Diagnostic X-Ray Physicians, Psc (Dxp) v. Deborah Lloyd
CourtKentucky Supreme Court
Date FiledJune 25, 2026
Docket2024-SC-0216
JudgeKeller
StatusPublished
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Full Opinion
RENDERED: JUNE 25, 2026
TO BE PUBLISHED
Supreme Court of Kentucky
2024-SC-0216-DG
DIAGNOSTIC X-RAY PHYSICIANS, PSC APPELLANTS
(DXP); CHRISTOPHER DALE HENLEY
M.D.; AND DARREN CAIN M.D.
ON REVIEW FROM COURT OF APPEALS
V. NO. 2023-CA-0748
JEFFERSON CIRCUIT COURT NO. 20-CI-005331
DEBORAH LLOYD; NORTON APPELLEES
HOSPITALS, INC. D/B/A NORTON'S
WOMEN'S AND CHILDREN'S
HOSPITAL; AND SHEILA SLONE KCSA
AND
2024-SC-0224-DG
SHEILA SLONE KCSA APPELLANT
ON REVIEW FROM COURT OF APPEALS
V. NO. 2023-CA-0748
JEFFERSON CIRCUIT COURT NO. 20-CI-005331
DEBORAH LLOYD; CHRISTOPHER APPELLEES
DALE HENLEY M.D.; DARREN CAIN
M.D.; DIAGNOSTIC X-RAY
PHYSICIANS, PSC (DXP); AND
NORTON HOSPITALS, INC. D/B/A
NORTON'S WOMEN'S AND
CHILDREN'S HOSPITAL
OPINION OF THE COURT BY JUSTICE KELLER
REVERSING
These consolidated appeals arise from allegations of medical negligence
against a surgical assistant and certain radiologists following Deborah Lloyd’s
(“Lloyd”) total knee replacement surgery, during which a suturing needle was
inadvertently left inside her knee after becoming dislodged from its holder
during suturing. In this opinion, we revisit the requirement that expert
testimony is necessary to establish the standard of care in medical negligence
actions. We also address the nuances of our res ipsa loquitur doctrine as it
pertains to the concept of exclusive control in cases involving foreign objects
retained in a surgical patient’s body. Having granted discretionary review,
heard oral arguments, and carefully examined the record, we reverse the Court
of Appeals and reinstate the trial court’s grants of summary judgment in favor
of the appellants.
FACTUAL AND PROCEDURAL BACKGROUND
On December 20, 2019, Dr. Sean Griffin (“Dr. Griffin”), an orthopedic
surgeon, with surgical assistant Sheila Slone (“Slone”) assisting under Dr.
Griffin’s direct supervision, performed a total knee replacement surgery on
Deborah Lloyd’s right knee at Norton Hospitals, Inc. d/b/a Norton’s Women’s
and Children’s Hospital (“Norton”). Slone used a suturing needle to close the
incision. Shortly prior to full closure of the incision, it became apparent to
Slone that a suturing needle had dislodged from its holder and was missing.
Slone attempted to locate the needle through a visual search and by
2
“palpat[ating] the area” but was unsuccessful. Slone immediately reported the
loss of the needle, and the entire surgical team, including Slone and Dr. Griffin,
searched for the needle. When no needle was found, Dr. Griffin ordered an x-
ray of Lloyd’s knee to determine whether the needle was inside her knee. Dr.
Darren Cain (“Dr. Cain”), a radiologist, reviewed the x-ray. Dr. Cain noted that
“[t]here is no unexpected radiopaque foreign body identified.” Dr. Griffin also
reviewed the x-ray and apparently failed to observe the needle. Dr. Griffin
concluded that the needle was likely lost, and he decided against re-opening
the incision to continue searching for the needle. Lloyd’s surgery was allowed
to conclude, and Lloyd was not advised of the possibility that a foreign object
had been left inside her after the surgery. As was customary, another x-ray
was taken in the recovery room to assess the outcome of the surgery. Dr.
Christopher Henley (“Dr. Henley”), a radiologist, reviewed the x-ray but, like Dr.
Griffin and Dr. Cain, appears to have failed to observe the needle.
On January 16, 2020, Lloyd attended a post-operative follow-up visit
with Dr. Griffin. Dr. Griffin ordered another x-ray of Lloyd’s right knee. Dr.
