Jean H. Ramsey v. Frank Ramsey, III, as of the Estate of Frank v. Ramsey, Jr.
CourtCourt of Appeals of Kentucky
Date FiledJuly 10, 2026
Docket2025-CA-0257
JudgeEckerle
StatusPublished
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Full Opinion
RENDERED: JULY 10, 2026; 10:00 A.M.
TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2025-CA-0257-MR
JEAN H. RAMSEY APPELLANT
APPEAL FROM HOPKINS CIRCUIT COURT
v. HONORABLE CHRISTOPHER BRYAN OGLESBY, JUDGE
ACTION NO. 19-CI-00263
FRANK RAMSEY, III, AS
EXECUTOR OF THE ESTATE OF
FRANK V. RAMSEY, JR.; CLIFFORD
CECIL RAMSEY; FRANK RAMSEY,
III; FRANK RAMSEY, III, AS
TRUSTEE OF THE FRANK V.
RAMSEY, JR. IRREVOCABLE
TRUST AGREEMENT DATED
AUGUST 19, 2013; AND FRANK
RAMSEY, III, AS TRUSTEE OF THE
SARAH RAMSEY GST EXEMPTION
TRUST APPELLEES
AND
NO. 2025-CA-0267-MR
CYNTHIA RAMSEY COOPER APPELLANT
APPEAL FROM HOPKINS CIRCUIT COURT
v. HONORABLE CHRISTOPHER BRYAN OGLESBY, JUDGE
ACTION NO. 19-CI-00263
FRANK RAMSEY, III, AS
EXECUTOR OF THE ESTATE OF
FRANK V. RAMSEY, JR.; CLIFFORD
CECIL RAMSEY; FRANK RAMSEY,
III; FRANK RAMSEY, III, AS
TRUSTEE OF THE FRANK V.
RAMSEY, JR. IRREVOCABLE
TRUST AGREEMENT DATED
AUGUST 19, 2013; AND FRANK
RAMSEY, III, AS TRUSTEE OF THE
SARAH RAMSEY GST EXEMPTION
TRUST APPELLEES
AND
NO. 2025-CA-0440-MR
FRANK RAMSEY, III, AS
EXECUTOR OF THE ESTATE OF
FRANK V. RAMSEY, JR.; CLIFFORD
CECIL RAMSEY; FRANK RAMSEY,
III; FRANK RAMSEY, III, AS
TRUSTEE OF THE FRANK V.
RAMSEY, JR. IRREVOCABLE
TRUST AGREEMENT DATED
AUGUST 19, 2013; AND FRANK
RAMSEY, III, AS TRUSTEE OF THE
SARAH RAMSEY GST EXEMPTION
TRUST CROSS-APPELLANTS
CROSS-APPEAL FROM HOPKINS CIRCUIT COURT
v. HONORABLE CHRISTOPHER BRYAN OGLESBY, JUDGE
ACTION NO. 19-CI-00263
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CYNTHIA RAMSEY COOPER CROSS-APPELLEE
OPINION
AFFIRMING IN PART, REVERSING IN PART, AND REMANDING
** ** ** ** **
BEFORE: ECKERLE, A. JONES, AND L. JONES, JUDGES.
ECKERLE, JUDGE: These three appeals raise numerous, familial issues with an
irrevocable trust and a postnuptial agreement. After considering the briefs,
relevant law, and oral argument, we provide the following facts, law, and rulings.
I. RELEVANT FACTUAL AND PROCEDURAL HISTORY
The Trial Court record underlying these appeals is immense,
consisting of 40 volumes of record filling four large boxes. The parties’ briefs
have a combined length approaching 200 substantive pages. In the interests of
judicial economy, we shall provide only what we perceive to be the essential,
underlying history. Similarly, to avoid making this already-lengthy Opinion
completely unwieldy, we shall not discuss each argument or citation to authority
but will endeavor to provide a full analysis of the significant issues. As we have
previously done in similar situations, we “will discuss only the arguments and cited
authorities we deem most pertinent, the remainder being without merit, irrelevant,
or redundant.” Schell v. Young, 640 S.W.3d 24, 29 (Ky. App. 2021).
