not
intended to alter substantive rights. It is not the function of an interpleader rule to bestow
upon the stakeholder immunity from liability for damages that are unrelated to the act of
interpleading[.]” 44B Am. Jur. 2d Interpleader § 4 (2025).
¶18 First, the State is the alleged tortfeasor in this case, not a mere stakeholder. “The
party seeking interpleader must do equity, not have caused the conflicting claims, and be
free from blame in causing the controversy.” 44B Am. Jur. 2d Interpleader § 7 (2025). A
state employee, acting within the course and scope of his employment, was involved in an
accident which killed Haley and left J.M.W. without a mother. The State, through its use
of the interpleader device, is seeking to cap its liability regarding the claims presented by
Haley’s Estate and those of J.M.W. to the statutory cap for a single claim—$750,000. But
of course, that cap is only relevant if (1) the claims presented by Haley’s Estate and those
presented by J.M.W. are in fact one “claim,” and (2) the State has not waived the protection
of the statutory cap by carrying insurance which exceeds the statutory cap.7 See Daniels,
7
At oral argument on the State’s summary judgment motion, and after the State’s motion to stay
discovery had been granted—which Thomas opposed because he was seeking information
regarding whether the State did in fact carry any other insurance policy on the vehicle driven by
Ruiz—Thomas did argue the State not carrying liability insurance meant the rational basis of the
statutory cap (a fear of “widespread cancellation of insurance and quadrupling of insurance rates”)
failed. Whether this was a concession that the State did in fact have no further insurance policy
11
¶ 20. In essence, the State is attempting to use interpleader to claim a limited “fund” of
$750,000 by asserting the claims of Haley’s Estate and those of J.M.W. are but a single
claim, while simultaneously asserting those claims are “adverse” to one another such that
it should be allowed to interplead the $750,000 and then be dismissed from the proceeding
to let the Estate and J.M.W. fight it out amongst one another. The logical problems
presented by this approach are readily apparent.
¶19 “A prerequisite for permitting interpleader is that two or more claimants must be
‘adverse’ to each other. This requirement is not met when one of the claims clearly is
devoid of substance, or one of the claimants is under the control of the stakeholder or has
dropped the claim and the fear of multiple litigation or liability is groundless, or the claims
are not asserted against the same fund, or the ‘stakeholder’ may be liable to both
claimants.” 7 Wright, § 1705; see also Bradley v. Kochenash, 44 F.3d 166, 168 (2d Cir.
1995). “[I]nterpleader is a joinder device whereby all of those who claim some interest in
a particular fund (the stake) may be joined in the action, and may there assert and litigate
their claims against the fund. Interpleader protects the stakeholder from multiple suits, and
from determining at its peril, the validity and priority of disputed claims; it also protects
the claimants by bringing them together in one action so that a fair and equitable
distribution of the fund may be made.” Club Exch. Corp. v. Searing, 567 P.2d 1353, 1358
(Kan. 1977). As a basic matter, the claims of Haley’s Estate and those of J.M.W. are not
“adverse” to one another. “The simplest illustration of adversity is when each claimant
under the facts of this case or simply counsel arguing the case that was left after the State’s motion
to stay discovery in this improper interpleader action was granted is a matter of interpretation.
12
asserts an exclusive right to the fund.” 7 Wright, § 1705. The $750,000 “fund” could only
exist if the claims of the Estate and of J.M.W. are one “claim,” because if they were found
to be separate claims but a single “occurrence,” the “fund” would then be $1.5 million.
