Rachel E. Shinault v. State of Florida
CourtDistrict Court of Appeal of Florida
Date FiledJuly 8, 2026
Docket1D2024-2304
StatusPublished
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Full Opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
_____________________________
No. 1D2024-2304
_____________________________
RACHEL E. SHINAULT,
Appellant,
v.
STATE OF FLORIDA,
Appellee.
_____________________________
On appeal from the Circuit Court for Bay County.
Brantley S. Clark, Jr., Judge.
July 8, 2026
TREADWELL, J.
Appellant challenges the trial court’s revocation of her
probation and ensuing prison sentence. After she violated the
conditions of her probation by repeatedly using drugs and failing
to remain in drug treatment, the trial court sentenced her to two
years in prison with credit for time served.
Appellant filed a motion under rule 3.800(b)(2), Florida Rules
of Criminal Procedure, and argued that (1) the trial court
improperly designated and sentenced her as a violent felony
offender of special concern (VFOSC) without jury findings to
support the designation, and (2) after designating Appellant as
such, the trial court failed to make written findings on whether she
posed a danger to the community, as required by section
1
948.06(8)(e), Florida Statutes. We conclude that neither argument
warrants reversal of her sentence.
I.
With respect to Appellant’s first argument, the State argues
that Appellant failed to preserve the issue by objecting to the lack
of jury findings during sentencing. Although Appellant filed a
subsequent motion under rule 3.800(b)(2), the State asserts that
rule 3.800(b) motions only apply to sentencing errors, not errors in
the sentencing process. The State further asserts that, even if the
issue had been properly preserved, jury findings were not required
for Appellant’s VFOSC designation in these probation revocation
proceedings. We agree with the State on both assertions.
A.
Appellant relies on Erlinger v. United States, 602 U.S. 821
(2024), for the proposition that a jury, not the trial judge, was
required to make the findings necessary to support her designation
as a VFOSC. In Erlinger, the Supreme Court continued its
interpretation of the Fifth and Sixth Amendments requiring a
unanimous jury to find every fact essential to an offender’s
punishment, which it had previously applied in Apprendi v. New
Jersey, 530 U.S. 466 (2000). Erlinger, 602 U.S. at 832–33.
Accordingly, such lack-of-jury-findings claims are also known as
Apprendi claims.
This Court has previously held that such claims can be raised
in a motion pursuant rule 3.800(b). Mack v. State, 955 So. 2d 51,
55 (Fla. 1st DCA 2007); Arrowood v. State, 843 So. 2d 940, 941 (Fla.
1st DCA 2003). But after those decisions were issued, the Florida
Supreme Court explained in Jackson v. State that rule 3.800(b)
only applies to “errors in sentence-related orders,” not to errors “in
the sentencing process.” 983 So. 2d 562, 572 (Fla. 2008). In other
words, the error must be apparent in the sentencing order “entered
as a result of the sentencing process.” Id.
At the same time, however, the Florida Supreme Court
recognized that “rule 3.800(b) encompasses any claim that could
be raised under rule 3.800(a).” Id. at 574. Rule 3.800(a), in turn,
had previously been recognized by this Court as “an appropriate
2
procedural vehicle for raising an Apprendi claim.” Hughes v. State,
826 So. 2d 1070, 1072 (Fla. 1st DCA 2002). Thereafter, in Plott v.
State, the Florida Supreme Court agreed that Apprendi claims
could be asserted in a rule 3.800(a) motion. 148 So. 3d 90, 95 (Fla.
2014). Thus, for years, criminal defendants have permissibly
raised Apprendi claims under rules 3.800(a) and 3.800(b).
Recently, however, the Florida Supreme Court receded from
Plott and held that rule 3.800(a) “is not the proper vehicle for
raising a claim of error under Apprendi and its progeny.” Maye v.
State, No. SC2023-1184, 2026 WL 1346031, at *1 (Fla. May 14,
2026). And if Apprendi claims are no longer cognizable under rule
3.800(a), it is time for this Court to reevaluate our conclusion that
Apprendi claims are cognizable under rule 3.800(b), in light of the
more recent decision in Jackson which explained that rule 3.800(b)
only applies to “errors in sentence-related orders,” not to errors “in
the sentencing process.” 983 So. 2d at 572.