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This combined appeal and the underlying cases stem from the union
of Frank V. Ramsey, Jr. (“Husband”) and Appellant, Jean H. Ramsey (“Wife”),
who had been married for over 60 years when Husband died in 2018. Husband
and Wife had three “Children”: Appellant/Cross-Appellee, Cynthia Jean Ramsey
Cooper (“Daughter”); Appellee/Cross-Appellant, Frank “Tripp” Ramsey, III
(“Trustee”), who would become an Executor of the Estate and Trustee; and
Appellee/Cross-Appellant, Clifford Cecil Ramsey.
In approximately 2011, Wife initiated divorce proceedings. However,
in 2013 Husband and Wife entered into a settlement agreement (“the Agreement”),
the net result of which would leave them remaining married but living separately.
The Agreement provided specified assets to Wife, including two condominiums;
two vehicles; jewelry; several bank accounts; various items of personal property;
and a substantial, lump-sum, cash payment. Wife agreed that her receipt of that
specific property constituted a “full and final settlement of all of her marital rights
with respect to the restoration of non-marital property” and “the allocation of
marital property . . . .” Trial Record (“R.”) at 106. The Agreement stated that it
“shall be binding” on Husband’s and Wife’s “respective estates, heirs, successors,
assigns, and personal representatives.” R. at 108. In the Agreement, Husband and
Wife each waived the right to renounce the other’s will. Relevant here, Wife also
waived her dower rights. The parties attached a list of assets to the Agreement
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(“the List”) “setting forth all of the property owned or controlled by the parties
(both individually and jointly).” R. at 103.
Particularly at issue in these appeals, the Agreement also required
Husband to allocate and distribute specified assets to Wife and then to create a
trust for Children’s benefit upon Husband’s death. The Agreement describes the
parties’ intent to create an irrevocable trust (“the Trust”), as follows in full:
It is the parties’ express intention to transfer certain
assets owned and controlled by Husband to an
irrevocable trust for the benefit of Husband, for life, with
remainder as Husband may appoint among his
descendants (provided Wife consents to the
appointment), and in default of appointment, for the
equal benefit of the parties’ three children, Frank V.
Ramsey, III, Clifford Cecil Ramsey, and Cynthia Jean
Ramsey Cooper (hereinafter “the children”), or if any
child predeceases Husband, the descendants, per stirpes,
of the deceased child. In furtherance of this mutual
intent, to which both parties agree to be bound, it is
agreed that within thirty (30) days of execution of this
Agreement, Husband shall cause the 899.1 shares of
Dixon Bank Stock and the approximately 1,248.68 acres
of farm property in Webster County, Kentucky (listed
separately on Exhibit “A” as “273.68 acres Lisman
Road” and “975 acres, Webster County, Kentucky”) to
be transferred into the irrevocable trust (“Trust”),
attached hereto as Exhibit “B”, which Husband agrees to
execute and deliver to Wife contemporaneously with this
Agreement, and shall provide proof of same to Wife.
R. at 104-05.
The document creating the Trust was attached to the Agreement. The
Trust begins by noting that Husband would serve as initial trustee and then names
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Trustee as his successor. All first-person references in the Trust are understood to
reference Husband, as the party responsible for legal creation of the Trust. Section
3.2 of the Trust provides that during Husband’s lifetime, the “[n]et income of the
trust will be distributed to” him. R. at 117. Article 5 of the Trust, titled “Division
of Trust After My Death,” substantively then provides in relevant part:
5.1 Division of Trust Assets. Assets administered by
this Article will be divided in equal shares, one for each
of my then living children and one for each of my
deceased children with descendants then living, and held
or distributed as provided herein.
R. at 118. Notably, the record makes clear that Husband and Wife negotiated the
creation of the Trust, as well as what assets would be transferred into it, through
experienced legal counsel while reaching the Agreement.