Section 2-9-108(1), MCA. Haley’s Estate and J.M.W. are not disputing ownership of a
single $750,000 “fund,” but asserting they each are entitled to their own distinct $750,000
“fund.”8 “Interpleader being a remedy solely for the protection of the stakeholder, it may
not be used by the stakeholder as a weapon to defeat recovery from funds other than the
one before the court. . . . If there are other bonds to which claims might be made, the
benefit to plaintiff of limiting recovery to the single bond through skillful use of the
interpleader is obvious.” Great Am. Ins. Co. v. Bank of Bellevue, 366 F.2d 289, 294 (8th
Cir. 1966). Furthermore, the State—without citing to the UDJA—sought a declaration that
the claims of J.M.W. were derivative of the Estate’s and therefore the “fund” was limited
to $750,000 because there was only one “claim” presented in this case. In an interpleader
action, “[a]s between plaintiff and the fund claimants, the only issue is the right to
interplead, while, as between the claimants, the issue is, who is entitled to the fund and in
what proportions. . . . The plaintiff under its pleadings stands impartial between claimants
and cannot urge the claims of certain impleaded defendants against others.” Great Am.
Ins. Co., 366 F.2d at 294. The State’s pleadings did not stand impartial in this case, urging
the claims of Haley’s Estate—which it concedes exist following her death in the accident—
over those of J.M.W.—which it claims do not. There is a basic logical incongruity of the
8
In addition, both are also challenging the constitutionality of the tort cap such that neither believes
there to be a limited $750,000 “fund” in any event.
13
State simultaneously arguing there are both two claims necessitating interpleader and there
is only one claim which limits any potential recovery to $750,000. “Interpleader is
designed to prevent multiple recoveries only where there are not multiple obligations; it is
not intended to telescope multiple obligations into one.” Bradley, 44 F.3d at 169. “The
law will not allow an interpleader to avoid its liability on funds not pleaded and not before
the court by the back door method here urged.” Great Am. Ins. Co., 366 F.2d at 294.
¶20 “Interpleader is a remedy involving two steps or stages.” 7 Wright, § 1714. “The
typical interpleader action proceeds in two distinct stages. During the first stage, the court
determines whether the interpleader complaint was properly brought and whether to
discharge the stakeholder from further liability to the claimants. During the second stage,
the court determines the respective rights of the claimants to the interpleaded funds.”
Hovis, 553 F.3d at 262 (internal citations omitted).
¶21 During the first stage of an interpleader proceeding, a court must determine the right
of the party invoking interpleader “to compel the claimants to litigate their claims to the
stake in one proceeding.” 7 Wright, § 1714. The District Court failed to address the
propriety of the State’s interpleader claim in this litigation. An interpleader action is
properly dismissed on equitable grounds when “the motivation for an interpleader request
is improper.” 7 Wright, § 1709. It is readily apparent that the State’s attempt to use
interpleader in this case was improper and should have been dismissed by the District Court
because the State is the alleged tortfeasor, i.e., responsible for Haley’s death, and Haley’s
Estate and J.M.W. do not stand adverse to one another. “[A] stakeholder whose alleged
tort caused the controversy is not absolved of liability by filing an interpleader action.” Lee
14
v. W. Coast Life Ins. Co., 688 F.3d 1004, 1014 (9th Cir. 2012). “Because interpleader is
an equitable proceeding, it is subject to dismissal based on equitable doctrines[.]” United
States Fire Ins. Co. v. Asbestospray, Inc., 182 F.3d 201, 208 (3d Cir. 1999). “Because the
sole basis for equitable relief to the stakeholder is the danger of exposure to double liability
or the vexation of conflicting claims, the stakeholder must have a real and reasonable fear
of double liability or vexatious, conflicting claims to justify interpleader.” Indianapolis
Colts v. Mayor and City Council of Baltimore, 741 F.2d 954, 957 (7th Cir. 1984) (internal
citation omitted; collecting cases). This is not a proper interpleader action. The State is
the alleged tortfeasor, not a mere stakeholder to a limited fund as an insurance company
would be in a typical interpleader action, and is attempting to use the device to cap its
liability. It admitted as much at oral argument by noting the State was only agreeing to
interplead the $750,000 “for purposes of resolving this issue” and “[i]f the State is not
going to get a release, it very well may challenge what happened in this accident.” The
State was not facing the danger of exposure to double liability or vexatious, conflicting
claims in this case. Haley’s Estate and J.M.W. are not parties in conflict with one another
seeking the same limited pot of money as would be the case in a typical interpleader action.