Notably, Appellant does not contend that her
Apprendi/Erlinger claim springs from an error in the sentence-
related order. Nor could she. The claim that a jury, not the judge,
is required to make a particular finding beyond a reasonable doubt
“alleges an error in the sentencing process—not an error in the
sentencing order itself.” Hicks v. State, 422 So. 3d 607, 609 (Fla.
1st DCA 2025) (Winokur, J., concurring). 1 Indeed, “the ‘ancient
rule’ that the government must prove to a jury every one of its
charges beyond a reasonable doubt” is a “procedural protection.”
Erlinger, 602 U.S. at 830–31 (quoting United States v. Haymond,
588 U.S. 634, 641 (2019)); see also Apprendi, 530 U.S. at 484
(describing the “reasonable doubt” requirement as a “procedural
protection”). The Florida Supreme Court has even recognized that
Apprendi sets forth “a rule of procedure that simply changes who
1 In Maye, the Florida Supreme Court complimented Judge
Winokur’s “thoughtful concurring opinion” in Hicks. 2026 WL
1346031, at *4 n.11. Justice Francis even endorsed Judge
Winokur’s discussion of “the sentence error versus sentencing
process error distinction.” Id. at *7 n.16 (Francis, J., concurring).
We endorse the same.
3
decides certain sentencing issues.” Hughes v. State, 901 So. 2d 837,
847–48 (Fla. 2005).
Accordingly, pursuant to Jackson, an Apprendi claim (or
Erlinger claim) is not cognizable under rule 3.800(b) because it
merely raises a procedural error. To the extent our pre-Jackson
precedents held otherwise, we recede from those decisions. Mack,
955 So. 2d at 55; Arrowood, 843 So. 2d at 941.
Given that Appellant’s Erlinger claim is not cognizable
through her rule 3.800(b) motion, she failed to preserve the claim
for appellate review.
B.
Even if Appellant’s Erlinger claim had been preserved during
sentencing, her designation as a VFOSC did not require any jury
findings. As relevant here, Florida law defines a VFOSC as a
person who is on felony probation and who has previously been
convicted of a qualifying offense. § 948.06(8)(b)2, Fla. Stat. (2024).
At the time of her recent sentencing, Appellant was on probation
and had previously been convicted of aggravated assault, which is
one of the qualifying offenses for VFOSC designation.
§ 948.06(8)(c)14, Fla. Stat. Appellant never contested her prior
conviction for aggravated assault nor argued that such offense is
not a qualifying offense for VFOSC designation. Appellant’s sole
contention is that the trial court’s factual finding that she had
previously been convicted of aggravated assault was a finding
required by a jury.
But Erlinger does not require a jury to find the fact of
Appellant’s prior conviction for purposes of the VFOSC
designation. Sanderson v. State, No. 1D2024-1311, 2026 WL
1314513, at *1 (Fla. 1st DCA May 13, 2026). The trial court could
properly make that finding. Id. Moreover, any judicial fact-finding
during Appellant’s recent sentencing occurred “in probation
revocation proceedings, in which there appears to be no Sixth
Amendment concern regardless of the impact on Appellant’s
sentence.” Id. at *2. For these reasons, we reject Appellant’s
Erlinger claim.
4
II.
With respect to Appellant’s second argument, the VFOSC
statute required the trial court to make written findings on
whether Appellant, as a VFOSC, posed a danger to the community.
See § 948.06(8)(e), Fla. Stat. (stating “the court shall . . . [m]ake
written findings”); see also Whittaker v. State, 223 So. 3d 270, 273–
74 (Fla. 4th DCA 2017) (“The written findings requirement of
section 948.06(8)(e) is mandatory, not discretionary.” (quoting
Barber v. State, 207 So. 3d 379, 384 (Fla. 5th DCA 2016))). The
State concedes that the trial court was required to make the
written findings on dangerousness and failed to do so, but it argues
that such error was harmless.
A.