In 2014, approximately one year after execution of the Agreement,
Husband executed his will, which explicitly states that it contains no provisions for
Wife because she “has been provided for by a written agreement made during our
marriage.” R. at 133. Husband’s will similarly states that it contains no provisions
for Daughter “for reasons that need not be expressed herein.” Id. Finally,
Husband’s will names Trustee as the personal representative, or Executor, of
Husband’s Estate and Children, or at least Trustee and Clifford, as the primary
beneficiaries. Section two of Husband’s will addresses the topic of Estate taxes by
directing that his
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death taxes, if any, be paid out of my residuary estate,
other than apportionment property, without proration and
my personal representative shall not seek contribution
toward or recovery of any such payments. Death taxes
means any estate or inheritance taxes, but not generation-
skipping transfer taxes, imposed under the laws of any
jurisdiction due to my death on any property passing by
reason of my death whether or not such property passes
under this will. With regard to apportionment property,
my personal representative shall take such actions as are
necessary to obtain reimbursement with respect to
apportionment property, including withholding
distribution. Apportionment property means (a) any
property titled in the Frank V. Ramsey, Jr. Irrevocable
Trust Agreement dated August 19, 2013, (b) any property
with respect to which my personal representative may be
entitled to recover federal estate tax under Internal
Revenue Code Section 2207, 2207A, or 2207B . . . .
R. at 133-34. The second codicil also states:
This codicil is intended to clarify my intent in regard to
paragraph 2 of my Last Will and Testament. It is my
intent that my children pay to my estate the federal estate
taxes owed on the inheritance they receive from me
under [the Trust] . . . . As my estate will be required to
pay the federal estate taxes owed on my estate within
nine (9) months of my death, I direct my personal
representative to receive reimbursement to my estate for
such federal estate taxes at or prior to the time of filing
my federal estate tax return.
R. at 141.
It is uncontested that at Husband’s death in June of 2018, the Trust’s
assets were valued at over $21,000,000, and the federal estate tax owed on those
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assets was slightly over $6,000,000. After Husband’s death, Trustee assumed his
roles as set forth in both the Trust documents and in Husband’s will.
In March of 2019, Wife and Daughter (collectively, “Plaintiffs”) filed
a complaint against Trustee (individually and in his capacities as Executor of the
Estate and Trustee) and Clifford Cecil Ramsey (collectively, “Defendants”) in the
Fayette Circuit Court. Although both sons are named as defendants in the suit, a
majority of the counts allege acts of breach, negligence, or fraud specifically by
Trustee in administering either the Trust or Husband’s Estate. Because the
particular language of many of these counts are at issue in the appeals sub judice,
they will be discussed in detail at the relevant sections in this Opinion.1
Upon Defendants’ motion, the Fayette Circuit Court transferred the
action to the Hopkins Circuit Court, because Husband’s Estate was being probated
in Hopkins County. Hereafter, references to “the Trial Court” are to the Hopkins
Circuit Court. Defendants also filed counterclaims against Daughter alleging that
she had violated the “no-contest” provisions of the Trust and thus should be
deemed to have predeceased Husband. Moreover, Defendants sought a judgment
1
Not all counts of the complaint have been raised on appeal, notably Counts VI, IX, and X. The
Trial Court issued summary judgment to Defendants on these counts, and they were not raised in
Wife or Daughter’s appeals. Accordingly, they will not be discussed in any detail in this
Opinion, except where relevant to the issues on appeal.
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requiring that Daughter reimburse the Estate for the taxes owed on her share of the
Trust’s assets.
Over five years of litigation followed, in which the parties made
numerous motions for dismissal, to file and amend counterclaims, and for
summary judgment. As discussed below, many of the counts of the original
complaint and the counterclaims were resolved wholly or in part by grants of
summary judgment to one party. However, as of late 2024, the parties and the
Trial Court determined that there remained issues on three counts of the complaint
that would require submission to a jury. As the trial date on the remaining claims
approached, Defendants filed a motion in limine seeking, among other requests, to
exclude evidence of administrative fees paid to Trustee and of a previous grant of
summary judgment to Plaintiffs that Trustee had breached the irrevocable Trust by
delaying distribution of the Trust assets. The Trial Court denied the motions.
In December of 2024, the Trial Court conducted a jury trial on the
remaining claims. After a multi-day trial that involved witness and expert
testimony, as well as contentious motion practice over proposed jury instructions,
the Trial Court submitted the case to the jury. Ultimately, the jury awarded
Daughter $103,000 for Trustee’s breach of his fiduciary duty and breach of the
Trust.
