In re: D.C
CourtCourt of Special Appeals of Maryland
Date FiledOctober 28, 2026
Docket0427/25
JudgeBerger
StatusPublished
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Full Opinion
In Re: D.C., Case No. 427, Sept. Term, 2025, Opinion by Berger, J.
JUVENILE – PROBATION – EX POST FACTO LAWS -- APPLICATION OF
INTENT-EFFECTS TEST
Juvenile proceedings are not criminal, but rather, civil in nature. Juvenile probation is not
a form of punishment and not subject to Ex Post Facto Clauses. Under the intent-effects
test, there is no violation of the prohibition against ex post facto laws because: (1) there is
no clear proof that the General Assembly intended juvenile probation to be punishment;
and (2) juvenile probation is not so punitive in effect so as to warrant application of the Ex
Post Facto Clauses of the State and federal constitutions.
Circuit Court for Frederick County
Case No. C-10-JV-24-000100
REPORTED
IN THE APPELLATE COURT
OF MARYLAND
No. 427
September Term, 2025
______________________________________
IN RE: D.C.
______________________________________
Berger,
Zic,
Eyler, James R.
(Senior Judge, Specially Assigned),
JJ.
______________________________________
Opinion by Berger, J.
______________________________________
Filed: October 28, 2026
Pursuant to the Maryland Uniform Electronic Legal
Materials Act (§§ 10-1601 et seq. of the State
Government Article) this document is authentic.
2026.10.28
'00'04- 15:21:10
Gregory Hilton, Clerk
At a juvenile adjudication hearing on October 29, 2024, fourteen-year-old D.C.
admitted involvement relating to motor vehicle theft and rogue and vagabond. At the time
of D.C.’s conduct in May 2024, the maximum initial term of juvenile probation that a
juvenile court could impose was one year. On November 1, 2024, however, a statutory
amendment took effect increasing the maximum initial term of juvenile probation to two
years. On April 1, 2025, at D.C.’s disposition hearing, the State requested, and the juvenile
magistrate approved, a period of two years’ probation.
D.C. filed exceptions arguing that application of the statutory amendment, which
became effective after his conduct and which allowed for the imposition of a longer initial
term of juvenile probation, violates the Ex Post Facto Clauses of the State and federal
constitutions. The juvenile court concluded that juvenile probation is not a punishment
and that, under the intent-effects test, the disposition does not violate the prohibition against
ex post facto laws. Accordingly, the juvenile court imposed two years’ probation in D.C.’s
case. D.C. noted a timely appeal.
On appeal, D.C. presents one question for our review, which we have rephrased as
follows:1
Whether D.C.’s disposition of two years’ probation, which
would have been unlawful at the time of the offense, violates
the State and federal constitutional prohibition against ex post
facto laws.
1
D.C. phrased the question as follows:
Did the juvenile court err and violate constitutionally
guaranteed ex post facto principles by ordering a term of
probation that would have been unlawful at the time of the
offense?
For the reasons herein, we affirm.
BACKGROUND
Statutory Background
Central to the resolution of this case is the probation provision of Section 3-8A-19.6
of the Juvenile Causes subtitle of the Courts and Judicial Proceedings Article (“CJP”) of
the Maryland Code. Accordingly, we begin with the pertinent background of that
provision.
During the 2022 Legislative Session, the General Assembly passed the Juvenile
Justice Reform Act (“JJRA”). 2022 Md. Laws Ch. 41 (S.B. 691). Prior to the effect of the
JJRA, juvenile courts were vested with the authority to place a child on probation until age
21, provided a child’s conduct would constitute a felony if the child were an adult. CJP § 3-
8A-19(d)(1)(i) (amended 2022). Effective June 1, 2022, however, the JJRA placed
limitations on the discretion of juvenile courts related to the maximum term of probation
that can be imposed on a juvenile offender:
Except as provided in paragraph (2) of this subsection, if the
most serious offense committed by a child would be a felony
if committed by an adult, the court may place the child on
probation for a period not exceeding 1 year.
