J. Carlton Mitchell, Esq. v. Michael Todd Flatt
CourtDistrict Court of Appeal of Florida
Date FiledAugust 5, 2022
Docket2D21-0487
StatusPublished
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Full Opinion
DISTRICT COURT OF APPEAL OF FLORIDA
SECOND DISTRICT
J. CARLTON MITCHELL, ESQ.,
Appellant,
v.
MICHAEL TODD FLATT,
Appellee.
No. 2D21-487
August 5, 2022
Appeal from the County Court for Hillsborough County; Michael C.
Baggé-Hernández, Judge.
J. Carlton Mitchell, pro se.
J. Kevin Carey of Law Offices of J. Kevin Carey P.A., Tampa
(withdrew after briefing); Barbara Prasse-Anderson of Prasse-
Anderson Law Group, Tampa (substituted as counsel of record), for
Appellee.
SMITH, Judge.
This is an appeal from a series of orders finding entitlement to
sanctions in favor of Michael Todd Flatt based on a discovery
violation by defense attorney J. Carlton Mitchell and awarding fees
and costs related to the violation against attorney Mitchell. As
detailed below, we affirm without comment the order finding
entitlement to expenses related to a discovery violation under
Florida Rule of Civil Procedure 1.380(d) and the related portion of
the order denying reconsideration of that finding. We likewise
affirm without comment the award of costs in the amount proven to
have been reasonably expended. However, because Mr. Flatt's
attorney, J. Kevin Carey, was fully aware of the obligation to
present expert testimony to support the reasonableness of the fee
sought and because counsel failed to meet this obligation, we
reverse that portion of the order awarding attorney's fees without
remand. Based upon the exceptional facts of this case, Mr. Flatt is
not entitled to an additional opportunity to meet this burden and
present the requisite expert testimony substantiating the
reasonableness of the fee amount sought.
I.
Within the underlying litigation, attorney Mitchell served as
counsel for Marci Beth Baron-Flatt (the defendant below) in a case
brought by Mr. Flatt, her former husband (the plaintiff below),
2
concerning an alleged loan between the former spouses. After Ms.
Baron-Flatt failed to attend a scheduled deposition at the advice of
attorney Mitchell, Mr. Flatt moved for discovery sanctions against
attorney Mitchell under rule 1.380(d). Following a hearing on the
sanctions motion, the trial court entered an initial order granting
the motion finding that Mr. Flatt was entitled to sanctions against
attorney Mitchell. Following a second hearing, the trial court
denied reconsideration of the entitlement finding and awarded
attorney's fees and costs under rule 1.380(d) against attorney
Mitchell. Attorney Mitchell challenges both orders on appeal.
At the second hearing set for determining the amount of fees
reasonably expended, Mr. Flatt's counsel below, attorney Carey,
testified as to his billing records related to the deposition and Ms.
Baron-Flatt's failure to attend the same based on her attorney's
advice. He also testified that he believed his fee was reasonable.
However, while attorney Carey had engaged a fee expert to testify as
to the reasonableness of his fee, that expert was unexpectedly
unavailable at the hearing and did not testify. A continuance to
allow the fee expert to testify was discussed on the record but was
not pursued by attorney Carey. Instead, attorney Carey attempted
3
to introduce the fee expert's affidavit, which drew an objection from
attorney Mitchell on hearsay grounds. The hearsay objections were
sustained and the fee expert affidavit was excluded by the trial
court.1
Ultimately, the trial court granted an award of fees against
attorney Mitchell in the amount of $4,695—the amount submitted
in attorney Carey's billing records. However, evidence as to the
reasonableness of the hours and rate comprising that amount in
the form of expert testimony was not presented despite attorney
Mitchell arguing to the trial court that such evidence was required
and attorney Carey's awareness of this evidentiary requirement.
Instead, the record reflects that attorney Carey argued in favor of
the court deciding the matter without the presentation of such
expert testimony.