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In January of 2025, Defendants asked the Trial Court to include
language in the final judgment directing Daughter to pay a sum slightly over
$2,000,000 to Husband’s Estate for her share of the taxes based on a previous grant
of summary judgment by the Trial Court to Defendants on their counterclaim.
Meanwhile, Plaintiffs’ tendered final judgment reflected only the jury’s verdict
awarding Daughter $103,000 and omitted discussions of any other rulings for
either side. The Trial Court issued the final judgment requested by Plaintiffs and
denied Defendants’ motion to include language directing Daughter to pay any
amount.
These appeals followed. Case No. 2025-CA-0257-MR is an appeal
filed solely by Wife challenging the Trial Court’s summary judgment to
Defendants on Counts I, VII, and VIII of the complaint, which largely involves
Husband’s alleged failure to disclose assets during the process of the Separation
Agreement. Case No. 2025-CA-0267-MR is an appeal filed solely by Daughter
that focuses on the Trial Court’s conclusion that Defendants were entitled to seek
reimbursement from her for her share of the taxes. Case No. 2025-CA-0440-MR is
a cross-appeal filed by Defendants against Daughter, challenging numerous
decisions made by the Trial Court.2
2
Defendants also filed a cross-appeal against Wife, Case No. 2025-CA-0412-MR. However, in
November of 2025, we granted Defendants’ motion to dismiss that cross-appeal once Wife
confirmed she did not seek to resolve any other claims on appeal.
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Before turning to the merits of these appeals, we must first address
Daughter’s procedural argument that Defendants can only raise issues expressly
contained in the final judgment and order denying Defendants’ motion to alter,
amend, or vacate because those are the only judgments specified in Defendants’
prehearing statement. The version of Kentucky Rules of Appellate Procedure
(“RAP”) 22(C)(2) in effect at the time of the prehearing statement provided that a
party was “limited on appeal to issues identified in the prehearing statement . . . .”
The current version, which took effect on April 1, 2026, does not contain this
provision.
It is a bedrock principle of appellate law that “one can only appeal
from a final judgment and that all interlocutory orders or judgments are
‘readjudicated finally’ upon entry of a final judgment disposing of all issues
making it unnecessary to name any judgment in the notice of appeal other than the
final one.” Blair v. City of Winchester, 743 S.W.2d 28, 31 (Ky. App. 1987). See
also Kentucky Rules of Civil Procedure (“CR”) 54.02(2) (“When the remaining
claim or claims in a multiple claim action are disposed of by judgment, that
judgment shall be deemed to readjudicate finally as of that date and in the same
terms all prior interlocutory orders and judgments determining claims which are
not specifically disposed of in such final judgment.”). Thus, the final judgment
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inherently encompasses the issues previously resolved by the Trial Court that
Defendants seek to challenge.
Moreover, Defendants attached as exhibits to their prehearing
statement numerous, contested rulings of the Trial Court. Defendants’ notice of
cross-appeal further mentions the decisions at issue, and Defendants attached
copies of those decisions to the notice. We thus reject Daughter’s limiting
procedural argument and proceed to consider the merits of the appeals before us.
II. STANDARD OF REVIEW
As noted in the procedural history above, the majority of issues on
appeal in these combined cases relate to the Trial Court’s grant of summary
judgment on various counts in the complaint and counterclaims. We recently
summarized Kentucky’s familiar summary-judgment standards as follows:
Summary judgment is governed by CR 56.03, stating that
“if the pleadings, depositions, answers to interrogatories,
stipulations, and admissions on file, together with the
affidavits, if any, show that there is no genuine issue as to
any material fact . . . the moving party is entitled to a
judgment as a matter of law.” In evaluating a party’s
entitlement to summary judgment, a Trial Court must
view the record in the light most favorable to the
nonmoving party. Steelvest, Inc. v. Scansteel Service
Ctr., Inc., 807 S.W.2d 476, 480 (Ky. 1991). If it appears
impossible that the nonmoving party will be able to
produce evidence at trial warranting a judgment in her
favor, then summary judgment is proper. Id. (citing
Paintsville Hosp. Co. v. Rose, 683 S.W.2d 255, 256 (Ky.