CJP § 3-8A-19.6(e)(1) (amended 2024) (emphasis added).2
2
Notably, the statute also gives juvenile courts discretion to extend the term of
“probation by periods not exceeding 3 months” -- and not to exceed two years -- upon a
finding that: “1. There is good cause to extend the probation; and 2. The purpose of
extending the probation is to ensure that the child completes a treatment or rehabilitative
program or service.” CJP § 3-8A-19.6(e)(2) (amended 2024). Further, juvenile courts
were vested with the discretion to extend the period of probation for a total term of three
years after a hearing and finding, by clear and convincing evidence, that: “1. There is good
2
During the 2024 legislative session, the General Assembly amended the JJRA’s
probation limitations (“2024 amendment”). Those amendments took effect on
November 1, 2024, and provide, among other things that:
Except as provided in paragraph (2) of this subsection, if the
most serious offense committed by a child would be a felony
if committed by an adult, the court may place the child on
probation for a period not exceeding 2 years.
CJP § 3-8A-19.6(e)(1) (emphasis added).3
Factual Background
On October 29, 2024, D.C. admitted at an adjudication hearing that he was involved
in two counts arising from events that took place in May 2024: one count of theft of a motor
vehicle and one count of rogue and vagabond for entering another vehicle with the intent
to commit theft. Thereafter, D.C. was released into his parent’s custody and placed on pre-
disposition supervision until his disposition hearing. D.C.’s disposition hearing was
initially scheduled for December 18, 2024. The hearing, however, was postponed several
times while D.C. was in a residential stabilization program in Utah and the juvenile court
awaited the program’s evaluation.
On April 1, 2025, a disposition hearing was held before a juvenile magistrate at
which time the State asked for two years of unsupervised probation. D.C. argued that,
cause to extend the probation; and 2. Extending the probation is in the best interest of the
child.” CJP § 3-8A-19.6(e)(3) (amended 2024).
3
Along with this amendment, the General Assembly amended CJP § 3-8A-
19.6(e)(2) to provide that juvenile courts may extend the total period of probation for a
term not to exceed three years. Similarly, CJP § 3-8A-19.6(e)(3) was amended to allow
for probation to be extended for a total period not to exceed four years.
3
because his offenses occurred prior to the 2024 amendment, imposing a probation term of
two years -- which would have been unlawful under CJP § 3-8A-19.6(e)(1) since it was in
effect in May 2024 -- would violate the prohibition against ex post facto laws embodied in
the Ex Post Facto Clauses of the Maryland and federal Constitutions (collectively, “Ex
Post Facto Clauses”). The State argued that, at the time of the adjudication, it had made
clear that the law would change to allow for probation of up to two years. Further, the
State contended that, because the disposition hearing was occurring after the 2024
amendment, imposing a term of probation of two years would not violate the ex post facto
prohibitions because CJP § 3-8A-19.6 dictates only what a juvenile court may impose at
disposition hearings. The juvenile magistrate recommended unsupervised probation for a
term of two years.
Thereafter, D.C. filed exceptions arguing again that applying the 2024 amendment
to impose probation for a term of two years for conduct conducted prior to the date that
amendment took effect violated the prohibition against ex post facto laws. The State argued
that juvenile causes are civil in nature, rather than criminal, and that resulting dispositions
are not punitive. According to the State, therefore, the intent-effects test should be applied
to determine whether application of the 2024 amendment to D.C. violates the prohibition
against ex post facto laws.
After applying the intent-effects test, the court concluded that applying the 2024
amendment to D.C. did not violate the prohibition against ex post facto laws because
juvenile probation is not punitive. The court, therefore, denied D.C.’s exceptions and
4
approved the magistrate’s recommendation of a term of two-years’ probation. D.C. filed
a timely appeal.
STANDARD OF REVIEW
“Whether the prohibition against ex post facto laws contained in Article 17 of the
Maryland Declaration of Rights” and Article I, Section 10, Clause 1 of the United States
Constitution precludes application of the amended probation provisions of CJP § 3-8A-
19.6(e)(1) to D.C.’s juvenile disposition is a “question of law that we review de novo.”