1 The propriety of excluding the expert affidavit as hearsay is
not in dispute in this appeal and is only relevant to the extent that
there is nothing in the record to indicate that this affidavit was
introduced such that it could have, properly or otherwise, provided
an evidentiary basis to support a finding of reasonableness as an
alternative to the expert's testimony.
4
II.
Rule 1.380(d) provides that if a party fails to appear at a
scheduled deposition after being served with proper notice, the trial
court may impose sanctions, including "the reasonable expenses
caused by the failure, which may include attorneys' fees." Fla. R.
Civ. P. 1.380(d). The law is well-settled: "Even when an attorney's
fee award is entered as a sanction, it must be supported by expert
evidence as to the reasonableness of the amount of time expended
and the reasonableness of the hourly fee." Rakusin v. Christiansen
& Jacknin, P.A., 863 So. 2d 442, 444 (Fla. 4th DCA 2003); see also
Crittenden Orange Blossom Fruit v. Stone, 514 So. 2d 351, 352–53
(Fla. 1987) ("[I]t is well settled that the testimony of an expert
witness concerning a reasonable attorney's fee is necessary to
support the establishment of the fee." (first citing In re Estate of
Cordiner, 497 So. 2d 920 (Fla. 2d DCA 1986); then citing Mullane v.
Lorenz, 372 So. 2d 168 (Fla. 4th DCA 1979); and then citing Lyle v.
Lyle, 167 So. 2d 256 (Fla. 2d DCA 1964)).
In the instant case, there is no question that the trial court
erred in determining the amount of attorney's fees without
considering expert testimony as to reasonableness. See Rakusin,
5
863 So. 2d at 444; see also Fitzgerald v. State, 756 So. 2d 110, 112
(Fla. 2d DCA 1999) ("Although the attorney can testify as to the
amount of time expended, the attorney must present some expert
testimony as to what would be a reasonable hourly fee."); Snow v.
Harlan Bakeries, Inc., 932 So. 2d 411, 412 (Fla. 2d DCA 2006)
(recognizing that an attorney cannot offer self-proof on the
reasonableness of his or her fees without resort to independent
expert testimony). The parties dispute, however, whether this case
should be remanded for Mr. Flatt to have another opportunity to
introduce the necessary expert testimony. Attorney Mitchell urges
this court to reverse without remand under Tracey v. Wells Fargo
Bank, N.A., 264 So. 3d 1152, 1168 (Fla. 2d DCA 2019), which
stands for the proposition that an appellate court "may exercise
some level of equitable discretion to consider the circumstances of
the particular case" when determining the scope of remand. Mr.
Flatt, however, requests another opportunity to present the
requisite expert testimony citing no cases at all in support of his
position.2
2 Contrary to the dissent's view that the majority has gone
astray from the issues briefed, the parties argued the scope of
6
"[R]emand directions are within the discretion of the appellate
court" as bounded by the limits of the law. See R.J. Reynolds
Tobacco Co. v. Prentice, 290 So. 3d 963, 967 (Fla. 1st DCA 2019),
approved, No. SC20-291, 47 Fla. L. Weekly S78 (Fla. Mar. 17, 2022)
(citing Tracey , 264 So. 3d at 1168-69). "Generally, when an
attorney's fee or cost order is appealed and the record on appeal is
devoid of competent substantial evidence to support the order, the
appellate court will reverse the award without remand." Rodriguez
remand in their briefs and at oral argument using the same record
facts upon which we rely. We also note additional concessions on
related facts made by attorney Carey at oral argument. While
attorney Mitchell does not cite to Cottman v. Cottman, 418 So. 2d
1241 (Fla. 4th DCA 1982), which we consider below and find to be
more persuasive within the specific context of fee-order reversals
and these particular facts, his citation to Tracey constitutes
sufficient briefing of this matter and in no way diminishes our
conclusion that the scope of remand is an issue we must decide in
light of the necessary reversal. Cf. Polyglycoat Corp. v. Hirsch
Distribs., Inc., 442 So. 2d 958, 960 (Fla. 4th DCA 1983) ("It is the
duty of counsel to prepare appellate briefs so as to acquaint the
Court with the material facts, the points of law involved, and the
legal arguments supporting the positions of the respective parties.
