Commonwealth of Kentucky v. Hon. Phillip J. Shepherd
CourtKentucky Supreme Court
Date FiledSeptember 24, 2026
Docket2026-SC-0053
JudgeKeller
StatusPublished
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Full Opinion
RENDERED: SEPTEMBER 24, 2026
TO BE PUBLISHED
Supreme Court of Kentucky
2026-SC-0053-OA
COMMONWEALTH OF KENTUCKY PETITIONER
IN SUPREME COURT
V.
HONORABLE PHILLIP J. SHEPHERD, RESPONDENT
JUDGE, FRANKLIN CIRCUIT COURT
AND
BENNY HODGE; BRIAN KEITH REAL PARTIES IN INTEREST/
MOORE; DAVID MATTHEWS; DAVID APPELLEES
SANDERS; DONALD JOHNSON; KARU
GENE WHITE; KENTUCKY
DEPARTMENT OF CORRECTIONS;
MITCHELL WILLOUGHBY; RALPH
BAZE; ROBERT FOLEY; ROGER
WHEELER; RONNIE BOWLING;
VICTOR TAYLOR; VIRGINIA CAUDILL;
AND WILLIAM THOMPSON
OPINION OF THE COURT BY JUSTICE KELLER
DENYING PETITION FOR WRIT OF MANDAMUS
The plaintiffs in the underlying lawsuit have received death penalty
convictions; however, litigation concerning Kentucky’s procedures for
implementation of the death sentence has been ongoing for two decades. The
Commonwealth petitions this Court for a second-class writ ordering the circuit
court to clarify that a temporary injunction that has been in place since 2010,
does not bar the Governor from issuing a death warrant for inmate Ralph Baze.
For the reasons stated herein, the petition is denied.
I. FACTS AND PROCEDURAL BACKGROUND
In 2006, numerous inmates filed the underlying lawsuit seeking
declaratory and injunctive relief concerning Kentucky’s execution procedures.
The inmates alleged that the Kentucky Department of Corrections (“DOC”) had
implemented execution protocols without promulgating them as administrative
regulations in accordance with KRS 1 Chapter 13A, Kentucky’s Administrative
Procedures Act. The inmates sought to enjoin executions until lawful
procedures were adopted and lawfully reviewed. After initially granting
summary judgment to the inmates, the circuit court reversed course, vacated
its order, and granted DOC’s motion to dismiss. The inmates appealed. This
Court, in Bowling v. Kentucky Department of Corrections, 301 S.W.3d 478 (Ky.
2009), held that “[DOC] is required by Kentucky law to promulgate a regulation
as to all portions of the lethal injection protocol except those limited issues of
internal management that are purely of concern to Department personnel.” Id.
at 492.
Following our decision in Bowling, DOC promulgated new administrative
regulations that became effective in 2010. The circuit court permitted the
inmates to reopen their case and amend their declaratory judgment petition to
incorporate the argument that the new regulations did not comply with KRS
1 Kentucky Revised Statutes.
2
Chapter 13A. The circuit court also allowed inmate Gregory Wilson to
intervene in the lawsuit. At the time, Wilson had an active death warrant
signed by the Governor that provided for his execution by lethal injection on
September 16, 2010. On September 10, 2010, the circuit court entered a
temporary injunction that prevented the regulations from taking effect. The
circuit court not only found discrepancies between the new regulations and
applicable statutes with regard to the drugs used in lethal injections, but also
found the regulations did not prohibit execution of insane or mentally disabled
inmates, which was potentially in conflict with various statutes and the 8th
Amendment to the U.S. Constitution. The temporary injunction provided, in
relevant part,
the Court restrains and enjoins the Commonwealth
and its officers, and [DOC], its agents, employees and
others acting in concert with [DOC], from
implementing the Governor’s execution warrant for
Wilson, or otherwise implementing the
administrative regulations under challenge in this
action until a final judgment has been rendered in
this case.
(Emphasis added.)
Following entry of the temporary injunction, the Attorney General and
DOC sought a writ from this Court, in relevant part only, to dismiss the
underlying declaratory judgment action and dissolve the temporary injunction.