Rodriguez v. State, 221 Md. App. 26, 35 (2015) (citing Davis v. Slater, 383 Md. 599, 604
(2004)).
DISCUSSION
I. The juvenile court did not violate the prohibition against ex post facto laws by
imposing a term of probation that would have been unlawful at the time D.C.
committed the underlying offenses.
On appeal, D.C. argues that, by imposing probation for a term of two years, the
juvenile court violated the prohibition against ex post facto laws because such a disposition
would have been unlawful at the time D.C. engaged in the underlying conduct. D.C.’s
reasoning is two-fold. First, D.C. contends that, because juvenile probation is a form of
punishment, the Ex Post Facto Clauses apply. Retroactively applying the 2024 amendment
to the JJRA to impose two years of juvenile probation for conduct that occurred prior to
the amendment, and when an initial term of probation was limited to one year, therefore,
violates the prohibition against ex post facto laws. Accordingly, D.C. argues that the
inquiry should have ended there, and that the intent-effects test should not have been
applied. Next, D.C. contends that, even if juvenile probation is not punitive and the intent-
5
effects test was properly applied, the juvenile court erred in concluding that juvenile
probation is not so punitive in its effect as to negate the General Assembly’s intent to deem
it civil.
The State counters that juvenile delinquency proceedings are civil in nature and that
juvenile probation is not a form of punishment. The State reasons that, because juvenile
probation -- and juvenile courts more broadly -- are intended as a form of treatment to
protect and rehabilitate juvenile offenders and their parents, juvenile probation, unlike adult
probation, is not a form of punishment. The State, therefore, contends that application of
the intent-effects test was proper. Under the intent-effects test, the State argues there is no
violation of the prohibition against ex post facto laws because: (1) there is no clear proof
that the General Assembly intended juvenile probation to be punishment; and (2) juvenile
probation is not so punitive in effect so as to warrant application of the Ex Post Facto
Clauses despite the Legislature’s intent. The State, therefore, urges us to affirm. As we
shall explain, we agree with the State and affirm.
A. Legal framework.
Ex post facto laws are prohibited under the United States and Maryland
Constitutions. U.S. Const., art. I, § 10, cl. 1 (“No State shall . . . pass any . . . ex post facto
Law[.]”); Md. Decl. of Rts., Art. 17 (“That retrospective Laws, punishing acts committed
before the existence of such Laws, and by them only declared criminal are oppressive,
unjust, and incompatible with liberty; wherefore, no ex post facto Law ought to be made;
nor any retrospective oath or restriction be imposed, or required.”). The Supreme Court of
Maryland has explained that “The Ex Post Facto Clauses of the United States Constitution
6
and Maryland Declaration of Rights have been viewed generally to have the ‘same
meaning’….” Khalifa v. State, 382 Md. 400, 425 (2004) (citation omitted).
“[T]he Latin phrase ‘ex post facto’ literally encompasses any law passed ‘after the
fact[.]’” Collins v. Youngblood, 497 U.S. 37, 41 (1990) (citing Calder v. Bull, 3 Dall. 386,
390-92 (1798)). The constitutional prohibition against ex post facto laws, however, has
long been recognized to apply “only to penal statutes which disadvantage the offender
affected by them.” Id. (citing Calder, 3 Dall. at 390-92). Indeed, “[b]y enacting the Ex
Post Facto Clause, ‘the Framers sought to assure that legislative Acts give fair warning of
their effect. . . .’” Khalifa, 382 Md. at 425 (quoting Weaver v. Graham, 450 U.S. 24, 28
(1981)). The Ex Post Facto Clauses, therefore, are understood to “protect[] liberty by
preventing governments from enacting statutes with ‘manifestly unjust and oppressive’
retroactive effects.” Stogner v. California, 539 U.S. 607, 611 (2003) (quoting Calder, 3
Dall. at 391).