The Fifth District has written most extensively on this error
in the case of Barber v. State, and it concluded that “the proper
remedy is to reverse the sentencing order and remand for another
sentencing hearing with directions that the trial court make the
necessary written findings.” 207 So. 3d 379, 385 (Fla. 5th DCA
2016) (citing Singh v. State, 135 So. 3d 1136 (Fla. 5th DCA 2014)).
Following the Fifth District’s conclusion in Barber, other district
courts have similarly remanded to the trial court to make the
required written findings on dangerousness. See, e.g., Samuels v.
State, 429 So. 3d 533, 538 (Fla. 4th DCA 2026); Walker v. State,
354 So. 3d 626, 630–31 (Fla. 2d DCA 2023); State v. Rincon, 273
So. 3d 1101, 1103 (Fla. 3d DCA 2019); Whittaker, 223 So. 3d at
273–75. This Court has been no different. See, e.g., Powell v. State,
376 So. 3d 834, 835 (Fla. 1st DCA 2024); Glenn v. State, 219 So. 3d
1010 (Fla. 1st DCA 2017).
None of the district courts, however, have analyzed an
argument by the State that the trial court’s failure to make written
findings on dangerousness constitutes harmless error, when the
trial court revokes probation anyway without such written
findings. The Third District recently acknowledged the State’s
argument that such error was harmless in this context, but instead
of analyzing the argument, the Third District rested on the above
precedents. Gibson v. State, 422 So. 3d 691, 694 (Fla. 3d DCA
2025).
5
The Supreme Court “has consistently made clear that it is the
duty of a reviewing court . . . to ignore errors that are harmless,”
including constitutional violations. United States v. Hasting, 461
U.S. 499, 509 (1983). As restated by the Florida Supreme Court,
the “supervisory power of the appellate court is inappropriate
when the error is harmless.” State v. Marshall, 476 So. 2d 150, 152
(Fla. 1985) (quoting State v. Murray, 443 So. 2d 955, 956 (Fla.
1984)). Thus, appellate courts have a duty to determine harmless
error even when the State fails to make an argument for such.
DeCastro v. State, 406 So. 3d 988, 991 (Fla. 3d DCA 2025) (citing
Jackson v. State, 107 So. 3d 328, 342 (Fla. 2012)). For these
reasons, despite prior remands by this Court, we consider below
whether a trial court’s failure to make the necessary written
findings under section 948.06(8)(e) is harmless when it
nevertheless revokes probation without such findings. Cf. Holton
v. State, 318 So. 3d 654, 657–58 (Fla. 1st DCA 2021) (analyzing a
new issue—preservation—and affirming, despite this Court’s prior
cases remanding for the required written findings).
B.
Harmless error analysis applies to both constitutional errors
and errors not based on constitutional grounds, Reynolds v. State,
251 So. 3d 811, 815 (Fla. 2018), such as nonfundamental
sentencing errors. Mandri v. State, 813 So. 2d 65, 66 (Fla. 2002).
Indeed, “not all errors committed at a criminal sentencing require
reversal,” and the sentence “may be affirmed if such errors are
harmless.” Brooks v. State, 969 So. 2d 238, 241 (Fla. 2007). Thus,
a trial court’s failure to make certain findings is not a basis for
remand if the error was harmless. See, e.g., Murray v. State, 616
So. 2d 955, 955–56 (Fla. 1993); Howard v. State, 615 So. 2d 229,
229 (Fla. 1st DCA 1993).
For sentencing errors challenged under rule 3.800(b), an error
“is harmless if the record conclusively shows that the trial court
would have imposed the same sentence” absent the error. Brooks,
969 So. 2d at 241–43. In other words, a sentencing error is
harmless “only if there is no reasonable possibility that the error
contributed to the sentence.” Reynolds, 251 So. 3d at 815 (quoting
Hurst v. State, 202 So. 3d 40, 68 (Fla. 2016)). For example, if “there
is no reasonable possibility that [a defendant] would have received
6
a lesser sentence absent the trial court’s error,” the error is
harmless. Smiley v. State, 295 So. 3d 156, 177 (Fla. 2020).
C.
