Daniel K. Maxwell v. State of Florida
CourtDistrict Court of Appeal of Florida
Date FiledJanuary 6, 2021
Docket1D19-3314
StatusPublished
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Full Opinion
FIRST DISTRICT COURT OF APPEAL
STATE OF FLORIDA
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No. 1D19-3314
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DANIEL K. MAXWELL,
Appellant,
v.
STATE OF FLORIDA,
Appellee.
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On appeal from the Circuit Court for Wakulla County.
James O. Shelfer, Judge.
January 6, 2021
PER CURIAM.
Daniel Maxwell appeals his judgment and sentence after
being convicted of assault, battery by strangulation, and false
imprisonment. He raises numerous issues on appeal; only one of
which warrants discussion. The remaining issues are affirmed
without further comment. On appeal, Maxwell argues the trial
court erred in allowing him to proceed to trial without first making
a competency determination. We agree and reverse accordingly.
Pursuant to Florida Rule of Criminal Procedure 3.210(a), no
material stage of a proceeding may proceed against a defendant
who is mentally incompetent. When the trial court has reasonable
grounds to question a defendant’s competency, the trial court is
required to conduct a competency hearing. Zern v. State, 191 So.
3d 962, 964 (Fla. 1st DCA 2016); Brooks v. State, 180 So. 3d 1094
(Fla. 1st DCA 2015); see also Cochran v. State, 925 So. 2d 370, 373
(Fla. 5th DCA 2006) (“[O]nce the trial court enters an order
appointing experts upon a reasonable belief that the defendant
may be incompetent, a competency hearing must be held.”). “At
that point, the court has a duty to make an independent
determination about the defendant’s competency, and it must also
enter a written order on competency if its finds that the defendant
is competent to proceed.” Pearce v. State, 250 So. 3d 791, 792 (Fla.
1st DCA 2018) (citing Dougherty v. State, 149 So. 3d 672, 677–78
(Fla. 2014)). “Not even the defendant’s own stipulation to
competency relieves the trial court of the obligation to hold a
competency hearing and adjudicate the issue of competency if
there are reasonable grounds to question competency.” Walker v.
State, 237 So. 3d 1162, 1164 (Fla. 1st DCA 2018) (citing Dougherty,
149 So. 3d at 677–678).
The State argues that the trial court based its competency
determination on written reports, which is permitted when agreed
to by the parties. See Dougherty, 149 So. 3d at 677–78 (“[W]here
the parties and the judge agree, the trial court may decide the
issue of competency on the basis of the written reports alone.”).
However, the State’s contention is not supported by the record.
Rather, the record shows that the trial court based its finding of
competency on the parties’ stipulation, which is improper. See
Walker, 237 So. 3d at 1164. Maxwell had previously been found
incompetent to stand trial. He was admitted to Florida State
Hospital for treatment. The records from Florida State Hospital
releasing Maxwell and finding him competent were not part of the
record.
Because the trial court did not make a proper competency
determination, we remand the case for further proceedings. On
remand, the trial court shall hold a hearing to determine whether
competency can be retroactively determined. Sheheane v. State,
228 So. 3d 1178, 1181 (Fla. 1st DCA 2017). If the evidence that
existed previously supports a finding that Maxwell was competent
at the time of trial, the court may make a determination of
competency, nunc pro tunc, with no changes in the judgment and
enter a written order accordingly. Id.; see also Brooks, 180 So. 3d
at 1096. However, if the trial court is unable to make a retroactive
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competency determination or if its finds Maxwell was incompetent,
Maxwell’s judgment and sentence must be vacated. Id.
AFFIRMED in part, REVERSED in part, and REMANDED.
MAKAR, OSTERHAUS, and M.K. THOMAS, JJ., concur.
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Not final until disposition of any timely and
authorized motion under Fla. R. App. P. 9.330 or
9.331.
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Jessica J. Yeary, Public Defender, and Megan Long, Assistant
Public Defender, Tallahassee, for Appellant.
Ashley Moody, Attorney General, Benjamin L. Hoffman, Assistant
Attorney General, Tallahassee, for Appellee.
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