Historically, four types of laws have been recognized as violating the prohibition
against ex post facto laws:
1st. Every law that makes an action done before the passing of
the law, and which was innocent when done, criminal; and
punishes such action. 2d. Every law that aggravates a crime,
or makes it greater than it was, when committed. 3d. Every
law that changes the punishment, and inflicts a greater
punishment, than the law annexed to the crime, when
committed. 4th. Every law that alters the legal rules of
evidence, and receives less, or different, testimony, than the
law required at the time of the commission of the offence, in
order to convict the offender.
Id. at 612 (quoting Calder, 3 Dall. at 390-91) (emphasis omitted).
7
The prohibition against ex post facto laws applies to all criminal and penal laws.
See, e.g., Nat’l Ass’n for Rational Sexual Offense L. v. Stein, 112 F.4th 196, 202 (4th Cir.
2024) (quoting Kansas v. Hendricks, 521 U.S. 346, 370 (1997)) (“The Ex Post Facto Clause
‘forbids the application of any new punitive measure to a crime already consummated.’”);
State v. Raines, 383 Md. 1, 26 (2004) (describing elements required “for a criminal or penal
law to be ex post facto”). Penal laws are those that impose punishment. See Hendricks,
521 U.S. at 371.
Criminal laws are not the only type of law that is penal. Indeed, civil laws can be
penal in nature. We utilize a two-step framework to determine whether a statute is
“penal/punitive in character, or whether it was intended to be merely civil in nature.”
Raines, 383 Md. at 27. This well-established framework -- the “intent-effects” test -- was
set forth by the Supreme Court of the United States in Smith v. Doe, 538 U.S. 84 (2003):
We must [first] “ascertain whether the legislature meant the
statute to establish ‘civil’ proceedings.” Kansas v. Hendricks,
521 U.S. 346, 361, 117 S. Ct. 2072, 138 L.Ed.2d 501 (1997).
If the intention of the legislature was to impose punishment,
that ends the inquiry. If, however, the intention was to enact a
regulatory scheme that is civil and nonpunitive, we must
further examine whether the statutory scheme is “‘so punitive
either in purpose or effect as to negate [the State’s] intention’
to deem it ‘civil.’” [Id.] (quoting United States v. Ward, 448
U.S. 242, 248-249, 100 S. Ct. 2636, 65 L.Ed.2d 742 (1980)).
Id. at 92. We now endeavor to apply this legal framework to the present case.
B. Juvenile proceedings are civil in nature and the imposition of probation
on a juvenile offender is not punishment.
The first step in our analysis is to determine whether the relevant statute -- the 2024
amendment to the JJRA increasing the allowable initial term of juvenile probation from
8
one year to two years -- was intended to be civil in nature.
We “ordinarily defer to the legislature’s stated intent,” Hendricks, 521 U.S. at 361,
so “‘only the clearest proof’ will suffice to override legislative intent and transform what
has been denominated a civil remedy into a criminal penalty[.]” Smith, 538 U.S. at 92
(quoting Hudson v. United States, 522 U.S. 93, 100 (1997)). “[W]hether [the] legislature
meant for the statute to be criminal or civil in nature [i]s a matter of statutory construction”
that requires first “consider[ing] the statute’s text and structure.” Raines, 383 Md. at 28
(citing Smith, 538 U.S. at 92).
In Maryland, juvenile delinquency proceedings such as D.C.’s are conducted under
a separate legal system pursuant to the Juvenile Causes subtitle of the Courts and Judicial
Proceedings Article of the Maryland Code. CJP §§ 3-8A-01 to 3-8A-35. This separate
system of law has long been understood to be civil -- rather than criminal -- in nature. See
In re Victor B., 336 Md. 85, 94 (1994) (“From an analysis of the Juvenile Causes Act and
case law, it is clear that it was the intent of the General Assembly to create a separate
system of courts, procedure and method of treatment for juveniles. This extensive system
is civil in nature and is not a criminal proceeding.”); In re Areal B., 177 Md. App. 708, 714
(2007) (“Juvenile causes are civil, not criminal proceedings.”); In re J.B., 261 Md. App.