1985)) (stating that summary judgment “is only proper
where the movant shows that the adverse party could not
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prevail under any circumstances”). To combat summary
judgment, the opposing party must present “at least some
affirmative evidence showing that there is a genuine
issue of material fact for trial.” Steelvest, 807 S.W.2d at
482.
Crowder v. Yussman, 724 S.W.3d 772, 778 (Ky. App. 2025). “An issue of
material fact is ‘genuine’ at the summary judgment phase when discovery has
revealed facts which make it possible for the non-moving party to prevail at trial.”
Kearney v. University of Kentucky, 638 S.W.3d 385, 397 (Ky. 2022).
“Determination that a fact is material or immaterial rests on the substantive law’s
identification of which facts are critical and which facts are irrelevant.” Id.
(citations omitted). We review the Trial Court’s grant of summary judgment de
novo. Id. at 398.
With this standard in mind, we will address the substantive law as
necessary for each claim on appeal in the relevant portion of the Opinion. For the
few issues where summary judgment is not involved, the relevant standard of
review will be addressed individually below.
III. ANALYSIS
A. Wife’s Appeal of Summary Judgment to Defendants on
Counts I, VII, and VIII of the Complaint
Because of the fundamental importance of the Agreement and the
Trust to all of the combined appeals in this case, we must begin with Wife’s appeal
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from the Trial Court’s grant of summary judgment to Defendants on Counts I, VII,
and VIII of the complaint, which seeks to invalidate portions of the Agreement for
breach of contract, fraud, or negligence by Husband. Although the other issues on
appeal are not directly intertwined with this one, our decision on this issue
significantly alters the factual posture of the case should we find in Wife’s favor.
Accordingly, it must be resolved prior to consideration of Daughter’s appeal and
Defendants’ cross-appeal.
In order to examine the merits of Wife’s appeal, we must review the
terms of the Agreement and the process used to create the Trust. As part of the
negotiation process, Wife and Husband, through counsel, identified assets that
would be subject either to the filed divorce proceedings or the negotiated
postnuptial agreement. Both Husband and Wife represented that they had
examined the List and that it was “an accurate reflection of the property currently
owned or controlled” by each. R. at 103-04. Similarly, the Agreement provided
that, “after being duly sworn[,]” Husband and Wife “represent[] and warrant[] to
the other” that the List “contains a complete listing of all known assets and debts,
marital and non-marital, owned and owed by both of them.” R. at 104.
The List contains numerous assets, such as “273.68 acres Lisman
Road” (valued at $273,000) and “975 acres, Webster County, Kentucky” (valued at
$3,500,000.00). R. at 113. The List also denotes ownership of a “1/2 interest
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256.42 acres of mineral rights, Hopkins County” and “[m]ineral rights described in
DB 624, page 150, Hopkins County[.]” Id. The List does not specify the value of
either of those two mineral ownership interests; instead, the List simply states that
each is “not valued[.]” Id. The List assesses the value of the properties that were
to be transferred to the Trust at $13,663,100.
In the final version of the Agreement, Husband and Wife “waive[d]
any further financial disclosures from the other.” Id. Section 14 of the Agreement
reiterates that Husband and Wife had each “made full and complete disclosure to
the other of all assets and liabilities, both marital and nonmarital” and “based upon
said representations, [they] have agreed to enter into this Agreement according to
the terms thereof.” R. at 108. However, that section also recognizes that “certain
of the assets owned by the parties may be difficult to value . . . .” Id. Thus, the
Agreement provides that “the fact that such assets could arguably have a different
fair market value than heretofore understood or represented has been fully and
adequately considered by the parties[,] and any such potential difference in value
shall not be considered a failure to disclose the asset” or otherwise affect the
validity of the Agreement. Id.