When points, positions, facts and supporting authorities are
omitted from the brief, a court is entitled to believe that such are
waived, abandoned, or deemed by counsel to be unworthy.").
Moreover, we can hardly fault attorney Mitchell for failing to raise
an issue in his answer brief that did not unfold until oral argument.
7
v. Campbell, 720 So. 2d 266, 268 (Fla. 4th DCA 1998). Rodriguez
also recognizes that there are exceptions to that general rule:
[W]hen the record contains some competent substantial
evidence supporting the fee or cost order, yet fails to
include some essential evidentiary support such as
testimony from the attorney performing the services, or
testimony from additional expert witnesses, the appellate
court will reverse and remand the order for additional
findings or an additional hearing, if necessary.
Id.; accord Snow, 932 So. 2d at 413 ("Because the trial court
determined the amount of attorney's fees without expert testimony,
we reverse and remand. We remand because the record is not
completely devoid of evidence—both the trial and appellate
attorneys provided sworn affidavits and testified as to their rate and
hours."); cf. Tutor Time Merger Corp. v. MeCabe, 763 So. 2d 505, 506
(Fla. 4th DCA 2000) (confirming propriety of discovery sanctions
but reversing fee award without remand where there was no
evidence of "hours reasonably expended as a result of the discovery
violations or a reasonable hourly rate").3
3 Although the dissent refers to these purported exceptions as
the general rule, the only portion of Rodriguez that references
something as a general rule is its recognition that cases devoid of
competent substantial evidence are generally not remanded for a
second evidentiary hearing. 720 So. 2d at 268.
8
This is not a case where the attorney testified as to the
amount of time expended and the rate charged but simply neglected
to obtain testimony from an expert witness on the reasonable
amount of the fees, such that the instances articulated as
"exceptions" that allow for remand despite the general rule might be
read to apply.4 This is a unique case involving counsel's conscious
4 Whether these cases truly recognize a formal, articulable
exception—or whether these cases merely represent instances of
deviation from the generally articulated rule based upon factual and
procedural distinctions together with a lack of careful consideration
of the remand language used in these opinions—is a legitimate
question, as is the companion question of whether the mere
existence of evidence on the record going to the amount of fees and
hours actually expended should be enough to require remand when
there is no evidence presented which could be applied
independently to the question of whether that time and amount was
reasonable. Cf. Spencer v. Ditech Fin., LLC, 242 So. 3d 1189, 1195
(Fla. 2d DCA 2018) (Salario, J., specially concurring) (recognizing a
disunity in various cases involving the scope of remand in
foreclosure cases and noting a need for a more deliberate
examination and consistent approach when "we are making
decisions about [scope of remand in foreclosure cases] based on
considerations that do not bear an obvious relationship to the rule
governing the consequences of a party's failure to meet its burden of
proof that we apply in cases other than foreclosures and that we
may not be able to limit to the foreclosure context on a principled
basis" because "[s]omeday, for instance, a lawyer is going to ask
that we apply the some-evidence-no-evidence rule in a garden
variety contract or tort case, a result we may well consider
unadvisable"). Both questions deserve consideration within a fully
briefed case in a posture best suited to resolve those issues. This
is, however, not that case.
9
decision to not present necessary evidence and to proceed without
it. Under such circumstances, Rodriguez acknowledges, apart from
even the general rule and certainly without resort to examining
possible exceptions thereto, a case from the Fourth District in
which the court refused to remand for an additional evidentiary
hearing where "the fee-seeking attorney admitted to the trial court
he was aware of the need for additional expert testimony
substantiating the reasonableness of his fees, yet failed to provide
the evidence he promised." 720 So. 2d at 268 ("Under those
circumstances this court refused to remand for further hearing
'[b]ecause the attorney was fully aware of his obligations and failed
to meet them.' " (alteration in original) (quoting Cottman v. Cottman,
418 So. 2d 1241, 1243 (Fla. 4th DCA 1982)). We find the facts in
Cottman to be on all fours with the facts of this case—the same
scenario and basis not to remand for a second bite at the apple is
presented in this appeal.5
5 The dissent discounts the majority's reliance on Cottman—as
an outlier—which we should disregard. We take no issue with the
fact that Cottman is a unique case with scarce application, but the
facts presented to us here are equally unique and strikingly similar.