274, 279 (2024) (quoting In re Franklin P., 366 Md. 306, 328-29 (2001)) (“This separate
system reflects the General Assembly’s intent to place juveniles in a process that is ‘civil,
not criminal, [in] nature.’”).
The statutorily defined purposes of the Juvenile Causes subtitle include, among
other things:
9
(1) To ensure that the Juvenile Justice System balances the
following objectives for children who have committed
delinquent acts:
(i) Public safety and the protection of the
community;
(ii) Accountability of the child to the victim and the
community for offenses committed; and
(iii) Competency and character development to assist
children in becoming responsible and productive
members of society;
(2) To hold parents and children found to be delinquent
responsible for the child’s behavior and accountable to the
victim and the community;
(3) To hold parents and children found to be delinquent or in
need of supervision responsible, where possible, for
remedying the circumstances that required the court’s
intervention;
(4) To provide for the care, protection, and wholesome mental
and physical development of children within the provisions
of this subtitle; and to provide for a program of treatment,
training, and rehabilitation consistent with the child’s best
interests and the protection of the public interest;
(5) To conserve and strengthen the child’s family ties and to
separate a child from his parents only when necessary for
his welfare or in the interest of public safety[.]
CJP § 3-8A-02(a).4 Our courts, therefore, “have repeatedly noted that the Legislature
intended the juvenile justice system to be ‘guided generally by principles of protection and
4
“This kind of statute, ‘a rarely used express statement of legislative intent,’ is
enacted ‘to underscore the importance’ of the law and serves as the clearest possible
instruction from the legislature to courts on how to implement it.” Hicks v. State, 270 Md.
App. 174, 242 n.8 (2026) (joint concurrence) (quoting Wash. Gas Light Co. v. Md. Pub.
Serv. Comm’n, 460 Md. 667, 671 (2018)).
10
rehabilitation of the individual rather than a societal goal of punishment and retribution.’”
Smith v. State, 399 Md. 565, 580 (2007) (quoting Moore v. Miley, 372 Md. 663, 672-73
(2003)).
These statutorily defined purposes are effectuated by judges through juvenile
dispositions upon a finding of delinquency. Pursuant to CJP § 3-8A-19(d), such
dispositions include: (i) “plac[ing] the child on probation or under supervision in [the
child’s] own home or in the custody or under the guardianship of a relative or other fit
person, upon terms the court deems appropriate, including community detention;” (ii)
“commit[ting] the child to the custody or under the guardianship of the Department of
Juvenile Services, the Maryland Department of Health, or a public or licensed private
agency on terms that the court considers appropriate to meet the priorities set forth in § 3-
8A-02 of this subtitle . . . ;” or (iii) “[o]rder[ing] the child, parents, guardian, or custodian
of the child to participate in rehabilitative services that are in the best interest of the child
and the family.”
Any juvenile delinquency disposition -- including juvenile probation -- “must
balance the ‘competing objectives’ of public safety, accountability, and rehabilitation.” In
re S.F., 477 Md. 296, 325 (2022) (quoting Moore, 372 Md. at 673-74). As D.C. properly
points out, rehabilitation is viewed, in the context of sentencing an adult convicted of a
crime, as one of the core purposes of criminal sentencing that include specific and general
deterrence, rehabilitation and retribution. Although our cases have compared juvenile
probation to adult probation, the two are distinct. Indeed, the Supreme Court of Maryland
has explained that:
11
Unlike adult probation, juvenile probation is not considered a
punishment for a crime, nor does juvenile probation follow a
conviction. Compare Doe v. Dep’t of Pub. Safety and Corr.
Servs., 430 Md. 535, 561, 62 A.3d 123, 139 (2013) (“It is well-
settled in this State that [adult] probation is a form of a criminal
sanction.”) (citation omitted), with In re Ann M., 309 Md. 564,
570, 525 A.2d 1054, 1057 (1987) (“Under the Juvenile Causes
Act, no disposition of a juvenile petition, whether of a
delinquent, CINA or a CINS, may result in a criminal
conviction.”) (citation omitted); In re Appeal Misc. No. 32, 29
Md. App. 701, 704, 351 A.2d 164, 165 (1976) (citation
omitted) (“Judges in juvenile cases do not think in terms of
guilt, but rather in terms of the need of the child for protection,
guidance, or rehabilitation.”).