Applying these principles and authorities to the present case,
we conclude that the trial court’s failure to make the written
findings pursuant to section 948.06(8)(e), Florida Statutes, was
inconsequential and therefore harmless. Under the terms of that
section, after a trial court makes the written findings, it uses those
findings only to determine whether it must revoke probation, as
follows:
a. If the court has found that a violent felony offender of
special concern poses a danger to the community, the
court shall revoke probation and shall sentence the
offender up to the statutory maximum, or longer if
permitted by law.
b. If the court has found that a violent felony offender of
special concern does not pose a danger to the community,
the court may revoke, modify, or continue the probation
or community control or may place the probationer into
community control as provided in this section.
§ 948.06(8)(e)2, Fla. Stat. (emphasis added).
Under both conclusions above—irrespective of the finding of
dangerousness—the trial court retains authority to revoke
probation and sentence the defendant to prison. Id. Only if the trial
court concludes that a defendant poses a danger to the community
is the trial court’s authority restrained, such that it may no longer
continue probation but must revoke it and issue a prison sentence.
Id. As the Fourth District has stated, “[a] trial court’s finding
under section 948.06(8)(e) . . . is significant because it determines
whether revocation of probation is mandatory or discretionary.”
Whittaker, 223 So. 3d at 274. The Second District has similarly
explained that section 948.06(8)(e) only “imposes minimum
sentencing requirements if the VFSOC is found to be a danger to
the community.” Walker, 354 So. 3d at 630 (emphasis added).
Thus, the only possible impact of the written findings under
7
section 948.06(8)(e) is to remove the trial court’s discretion to
continue probation.
In a case such as this, where the trial court did not continue
probation but sentenced the defendant to prison for reasons
unrelated to any finding of danger to the community, the trial
court’s failure to make written findings on such danger is
harmless. Logically, the trial court “would have imposed” a prison
sentence on Appellant even if it had made written findings about
whether Appellant posed a danger to the community. Brooks, 969
So. 2d at 241–43. The trial court’s lack of findings to support a
continuation of probation, which it independently chose not to
continue, cannot have affected the sentence. § 924.051, Fla. Stat.
(2024). There is thus no reasonable possibility that the trial court’s
error “contributed to the sentence,” Reynolds, 251 So. 3d at 815,
and there is no reasonable possibility that Appellant would have
received probation “absent the trial court’s error.” Smiley, 295 So.
3d at 177. Accordingly, the trial court’s failure to make written
findings pursuant to section 948.06(8)(e) was harmless.
Even the Fifth District in Barber recognized that a prison
sentence is still “proper” and “legal” regardless of whether the
defendant is found to pose a danger to the community. 207 So. 3d
at 383–84. Nevertheless, the Fifth District reasoned that written
findings are always necessary or else the statutory requirement
would be rendered “meaningless in certain circumstances.” Id. at
384. But harmless error analysis does not render a statute
meaningless, just as it does not render a constitutional provision
meaningless. Rather, the application of harmless error merely
prevents a trial court from taking additional actions, such as
making additional findings, that would themselves be
meaningless. The Legislature, not the Judiciary, is responsible for
crafting a statute to avoid scenarios where a trial court’s violation
of that statute becomes meaningless on appeal. Accordingly, we
disagree with the Fifth District’s reasoning in Barber that
disregards harmless error and imposes meaningless factfinding on
trial courts. 2
2 This is not a situation in which “meaningful appellate
review” is hindered, Walker v. State, 462 So. 2d 452, 453–54 (Fla.
8
D.
The concurring opinion agrees that the harmless error
standard requires affirmance but argues that we should not even
apply the harmless error standard because Appellant has not
experienced any adverse prejudice by the error to warrant
harmless error review.