Moreover, we are unaware of any legal basis which requires us to
ignore its application simply because of its infrequent presentation
10
Fee awards must be supported by "a predicate of substantial
competent evidence in the form of testimony by the attorney
performing services and by an expert as to the value of those
services." Cooper v. Cooper, 406 So. 2d 1223, 1224 (Fla. 4th DCA
1981) (emphasis added) (citing Cohen v. Cohen, 400 So. 2d 463, 465
(Fla. 4th DCA 1981)). At the hearing to determine the
reasonableness of his fee, attorney Carey was aware that the
reasonableness of his fee must be established by way of an expert
witness. To be sure, he had retained an expert to testify to the
reasonableness of his fee and had an affidavit in support of that
anticipated testimony. Moreover, attorney Carey's affidavit in
support of the hours he claims were expended related to the
discovery matter and his rate referenced the expert affidavit.
Ultimately, however, the expert did not appear at the hearing.
and reliance by other courts. The fact that cases have seldomly
presented district courts with the need to address such conscious
decisions by counsel to proceed without admittedly necessary
evidence—well-established under Florida law—says more about the
credit due to most practitioners for properly exercising their duties
of advocacy and candor, than about whether those cases should be
applied when those duties are not met.
11
When presented with an opportunity to continue the hearing
to allow the expert to testify at a later rescheduled hearing, attorney
Carey declined. Instead, attorney Carey expressly chose to proceed
without that essential expert testimony. Cf. John Hancock Mut. Life
Ins. v. Zalay, 522 So. 2d 944, 946 (Fla. 2d DCA 1988) ("A party
cannot be penalized for good faith reliance on a trial court's ruling."
(emphasis added) (citing Fla. Air Conditioners, Inc. v. Colonial Supply
Co., 390 So. 2d 174 (1980))). When the expert's affidavit was
offered into evidence, attorney Mitchell objected on hearsay grounds
and the expert affidavit was excluded by the trial court. Attorney
Carey then attempted to testify to the reasonableness of his own
fee. When attorney Mitchell argued to the trial court that expert
testimony was required to support any fee award and none was
presented by way of testimony or affidavit, attorney Carey
responded that "there's no requirement of an Affidavit of
Reasonableness by [the expert] or anybody else. [Judge] you can
make that finding. I'm not sure where [attorney] Mitchell is coming
up with that law, but it's flat[-]out wrong. You don't need a
12
separate expert on this. You can make this finding."6 Although an
6 Although the reply brief contains an argument that there was
no legal requirement to present expert testimony in support of the
requested fees, at the oral argument attorney Carey conceded that
he knew he was required to have an expert but that after the trial
court offered its own authority to proceed without an expert, he was
reluctant to correct the trial court. While we are mindful of the
difficult task in apprising a trial court that its authority is
misplaced, attorneys have an obligation of candor to the tribunal
regarding the controlling legal authority. See R. Regulating Fla. Bar
4-3.3(a). And the transcripts from the fee hearing indicate that
attorney Carey's argument against needing this expert testimony
was robust and encouraged the trial court to proceed without
expert testimony, belying that this was mere acquiescence to the
trial court's ruling to proceed.
We recognize, as the dissent points out, that we are
constrained by the issues raised by the parties, but the rules of
appellate review are not so limited as to restrict us from acting on
factual concessions made by parties at oral argument which are
contrary to legal positions taken in the briefs. See Nesbitt v.