Commonwealth ex rel. Conway v. Shepherd, 336 S.W.3d 98 (Ky. 2011). We
declined to issue a writ, explaining, in relevant part, that
given the magnitude of the issues presented here
concerning not only whether particular individuals
might be properly executed by the state but also the
3
validity of our state protocol for execution and the
inherent difficulties in determining the merits of such
issues upon the limited record in a writ case, we will
not exercise our discretion to issue a writ here[.]
Id. at 103 (emphasis added) (footnote omitted). We also “recognize[d] that the
temporary injunction essentially forbids the Commonwealth from performing
any more executions until the Franklin Circuit Court enters final judgment in
the declaratory judgment action[.] Id. at 104. Further, we discerned “no clear
abuse of discretion in the Franklin Circuit Court’s granting of the temporary
injunction.” Id.
In the years since, DOC has promulgated various regulations related to
execution protocols. In response, the inmates have dropped claims, the circuit
court has dismissed claims, and the inmates have been permitted to file
amended complaints to add claims pertaining to new regulations. 2 The
litigation has remained ongoing as DOC promulgates new regulations,
sometimes taking years to do so. In 2024, the Commonwealth attempted to
dissolve the temporary injunction after new regulations went into effect, but
the circuit court reserved ruling on the matter. The Commonwealth sought
relief in this Court pursuant to RAP 3 20(B), which was denied. See Dep’t of
Corr. v. Baze, 701 S.W.3d 549 (Ky. 2024).
In 2025, the Commonwealth again sought to dissolve the temporary
injunction. The circuit court denied relief, ruling, in part, that questions
2 Wilson’s death sentence was commuted in 2019 by then-Governor Matt Bevin,
and he is no longer a party to the underlying action.
3 Rule of Appellate Procedure.
4
remained regarding execution of inmates with intellectual disabilities. The
circuit court also ruled that
if the Governor or DOC seek to proceed to implement
the new regulations by issuing a death warrant, they
are authorized under the prior injunction to file a
motion to modify the injunction if necessary, or to
authorize additional actions they deem necessary to
implement the death penalty in any given case. Only
upon filing of such a motion, and a hearing thereon,
can the Court determine if such action gives rise to
irreparable injury, if it presents a substantial legal
issue, determine the public interest and balance the
equities, as required in ruling on injunctive relief
under Maupin v. Stansbury, 575 S.W.2d 695 (Ky. App.
1978). The Court cannot decide such issues in the
abstract, as the Attorney General urges here. In effect,
the Attorney General seeks an advisory opinion as to
whether undefined or speculative actions in the future
would run afoul of the 2010 injunction… However, at
the present time, there is no action that the
Commonwealth has taken to implement the new
regulations and accordingly, any controversy regarding
implementation of the new regulations is not ripe for
consideration.
April 21, 2025 Order at 4.
Subsequently, the Commonwealth decided to move forward with
execution of Baze. Baze was identified by the Commonwealth as an inmate
who had exhausted all appeals and post-conviction remedies and presented no
other legal impediment to execution. In June 2025, the Attorney General sent
a letter to the Governor explaining that he believed the 2010 injunction did not
apply to Baze and recommended the Governor issue a death warrant. The
Governor ultimately declined to act on the Attorney General’s recommendation,
citing 1) ongoing changes to applicable administrative regulations; 2) the fact
that DOC does not possess the necessary drugs and had received
5
correspondence from numerous drug companies indicating they will not
provide drugs for use in executions; and 3) his understanding that the 2010
injunction prevented DOC from executing any inmates. The Commonwealth
returned to the circuit court and, on November 6, 2025, filed a motion asking
the court to “clarify the scope of the court’s 2010 temporary injunction.”
Specifically, the Commonwealth asked for an order stating that the 2010
injunction does not prevent the Governor from issuing a death warrant for
Baze. In an order entered on December 30, 2025, the circuit court denied the
motion, ruling that the order requested by the Commonwealth would violate
separation of powers and constitute an advisory opinion. This petition for a
writ of mandamus followed.
II. STANDARD OF REVIEW
A writ is an extraordinary remedy. Ridgeway Nursing & Rehab.