Griffin charted in Lloyd’s medical record that Lloyd was overall doing well, but
that she had a metallic foreign body of unknown origin in her right knee. Dr.
Griffin noted that the foreign body was not palpable and did not appear to be
affecting her, although he also noted that she appeared to have some delayed
healing and blistering. He did not address the foreign object at that time.
3
On February 3, 2020, Lloyd returned to see Dr. Griffin for another follow-
up. This time, Dr. Griffin noted that Lloyd’s knee had developed “superficial
dehiscence” which may have been at least partially caused by the foreign body.
On February 7, 2020, the needle was removed and the wound cleaned
during a follow-up procedure. In Lloyd’s medical record, Dr. Griffin noted that
Lloyd had originally done well after the initial knee replacement,
but she developed central wound dehiscence that was progressive.
Her wound began draining serous fluid. Postoperative x-rays
revealed metallic foreign body in the anterior soft tissues of the knee.
Wound revision with treatment of the surgical wound dehiscence
and removal of the foreign body were indicated in order to prevent
further infectious complications, including knee sepsis.
Dr. Griffin also noted that the foreign object appeared to be a suture needle.
Dr. Griffin did not prescribe additional antibiotics, “as this did not represent an
infection.”
Expert disclosures in the record indicate that Lloyd underwent a third
surgery on February 28, 2020, to remedy the effects of the retained needle.
Additionally, Lloyd had to undergo long term antibiotic use and chronic
suppressive therapy, which caused further health complications and harm to
Lloyd.
Lloyd filed suit in Jefferson Circuit Court in September 2020, originally
naming Slone, Dr. Griffin, Norton, and Ellis and Badenhausen Orthopaedics,
P.S.C. as defendants. Lloyd later amended her complaint to add Dr. Henley,
Dr. Cain, and Diagnostic X-Ray Physicians, P.S.C. (collectively, “Radiologists”)
as defendants. Dr. Griffin reached a settlement with Lloyd and has been
dismissed as a defendant from this case.
4
Kentucky Rules of Civil Procedure (“CR”) 26.02 states that a party may
be required to identify
each person whom the other party expects to call as an expert
witness at trial, to state the subject matter on which the expert is
expected to testify, and to state the substance of the facts and
opinions to which the expert is expected to testify and a summary of
the grounds for each opinion.
A scheduling order directed Lloyd to identify her experts and provide
disclosures by April 2022. Lloyd identified her expert witnesses as Dr.
Morrison, an infectious disease expert, and Dr. Dysart, an orthopedic surgeon.
Dr. Morrison’s disclosure centered around criticisms of Dr. Griffin and did not
specifically criticize the Radiologists or Slone. Because Dr. Griffin is no longer
a party to this action, only Dr. Dysart’s disclosures are relevant for our
purposes.
As it relates to Dr. Dysart’s expected testimony, Lloyd disclosed:
Dr. Dysart is expected to testify that Defendants’ medical care and
treatment of Ms. Lloyd was below the standard of good and proper
medical care during her care and treatment at Norton Women’s and
Children’s Hospital for her complex right total knee replacement
procedure of December 20, 2019. Dr. Sean Griffin failed to locate,
remove, and document a suture needle retained by Plaintiff during
her surgery due to the actions of the surgical assistant, Sheila Slone.
Dr. Griffin failed to properly notify the patient and document the
retained suture needle, which had been confirmed by an incorrect
instrument count. Retained foreign bodies are known to cause great
risk to patients, including but not limited to infection and/or sepsis,
possible re-operation, readmissions and prolonged hospital stays,
severe pain, and even death.
He is further expected to testify that [the Radiologists] had a duty to
review, identify, and document the intra-operative and post-
operative x-rays, showing the retained suture needle, and failed to
do so. Failing to locate, identify, and remove the retained suture
needle caused a delay in treatment and significant harm to [Lloyd],
including but not limited to an infection which required two
5
subsequent surgeries on February 7, 2020 and February 28, 2020,
as well as long-term antibiotic use and chronic suppressive therapy
which caused further health consequences and harm to [Lloyd].
Dr. Dysart was deposed on August 16, 2022. During this deposition, Dr.