Candler County, 945 F.3d 1355, 1357 (11th Cir. 2020) ("A party can
be held to concessions and admissions its counsel made at oral
argument." (citing Crowe v. Coleman, 113 F.3d 1536, 1542 (11th
Cir. 1997))). In fact, appellate courts frequently act upon parties'
concessions at oral argument, which conflict with the arguments
raised in their briefs. See, e.g., Greenspoon v. Lewin, 645 So. 2d
164, 164 (Fla. 4th DCA 1994) ("The letter was irrelevant and should
not have been admitted, and we would have normally reversed for a
new trial because of the admission of the letter and because of the
tactics defense counsel took in regard to it thereafter. At oral
argument, however, her counsel announced that in the event we
affirmed the issue involving whether the defendants' offer of
judgment was untimely, she would be satisfied with the amount the
jury awarded and did not want to go through a new trial."); Nichols
v. Rinker Materials Corp., 593 So. 2d 1228, 1228 (Fla. 1st DCA
1992) ("The employer/carrier conceded [a point related to remand]
at oral argument . . . . We reverse and remand on these issues, but
13
affidavit is not required and cannot substitute for expert testimony,
there is no doubt that expert testimony must be presented.
The dissent argues we should apply our holding in Snow,
which reversed the trial court's order awarding attorneys' fees
because there was no expert evidence presented as to the
reasonableness of the time expended and rate charged and remand
for another evidentiary hearing, allowing for the presentation of the
required expert testimony. Contrary to the dissent's assertion,
Snow is not on all fours with this case. In Snow, the defendant,
Harlan Bakeries, moved for fees as the prevailing party at both the
trial and appellate levels. Snow, 932 So. 2d at 412. At the
evidentiary hearing to determine the amount of fees, Harlan
Bakeries' attorneys presented their attorneys' fees evidence by way
of affidavits from the trial and appellate attorneys, which attached
their relevant invoices. These affidavits averred that the fees were
affirm the order of the JCC in all other respects."); Bystrom v. Fla.
Rock Indus., 468 So. 2d 1087, 1087 (Fla. 3d DCA 1985) ("Counsel
for the appellant conceded [a point related to the scope of the res
judicata effect of a prior opinion in the case] at oral argument . . . .
With that concession, the judgment entered pursuant to our
mandate is affirmed."). Therefore, attorney Carey's concessions
here will not fall on deaf ears.
14
reasonable. Id. Snow waived any objections to the use of affidavits
but objected to an award of fees without the presentation of an
expert fee witness to testify as to the reasonableness of the
attorneys' fees—and even offered to allow Harlan Bakeries a
continuance to obtain an expert. Id. at 412 n.4. In response,
Harlan Bakeries' trial counsel advised the court that it did not
believe a fee expert was required and appellate counsel incorrectly
argued that Snow had waived the requirement before the hearing.
Id. Snow argued he had not waived this requirement. Harlan
Bakeries never attempted to introduce any evidence other than its
own attorneys' statements and records, and Snow is silent on how
or why the trial court overruled Snow's objections to the lack of
expert testimony on reasonableness or any possible finding that he
had waived that requirement.
But the facts in our case are different from those in Snow. In
Snow, the attorneys for Harlan Bakeries failed to obtain and
present the required expert testimony because they believed Snow
had waived this requirement when he agreed to allow affidavits to
be presented. Id. Here, however, an expert was retained to appear
at the hearing but had a last-minute conflict and attorney Carey
15
admitted to this court at oral argument that he, in fact, was fully
aware of the expert fee witness requirement.7 In other words,
attorney Carey's affirmative decision to proceed without an expert
despite his clear knowledge of the evidentiary requirement is
different from a case like Snow, where the parties failed to obtain
and present the expert testimony because they either did not
believe it was necessary or mistakenly believed that the other party
had somehow waived its right to challenge that evidentiary failure.
See id.
In this case, attorney Carey was fully aware of the legal
insufficiency of the proof introduced but made a strategic decision
to forego a continuance and proceed without an essential witness.