Facility, LLC v. Lane, 415 S.W.3d 635, 639 (Ky. 2013). Courts are reluctant to
issue writs because they “necessitate an abbreviated record which magnifies
the chance of incorrect rulings that would prematurely and improperly cut off
the rights of litigants.” Interactive Media Ent. & Gaming Ass’n v. Wingate, 320
S.W.3d 692, 695 (Ky. 2010) (citation omitted). Accordingly, this Court has held
that writs are appropriate in limited circumstances:
A writ of prohibition may be granted upon a showing
that (1) the lower court is proceeding or is about to
proceed outside of its jurisdiction and there is no
remedy through an application to an intermediate
court; or (2) that the lower court is acting or is about
to act erroneously, although within its jurisdiction,
and there exists no adequate remedy by appeal or
6
otherwise and great injustice and irreparable injury
will result if the petition is not granted.
Hoskins v. Maricle, 150 S.W.3d 1, 10 (Ky. 2004) (emphasis original).
We confine our analysis to the second class of writs. Our jurisprudence
recognizes a subcategory under the second class of writs:
[I]n certain special cases this Court will entertain a
petition for prohibition in the absence of a showing of
specific great and irreparable injury to the petitioner,
provided a substantial miscarriage of justice will result
if the lower court is proceeding erroneously, and
correction of the error is necessary and appropriate in
the interest of orderly judicial administration. It may
be observed that in such a situation the court is
recognizing that if it fails to act the administration of
justice generally will suffer the great and irreparable
injury.
Bender v. Eaton, 343 S.W.2d 799, 801 (Ky. 1961). However, “these ‘certain
special cases’ are exactly that—rare exceptions that tend to be limited to
situations where the action for which the writ is sought would violate the law,
e.g., by breaching a tightly guarded privilege or by contradicting the
requirements of a civil rule.” Grange Mut. Ins. Co. v. Trude, 151 S.W.3d 803,
808 (Ky. 2004) (footnotes omitted).
With these standards in mind, we proceed with our review.
III. ANALYSIS
We begin by reiterating that the Commonwealth is seeking a writ of
mandamus to compel the circuit court to issue an order clarifying that the
2010 injunction does not prevent the Governor from issuing a death warrant.
The Commonwealth argues it has no adequate remedy by appeal; that it will
suffer great and irreparable injury in the absence of a writ; and, alternatively,
7
that if we do not agree the Commonwealth can demonstrate the requisite harm,
a writ is still appropriate “in the interest of orderly judicial administration.”
Bender, 343 S.W.2d at 801.
This Court recently rendered an opinion denying the Commonwealth’s
petition for a writ of prohibition in the underlying litigation. See 2025-SC-
0310-OA, opinion rendered on August 20, 2026, and designated to be
published. Therein, the Commonwealth argued the circuit court lacked subject
matter jurisdiction to hear the underlying action because the inmates failed to
exhaust administrative remedies. The instant petition, filed just six months
after 2025-SC-0310-OA, and well before an opinion was rendered, argues, in
part, that the circuit court misapplied doctrines about subject matter
jurisdiction to the 2010 injunction and, because the circuit court assumed
jurisdiction and acted within its “inherent power” in issuing the injunction, it
has retained jurisdiction to bring its orders into compliance with the Civil
Rules. In any event, we have now held in our August 2026 Opinion that
Franklin Circuit Court has subject matter jurisdiction to consider the inmates’
challenges.
We also note that, just days before our decision was rendered in 2025-
SC-0310-OA, the inmates filed a “notice of ruling in underlying action”
containing an order from the circuit court entered on August 14, 2026. The
Court takes judicial notice of the order, which concerns new administrative
regulations promulgated by DOC that went into effect in April 2026. As a
result of the newest regulations, the circuit court dismissed five of the inmates’
8
remaining claims and allowed four to survive: 1) Claim D concerns whether
use of compounded lethal injection drugs violates the 8th Amendment to the
U.S. Constitution, and whether failure to specify that compounded drugs will
not be used renders the regulation invalid; 2) Claims F and G relate to whether
the new regulations provide adequate protection against execution of insane
and mentally disabled individuals, respectively; and 3) Claim I relates to
intravenous (“IV”) insertion for the purpose of administering the lethal
injection. The new regulation permits DOC to attempt to insert an IV for up to
two hours, which the inmates argue will cause a substantial risk of pain and
suffering. In addition to disposing of five claims, the circuit court denied the
inmates’ motion for leave to amend their sixth amended petition for declaratory
judgment.