We believe that the harmless error standard applies, because
the error in this case was entirely procedural. In other contexts,
the failure by a trial court to make required findings during the
sentencing process has been reviewed for harmless error. Murray,
616 So. 2d at 956; Howard, 615 So. 2d at 229; see also Smiley, 295
So. 3d at 177 (applying harmless error review to a trial court’s
sentencing order that did not adequately address the defendant’s
proposed mitigating circumstances). Even “meaningless
procedural hiccup[s]” during sentencing are reviewed for harmless
error. Weiss v. State, 720 So. 2d 1113, 1115 (Fla. 3d DCA 1998),
approved, 761 So. 2d 318 (Fla. 2000); see also Esquivel v. State, 958
So. 2d 517, 518–19 (Fla. 3d DCA 2007) (applying the harmless
error rule to “technical procedural errors”). Accordingly, the trial
court’s procedural error in failing to make the written findings
required by section 948.06(8)(e), Florida Statutes, should be
reviewed for harmless error.
The concurring opinion relies upon section 924.051(3), Florida
Statutes, to support the use of a standard different than the
harmless error standard. But section 924.051 codifies the harmless
1985), or the “public protection” is at risk, State v. Rucker, 613 So.
2d 460, 462 (Fla. 1993), by the trial court’s revocation of probation
absent a finding of dangerousness. To the extent the Fifth
District’s opinion in Barber can be read to suggest that “the
protection of the public” requires written findings in every
circumstance, 207 So. 3d at 384, regardless of the sentence
imposed, we disagree. The trial court here inherently protected the
public by sentencing Appellant to prison. Obviously, it would be a
different circumstance under the VFOSC statute (and on appeal)
if the trial court had continued probation without making the
required written findings to determine whether Appellant posed a
danger to the community.
9
error standard through its definition of “prejudicial error.” See
Goodwin v. State, 751 So. 2d 537, 543–44 (Fla. 1999) (explaining
that the definition of “prejudicial error” in section 924.051 is “the
converse of harmless error”). Indeed, the plain language of section
924.051 mirrors the harmless error standard. Compare
§ 924.051(1)(a), Fla. Stat. (defining an error as “prejudicial” if the
error “harmfully affected the judgment or sentence”) (emphasis
added) with Gaskin v. State, 361 So. 3d 300, 309 (Fla. 2023)
(explaining that an error is not “harmless” if there is a reasonable
possibility that the error “contributed to” (i.e., affected) the
sentence). This Court has also recognized the overlap between
section 924.051 and the harmless error standard. See Cole v. State,
866 So. 2d 761, 764–65 (Fla. 1st DCA 2004) (citing
section 924.051(3) for the harmless error standard).
The concurring opinion also relies on the line of cases
dismissing appeals of non-adverse decisions or rulings. See infra
(citing Earl v. State, 276 So. 3d 359 (Fla. 1st DCA 2019), approved,
314 So. 3d 1253 (Fla. 2021); State v. Perez, 979 So. 2d 986 (Fla. 3d
DCA 2008)). This line of cases recognizes that a party “may appeal
only from a decision in some respect adverse to him.” Earl, 276
So. 3d at 361 (quoting Credit Indus. Co. v. Remark Chem. Co., 67
So. 2d 540, 541 (Fla. 1953)) see also Philip J. Padovano,
Entitlement to Review, 2 Fla. Prac., Appellate Practice § 10:4 (2026
ed.) (“An order is not reviewable if it is entirely favorable to the
party seeking appellate review.”). Indeed, district courts routinely
dismiss appeals of non-adverse rulings in criminal cases. See, e.g.,
Harris v. State, 413 So. 3d 890 (Fla. 3d DCA 2025); Booker v. State,
400 So. 3d 716, 717 (Fla. 3d DCA 2024); Tate v. State, 323 So. 3d
856 (Fla. 4th DCA 2021); Johnson v. State, 282 So. 3d 1002 (Fla.
1st DCA 2019).
Here, the underlying sentencing decision cannot be described
as favorable to Appellant or more lenient than the law requires.
Cf. Earl, 276 So. 3d at 361–62. After all, the trial court revoked
probation and imposed a prison sentence. There is simply nothing
inherently favorable or non-adverse about the substance of the
decision or ruling below. As a result, the adverseness principle
from this line of cases is inapplicable.