In re S.F., 477 Md. at 325 n.16.
From this, we conclude that the General Assembly intended juvenile probation, and
juvenile delinquency proceedings more broadly, to be civil in nature. Moreover, it is
evident that juvenile dispositions -- including juvenile probation -- are not intended to be
punishment.
D.C. urges us to reach the opposite conclusion but fails to provide “the clearest
proof” to override the explicit intent of the General Assembly. Smith, 538 U.S. at 92
(quoting Hudson, 522 U.S. at 100). To be sure, D.C.’s argument that juvenile probation is
a form of punishment relies principally on out-of-state cases and cases extending other
constitutional protections, such as due process protections, to children in juvenile
delinquency proceedings. As to the former, the way in which juvenile courts and
dispositions are treated in other jurisdictions has no bearing on the intent of the legislature
in this State. Regarding the latter, as the State aptly notes, the fact that children are afforded
due process protections in adjudication and violation-of-probation proceedings does not
12
mean that the General Assembly had the same intent in promulgating the Juvenile Causes
subtitle as it did in promulgating adult sentencing statutes.
D.C. contends that probation is a restriction on the probationer’s liberty. Indeed, it
is this restriction on liberty that requires juvenile courts to afford the children before them
with due process protections. See In re W.Y., 228 Md. App. 596, 617-18 (2016) (quoting
Sinhogar v. Parry, 412 N.Y.S.2d 966, 973 (N.Y. Sup. Ct. 1979)) (“The requirement that
the juvenile and his parent must have notice and an opportunity to be heard is rooted in the
principle that out-of-state placements of delinquent children ‘are similar to probation or
parole supervision,’ and thus a restriction on liberty that cannot be imposed without due
process.”). It does not follow, however, that the General Assembly intended juvenile
probation to be punishment. Accordingly, we conclude that the Juvenile Causes subtitle is
a civil statutory scheme, and that juvenile probation is nonpunitive.
C. Application of the intent-effects test was proper.
D.C. argues that the juvenile court erred in applying the intent-effects test to
determine whether application of the 2024 amendment to his case violated the prohibition
against ex post facto laws. According to D.C., the intent-effects test is inapplicable to his
case and the juvenile court should have instead analyzed whether there was an ex post facto
clause violation by applying the disadvantage test. The State counters that the intent-
effects test was properly applied and that the disadvantage test has not been adopted by the
Supreme Court of Maryland. As we shall explain, we agree with the State.
In Young v. State, 370 Md. 686 (2002), the Supreme Court of Maryland adopted the
intent-effects test “to determine whether Maryland’s sex offender registration statute
13
constitutes punishment.”5 Id. at 712. The Young Court explained that the intent-effects
test is a two-part inquiry that considers “whether (1) the legislature intended the sanction
to be punitive, and (2) the sanction is ‘so punitive’ in effect as to prevent the court from
legitimately viewing it as regulatory or civil in nature, despite the legislature’s intent.” Id.
at 706-07 (quoting Russell v. Gregoire, 124 F.3d 1079, 1087 (9th Cir. 1997)). As the Young
Court explained, “absent conclusive evidence of [legislative] intent as to the penal nature
of the statute,” the Supreme Court of the United States has outlined factors to be considered
“in determining whether a statute is punitive for the purposes of determining whether
criminal prosecution safeguards are required.” Young, 370 Md. at 698 (citing Kennedy v.
Mendoza-Martinez, 372 U.S. 144 (1963)). The so-called Mendoza-Martinez factors are:
(1) whether the sanction involves an affirmative disability or
restraint; (2) whether it has historically been regarded as a
punishment; (3) whether it comes into play only on a finding
of scienter; (4) whether its operation will promote the
traditional aims of punishment—retribution and deterrence; (5)
whether the behavior to which it applies is already a crime; (6)
whether it lacks an alternative purpose to which it rationally
may be connected; and (7), if such alternative does exist,
whether the statute appears excessive in relation to it.