We now turn to the elements necessary for a writ of mandamus. The
Commonwealth must demonstrate that it lacks adequate remedy by appeal or
otherwise. It has failed to do so. Although this litigation has been extremely
prolonged, the August 14, 2026 Order indicates that it is nearing final
adjudication. The inmates point to an agreed scheduling order that was
entered on June 24, 2025, and argue the parties remain on track and discovery
is set to be complete by April 29, 2027. Part of the overall delay has been that
new regulations have been promulgated by DOC in piecemeal fashion,
sometimes taking years. The newest regulations became effective in April
2026; however, as stated supra, the circuit court did not allow the inmates to
further amend their petition for declaratory judgment in response and
9
dismissed five of nine remaining claims. In other words, it appears from the
limited record before us that the final versions of the regulations are now in
effect and the associated claims have been narrowed in response. At least two
of the remaining claims (i.e., whether a compounded drug can be used in lethal
injection and whether DOC can attempt to insert an IV for up to two hours) are
applicable to all inmates facing execution. 4 Once the circuit court enters a
final adjudication on the inmates’ remaining claims, the aggrieved party may
appeal the final judgment. This accordingly means the Commonwealth has an
adequate remedy by appeal.
Even if the Governor issued a death warrant for Baze right now, the
underlying constitutional issues regarding implementation of the death penalty
remain unresolved. This would result in Baze making the same claims he is
making now, but on the eve of execution, and the parties would end up at the
same place they are right now in the litigation. This is neither efficient nor
logical. Moreover, the temporary injunction will terminate upon entry of a final
appealable judgment. CR 65.04(4). The Commonwealth argues that entry of a
final judgment cannot undo the harm caused by the Governor’s interpretation
of the 2010 injunction. However, the Governor’s interpretation of the
injunction, and the Attorney General’s disagreement with it, is a non-
justiciable claim.
4 Per KRS 431.220(1)(a), lethal injection is the only approved method of
execution for those sentenced to death after March 31, 1998. Those sentenced to
death prior to March 31, 1998, may choose between lethal injection and the electric
chair. KRS 431.220(1)(b).
10
Neither the circuit court, through an order in the underlying action, nor
this Court, through a writ, can require the Governor to issue a death warrant.
First, the Governor is not a party to the underlying action. Second, the
Governor cited additional reasons outside of the injunction for not issuing a
death warrant, including lack of available approved drugs. Third, although the
Attorney General can and has advised the Governor of his legal interpretation
of the injunction, the Governor is not required to accept that interpretation or
act upon it. Section 69 of the Kentucky Constitution provides that “[t]he
supreme executive power of the Commonwealth shall be vested in a Chief
Magistrate, who shall be styled the ‘Governor of the Commonwealth of
Kentucky.’” Section 81 provides that the Governor “shall take care that the
laws be faithfully executed.”
As such, the governor’s policy concerning the signing
of death warrants is strictly an executive function.
The Kentucky Constitution expressly addresses the
separation of powers within the branches of
government. Ky Const §§ 27, 28. Moreover, the
separation of powers doctrine “is fundamental to
Kentucky's tripartite system of government.”
Legislative Research Commission v. Brown, Ky., 664
S.W.2d 907, 912 (1984).
This Court does not have the power to interfere
with the Governor’s policy concerning the signing
of death warrants.
Bowling v. Commonwealth, 926 S.W.2d 667, 669 (Ky. 1996) (emphasis added).
Further, entry of an order by the circuit court instructing the Governor
that he may sign a death warrant for Baze would constitute an advisory
opinion. “Our courts do not function to give advisory opinions, even on
11
important public issues, unless there is an actual case in controversy.” Philpot
v. Patton, 837 S.W.2d 491, 493 (Ky. 1992). As this Court recently explained,
[u]nder the separation of powers enshrined in our
Kentucky Constitution, the courts of this
Commonwealth consider only “justiciable causes.” Ky.