Dysart went beyond the scope of his disclosures and written report in
criticizing Norton, the Radiologists, and Slone. Dr. Dysart also testified that he
could not opine on the standard of care applicable to radiology:
Q: All right. Do you intend on testifying at trial that Dr. [Cain] failed
to act as a reasonable radiologist under like or similar
circumstances in the services he provided to Ms. Lloyd?
A: I’m not a radiologist.
Q: That’s the tenor of my question.
A: So reasonable will have to go to an expert. All I can say is he
missed a foreign body. I can say that.
Q: All right. And I understand that. I want you to presume that
the question the jury will be given in this case was whether Dr. [Cain]
failed to act as a reasonable radiologist under like or similar
circumstances. And from what I gather from you, you are not
prepared to say that because you are not a radiologist; correct?
A: So I would — I would defer to radiology. Now, from an orthopedic
opinion, he missed it.
Q: However, you’re not going to testify that Dr. [Cain], or Dr. Henley,
for that matter, failed to act as a reasonable radiologist under like
or similar circumstances; true?
A: I don’t know what reasonable means in terms of the Academy of
Radiology. Let them answer that question.
....
Q: All right. And you understand from this case that Dr. [Cain] is
a radiologist, as is Dr. Henley; correct?
A: Yes, sir.
6
Q: And they would have completed different residency programs
than you; correct?
A: Of course, yes.
Q: All right. And they would, when applying for privileges for the
hospital, have applied for different privileges than you; correct?
A: Sure
Q: All right.
A: Yeah, sure.
Q: And they would be board-certified by a different specialty board
than you; correct?
A: Are they board-certified?
Q: Yes.
A: I didn’t – okay. Yes, sir.
Q: Okay. And would belong to different professional societies than
you; correct?
A: Yes, sir.
Q: All right. And you do not hold yourself out as a radiologist and
never have and never will; correct?
A: No, sir.
Q: That is correct?
A: That’s correct.
Q: All right. And you do not consider yourself to be an expert in the
field of radiology; correct?
A: Okay. So in my experience dealing with multiple radiologists, we
can often read a film better than they can about a specific issue; and
the reason is we see many, many more of the same thing. So in my
practice, we often didn’t have radiology review films because we
considered ourselves adequate and well-enough trained to read
them ourselves, which is what we do routinely. So there are certain
7
situations that we actually are more appropriate reviewing the film
than they are. I will tell you that.
Q: All right. Do you consider yourself to be a radiology expert?
A: Oh, no, sir.
Q: All right. Do you consider yourself to know what the standard
of care is in the field of radiology?
A: No sir.
Additionally, Dr. Dysart’s deposition criticized the actions of a circulating nurse
employed by Norton 1, even though such opinions were outside the scope of his
disclosure. Claiming that the deposition testimony included unexpected
testimony leading to unfair surprise, Norton moved to strike all testimony in
Dr. Dysart’s deposition transcript between pages 169 and 235 where he was
critical of the nurse. The trial court granted this motion, ordering that “the
late-disclosed opinions of Dr. Stanley Dysart contained in Dr. Dysart’s
deposition” be stricken from the record. Lloyd was unsuccessful in challenging
the trial court’s order striking the deposition testimony, which Lloyd claimed
was overbroad and struck non-surprise testimony pertaining to Dr. Dysart’s
criticisms of the Radiologists. Despite Lloyd’s extensive discussion of the
stricken portions of Dr. Dysart’s testimony, she neither filed a cross-motion nor
asked for any relief from the trial court’s order.
1 In addition to her claims against Slone, the Radiologists, and Dr. Griffin, Lloyd
also asserted claims against Norton based on the alleged actions of its employee, a
circulating nurse. Aside from this brief mention, those claims are not pertinent to this
appeal.
8
On November 15, 2022, Slone filed a motion for summary judgment,
arguing that
the deadline for disclosing experts has expired and Lloyd has not
identified any expert who will testify that Slone breached the
standard of care applicable to surgical assistants. In fact, the only
evidence on the record on that issue came from Dr. Griffin, who
testified that Slone did not deviate from the standard of care
applicable to surgical assistants in Kentucky.
Under Kentucky law, a plaintiff is required to submit expert
testimony on the issue of professional negligence, meaning Lloyd
must submit expert testimony from which a jury could reasonably
conclude that Slone deviated from the applicable standard of care.
There is no such expert, therefore Slone is entitled to summary
judgment in her favor.