This led him down a slippery path that he knew went against the
well-established case law requiring expert testimony. See Cottman,
418 So. 2d at 1242–43 ("Because the attorney was fully aware of his
obligations [to present expert testimony as to the reasonableness of
his fees] and failed to meet them, we reverse the part of the final
judgment awarding him a fee without remand for further hearing.");
7 We note that the proceedings below were conducted via
Zoom.
16
see also Morton's of Chicago, Inc. v. Lira, 48 So. 3d 76, 80 (Fla. 1st
DCA 2010) ("[W]here the party with the burden of proof fails to
establish an evidentiary basis for the damages awarded at trial, the
general rule applies and (absent an exceptional legal or factual
basis warranting a contrary result) simple reversal is warranted.");
Evans v. Delro Indus., 509 So. 2d 1262, 1264 (Fla. 1st DCA 1987)
(reversal and remand for entry of judgment against plaintiff was
warranted where plaintiff despite being granted the opportunity to
offer additional evidence to correct the legal insufficiency of its
proof, chose to proceed without the essential evidence).
To now allow remand solely for the purpose of presenting this
exact expert testimony—which attorney Carey touted was not
required—impermissibly grants a "second bite at the apple." See
Loiaconi v. Gulf Stream Seafood, Inc., 830 So. 2d 908, 910 (Fla. 2d
DCA 2002) (rejecting appellee's argument that it should be entitled
to a second opportunity to correct its proof deficiency on remand
where appellee "is not entitled to the proverbial 'second bite at the
apple' "); Chaudhry v. Adventist Health Sys. Sunbelt, Inc., 305 So. 3d
809, 819 (Fla. 5th DCA 2020) ("Having failed during the first trial to
introduce competent substantial evidence that he suffered a loss of
17
future earning capacity, Dr. Chaudhry will not be given another
opportunity to prove that aspect of his case on retrial, as to do so
would be to permit the impermissible second bite at the apple.").
Therefore, because attorney Carey conceded at oral argument that
he knew it was his obligation to present expert testimony
establishing that the fee he was requesting was reasonable and
because a conscious decision was made to forego any continuance
and instead proceed without that very evidence, we reverse that
portion of the order awarding a fee without remand for further
hearing.
Affirmed in part and reversed in part.
BLACK, J., Concurs.
LABRIT, J., Concurs in part and dissents in part with opinion.
18
LABRIT, Judge, Concurring in part and dissenting in part.
I fully concur in the decision to affirm the order determining
that Mr. Flatt is entitled to recover sanctions from Mr. Mitchell
pursuant to Florida Rule of Civil Procedure 1.380(d). I dissent from
the decision to reverse the attorneys' fee portion of the sanctions
award without remand for an evidentiary hearing.
Mr. Mitchell argues on appeal that remand is unwarranted
because Mr. Flatt's counsel (Mr. Carey) did not introduce expert
testimony as to reasonableness of the attorney's fee sought.
Generally, an attorney fee award will be reversed without remand if
"the record on appeal is devoid of competent substantial evidence to
support the order." See Rodriguez v. Campbell, 720 So. 2d 266, 268
(Fla. 4th DCA 1998). But
when the record contains some competent substantial
evidence supporting the fee or cost order, yet fails to
include some essential evidentiary support such as
testimony from the attorney performing the services, or
testimony from additional expert witnesses, the appellate
court will reverse and remand the order for additional
findings or an additional hearing, if necessary.
Id. (collecting cases); accord Snow v. Harlan Bakeries, Inc., 932 So.