Const. § 112(5) (“The Circuit Court shall have original
jurisdiction of all justiciable causes not vested in some
other court.”) (emphasis added); Commonwealth,
Cabinet for Health & Fam. Servs., Dep’t for Medicaid
Servs. v. Sexton, 566 S.W.3d 185, 197 (Ky. 2018)
(“[T]he justiciable cause requirement applies to cases at
all levels of judicial relief.”). That is, we consider only
claims the adjudication of which falls properly within
our judicial function. Examples of non-justiciable
claims beyond the purview of our judicial function
include those seeking an advisory opinion, requesting
adjudication of a claim that is moot or not ripe, or
presenting a political question inappropriate for
judicial determination. Sexton, 566 S.W.3d at 193.
Graham v. Adams, 684 S.W.3d 663, 676 (Ky. 2023).
The disagreement between the Attorney General and the Governor over
interpretation of the injunction is a non-justiciable claim. Any action by the
circuit court or this Court to intervene would constitute an advisory opinion.
The Commonwealth has also failed to demonstrate that great injustice
and irreparable injury will result unless a writ is issued. The injunction has
been in place for approximately 16 years, and this is the first time the
Commonwealth has argued the injunction applied only to Wilson. This Court
has interpreted the injunction as applicable to all executions (see, e.g.,
Shepherd, 336 S.W.3d 98; Baze, 701 S.W.3d 549). Further, the circuit court
has consistently interpreted the injunction as applicable to all executions, not
just Wilson’s. See, e.g., circuit court orders entered April 25, 2012, and
12
December 5, 2013. An appellate court generally gives deference to the circuit
court’s interpretation of its own orders unless that interpretation is manifestly
unreasonable. VP Louisville, LLC v. NBH Bank, N.A., 578 S.W.3d 753, 757 (Ky.
App. 2019) (citation omitted). See also Kendrick v. Bland, 931 F.2d 421, 423
(6th Cir. 1991) (“The District Court’s interpretation of its own order is certainly
entitled to great deference.”). More to the point, the Commonwealth cannot
show that the circuit court’s interpretation of its own order and its subsequent
refusal to “clarify” it in a manner acceptable to the Commonwealth some 16
years after entry, amounts to great injustice and irreparable injury. Indeed,
the Commonwealth’s petition focuses on injuries it is allegedly suffering due to
the Governor’s failure to issue a death warrant since June 2025, when first
contacted by the Attorney General, not due to the temporary injunction being
in place since 2010. Again, even if the Commonwealth received the relief it is
seeking (i.e., “clarification” of the injunction), the litigants and the courts would
be in the exact position as they are right now. Accordingly, great injustice and
irreparable injury have not been demonstrated.
Finally, the Commonwealth has failed to convince us that this is a
“special case” and that a writ is necessary “in the interest of orderly judicial
administration” despite the Commonwealth’s failure to show great injustice and
irreparable injury. Bender, 343 S.W.2d at 801. To be clear, the issues before
the circuit court are of great importance and public concern. That the
litigation has unfortunately been so prolonged cannot be tied to any one factor
or to any particular action or inaction by a particular party. Nevertheless, the
13
circuit court has kept the case moving forward. Its ability to do so has
generally been tied to the timing of promulgation of new regulations by DOC.
The most recent set of regulations went into effect in April 2026, and it now
appears that the constitutional issues raised by the inmates in their petition
for declaratory judgment will be finally adjudicated. In other words, although it
has not been happening quickly due to the complex nature of the underlying
claims, “orderly judicial administration” has been occurring in the circuit court
and continues to occur. To that end, a writ of mandamus from this Court is
not necessary.
IV. CONCLUSION
The Commonwealth has failed to demonstrate that it lacks adequate
remedy by appeal or that great injustice and irreparable injury will result if a
writ is not granted. Moreover, the petition fails to satisfy the requirement of a
“special case” exception in the absence of a showing of great injustice and
irreparable injury. The Attorney General’s disagreement with the Governor
over interpretation of the 2010 injunction is a non-justiciable claim. Any order
by the circuit court or this Court instructing the Governor as to what he may
do regarding issuance of a death warrant would constitute an advisory opinion.