Lloyd responded by acknowledging that “[i]t is accurate that both of Plaintiff’s
retained expert witnesses have given deposition testimony indicating that, in
regards to the factual events indicated in the medical records and deposition
testimony, they had no specific criticism of [Slone] regarding a breach of the
applicable standard of care,” but argued that such was not needed because the
case against Slone is one of res ipsa loquitur. 2
2 According to Black’s Law Dictionary, res ipsa loquitur is Latin for the phrase,
“the thing speaks for itself.” RES IPSA LOQUITUR, Black's Law Dictionary (12th ed.
2024). Res ipsa loquitur is defined as,
The doctrine providing that, in some circumstances, the mere fact of an
accident's occurrence raises an inference of negligence that establishes a
prima facie case; specif., the doctrine whereby when something that has
caused injury or damage is shown to be under the management of the
party charged with negligence, and the accident is such that in the
ordinary course of things it would not happen if those who have the
management use proper care, the very occurrence of the accident affords
reasonable evidence, in the absence of the explanation by the parties
charged, that it arose from the want of proper care.
Id.
9
On December 5, 2022, the Radiologists also filed a motion for summary
judgment, premising their motion on the fact that neither of Plaintiff’s experts
claimed that the Radiologists failed to act as a reasonable radiologist in the
same or similar circumstances and that no expert testimony was presented
addressing the applicable standard of care for a radiologist.
In a consolidated opinion and order, the trial court addressed both
motions for summary judgment. The trial court granted summary judgment in
favor of Slone, finding that res ipsa loquitur did not apply:
In the case sub judice and from the facts as they exist in the record,
the only defendant who had control of the instrumentality [the
suture needle] causing Plaintiff’s injury was the certified surgical
assistant, Slone. Thus, while the doctrine of res ipsa loquitur could
be invoked to create a rebuttable presumption of negligence on her
part, that presumption has been rebutted by the facts in the record.
Plaintiff stipulates that “[n]o witness has testified as to a specific act
or lack thereof on the part of Ms. Slone that was contrary to the
protocol in question,” and “[i]t is accurate that both of Plaintiff’s
retained expert witnesses have given deposition testimony indicating
that, in regards to the factual events indicated in the medical records
and deposition testimony, they had no specific criticism of [Slone]
regarding a breach of the applicable standard of care.” Indeed, there
was testimony by Plaintiff’s expert, Dr. Dysart, that the suture
needle could have become detached without any negligence on the
part of Slone. While the Plaintiff opines that further discovery could
unearth facts which could enable a jury to find Slone negligent,
again, in reviewing a motion for summary judgment under CR 56.03,
“the focus should be on what is of record rather than what might be
presented at trial.” Welch [v. Am. Publ’g Co. of Ky., 3 S.W.3d 724,
730 (Ky. 1999)].
(emphasis removed). Notably, the trial court elaborated that because “the
doctrine of res ipsa loquitur is applicable only to those who had full control of
the instrumentality which caused the injury, and only Slone had such control,
the doctrine is inapplicable to Norton and the [Radiologists].” (internal
10
quotation marks omitted). The trial court also granted summary judgment in
favor of the Radiologists, finding that “neither expert has held themselves out
as experts in the field of radiology, and the Court agrees that the standard of
care and any breach thereof by radiologists is not within the common
knowledge or experience of any layman.” Lloyd filed a motion to reconsider the
trial court’s order granting summary judgment to Slone and the Radiologists,
which the trial court denied.
The Court of Appeals reversed the trial court’s grant of summary
judgment to both Slone and the Radiologists. As it pertains to the Radiologists,
the Court of Appeals based its reasoning on the qualifications of expert
witnesses:
The Radiologists assert that plaintiffs in a medical malpractice case
are required to present expert testimony establishing the standard
of care expected of the “class of physicians or specialists to which
he belongs.” However, our caselaw indicates that once the trial court
determines the expert is properly qualified, the jury is responsible
for weighing the expert’s testimony. See Washington v. Goodman,
830 S.W.2d 398, 400 (Ky. App. 1992) (citations omitted) (stating
factors like qualifications, experience, and training go to the weight
of the testimony, not admissibility). . . . Likewise, this Court has
recognized that “[t]here are numerous reported cases where a
physician has been held qualified to express an opinion on medical
matters outside his area of expertise.”
....
