State of Iowa v. Steven Vivas
CourtCourt of Appeals of Iowa
Date FiledAugust 19, 2026
Docket25-0226
StatusPublished
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Full Opinion
IN THE COURT OF APPEALS OF IOWA
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No. 25-0226
Filed August 19, 2026
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State of Iowa,
Plaintiff–Appellee,
v.
Steven Vivas,
Defendant–Appellant.
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Appeal from the Iowa District Court for Scott County,
The Honorable Stuart P. Werling, Judge.
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SENTENCE VACATED AND CASE REMANDED WITH
DIRECTIONS
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Martha J. Lucey, State Appellate Defender, and Josh Irwin,
Assistant Appellate Defender, attorneys for appellant.
Brenna Bird, Attorney General, and Martha E. Trout (until withdrawal) and
Zachary Miller, Assistant Attorneys General, attorneys for appellee.
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Considered without oral argument
by Greer, P.J., and Buller and Langholz, JJ.
Opinion by Langholz, J.
1
LANGHOLZ, Judge.
In this unusual criminal appeal, the State and Steven Vivas agree that
the district court erred by failing to follow the procedural requirements for
accepting a defendant’s admission that he is a habitual offender. See Iowa R.
Crim. P. 2.19(8)(a); State v. Harrington, 893 N.W.2d 36, 45–47 (Iowa 2017).
But they disagree about the appropriate remedy. The State seeks a remand so
that the court can conduct the proper colloquy to accept Vivas’s admission
or let the State prove the necessary two prior felony convictions at trial. Vivas
contends that the State has lost its chance to prove the habitual-offender
sentencing enhancement, so the court must impose sentence on his felon-in-
possession-of-a-firearm conviction without the enhancement. Seeing little
daylight between this case and Harrington, we agree with the State that we
should grant the same relief as there. We thus vacate Vivas’s sentence and
remand for the court to accept Vivas’s admission with the proper colloquy or
to grant the parties a trial on the habitual-offender enhancement.
A jury convicted Vivas of possessing a firearm as a felon in violation of
Iowa Code section 724.26(1) (2024). After the jury returned its verdict, the
court explained: “[I]t is now incumbent for the State to prove beyond a
reasonable doubt that [Vivas] has been convicted of a felony in Iowa or in any
other state, except for if [Vivas] will waive that requirement and admit to
being a twice-convicted felon.” And so, the court asked Vivas’s counsel,
“[H]ave you had an opportunity to have that conversation with your client?”
Vivas’s counsel responded, “We’ve talked about it, Judge. Can we have just
one more minute?” And he eventually continued, “Your Honor, my client
has indicated he will waive the trial on whether he has the felony record.”
The State then sought to introduce the certified judgments of Vivas’s
two convictions as exhibits, “just for purposes of the record, even though the
2
State will not be required to prove that.” Vivas did not object. So the court
admitted the two exhibits. Vivas’s counsel agreed there was nothing further
to be done on the record. And the court adjourned the trial proceeding.
The court opened the sentencing hearing about two months later by
sharing its “recollection that, at the close of the trial, [Vivas] stipulated to
being a habitual offender.” Vivas’s counsel disagreed, asserting that “Mr.
Vivas did, in fact, stipulate that he was a felon,” but he “was never offered a
trial on the issue of whether he was a habitual offender and no evidence to
that effect was ever submitted to the Court.” He thus contended that because
“[h]e did not stipulate to having two felonies and that fact was not proven to
the Court,” the court could not impose the sentencing enhancement.
The State argued that the court was correct. It explained that Vivas
“did stipulate that he was a felon” for the underlying offense, “but then we
were going to proceed to the habitual offender proceeding and he stipulated
to being a habitual offender.” The State also reminded the court that “the
State had all of those exhibits prepared and marked, and I believe if the Court
goes in and looks, they were filed as exhibits.” After the court reporter read
back her notes of the trial transcript, the court then ruled:
That transcript indicated that . . . after the verdict was returned, the
defense counsel was inquired of in court in the presence of [Vivas] whether
or not he wished to have a trial on the issue of whether or not he was an
habitual offender and he agreed to waive that trial. The court finds,
therefore, that [Vivas] admitted that he was a twice-convicted felon by his
waiver of the trial on the issue.