Accordingly, the petition for a writ of mandamus is denied.
All sitting. Bisig, Conley, Goodwine and Nickell, JJ., concur. Lambert,
C.J., concurs by separate opinion which Conley, J., joins. Thompson, J.,
dissents by separate opinion.
14
LAMBERT, C.J., CONCURRING: Just as only the Governor may pardon,
only the Governor may sign a death warrant. The Franklin Circuit Court, in its
order entered on April 21, 2025, specifically acknowledged that the Governor
may issue a death warrant and move the circuit court to lift the injunction so
as to permit the execution of any death row inmate. Therefore, I concur with
the majority that we have no power to interfere with the Governor’s decision
whether to sign death warrants. Bowling v. Commonwealth, 926 S.W.2d 667,
669 (Ky. 1996). No court can direct his pen in that regard. Therefore, I concur
with the majority.
Conley, J., joins.
THOMPSON, J., DISSENTING: Thirty-two years have passed since Ralph
Baze was sentenced to death in 1994, 5 following a jury trial in which he was
convicted of the 1992 double murders of Sheriff Steven Bennett and Deputy
Arthur Briscoe. Baze’s conviction was affirmed on direct appeal in 1997. Baze
v. Commonwealth, 965 S.W.2d 817, 819-20, 826 (Ky. 1997).
Then Baze challenged, along with fellow death row inmate Thomas Clyde
Bowling, Kentucky’s lethal injection protocol as violative of the Eighth
Amendment prohibition against cruel and unusual punishment. Our Court
rejected this argument, and the United States Supreme Court upheld our
5 This length of delay, coincidentally, matches the length of delay that a death
row inmate in California argued constituted a violation of the Eighth Amendment. The
United States Supreme Court denied his request for certiorari. Boyer v. Davis, 578
U.S. 965 (2016) (Breyer, J., dissenting).
15
ruling. Baze v. Rees, 217 S.W.3d 207, 212 (Ky. 2006), aff’d, 553 U.S. 35, 63
(2008).
The underlying declaratory judgment action underlying this petition for a
writ of mandamus was filed twenty years ago in 2006 by Bowling, Baze, and
Brian Keith Moore. Since that time, additional death row inmates have been
added to the action. The “temporary” injunction at issue here has been in place
since 2010.
In 2015, Bowling passed away from cancer at age sixty-two. Baze is
currently seventy-one. At the rate this case is proceeding, Baze and other
petitioners will die of natural causes before this case’s resolution. 6
I would grant the petition for a writ of mandamus and order the Franklin
Circuit Court to rule within sixty days as to whether the temporary injunction
that has been in place since 2010 applies to Baze. 7 It is far from clear that this
temporary injunction should apply to him or the other death row inmates
where the prior regulations which led to the injunction have been replaced with
others. This litigation has lasted far too long, and the hope for an ultimate
resolution to it at some indefinite time after discovery has been completed in
6 More death row inmates die from natural causes while imprisoned than are
executed. Jeffrey Omar Usman, The Twenty-First Century Death Penalty and Paths
Forward, 37 Miss. C.L. Rev. 80, 82–85 (2019).
7 The question of whether the circuit court ought to rule upon whether the
temporary injunction should continue to apply to the other death row inmates is not
before us. The Commonwealth’s petition for mandamus is worded narrowly as a
request that we “issue a second-class writ directing the circuit court to clarify that its
2010 temporary injunction does not bar the Governor from signing a death warrant for
Ralph Baze.”
16
2027 does not excuse the circuit court’s failure to make a ruling on whether
this temporary injunction is still needed as to Baze. Once such a ruling is
made, the parties will have a mechanism to seek further review by our Court.
I. PROCEDURAL HISTORY REGARDING THE TEMPORARY INJUNCTION
In 2010, Gregory Wilson, a death row inmate who was subject to a
signed death warrant and had intervened in the underlying declaratory action,
filed a motion for a temporary injunction to prevent his execution. He raised
arguments that the Department of Corrections’ newly promulgated “death
penalty protocols” violated various provisions of the Kentucky Administrative
Procedures Act.