[T]he trial court . . . abuse[d] its discretion in determining that there
was insufficient evidence in Dr. Dysart’s . . . testimony to submit to
a jury on Lloyd’s claims that the Radiologists failed to diagnose or
locate the suture needle. As discussed, testimony from a medical
provider who specializes in a different area of medicine or who is
licensed or practices in a different medical discipline may not carry
as much weight with a jury.
11
Here, the trial court based its summary judgment in favor of the
Radiologists on a determination that it would be impossible for Lloyd
to proceed to trial without an expert qualified in the field of radiology.
However, Dr. Dysart was qualified to testify regarding the
Radiologists; therefore, there was a genuine issue of material fact for
the jury to review.
(some internal citations omitted).
As it pertains to Slone, the Court of Appeals held that expert testimony
was not required based on the doctrine of res ipsa loquitur. The Court of
Appeals explained that “typically, ‘the plaintiff in a medical negligence case is
required to present expert testimony’ establishing both ‘the standard of skill
expected of a reasonably competent . . . practitioner’ and the proximate cause
of the injury.” (quoting Andrew v. Begley, 203 S.W.3d 165, 170 (Ky. App.
2006)).
But there are two important exceptions, one involving a situation
where any layman is competent to pass judgment and conclude from
common experience that such things do not happen if there has
been proper skill and care; illustrated by cases where the surgeon
leaves a foreign object in the body or removes or injures an
inappropriate part of the anatomy. The second occurs when medical
experts may provide a sufficient foundation for res ipsa loquitur on
more complex matters.
Perkins v. Hausladen, 828 S.W.2d 652, 655 (Ky. 1992) (internal quotation
marks and citations omitted). The Court of Appeals found that both exceptions
were applicable here to prevent summary judgment in favor of Slone.
Both Slone and the Radiologists appealed the Court of Appeals’ reversal
of summary judgment, and their appeals were consolidated. Further facts will
be developed below as necessary.
ANALYSIS
12
The Radiologists ask us to answer whether Dr. Dysart’s expert testimony
is sufficient to satisfy the requirement that, in a medical negligence case, a
plaintiff must bring forth expert testimony as to “the applicable medical
standard of care, any breach of that standard, and the resulting injury.”
Blankenship v. Collier, 302 S.W.3d 665, 675 (Ky. 2010) (citing Perkins, 828
S.W.2d at 655). Slone asks us to decide whether res ipsa loquitur eliminates
the need for expert testimony in a retained-foreign-object case where the
evidence shows that the person who controlled the object until it was lost
inside the patient was not negligent in losing it, and that a different individual
exclusively controlled the subsequent decision to continue or abandon efforts
to locate and retrieve it.
As Slone and the Radiologists raise distinct issues, their claims of error will be
addressed separately.
Standard of Review
Both the Radiologists and Slone appeal the Court of Appeals’ reversal of
summary judgment. Summary judgment “should only be used ‘to terminate
litigation when, as a matter of law, it appears that it would be impossible for
the respondent to produce evidence at the trial warranting a judgment in his
favor and against the movant.’” Steelvest, Inc. v. Scansteel Serv. Ctr., Inc., 807
S.W.2d 476, 483 (Ky. 1991) (quoting Paintsville Hosp. Co. v. Rose, 683 S.W.2d
255, 256 (Ky. 1985)). Furthermore, CR 56.03 states that summary judgment
should be granted if the evidence shows that there is no genuine issue as to
any material fact and that the moving party is entitled to a judgment as a
13
matter of law. “The record must be viewed in a light most favorable to the party
opposing the motion for summary judgment and all doubts are to be resolved
in his favor.” Steelvest, 807 S.W.2d at 480.
“Because summary judgments involve no fact finding, this Court will
review the circuit court's decision de novo.” 3D Enters. Contracting Corp. v.
Louisville & Jefferson Cnty. Metro. Sewer Dist., 174 S.W.3d 440, 445 (Ky. 2005).
On appeal, “[t]he standard of review on appeal of a summary judgment is
whether the circuit judge correctly found that there were no issues as to any
material fact and that the moving party was entitled to a judgment as a matter
of law. Summary judgment is appropriate where the movant shows that the
adverse party could not prevail under any circumstances.” Pearson ex rel. Trent
v. Nat'l Feeding Sys., Inc., 90 S.W.3d 46, 49 (Ky. 2002).