10
Finally, the concurring opinion places the burden on
Appellant to establish that she was adversely impacted by the
error. But the Florida Supreme Court has made clear that the
burden on a criminal defendant during an appeal is merely to
demonstrate “that an error occurred in the trial court, which was
preserved by proper objection.” Goodwin, 751 So. 2d at 544. Once
that burden is met, the appellate court then engages in harmless
error analysis. Id. To place a threshold burden upon the defendant
of showing harm “would not only be an abdication of judicial
responsibility, but could lead to the unjust result of an affirmance
. . . even though the appellate court was not convinced beyond a
reasonable doubt that the error did not affect” the outcome. Id. at
546.
In this case, the State argues that the trial court’s failure to
make the findings on dangerousness required by section
948.06(8)(e), Florida Statutes, is harmless error and should result
in affirmance. The above analysis shows that we believe the State
has met its burden under the correct standard of review.
* * *
Having determined that the trial court’s error was harmless,
we affirm the sentence below.
AFFIRMED.
M.K. THOMAS, J., concurs; WINOKUR, J., concurs specially.
_____________________________
Not final until disposition of any timely and
authorized motion under Fla. R. App. P. 9.330 or
9.331.
_____________________________
11
WINOKUR, J., concurring specially.
I agree that we should affirm the sentence and generally agree
with the majority opinion, but I wish to clarify one matter. 1
The majority astutely observes that the trial court’s failure to
make written findings as to whether Appellant Rachel Shinault
poses a danger to the community did not prejudice her in any way.
But this conclusion exposes tension between two concepts. The
first is that an error cannot support relief on appeal if it is not
“adverse” to the appellant. This inquiry is a threshold question: if
the complained-of ruling does not harm the appellant, or if it
actually benefits her, then there is no basis for appellate relief at
all.
The second is the concept of “harmless error,” which presumes
that the complained-of ruling was adverse to the appellant but
examines the record to determine whether the error affected the
outcome of the proceeding in such a way that reversal is
warranted.
In my view, these concepts are often conflated, especially in
criminal appeals. This is because they both involve whether a trial
court error is prejudicial to the appellant. But they remain distinct.
One is a threshold question; the other is a question of appropriate
relief. The distinction is not academic: an appellant bears the
burden of demonstrating adverseness, see, e.g., section 924.051(3),
Florida Statutes (prohibiting appeal “unless a prejudicial error is
alleged”); whereas the State bears the burden of demonstrating
1 I further note, consistent with my concurring opinion in
Hicks v. State, that Erlinger v. United States, 602 U.S. 821 (2024),
which simply applied well-settled constitutional law to a particular
federal sentencing matter and explicitly did not establish any new
standards, has no particular relevance to any matter involving a
Florida sentencing law. 422 So. 2d 607, 610 (Fla. 1st DCA 2025)
(Winokur, J., concurring). To the extent that 948.06(8)(e)1.,
Florida Statutes, could violate Shinault’s right to a jury, that
question can be answered without resort to Erlinger.
12
that that an error is harmless. See State v. DiGuilio, 491 So. 2d
1129 (Fla. 1986); Jackson v. State, 213 So. 3d 754 (Fla. 2017).
In recognizing the distinction, I conclude that the court’s
failure to determine whether Shinault poses a danger to the
community was not adverse to her. Because Shinault cannot meet
this threshold requirement, we should affirm without determining
whether the error was “harmless” under the standards applicable
to that rule.
I
A
We expressed the “adverseness” principle in Earl v. State,
where we ruled that a defendant is not entitled to correction of an
illegal sentence when the applicable statute required a harsher
sentence than the one imposed; we dismissed on the ground that
the sentencing mistake was not adverse to the appellant. 276 So.
3d 359, 361 (Fla. 1st DCA 2019), approved, 314 So. 3d 1253 (Fla.
2021). See also Boyd v. State, 387 So. 3d 454, 460 (Fla. 1st DCA
2024) (noting that an appellant cannot show prejudice when given
an unlawfully lenient sentence); State v. Perez, 979 So. 2d 986, 988
(Fla. 3d DCA 2008) (“It is axiomatic that no party has standing to
object to a ruling which does not adversely affect its substantial
rights, let alone one which is favorable to its interests.” (citation
omitted)). 2
2 The court typically dismisses the appeal when the appellant
fails to demonstrate that the challenged ruling was adverse to him.