In granting Wilson’s motion and ordering a temporary injunction, the
circuit court found:
[T]here are at least two substantial questions of law regarding the
validity of the administrative regulations that require the Court to
issue an injunction to preserve the status quo until the entry of a
final judgment. First, the administrative regulations prohibit the
use of a single drug for lethal injection under 501 [Kentucky
Administrative Regulations (KAR)] 16:330, while the lethal injection
statute explicitly allow the use of a single drug. [Kentucky Revised
Statutes (KRS)] 431.220(1)(a). This discrepancy between the
administrative regulation and the governing statute raises a
substantial issue as to . . . whether the administrative regulation
conflicts with the authorizing statute in violation of KRS Chapter
13A (including 13A.120 and KRS 13A.130). Second, this Court
finds that the failure of the administrative regulations to prohibit
the execution of insane or mentally retarded inmates, or to provide
adequate safeguards to prevent such an outcome, raises a
substantial issue as to whether the administrative regulations
illegally conflict with KRS 431.213 et seq. and KRS 532.135.
Likewise, the lack of adequate safeguards or requirements to
establish the mental health issues that may apply to condemned
inmates raises serious questions as to whether the regulations are
consistent with the 8th Amendment to the U.S. Constitution as
17
applied in Ford v. Wainwright, 477 U.S. 399 (1986) (insanity) and
Atkins v. Virginia, 536 U.S. 304 (2002) (mental retardation).
Because the movant has demonstrated that there are substantial
legal questions regarding the validity of the challenged
administrative regulations, and has met the other requirements of
law for injunctive relief, the Court hereby GRANTS Wilson’s motion
for injunctive relief under CR 65.04. For the reasons stated below,
the Court restrains and enjoins the Commonwealth and its
officers, and the Department of Corrections . . . from implementing
the Governor’s execution warrant for Wilson, or otherwise
implementing the administrative regulations under challenge in
this action until a final judgment has been rendered in this case.
(Footnotes omitted).
Wilson’s strongest ground for an injunction was that the death penalty
protocols did not provide a method for determining whether he was ineligible to
be executed due to having an intellectual disability, as no determination had
been made in his case as to whether he was “death eligible” in accordance with
constitutional requirements as implemented by our statutes. KRS 532.135
requires that a determination be made prior to trial as to whether a defendant
has a “serious intellectual disability.” 8 However, that provision was not in effect
at the time Wilson was tried.
KRS 532.140 provides that “a defendant who has been determined to be
a defendant with a serious intellectual disability . . . shall not be subject to
execution.” KRS 532.130(2) clarifies: “A defendant with significant subaverage
8 In the intervening years, KRS 532.130, KRS 532.135, and KRS 532.140 have
been amended to change the terminology they use to refer to persons with intellectual
disabilities. I choose to quote the latest version of these statutes with current
terminology rather than quote from the prior versions, as in substance the statutes
have not changed significantly.
18
intellectual functioning existing concurrently with substantial deficits in
adaptive behavior and manifested during the developmental period . . . [has] a
serious intellectual disability.” Having a “significant subaverage general
intellectual functioning” is defined in KRS 532.130(2) “as an intelligent quotient
(I.Q.) of seventy (70) or below.”
The circuit court’s decision to grant the injunction in part hinged upon
its finding that “it appears that Wilson’s execution has been scheduled before
there has been any determination of his mental capacity under KRS 532.135,
as required by the United States Supreme Court in Atkins v. Virginia, supra
and by the Kentucky Supreme Court in Bowling v. Commonwealth of Kentucky,
163 S.W.3d 361, 377 (Ky. 2005).” The circuit court noted that Wilson took an
IQ test “when he was fourteen years old (during his developmental period),”
which “demonstrated an IQ of 62, [which] was well below the threshold set by
KRS 532.130.” Consequentially, the circuit court found “there is a good faith
basis to believe that Wilson may be ineligible for the death penalty under KRS
532.140.”
Among its legal conclusions, the circuit court concluded that “[t]he
administrative regulations, as promulgated, contain no means of determining if
a condemned inmate is mentally retarded as defined in KRS 532.140 and
Atkins v. Virginia, supra.”