To the extent that the Radiologist’s appeal concerns the trial court’s
ruling on the admissibility of Dr. Dysart’s testimony, this was an evidentiary
determination by the trial court and is reviewed for an abuse of discretion. “A
trial court's ruling on the admission of expert testimony is reviewed under the
same standard as a trial court's ruling on any other evidentiary matter.”
Goodyear Tire & Rubber Co. v. Thompson, 11 S.W.3d 575, 578 (Ky. 2000).
“Generally, we review a trial court's evidentiary determinations for abuse of
discretion—'whether the trial judge's decision was arbitrary, unreasonable,
unfair, or unsupported by sound legal principles.’” Mason v. Commonwealth,
559 S.W.3d 337, 339 (Ky. 2018) (quoting Lopez v. Commonwealth, 459 S.W.3d
867, 872–73 (Ky. 2015)).
14
Radiologists
Lloyd’s case against the Radiologists hinges on whether she can proceed
with only Dr. Dysart’s expert testimony in her medical negligence case against
the Radiologists. 3 “As explained previously, a plaintiff bringing a typical
medical malpractice case is required by law to put forth expert testimony to
inform the jury of the applicable medical standard of care, any breach of that
standard and the resulting injury.” Blankenship, 302 S.W.3d at 675 (citing
Perkins, 828 S.W.2d at 655). No party disputes that, while Dr. Dysart’s
testimony does critique the Radiologists and allege that they have fallen short
of their standard of care, his testimony does not name what that standard of
care for radiologists is. On the contrary, Dr. Dysart admitted under oath that
he does not know the standard of care for radiologists.
The Court of Appeals held that Dr. Dysart was qualified to testify despite
specializing in a different area of medicine, and that after passing the initial
threshold for qualifying as an expert, the question of credibility was left to the
jury. The Court of Appeals explained that, while Dr. Dysart is an orthopedic
surgeon and not a radiologist, “[t]here are numerous reported cases where a
physician has been held qualified to express an opinion on medical matters
outside of his area of expertise.” (quoting Owensboro Mercy Health Sys. v.
Payne, 24 S.W.3d 675, 677–78 (Ky. App. 1999)). The Court of Appeals
3 Per CR 26.02 and the trial court’s scheduling order which set a deadline for
expert disclosures which has now passed, Dr. Dysart’s testimony will be limited in
scope to that which was disclosed in Lloyd’s expert disclosure.
15
explained that “testimony from a medical provider who specializes in a different
area of medicine or who is licensed or practices in a different medical discipline
may not carry as much weight with a jury.” (citing Payne, 24 S.W.3d at 677–
78). Nevertheless, the Court of Appeals concluded that,
the trial court based its summary judgment in favor of the
Radiologists on a determination that it would be impossible for Lloyd
to proceed to trial without an expert qualified in the field of radiology.
However, Dr. Dysart was qualified to testify regarding the
Radiologists; therefore, there was a genuine issue of material fact for
the jury to review. See Goodman, 830 S.W.2d at 400. Thus, as to
the Radiologists, we reverse the summary judgment in their favor.
None of this is untrue — it just misapprehends the actual issue at hand.
The Court of Appeals incorrectly framed the issue as “whether it would
be impossible for Lloyd to proceed against the Radiologists without expert
testimony from a physician in the same specialty.” Whether Dr. Dysart meets
the baseline qualification to testify against Radiologists is not the present
controversy. Indeed, as the Court of Appeals points out, “[a] physician or other
medical provider is not automatically disqualified from testifying against a
defendant who specializes in a different area of medicine or who is licensed or
practices in a different medical discipline.” Tapp v. Owensboro Med. Health
Sys., Inc., 282 S.W.3d 336, 341 (Ky. App. 2009). Dr. Dysart could testify, and
his “special knowledge skill, experience, training, or education” would likely
“assist the trier of fact to understand the evidence or to determine a fact in
issue.” See Kentucky Rule of Evidence (“KRE”) 702.