Id. (citing Mendoza-Martinez, 372 U.S. at 168-69).
Thereafter, “there was confusion in Maryland as to what test should be used in
determining whether” a law violates Article 17 of the Maryland Declaration of Right’s
5
We acknowledge that the Court in Young applied the intent-effects test to a due
process, rather than ex post facto, question. Young, 370 Md. at 711. As we explain, our
courts, however, have utilized the intent-effects test to determine whether there is an ex
post facto clause violation in subsequent cases. See, e.g., Long v. Md. State Dep’t of Pub.
Safety & Corr. Svcs., 230 Md. App. 1 (2016).
14
prohibition against ex post facto laws. Long v. Md. State Dep’t of Pub. Safety & Corr.
Svcs., 230 Md. App. 1, 13 (2016). “The competing tests” were the intent-effects test
discussed by the Supreme Court of the United States in Smith v. Doe, 538 U.S. 84 (2003)
and adopted by the Supreme Court of Maryland in Young “and the ‘disadvantage test,’
which was utilized by a plurality” of the Supreme Court of Maryland in Doe v. Dep’t of
Pub. Safety & Corr. Svcs. (“Doe I”), 430 Md. 535, 551-52 (2013). Id. We addressed this
confusion in In re Nick H. (“Nick H.”), 224 Md. App. 668 (2015).
We first explained the pertinent facts underlying Doe I:
In 2006, Doe pled guilty to and was convicted in the Circuit
Court for Washington County of a single count of child sexual
abuse arising out of an incident involving inappropriate contact
with a thirteen-year-old student that occurred during the 1983-
84 school year when Doe was a junior high school teacher.
Doe was sentenced to ten years incarceration, with all but four
and one half years suspended, and three years supervised
probation upon his release. Although Doe’s plea agreement
did not address registration as a sex offender as one of the
conditions of probation, Doe was ordered at sentencing to
“register as a child sex offender.” He was also ordered to pay
a $500 fine. Following his sentencing, Doe filed a Motion to
Correct an Illegal Sentence challenging both the fine and the
requirement that he register as a child sex offender. The Circuit
Court agreed with Doe and issued an order striking the fine and
the registration requirement. Doe was released from prison in
December 2008. On October 1, 2009, Doe’s probation officer
directed him to register as a child sex offender. Doe
maintained that he did not agree with the requirement, but,
against the advice of counsel, he registered as a child sex
offender in early October 2009.
Nick H., 224 Md. App. at 681-82 (citation omitted). We went on to explain that, in Doe I,
“[t]he requirement that Doe register as a sex offender was a result of [a 2009 statutory
amendment] retroactively requiring offenders who were convicted on or after October 1,
15
1995, but committed a sexual offense before that date, to register for the first time.” Id. at
682 (citation omitted). Doe brought a declaratory judgment action “seeking an order that
he was not required to register as a sex offender.” Id. (citation omitted). The circuit court
agreed with the State that the registration requirement did not violate the prohibition against
ex post facto laws and we affirmed. Id. (citation omitted).
As we thoroughly discussed in Nick H., the then Court of Appeals granted certiorari
and reversed:
In a plurality opinion, the Court of Appeals held that “requiring
[Doe] to register as a result of the 2009 and 2010 amendments
violates the prohibition against ex post facto laws contained in
Article 17 of the Maryland Declaration of Rights.” The three-
judge plurality explained that “in many contexts,” the
Maryland Declaration of Rights offers broader protections than
the United States Constitution. The plurality further
determined that ex post facto claims under Article 17 should be
analyzed using the “disadvantage” standard, under which “any
law passed after the commission of an offense which . . . in
relation to that offense, or its consequences, alters the situation
of a party to his [or her] disadvantage” violates Article 17.