2d 411, 413 (Fla. 2d DCA 2006); see also Smith v. Short, 332 So. 3d
1064, 1068 (Fla. 2d DCA 2021) (remanding for evidentiary hearing
19
on fee claim where movant submitted affidavit regarding fees and
billing records but no expert testimony). As the majority
acknowledges, Mr. Carey submitted his billing records (which were
admitted as evidence without objection) and testified that he
believed his fee was reasonable. Under such circumstances, the
"general rule" announced in Rodriguez applies and requires
remand—as this court clearly held in Snow and Smith. The
majority relies upon Cottman v. Cottman, 418 So. 2d 1241 (Fla. 4th
DCA 1982), to hold that remand is unwarranted because Mr. Carey
knew he was required to submit expert testimony but failed to do
so.8
In my view, the majority has gone astray for three reasons. As
8 I note that Cottman is apparently the only Florida case that
has applied a "knowing failure" exception to the general rule
announced in Rodriguez. The only cases citing Cottman are
Rodriguez (which identified Cottman as the lone "case in which this
court strayed from the general rule" and didn't apply the "knowing
failure" exception articulated in Cottman, see Rodriguez, 720 So. 2d
at 268) and three other district court of appeal cases that cited
Cottman for the proposition that expert testimony is necessary to
support a fee award, and remanded for further proceedings to
determine a reasonable fee amount with the benefit of sufficient
expert testimony. In other words, Cottman is an outlier and has not
been followed by any district court in Florida.
20
a threshold and dispositive matter, Cottman was neither briefed nor
argued, and Mr. Mitchell did not argue on appeal that Mr. Carey's
"knowing failure" to submit expert testimony precluded remand.
Instead, Mr. Mitchell principally challenged entitlement; he
secondarily argued in a generalized manner that Mr. Flatt should
not get a "second bite at the apple" to substantiate his fee claim,
relying exclusively on case law outside the attorney's fee context.9
Appellate courts "are not at liberty to address issues that were not
raised by the parties," Anheuser-Busch Cos. v. Staples, 125 So. 3d
309, 312 (Fla. 1st DCA 2013), nor may an appellate court "depart
from its dispassionate role and become an advocate by second
9 Mr. Mitchell cited Tracey v. Wells Fargo Bank, N.A., 264 So.
3d 1152 (Fla. 2d DCA 2019), a mortgage foreclosure case in which a
divided panel of this court held that the mortgagee was not entitled
to a new trial after it failed to plead and prove a key element of its
claim; he also relied upon Morton's of Chicago, Inc. v. Lira, 48 So. 3d
76 (Fla. 1st DCA 2010), a worker's compensation case in which the
majority remanded for further proceedings to determine the
claimant's entitlement to certain medical expenses. While these
decisions and others like them are similar in some respects to
attorney's fee claims, a meaningful body of Florida law specific to
attorney's fee claims instructs when remand is appropriate on such
claims. That is the law that applies here, and the law of this
district requires remand where the fee-seeking party introduces
evidence of rates and hours but fails to introduce expert evidence of
reasonableness. See Snow, 932 So. 3d at 413; Smith, 332 So. 3d at
1068.
21
guessing counsel and advancing for him theories and defenses
which counsel either intentionally or unintentionally has chosen
not to mention," Polyglycoat Corp. v. Hirsch Distributors, Inc., 442
So. 2d 958, 960 (Fla. 4th DCA 1983). The majority has done both.
Equally troubling is that the majority bases its decision on
what amounts to an extra-record fact—the "concession" Mr. Carey
made at oral argument concerning his knowledge that expert
testimony was required. It is true that Mr. Carey may have
conceded a breach of his duty of candor to the tribunal, but that
point was not part of Mr. Mitchell's argument on appeal in any way,
shape, or form. The only reason the majority can rely on this
concession is that oral argument was held in this case; if this case
had been decided on the briefs, it is difficult to imagine any
outcome other than a remand pursuant to Snow. Mr. Carey's
concession at oral argument may support a referral to the Florida
Bar, but in my view it does not support denial of remand on this
record or under the precedent of this district.