Nonetheless, the Agreement did not completely foreclose Husband
and Wife from seeking relief in litigation. Section 15 provides in relevant part that
if either Husband or Wife “has failed to disclose any property” or made a
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“materially inaccurate” representation, then “the defaulting and/or breaching party
shall be liable to the other for said default or breach.” R. at 109. The breaching
party must “indemnify and hold the other [party] harmless of and from any and all
liabilities, claims, damages and expenses . . . arising out of or in any way
connected with any such default, breach, failure to perform, misrepresentation or
failure to disclose.” Id. In Section 21 of the Agreement, “both parties
acknowledge that they have been advised to obtain independent tax advice from a
Certified Public Accountant regarding any tax consequences or filing obligations
arising from the provisions contained herein.” R. at 110.
In the complaint filed by Plaintiffs, Count I sought to enforce Section
15 of the Agreement and asserted that Husband breached the Agreement by failing
to provide a full and accurate disclosure of assets, omitting certain mineral rights,
and misrepresenting the value of others. The complaint specifically alleges:
52. The mineral rights for real property located in
Hopkins County is listed as “not valued” in the [List]
attached to the Separation Agreement. In connection
with the Divorce Proceeding Frank V. Ramsey, Jr.,
submitted a Preliminary Verified Disclosure Statement
. . . . Frank V. Ramsey, Jr., set forth in his Verified
Disclosure that the mineral interests for said property had
been mined to exhaustion.
53. Subsequent to the Separation Agreement being
entered into Frank V. Ramsey, Jr., continued to receive
substantial amounts of royalties for the mineral rights to
the Hopkins County real property.
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54. In the inventory for the Estate of Frank V. Ramsey,
Jr., said mineral rights to the Hopkins County real
property are listed and valued in excess of $600,000.00
by the Executor.
55. Frank V. Ramsey, Jr., further failed to assess any
value to the mineral rights for the real property located in
Webster County in the [List] attached to the Separation
Agreement. Frank V. Ramsey, Jr.’s Preliminary Verified
Disclosure Statement states that the fair market value of
the real property is to be $3,500,000.00. Said value
approximates the value set forth in the [List].
56. Following the death of Frank V. Ramsey, Jr. said
mineral rights to the Webster County real property were
appraised . . . as of the date of death of Frank V. Ramsey,
Jr., for $3,824,000.00. In addition, said firm appraised
the surface rights of the Webster County real property for
$5.55 million as of the date of death of Frank V. Ramsey,
Jr.
57. The omissions and representations by Frank V.
Ramsey, Jr., were material in nature and constitute a
failure to provide full disclosure in entering into the
Separation Agreement.
R. at 84-85. Count VII sought to set aside portions of the Agreement that
prevented Wife from renouncing Husband’s will due to his alleged failure to
disclose these assets. R. at 91-94. Similarly, Count VIII alleged fraud on Wife’s
dower interests for Husband’s alleged failure to honor the agreement to treat all
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three children equally while transferring significant assets into a separate revocable
trust not subject to the provisions of the Agreement. R. at 94-96.3
In 2023, Wife and Defendants sought separate summary judgment on
Wife’s claims in Counts I, VII, and VIII based on Husband’s failure to disclose
mineral rights. As part of the extensive filings made by both parties in support of
these motions, Wife submitted an affidavit asserting that she had relied upon
Husband’s asset disclosure when signing the Agreement and had not then known
about the valuable mineral rights or payments for the land in Hopkins and Webster
Counties. R. at 3331-32. However, the Trial Court granted summary judgment to
Defendants on each of those counts of the complaint, holding:
the express language, waivers and acknowledgements
contained in the [Agreement] entered [into] between
Frank and Jean Ramsey while represented by extremely
competent and well[-]respected legal counsel on both
sides, is controlling and precludes, as a matter of law,
Plaintiffs’ factually unsupported claims as to Counts I,
VII and VIII of Plaintiffs’ Complaint.
R. at 4193.
On appeal, Wife contends that the Trial Court erred in granting
judgment to Defendants on her claims that Husband materially breached the
3
Although each count also contains allegations of breach or fraud due to provisions in
Husband’s will regarding the reimbursement of Estate tax, Wife’s appeal focuses solely on the
grant of summary judgment based on Husband’s alleged failure to disclose assets. Accordingly,
we will not address those tax issues in this portion of the Opinion and maintain focus solely on
the issues raised on appeal of this particular judgment.