Specifically, under the disadvantage standard, “Article 17
prohibits the retroactive application of laws that have the effect
on an offender that is the equivalent of imposing a new
criminal sanction or punishment.” The plurality determined
that requiring Doe to register had “essentially the same effect”
as placing him on probation, that “probation is a form of a
criminal sanction,” and that “applying the statute to [Doe]
effectively imposes on him an additional criminal sanction” for
a crime committed in the 1980s. The plurality also concluded
that the dissemination of Doe’s information pursuant to [the
statute at issue] was “tantamount to the historical punishment
of shaming,” and thus imposed an additional sanction for
Doe’s crime. Therefore, according to the plurality, the
retroactive application of [the statute at issue] to Doe, which
had the effect of imposing the additional sanction of probation
16
and shaming, violated the ex post facto prohibition contained
in Article 17 if the Maryland Declaration of Rights.
Id. at 682-83 (citation omitted).
We went on to discuss, however, that only a plurality of three judges endorsed
application of the disadvantage test under Article 17 in Doe I:
Judge McDonald (joined by Judge Adkins) concurred with the
plurality’s conclusion that the statute violated Article 17, but,
in contrast to the plurality, read Article 17 in pari materia with
Article I, § 10 of the United States Constitution. Judge
McDonald’s concurrence stated further that “the cumulative
effect of [the] 2009 and 2010 amendments of the State’s sex
offender registration law took the law across the line from civil
regulation to an element of the punishment of offenders.”
Although his concurrence did not expressly state the test that
was used, both the language of the concurrence and the two
law review articles cited therein lead us to conclude that Judge
McDonald analyzed the issue under the “intent-effects test.”
...
Judge Harrell, writing separately, concurred in the judgment
that Doe was entitled to relief, because his 2006 plea agreement
“d[id] not indicate that sex offender registration was a term” of
the agreement. Judge Harrell, however, would have denied
Doe’s ex post facto claims under the “intent-effects” test
established in Smith v. Doe. Lastly, Judge Barbera (now Chief
Judge) dissented and, using the “intent-effects” test, would
have upheld the 2009 and 2010 amendments to [the statute at
issue] under both the State and federal constitutions.
Id. at 684 (citation omitted).
We then proceeded to analyze the narrowest ground that garnered the support of a
majority in Doe I:
Because Doe I is a plurality decision, we employ the Marks
Rule to determine the Court’s holding: “‘[W]hen a fragmented
Court decides a case and no single rationale explaining the
17
result enjoys the assent of [four judges], the holding of the
court may be viewed as that position taken by those Members
who have concurred in the judgment on the narrowest
grounds.’” Wilkerson v. State, 420 Md. 573, 594, 24 A.3d 703
(2011) (quoting Marks v. United States, 430 U.S. 188. 193, 97
S. Ct. 990, 51 L.Ed.2d. 260 (1977)). Thus the Marks Rule
requires us to determine the common thread running through
the plurality and concurring opinions of Doe I. . . .
In Doe I, the decision that [the statute at issue] violates the
Article 17 ban on ex post facto laws is the common
denominator representing the position taken by five judges
who agreed that Doe should be granted relief. See 430 Md. at
568, 578, 62 A.3d 123. Because the Marks Rule directs us to
the narrowest ground common to the plurality and the
concurrence, Judge McDonald’s interpretation of Article 17 as
read in pari materia with the less expansive federal ex post
facto clause represents the “position taken by those Members
who concurred in the judgment on the narrowest grounds.” . . .
We recognize, however, that in reaching its holding in Doe I,
three members of the Court applied the disadvantage test (the
plurality opinion), while only two applied the intent-effects test
(Judge McDonald’s concurrence). See Doe I, 430 Md. at 568,
578, 62 A.3d 123.
Id. at 684-86. Although “neither test commanded a majority of the Court,” we determined
that the “intent-effects test is the proper test to determine whether [the statute at issue]
violates Article 17 as applied to [Nick H.].” Id. at 686. Accordingly, we agree with the
State that the intent-effects test is the appropriate method for determining whether a statute
violates the Ex Post Facto Clauses of both the