However, even if this case goes to trial and Dr. Dysart testifies, one vital
piece will still be lacking – Lloyd still has no expert to testify as to the standard
16
of care for the Radiologists. Dr. Dysart can assist with testifying as to varying
aspects of a radiologists’ duties and how he has typically seen them performed,
but one thing he has specifically said he cannot do is recite the standard of
care for radiologists. The time afforded to Lloyd to identify her experts has
passed, and unfortunately for her, the aggregate of her two experts still leaves
her coming up short as to the standard of care for radiologists. Expert
testimony as to the applicable standard of care is a requirement in medical
negligence cases:
[A] plaintiff bringing a typical medical malpractice case is required
by law to put forth expert testimony to inform the jury of the
applicable medical standard of care, any breach of that standard
and the resulting injury. Perkins[], 828 S.W.2d at 655. A jury trial
without the requisite proof is a futile exercise, wasteful of judicial
time, jurors' time and the litigants' time and resources. CR 56 is
intended to avoid such unnecessary proceedings. Neal v. Welker,
426 S.W.2d 476, 479-80 (Ky. 1968) “the curtain must fall at some
time upon the right of a litigant” to put forth the most basic level of
proof and the plaintiff's bare assertion “that something will turn up'
cannot be made basis for showing that a genuine issue as to a
material fact exists”; Green v. Owensboro Medical Health System,
Inc., 231 S.W.3d 781, 784 (Ky. App. 2007) (the trial court properly
granted summary judgment for the defendant doctor because the
plaintiff, by not identifying any expert witnesses, “failed to introduce
evidence sufficient to establish the respective applicable standard of
care”).
Blankenship, 302 S.W.3d at 675 (emphasis added).
While Lloyd contends that Dr. Dysart “has performed hundreds of knee
replacements and knows the standard of care for the procedure and role of the
radiologist,” this is in direct contradiction to Dr. Dysart’s own admissions that
he does not know the standard of care for radiologists. In his deposition, he
was directly asked, “[d]o you consider yourself to know what the standard of
17
care is in the field of radiology?” to which Dr. Dysart clearly and plainly
responded, “[n]o sir.” While Dr. Dysart might assist the jury in other aspects of
the case, he, by his own admission, is unable to assist the jury with
determining the standard of care for radiologists, an essential element for a
medical negligence case.
Lloyd contends that Dr. Dysart “admitted during his deposition that he is
not a radiologist [he is an orthopedic surgeon] but he has knowledge of the role
of the Radiologist and what is expected of one doing the imaging for this
operation which he has done hundreds of times.” Lloyd also cites Dr. Dysart
for his assertion that the Radiologists’ oversight was a “stunning miss” as
evidence that the standard of care was breached, even though Dr. Dysart
declined, in the first place, to define the standard of care.
Different medical specialties have different standards of care, and one
will only be held to the standard of care in the specialty in which they are
trained. “In the arena of medical negligence, controlling Kentucky authority
imposes upon a physician the duty to ‘use that degree of care and skill which is
expected of a reasonably competent practitioner in the same class to which [the
physician] belongs acting in the same or similar circumstances.’” Mitchell v.
Hadl, 816 S.W.2d 183, 185 (Ky. 1991) (quoting Blair v. Eblen, Ky., 461 S.W.2d
370, 373 (Ky. 1970)). While Lloyd implicitly argues that Dr. Dysart’s assertion
that the Radiologists made a “stunning miss” is sufficient to imply that the
standard of care was breached, it is impossible to know that a standard was
not met without first defining the standard. We are unwilling to extend the
18
requirement that an expert specify the relevant standard of care to include
testimony that does not define the standard of care but instead invites the
finder of fact to construct the standard of care through a series of inferences.
We are also unwilling to substitute the requirement that a medical
negligence plaintiff present proof of the standard of care with the requirement
that the plaintiff present proof of breach of the standard of care. Our
jurisprudence in this area has always treated the two as distinct requirements,
both of which the plaintiff must prove through expert testimony. See
Blankenship, 302 S.W.3d at 667 (“Pursuant to Kentucky law, in most medical
malpractice cases, a plaintiff is required to put forth expert medical testimony
to establish the applicable standard of care, any breach that occurred and
any resulting injury to the plaintiff.” (emphasis added)); Savage v. Three Rivers
Med. Ctr., 390 S.W.3d 104 (Ky. 2012) (“Upon examination of the testimony, it is
apparent that it does not identify with specificity the relevant standard of care
applicable to a surgeon in a retained object case, nor does it examine [medical
defendant]'s specific conduct during the surgery so as to demonstrate how he
breached the relevant standard of care. . . . Because [Plaintiff] failed to meet its
burden of establishing by expert testimony the standard of care imposed upon
[medical defendant] in a surgery such as this, and that he breached that
standard of care by his specific actions or failure to act, the trial court properly
denied [plaintiff]'s request for an apportionment instruction.” (emphasis
added)); Baptist Healthcare Sys., Inc. v. Miller, 177 S.W.3d 676, 680–81 (Ky.