See, e.g., Bodenstab v. Dep’t of Pro. Regul., Bd. of Med., 648 So. 2d
742, 743 (Fla. 1st DCA 1994) (dismissing appeal because
challenged order did not adversely affect the appellant). But we
held in Gazoombi v. State that summary affirmance under Florida
Rule of Appellate Procedure 9.315(a), rather than dismissal, is
appropriate in direct criminal appeals where the appellant fails to
meet this threshold requirement. 406 So. 3d 371, 378 (Fla. 1st DCA
2025). We recognized in Gazoombi that “whether there is
substantive harm to be remedied is the threshold question in any
direct appeal” and that “if a district court determines there has
been no showing of harmful error committed by the trial court,” it
should summarily affirm the conviction under rule 9.315(a). Id.
13
B
The majority correctly determines that the failure to make
written findings as to whether Shinault poses a danger to the
community did not prejudice her in any way. But the majority,
citing Brooks v. State, 969 So. 2d 238 (Fla. 2007), concludes that
the error was “harmless” because the record shows that the trial
court “would have imposed” the same sentence even absent the
error. Because Brooks makes it clear that the “would have
imposed” test applies the DiGuilio harmless-error standard, it
necessarily places the burden of proving that the court would have
imposed the same sentence on the State. Brooks, 969 So. at 239.
DiGuilio holds that the harmless error test “places the burden
on the state, as the beneficiary of the error, to prove beyond a
reasonable doubt that the error complained of did not contribute
to the verdict or, alternatively stated, that there is no reasonable
possibility that the error contributed to the conviction.” 491 So. 2d
at 1135. Even though the DiGuilio harmless error test by its terms
addresses errors at trial (that is, by asking whether the error “did
not contribute to the verdict”), our supreme court has applied it to
sentencing errors. See, e.g., Williams v. State, 209 So. 3d 543, 566
(Fla. 2017) (“Where the error concerns sentencing, the error is
harmless only if there is no reasonable possibility that the error
contributed to the sentence.”). The State maintains the burden of
demonstrating this harmlessness in sentencing. Jackson, 213 So.
3d at 786–87 (“[A] sentencing error is considered harmless if the
State can prove beyond a reasonable doubt that there is no
reasonable possibility that a lesser sentence would have resulted
without the error.”). 3
(emphasis in original). This procedure differs from affirmance
following a determination that a review of the record demonstrates
that an error is not harmless under the standards of DiGuilio or
related cases.
3 DiGuilio adopted a specific harmless-error standard for
“constitutional errors.” DiGuilio, 429 So. 2d at 1134. In Goodwin
v. State, 751 So. 2d 537 (Fla. 1999), our supreme court expanded
DiGuilio to all trial errors, including non-constitutional ones. In
dissent Justice Wells argued that the enactment of section
14
C
Section 924.051(3) recognizes the distinction between the
adverseness requirement and the harmless error requirement. The
subsection reads as follows:
An appeal may not be taken from a judgment or order of
a trial court unless a prejudicial error is alleged and is
properly preserved or, if not properly preserved, would
constitute fundamental error. A judgment or sentence
may be reversed on appeal only when an appellate court
determines after a review of the complete record that
prejudicial error occurred and was properly preserved in
the trial court or, if not properly preserved, would
constitute fundamental error.
The first sentence states the adverseness requirement: an
appeal may not be taken unless the appellant “alleges” a
“prejudicial” error. Because it involves a requirement to allege
error, I take this as a threshold requirement to raise an error that
prejudiced the appellant, or stated differently, error that was
adverse to the appellant. The second sentence is the harmless error
requirement: a judgment may not be reversed unless a “review of
the complete record” demonstrates that prejudicial error occurred.
In short, I believe that section 924.051(3) recognizes that the
adverseness requirement and the harmless error requirement are
distinct. 4
924.051(7) necessarily set a different harmless-error standard for
non-constitutional errors. While I am persuaded by Justice Wells’
opinion, our supreme court has yet to reconsider Goodwin.