They are two parties seeking to hold the State liable for their asserted individual claims.9
9
The impropriety of allowing the State to proceed in interpleader is even more apparent when one
considers the second stage of interpleader, which “involves the determination of the respective
rights of the claimants to the stake,” and at which time “each claimant occupies an adversary
position to the others and must proceed accordingly.” 7 Wright, § 1714. If the fund was indeed
limited to $750,000 following the first stage of interpleader, it would necessarily require a judicial
determination that there had been only a single “claim” presented such that J.M.W.’s NIED claim
would no longer exist, which is exactly what the State argued in its petition and motion for
summary judgment. To determine the fund’s limit necessarily requires a determination of the
merits of the claims presented, but “a determination of the respective merits of the adverse claims
15
Rather than being forced to defend against an improper interpleader, they should be
allowed to file their own lawsuits and develop the necessary record regarding both liability
and damages. While the Dissent asserts allowing the State to proceed in interpleader would
promote judicial efficiency, Dissent, ¶ 52, “interests of party convenience and judicial
economy that would be served by trial of all claims in a single proceeding ‘cannot compel
the otherwise inappropriate joinder of claims in interpleader.’” Libby, McNeill & Libby v.
City Nat’l Bank, 592 F.2d 504, 509 (9th Cir. 1978) (quoting Gaines v. Sunray Oil Co., 539
F.2d 1136, 1142 (8th Cir. 1976)). The District Court erred by allowing the State to proceed
in interpleader.
¶22 2. Should this Court issue an opinion regarding the constitutionality of the
statutory damages cap imposed by § 2-9-108, MCA, under the procedural
posture of this case?
¶23 The State’s Petition in Interpleader and Complaint for Declaratory Relief did not
mention the UDJA. Its prayer for relief in that document also did not request a declaration
that the tort cap found in § 2-9-108(1), MCA, was constitutional. Though not in its prayer
for relief, the petition did assert that the “Estate’s and the Minor Child’s claims are one
is inappropriate at the initial stage[.]” 7 Wright, § 1704. This is exactly what the State sought
through its use of interpleader to cap its potential liability at $750,000, arguing that “Respondent’s
purported claims are but one claim” and that J.M.W. “cannot have a separate claim for negligent
infliction of emotional distress because that claim is subsumed by the wrongful death claim.” In
an interpleader action, the “plaintiff under its pleadings stands impartial between claimants and
cannot urge the claims of certain impleaded defendants against others.” Great Am. Ins. Co., 366
F.2d at 294. Moreover, it is not proper to reach the merits in the first stage because “[i]ssues
relating to the merits of the action should be deferred until the so-called ‘second stage’ of
interpleader.” 7 Wright, § 1704. Further, the State through its use of interpleader is seeking the
bizarre judicial determination that Thomas, as Personal Representative of Haley’s Estate and as
Conservator of J.M.W., must litigate against himself how much the Estate and J.M.W. are each
entitled to out of the fund while simultaneously seeking a judicial determination that J.M.W.’s
claim is derivative of the Estate’s and cannot proceed at all.
16
claim under Mont. Code Ann. § 2-9-101(1),” and “[g]iven the State’s position” that
Thomas’s claims on behalf of the Estate and J.M.W. are one claim the State “is not
responsible for an amount in excess of $750,000” pursuant to § 2-9-108(1), MCA. In
essence, the claim for declaratory relief put forth by the State in its improper interpleader
action sought a declaratory judgment that the Estate’s claim and J.M.W.’s claim were a
single claim and therefore subject to the $750,000 cap imposed by § 2-9-108(1), MCA.
¶24 On appeal, following our request for supplemental briefing which asked whether it
was “appropriate for this Court to issue an opinion in an interpleader action on the
constitutionality of the damages cap imposed by § 2-9-108, MCA, when there has been no
plaintiff’s lawsuit filed and no determination of the State’s liability for damages exceeding
the statutory limit,” both parties argue that this Court should reach the constitutional issue
regarding the statutory tort cap as presented in the District Court’s summary judgment
order. We disagree.