Vivas and the State declined to make any further record about the habitual-
offender enhancement. And the court then proceeded with the sentencing
hearing, eventually imposing the enhanced fifteen-year prison sentence with
a three-year mandatory minimum. See Iowa Code §§ 902.8, 902.9(1)(c).
3
On appeal, both parties agree that Vivas’s enhanced sentence as a
habitual offender must be vacated.1 The State did not prove Vivas’s habitual-
offender status in a bifurcated trial. See Iowa R. Crim. P. 2.19(8). And the
district court did not engage in the required colloquy for a defendant to admit
that he is a habitual offender. See id. r. 2.19(8)(a); Harrington, 893 N.W.2d
at 45–47. So we too agree that the district court erred in imposing the
habitual-offender enhancement, and Vivas’s sentence must be vacated.
We thus turn to the fighting issue on appeal—the scope of the court’s
authority on remand. On similar facts in Harrington, the supreme court
remanded for the district court to conduct a habitual-offender colloquy
consistent with its newly established requirements “or, if [the defendant]
denies the prior convictions or their validity, for trial on whether he meets
the requirements of a habitual offender.”2 893 N.W.2d at 48. We granted that
same relief when the district court failed to follow the proper trial procedures
for proving the prior convictions needed to impose the habitual-offender
enhancement. See State v. Davis, 36 N.W.3d 775, 780 (Iowa Ct. App. 2026).
We see no material distinction between this case and those—especially
Harrington—that would justify departing from this remedy.
1
The State also concedes that we may consider this claim of error despite Vivas’s
failure to file a motion in arrest of judgment—as is ordinarily required to preserve error
on any deficiencies in a habitual-offender proceeding—because the district court did not
inform Vivas of his need to file such a motion to challenge the proceeding. See State v.
Smith, 924 N.W.2d 846, 850–52 (Iowa 2019).
2
The supreme court has repeatedly followed Harrington and granted the same
relief when the district court failed to engage in a proper colloquy. See Smith, 924 N.W.2d
at 853; State v. Coleman, 907 N.W.2d 124, 148 (Iowa 2018); State v. Steiger,
903 N.W.2d 169, 170 (Iowa 2017) (per curiam); cf. State v. Brewster, 907 N.W.2d 489, 495
(Iowa 2018) (extending Harrington to stipulations of prior OWI convictions and granting
the similar relief of remand for proper prior-conviction proceedings).
4
Vivas tries to avoid this precedent by arguing that the State’s
acquiescence to the district court’s reliance on Vivas’s defective admission
rather than asking for a proper colloquy or trial means that “[i]t should not
be given another opportunity on remand.” He thus contends that the remand
should be limited to a resentencing without the habitual-offender
enhancement. See Iowa Code § 902.9(1)(e) (setting a maximum five-year
prison sentence for a class “D” felony without the enhancement). But we see
nothing in Harrington or the other precedents applying the same remedy that
suggests the appropriate remedy turns on whether the State also objected to
the defective colloquy. See, e.g., Harrington, 893 N.W.2d at 40–41, 48. Nor is
this a case where a different remedy may be appropriate because the
defendant did not even purport to admit to the required prior conviction, see
State v. Jensen, No. 22-0081, 2022 WL 17828830, at *1–3 (Iowa Ct. App.
Dec. 21, 2022), or where the admitted convictions did not qualify under the
habitual-offender statute, see State v. Gordon, 732 N.W.2d 41, 43–45
(Iowa 2007).3 Vivas’s arguments for a different remedy are thus unavailing.
And so, we vacate Vivas’s sentence and remand with directions for
the district court to conduct further habitual-offender proceedings—either
to accept Vivas’s admission that he is a habitual offender with the proper
colloquy or to grant the parties a trial on the issue.
SENTENCE VACATED AND CASE REMANDED WITH
DIRECTIONS.
3
Vivas claims he did not make even a defective admission to being a habitual
offender. We do not claim to know what Vivas subjectively thought he was admitting to—
after all, one of the purposes of the missing colloquy was to ensure that his admission was
intelligent. See Harrington, 893 N.W.2d at 45–46. But objectively, the record shows that
Vivas’s counsel initially told the court that he was admitting to being a habitual offender.
5