4 The majority argues that this conclusion is inconsistent with
Goodwin, because it ruled that “prejudicial error” in section
924.051 means “harmless error.” In fact, Goodwin solely addressed
the requirements of subsection (7) of section 924.051 and wrote
nothing about subsection (3), in particular the first sentence of
subsection (3) that prohibits appeal unless the appellant “allege[s]”
prejudicial error. Subsection (7) clearly involves harmless error, as
it addresses whether a conviction or sentence may be “reversed;”
that is, it addresses appropriate relief rather than a threshold
15
II
The adverseness principle applies here. If the sentencing
court had filed a written order concluding that Shinault posed a
danger to the community, in accordance with section
948.06(8)(e)1., the only result would have been that revocation of
her probation would have been mandatory. § 948.06(8)(e)2.a., Fla.
Stat. Conversely, if the court had found that Shinault did not pose
a danger to the community, it still would have been permitted to
revoke probation, but revocation would not have been required.
§ 948.06(8)(e)2.b., Fla. Stat. If the error harmed anyone, then it
was the State because the lack of a finding precluded the State
from claiming that revocation was mandatory. 5
The sentencing court revoked Shinault’s probation, without
regard to the factors listed in section 948.06(8)(e)1. Accordingly,
matter. Specifically, Goodwin addressed the requirement in
subsection (7) that assigns to the appellant “the burden of
demonstrating that a prejudicial error occurred.” As I noted above,
I question the Goodwin court’s conclusion that the Legislature
could not require the appellant to demonstrate that the error was
harmful rather than require the State to prove that an error was
harmless, but Goodwin has not been reconsidered. But even if I
accepted Goodwin unreservedly, it still does not address the
adverseness requirement. Its discussion of “prejudicial error”
refers to that term’s use with regard to the harmless-error
requirements of subsection (7). I believe my construction of
subsection (3) is consistent with cases requiring the appellant to
establish adverseness as a threshold matter.
5 Noting that the ultimate sentencing decision “cannot be
described as favorable to [Shinault] or more lenient than the law
requires” because the trial court revoked probation and imposed a
prison sentence, the majority concludes that the adverseness
principle cannot apply. (Majority op. at 10). But the error Shinault
alleges is not an unlawful revocation of probation; it is the failure
to make written findings as to whether she posed a danger to the
community. Regardless of whether this error was “favorable” to
Shinault, it was certainly not adverse to her.
16
even if the court had made the dangerousness finding under that
subparagraph, then Shinault could not have received a more
lenient sentence than the one imposed. Again, the only possible
different outcome would have been mandatory revocation rather
than a discretionary one. In other words, the trial court’s failure to
comply with section 948.06(8)(e)1. was not adverse to Shinault at
all, so she has no basis to seek appellate relief. 6
The majority opinion admirably demonstrates why the court’s
failure to make a written finding of dangerousness could not have
led to a different sentence for Shinault. The court concludes that
the error is therefore harmless. But in my view, we need not
consider whether this conclusion means that the State bears the
burden of demonstrating that the error is “harmless beyond a
reasonable doubt” and fails to support reversal. Instead, because
Shinault did not meet her threshold burden of demonstrating that
the failure to make a finding of dangerousness was adverse to her,
we need not consider whether the error was “harmless.”
Subject to these observations, I join the majority’s decision to
affirm.
_____________________________
Jessica J. Yeary, Public Defender, and Joel Daniel Arnold,
Assistant Public Defender, Tallahassee, for Appellant.
James Uthmeier, Attorney General, and Darcy Townsend,
Assistant Attorney General, Tallahassee, for Appellee.
6 Barber v. State, mentioned by the majority, acknowledged
that the revocation of probation was legal with or without a
dangerousness finding pursuant to section 948.06(8)(e)1., but
reversed the sentence anyway because the finding was required by
statute. 207 So. 3d 379, 383–84 (Fla. 5th DCA 2016). This view
distorts the purpose of appellate review by ignoring the
adverseness requirement. We do not hear appeals so that we can
correct every mistake made by a trial court; rather, we hear them
to address whether a party has been prejudiced by a judicial error.
Put another way, appellate courts do not exist to monitor trial
courts for the purpose of enforcing compliance with statutory
requirements; they exist to correct prejudicial errors.
17