This court has addressed—and rejected—a key element of the
majority's decision. Specifically, the majority's decision is driven at
least in part by its frustration with Mr. Carey's argument that no
22
expert was required to substantiate reasonableness of the fee
award.10 Just as Mr. Carey did here, the movant's counsel in Snow
argued that he didn't "believe a fee expert is required." See Snow,
932 So. 2d at 412 n.4. We remanded for an evidentiary hearing
because—just as Mr. Carey did here—the movant's attorneys in
Snow submitted evidence of rates and hours and testified to the
reasonableness of the claimed fees, but presented no expert
testimony concerning reasonableness. Id. at 412–13. Snow is on
all fours with this case.11 And by skirting its holding, the majority
10 This point undercuts the majority's reliance on Cottman.
Either Mr. Carey relied on his argument (which the trial court
accepted) that—under the circumstances of this case—expert
testimony was unnecessary (as happened in Snow) or Mr. Carey
unequivocally knew that expert testimony was required, "promised"
to submit it, and nonetheless elected to proceed without it (as
happened in Cottman). The two scenarios cannot coexist. In my
view, this record more closely aligns with the former scenario; for
that reason, I believe Cottman is inapposite.
11 The majority claims Snow is distinguishable, stating that
Harlan's "attorneys failed to obtain and present the required expert
testimony because they believed Snow had waived this
requirement." While it appears that Harlan may have
unsuccessfully argued on appeal that Snow failed to preserve
argument on the expert testimony requirement, nothing in Snow
suggests that Harlan's attorneys didn't introduce expert evidence
because they believed Snow had waived that requirement in the
trial court. The operative fact in Snow is that—just as Mr. Flatt's
23
disregards the fundamental maxim that a three-judge panel of a
district court is constrained to follow a prior panel's ruling on an
identical point of law. See In re Rule 9.331, Determination of Causes
by a Dist. Court of Appeal En Banc, Fla. Rules of App. Proc., 416 So.
2d 1127, 1128 (Fla. 1982); see also Wood v. Fraser, 677 So. 2d 15,
18 (Fla. 2d DCA 1996) (recognizing that "consistent with the long-
standing policy of this court," a three-judge panel cannot recede
from a prior panel decision absent en banc consideration by the full
court).
Lastly, it is important to remember what this case is about.
As we unanimously agree, the trial court properly concluded that
Mr. Flatt was entitled to recover attorney's fees as a sanction after
Mr. Mitchell flouted rule 1.380(d). To recap the salient background,
Mr. Mitchell filed a nonmeritorious motion to disqualify Mr. Carey
four days before Mr. Carey was scheduled to take the deposition of
Mr. Mitchell's client. Relying on the pending disqualification
motion, Mr. Mitchell simultaneously filed a motion for protective
order and advised his client not to attend the deposition, counting
counsel did here—Harlan's counsel argued that he didn't "believe a
fee expert is required." Snow, 932 So. 3d at 412 n.4.
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on the likelihood that it would be impossible to get a ruling on the
motion for protective order before the deposition date. As a result of
Mr. Mitchell's improper tactics, Mr. Flatt incurred unnecessary
attorney's fees and the trial court correctly imposed sanctions
pursuant to rule 1.380(d). Absent a fee award as authorized by rule
1.380(d), Mr. Flatt is left holding the proverbial bag on those fees.
By depriving Mr. Flatt of the opportunity to recover the fees he
incurred because of Mr. Mitchell's improper tactics, the majority not
only renders the imposition of sanctions largely meaningless, it also
rewards Mr. Mitchell's improper conduct—which is truly ironic,
since that is what started this fire. Under these circumstances,
punishing Mr. Flatt for what arguably was a shortcoming in Mr.
Carey's conduct12 is inconsistent with the obvious purpose of the
sanctions provision of rule 1.380(d)—to deter attorneys from doing
exactly what Mr. Mitchell did here.
For the foregoing reasons, I dissent from the majority's denial
of remand. I would affirm the order entitling Mr. Flatt to sanctions,
12 Nothing in our record suggests even the possibility that Mr.
Flatt was aware of, never mind condoned, Mr. Carey's statements
and actions at the fee hearing.
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reverse the portion of the order awarding fees, and remand this case
for an evidentiary hearing to determine the amount of a reasonable
attorney's fee awardable to Mr. Flatt.
Opinion subject to revision prior to official publication.
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