The circuit court considered the standards for granting a preliminary
injunction pursuant to the Kentucky Rules of Civil Procedure (CR) 65.04, found
that Wilson met all of the criteria, and, given the two substantial legal issues it
19
had found that justified injunctive relief, then proceeded to balance the equities
before determining that a temporary injunction was appropriate:
[T]he Court recognizes that Wilson’s death penalty, as imposed by
the trial court, has already been delayed 22 years by virtue of the
post-conviction litigation. The hardship imposed by this delay on
the family and friends of [Wilson’s victim] is significant. However,
the hardship imposed on the Commonwealth and the Department
of Corrections, the only adverse parties in this case, is not of that
magnitude. Moreover, the Commonwealth and the Department
both have a legal obligation to ensure that all statutory and
constitutional requirements have been fully complied with prior to
any execution. The public has a preeminent interest in ensuring
that all public officials comply with the law. The Court has found
serious questions about whether all statutory and constitutional
requirements have been met in the challenged administrative
regulations at issue here. Accordingly, this Court is duty bound to
resolve those questions before allowing those administrative
regulations to be implemented in such a final and irremediable
fashion as the execution of the death penalty.
The circuit court’s order granting the temporary injunction included
broad language: “that public interest favors maintenance of the status quo
(including a stay on any further executions) until there has been a final
decision on the merits of this case.” Commonwealth ex rel. Conway v.
Shepherd, 336 S.W.3d 98, 105 (Ky. 2011) (quoting from the circuit court’s
order).
In 2011, the Commonwealth filed a petition before our Court for an
extraordinary writ. 9 The Commonwealth requested that our Court act to: (1)
dismiss the declaratory judgment action; (2) prohibit the circuit court from
9 The type of writ sought was not specified by the Commonwealth.
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entering any orders; and (3) supersede and dissolve the temporary injunction.
Id. at 101.
We made two specific rulings in our opinion on these matters: (1) We
declined to “exercise our discretion to issue a writ here, even assuming that the
Petitioners have made the required showings to make a writ available” because
“we do not believe it would be in the public interest to grant the relief requested
by the Petitioners in this writ proceeding[;]” and (2) we determined that the
circuit court did not abuse its discretion in issuing the temporary injunction.
Id. at 103-05. In determining that the circuit court had not abused its
discretion, it was appropriate for us to “give considerable deference to the
circuit court’s evaluation of the dispute, the issues involved, the weighing of
the equities, and whether an injunction is proper under the particular
circumstances at hand.” Boone Creek Props., LLC v. Lexington-Fayette Urb.
Cnty. Bd. of Adjustment, 442 S.W.3d 36, 38 (Ky. 2014).
We made no specific ruling upon the propriety of the circuit court’s
decision to apply the temporary injunction broadly to all death row inmates
when we summarized our understanding of the reach of the temporary
injunction as follows: “We also recognize that the temporary injunction
essentially forbids the Commonwealth from performing any more executions
until the Franklin Circuit Court enters final judgment in the declaratory
judgment action.” Commonwealth ex rel. Conway, 336 S.W.3d at 104. See id. at
101 n.10. Additionally, our Court did not rule upon the propriety of the circuit
court’s underlying findings as to why an injunction was appropriate, stating
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“[w]e express no opinion on the merits of the Franklin Circuit Court’s holdings
on these issues.” Id. at 100 n.8.
Since our ruling in Commonwealth ex rel. Conway, the death penalty
protocols have changed substantially with repeated amendments to the
pertinent KAR provisions. The amendments provide procedures for evaluating
condemned inmates for insanity and intellectual disability prior to any
execution and clarify the lethal injection protocols.
501 KAR 16:310, which was last amended effective April 7, 2026,
provides specific protocols relating to insanity and intellectual disability in
Sections 3 and 4. Prior to an execution, an inmate is assessed for signs of
insanity, and a report goes to the warden. 501 KAR 16:310 § 1(1)(d). Any
information the warden receives from medical or mental health staff that the
condemned person may be insane triggers a process in which a medical
professional reviews the information and determines whether an additional
psychiatric evaluation needs to be performed, and a finding of insanity
suspends the execution. 501 KAR 16:310 § 3.
As to intellectual disability, a licensed psychologist reviews all