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Agreement by failing to denote properly and completely the mineral-rights-based
assets in the List. First, with regard to Webster County, she alleges that Husband
entirely omitted his ownership interest in mineral rights, which were valued at
approximately $3,800,000 after his death. Instead, Husband had only listed two
parcels of Webster County land and valued them together at slightly over
$3,750,000 without reference to any mineral rights. Wife asserts that she was
entirely unaware of these rights when she signed the Agreement and that the Trial
Court erred in failing to consider an affidavit she provided as evidence of this
disputed fact. Second, regarding Hopkins County, Wife also contends that she
relied on Husband’s assertion in the List that mineral rights had only a nominal
value because the land had been mined to exhaustion. However, she alleges that
he collected over $3,300,000 in royalty payments from that land between 2011 and
his death in 2018.
Wife argues that these two List omissions constitute material
breaches, or at least a genuine issue of material fact as to the breaches, which
should allow her to withdraw from “only the provision of the Separation
Agreement where she relinquished her renunciation and dower rights.” Wife’s
Reply Brief, p. 6. In other words, Wife does not wish to set aside the portion of the
Agreement requiring creation of the Trust but seeks to alter the disposition of the
remainder of Husband’s Estate.
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In return, Defendants assert that the evidence fails to establish that
Husband intentionally failed to disclose assets or misled Wife as to their value.
Instead, they contend that the evidence proves that Wife had knowledge that the
properties in question could have contained valuable mineral rights but failed to
pursue independent valuation or to take further steps to secure that interest if she
chose. Since the only material facts at issue related to discrepancies in value that
the Agreement foreclosed Wife from challenging, Defendants argue that the Trial
Court properly granted their motion for summary judgment as to Counts I, VII, and
VIII.
Although both parties moved for summary judgment on these counts,
the Trial Court’s grant of Defendants’ motion means that we must review the
evidence in favor of Wife as the non-prevailing party. However, we also note that
Wife must still provide some affirmative evidence that there exists a genuine issue
of material fact. Steelvest, 807 S.W.2d at 482. To support her claim that there are
genuine issues of material fact precluding summary judgment, Wife primarily
relies on the affidavit filed in October of 2023, which provides as follows:
6. During our marriage I was not consulted regarding
financial decisions [Husband] made, including, but not
limited to real property and mineral rights.
7. During the divorce proceeding I was provided with
[Husband]’s Preliminary Verified Disclosure Statement
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. . . . I read [Husband]’s Preliminary Verified Disclosure
Statement and had no reason to question his assertions
therein.
8. When I signed the Separation Agreement that
resolved the divorce action, I relied on [Husband]’s
Preliminary Verified Disclosure Statement which stated
that the Hopkins County mineral rights had been mined
to exhaustion and were of nominal value. When I signed
the above mentioned Separation Agreement I further
relied on [Husband]’s Preliminary Verified Disclosure
Statement which document stated he was disclosing all
assets in which he held an interest. When I signed the
Separation Agreement I relied upon [Husband]’s
disclosures regarding his finances and further relied upon
those disclosures not failing to list any significant assets
in which he held an interest.
9. I further relied on [Husband]’s preparation of the
[List] attached to and incorporated into the Settlement
Agreement. I relied on [Husband]’s preparation of the
[List] disclosing all assets he held an interest in, and that
he did not fail to disclose any significant assets he held
an interest in.
10. As to the Hopkins County mineral rights, I did not
question those being listed by [Husband] as “not valued”
in the [List] because he had represented to me in his
Preliminary Verified Disclosure Statement that they had
been mined to exhaustion and were of nominal value.
11. At the time of entering into the Separation
Agreement, I did not know [Husband] was still receiving
royalty payments for the Hopkins County mineral rights.
12. At the time of entering into the Separation
Agreement, I did not know there were substantial mineral
rights associated with the Webster County property.
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R. at 3331-32. At oral argument, counsel for Wife asserted that the affidavit
supports Wife’s claim that she never possessed any true understanding of
Husband’s complex business and property interests during 60 years of marriage
and that she had relied in good faith on his representations once the union was
broken.