2005) (“As the standard of care is not within the scope of common experience of
19
jurors, requiring expert testimony as to the standard of care of a phlebotomist
was a proper exercise of trial court discretion.”); Lloyd v. Norton Hosps., Inc.,
No. 2023-CA-0748-MR, 2024 WL 1685440 (Ky. App. Apr. 19, 2024), review
granted (Oct. 16, 2024), not to be published (“typically, ‘the plaintiff in a
medical negligence case is required to present expert testimony’ establishing
both ‘the standard of skill expected of a reasonably competent . . . practitioner’
and the proximate cause of the injury”) (quoting Andrew, 203 S.W.3d at 170).
Further, what may be a “stunning miss” to one specialty is not
necessarily to another specialty. Dr. Dysart testified that in the context of
orthopedic radiology, he thinks he is more qualified to render an opinion in this
case than a radiologist. If we accept this as true, what might be a “stunning
miss” to him still might not fall below the standard of care for radiologists in
general. Dr. Dysart testified that he is unable to testify as to what the
American College of Radiology standards are. Without a specific standard of
care, the rest is pure speculation. We can only hold a professional to the
standards relevant to their level of training and credentialing. To analogize
simply, we cannot hold a paramedic to the same standards as we hold a
cardiologist, although both are trained to recognize and respond to cardiac
emergencies. The same is true here — although both radiologists and
orthopedic surgeons share some competencies, each specialty undergoes a
distinct level of education and training. It would be unfair to hold one specialty
to the standards of another when one receives vastly greater or different
training.
20
“In a medical malpractice action, where a sufficient amount of time has
expired and the plaintiff has still ‘failed to introduce evidence sufficient to
establish the respective applicable standard of care,’ then the defendants are
entitled to summary judgment as a matter of law.” Blankenship, 302 S.W.3d at
668. While the Court of Appeals focused on answering whether Dr. Dysart was
qualified to opine as an expert witness, this was a distinct issue from whether
Lloyd presented expert testimony regarding the relevant standard of care of the
Radiologists. Perhaps Dr. Dysart was qualified to testify about the standard of
care of the Radiologists — he just did not. Because of this glaring omission,
summary judgment was appropriate, and we reverse the Court of Appeals’
reversal of the trial court’s grant of summary judgment in favor of the
Radiologists.
Slone
As discussed above, expert testimony is typically required to prove
medical negligence. However, expert testimony may not be required when
negligence can be presumed, such as through the doctrine of res ipsa loquitur.
As applied to this case [res ipsa loquitur] means nothing more than
whether the facts and circumstances are such that negligence can
be inferred, even in the absence of expert testimony. As Prosser
explains, res ipsa loquitur is a “Latin phrase, which means nothing
more than the thing speaks for itself,” and is simply “[o]ne type of
circumstantial evidence.” Prosser and Keeton on Torts, Sec. 39 (5th
ed. 1984).
Perkins, 828 S.W.2d at 654–55.
The primary question in Slone’s appeal is whether res ipsa loquitur
applies in a retained‑foreign‑object medical negligence case where the
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defendant had exclusive control over the instrument immediately before it
became lost inside the patient, but the evidence shows that the loss occurred
without any negligence by the defendant and that the defendant had no actual
or constructive control of the instrument after it became lost. As discussed
above, the trial court found that res ipsa loquitur “could be invoked to create a
rebuttable presumption of negligence on [Slone’s] part” but “that presumption
has been rebutted by the facts in the record” — i.e., the evidence that Slone
was not negligent in her actions when the needle became separated from the
holder and became lost inside Lloyd. Consequently, the trial court granted
summary judgment in favor of Slone based upon Lloyd’s lack of expert witness
testimony proving that Slone was negligent.
The Court of Appeals reversed the trial court’s grant of summary
judgment in favor of Slone. The Court of Appeals held that, while normally
most medical malpractice claims cannot be proven without expert t