¶25 In the proceedings below, the District Court essentially granted declaratory
judgment in favor of the State on three separate grounds: (1) that J.M.W.’s negligent
infliction of emotional distress claim was derivative of the wrongful death claims of
Haley’s Estate; (2) that the tort cap was facially constitutional; and (3) that the tort cap was
constitutional as applied to the claims as presented in this case. We have already discussed
how the State was improperly allowed to proceed in interpleader. We must now determine
whether a justiciable controversy regarding the constitutionality of the statutory tort cap
remains following the correction of that mistake.
17
¶26 Thomas has not filed a lawsuit against the State in either his capacity as Personal
Representative of Haley’s Estate or as Conservator of J.M.W. Because the State was
wrongly allowed to proceed in interpleader, he has been forced to both defend his claims
in a truncated proceeding in which the State did not respond to discovery and appeal a
summary judgment order which determined J.M.W.’s NIED claim did not exist and that
the statutory damages cap was constitutional both on its face and as applied to Haley’s
Estate. While Thomas would like the Court to unwind both the interpleader action and the
determination that J.M.W.’s claim was derivative, he nonetheless asks this Court to reach
the constitutionality of the tort cap, regardless of the fact that there has been no verdict or
award of damages in excess of the statutory cap. And though the State argues it was correct
to proceed in interpleader, it similarly wishes this Court to pass judgment on the
constitutionality of the tort cap. “Although the Uniform Declaratory Judgment Act (UDJA)
is to be liberally construed and administered, it does not license litigants to fish in judicial
ponds for legal advice.” Arnone, ¶ 10 (internal citations and quotation marks omitted).
While it is understandable that both parties want a resolution regarding the constitutionality
of the cap, this Court is limited to resolving justiciable controversies and will not issue
advisory opinions. Plan Helena, Inc. v. Helena Reg’l Airport Auth. Bd., 2010 MT 26, ¶ 9,
355 Mont. 142, 226 P.3d 567.
¶27 “The central concepts of justiciability have been elaborated into more specific
categories or doctrines--namely, advisory opinions, feigned and collusive cases, standing,
ripeness, mootness, political questions, and administrative questions--each of which is
governed by its own set of substantive rules.” Greater Missoula Area Fed’n of Early
18
Childhood Educators v. Child Start, Inc., 2009 MT 362, ¶ 23, 353 Mont. 201, 219 P.3d
881 (collecting cases). “The doctrine of ripeness ‘requires an actual, present controversy,
and therefore a court will not act when the legal issue raised is only hypothetical or the
existence of a controversy merely speculative.’ The basic rationale behind the ripeness
doctrine is ‘to prevent the courts, through avoidance of premature adjudication, from
entangling themselves in abstract disagreements[.]’” Havre Daily News, LLC v. City of
Havre, 2006 MT 215, ¶ 19, 333 Mont. 331, 142 P.3d 864 (quoting Mont. Power Co. v.
Pub. Serv. Comm’n, 2001 MT 102, ¶ 32, 305 Mont. 260, 26 P.3d 91) (internal citation
omitted). “Ripeness can be viewed as one of the time dimensions of standing because it is
called into question when a party is complaining of a threat of future injury. Ripeness asks
whether an injury that has not yet happened is sufficiently likely to happen or, instead, is
too contingent or remote to support present adjudication.” Mont. Immigrant Just. All. v.
Bullock, 2016 MT 104, ¶ 20, 383 Mont. 318, 371 P.3d 430 (internal citations and quotation
marks omitted). “Ripeness is predicated on the central perception that courts should not
render decisions absent a genuine need to resolve a real dispute; hence, cases are unripe
when the parties point only to hypothetical, speculative, or illusory disputes as opposed to
actual, concrete conflicts.” Reichert v. State, 2012 MT 111, ¶ 54, 365 Mont. 92, 278 P.3d
455; see also Clark v. Cain, 479 S.W.3d 830, 831-32 (Tenn. 2015) (“The central concern
of the ripeness doctrine is whether the case involves uncertain or contingent future events
that may or may not occur as anticipated or, indeed, may not occur at all.”).
19
¶28