However, Defendants assert that the Trial Court correctly disallowed
this affidavit as evidence due to conflicts between its contents and Wife’s own
previous deposition testimony offered in May of 2022. During that deposition,
Wife testified as follows:
Q. Were you aware during your marriage with Mr.
Ramsey that he was receiving money for mineral rights
for coal in property, real estate that he owned?
A. Was I aware? I’m asking myself. Was I aware of all
this? I don’t know if I was aware or not.
Q. Let me rephrase the question. Did you know Mr. –
during your marriage did you know Mr. Ramsey was
getting checks related to the sale of coal on land that he
owned?
A. He probably told me. I mean, I didn’t –
[Wife’s counsel]: Try to answer the question he asked;
okay? He’s asking you if you knew. If you don’t – if
you don’t know, then just say you don’t know. If you do
know, then –
A. I’m not certain. I’m not.
-22-
Wife’s Depo., pp. 28-29. Neither Wife’s counsel nor Defendants’ counsel asked
pertinent follow-up questions to probe more specifically what actual knowledge
Wife possessed or lacked regarding the mineral royalties. Notably, counsel for
both parties encouraged a review of this deposition testimony in support of their
positions. Although counsel for Wife asserts that the affidavit only clarifies the
testimony offered in that deposition, a review of the transcript is most consistent
with Defendants’ interpretation that Wife clearly demonstrated no affirmative
memory of whether she had knowledge of any of Husband’s interests in mineral
rights. Throughout her deposition, Wife frequently struggled to understand
questions posed to her, and she generally testified that she had no specific
recollection of specific pieces of evidence shown to her.
Although Defendants cited only federal cases to support their position
that the Trial Court properly disallowed the affidavit, we have previously held that
“[w]hile a post-deposition affidavit may be admitted to explain deposition
testimony, an affidavit which merely contradicts earlier testimony cannot be
submitted for the purpose of attempting to create a genuine issue of material fact to
avoid summary judgment.” Gilliam v. Pikeville United Methodist Hosp. of
Kentucky, Inc., 215 S.W.3d 56, 62-63 (Ky. App. 2006) (internal quotation marks,
footnotes, and citations omitted).
-23-
Here, Wife’s subsequent affidavit conflicts with her deposition
testimony, where she averred that she did not know – one way or the other –
whether Husband received mineral royalty checks during the marriage. By
contrast, in the affidavit, which was not subject to cross-examination, she explicitly
and conclusively stated that she had not been aware at the time of the Agreement
that Husband was in fact receiving mineral royalties. Given the discrepancy
between the deposition testimony and affidavit, we find the Trial Court properly
concluded that the subsequent affidavit could not be used to create an issue of fact
where none previously existed. Id.
Without the affidavit, the Trial Court was left to determine from the
remaining evidence whether there existed a genuine issue of material fact as to
breach of the Agreement. In order to show breach, Wife must offer some evidence
that Husband failed to disclose the Webster mineral rights or provided a materially
inaccurate representation of the Hopkins mineral rights. The Trial Court
determined that the available evidence failed to do so.
Despite Wife’s deposition testimony that she could not recall whether
she had knowledge of any interest Husband had in mineral rights, Defendants have
provided evidence suggesting that Wife did have previous knowledge of certain
mineral rights prior to entering into the Agreement. This evidence includes Wife’s
signature on a Hopkins coal lease between Alliance Resource Properties, L.L.C.
-24-
and both spouses, as well as annual income from advance coal royalties with
checks made out to both Husband and Wife. See R. at 2311-24 and 3783.
Although counsel for Wife asserted at Oral Argument that this did not necessarily
prove Wife’s knowledge of the specific mineral right interests on the subject
properties, the record contains no affirmative evidence to contradict the conclusion
that Wife would reasonably have been aware of her own tax returns, bank
statements, and legal filings, all of which include references to interests in mineral
rights. R. at 2311-24, 3783, and 4282-83. Although the Trial Court did not have
the benefit of all of this evidence at the time summary judgment was entered, the
full record on appeal remains consistent with the conclusion that Wife did have
knowledge of at least some of these interests at the time she signed the Agreement
and that she had the opportunity to pursue further valuation prior to signing.
Similarly, regarding the Webster County property, no one disputes the
lack of any active mineral le